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RBC

RBC Bearings INC

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3343
SEC CIK
0001324948
Parsed reports
460

Last 12 months

Inside the activity.

0 purchase rows · 10 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202500
Jan 202600
Feb 202602
Mar 202600
Apr 202600
May 202600
Jun 202605
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 11, 2020 Filed Aug 13, 2020 21:00 UTC
BERGERON DANIEL ADirector · VP, CFO and COO
Exercise / conversionOption to Purchase Common Stock · Derivative 20,000 $0.00 Strike: $64.15 $0.00
Disclosure

SEC source: 0001593968-20-001743 · primary_01.xml · derivative · entry 3

BERGERON DANIEL A · CIK 0001204696 · Director · VP, CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2021-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 21:00 UTC
BERGERON DANIEL ADirector · VP, CFO and COO
SaleCommon Stock 20,000 $144.43 $2,888,648.00
Disclosure

SEC source: 0001593968-20-001743 · primary_01.xml · nonDerivative · entry 2

BERGERON DANIEL A · CIK 0001204696 · Director · VP, CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,492

F1 · balance_after: Includes 37,872 shares of restricted stock, which vest according to the following schedule; 8,333 shares vest on 6/7/2021; 16,667 shares 1/2 of which vest on 6/3/2021 and 1/2 vest on 6/3/2022; and 12,872 shares 1/3 of which vest on 6/2/2021, 1/3 vest on 6/2/2022 and 1/3 vest on 6/2/2023.

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August 11, 2020 Filed Aug 13, 2020 21:00 UTC
BERGERON DANIEL ADirector · VP, CFO and COO
Exercise / conversionCommon Stock 20,000 $64.15 $1,283,000.00
Disclosure

SEC source: 0001593968-20-001743 · primary_01.xml · nonDerivative · entry 1

BERGERON DANIEL A · CIK 0001204696 · Director · VP, CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,492

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 37,872 shares of restricted stock, which vest according to the following schedule; 8,333 shares vest on 6/7/2021; 16,667 shares 1/2 of which vest on 6/3/2021 and 1/2 vest on 6/3/2022; and 12,872 shares 1/3 of which vest on 6/2/2021, 1/3 vest on 6/2/2022 and 1/3 vest on 6/2/2023.

Read SEC document
June 29, 2020 Filed Jun 30, 2020 20:14 UTC
HARTNETT MICHAEL JDirector · President and CEO
Tax withholdingCommon Stock 5,142 $127.37 $654,936.54
Disclosure

SEC source: 0001593968-20-001544 · primary_01.xml · nonDerivative · entry 1

HARTNETT MICHAEL J · CIK 0001256535 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,747

F1 · shares: Represents shares withheld by the Company to pay tax liability related to the vesting of restricted stock

F2 · balance_after: Includes 79,143 shares of restricted stock, which vest according to the following schedule; 17,347 shares vest on 6/7/2021; 34,693 shares 1/2 of which vest on 6/3/2021 and 1/2 vest on 6/3/2022; and 27,103 shares 1/3 of which vest on 6/2/2021, 1/3 vest on 6/2/2022 and 1/3 vest on 6/2/2023.

Read SEC document
June 29, 2020 Filed Jun 30, 2020 20:10 UTC
BERGERON DANIEL ADirector · VP, CFO and COO
Tax withholdingCommon Stock 1,612 $127.37 $205,320.44
Disclosure

SEC source: 0001593968-20-001541 · primary_01.xml · nonDerivative · entry 1

BERGERON DANIEL A · CIK 0001204696 · Director · VP, CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,492

F1 · shares: Represents shares withheld by the Company to pay tax liability related to the vesting of restricted stock

F2 · balance_after: Includes 37,872 shares of restricted stock, which vest according to the following schedule; 8,333 shares vest on 6/7/2021; 16,667 shares 1/2 of which vest on 6/3/2021 and 1/2 vest on 6/3/2022; and 12,872 shares 1/3 of which vest on 6/2/2021, 1/3 vest on 6/2/2022 and 1/3 vest on 6/2/2023.

Read SEC document
June 29, 2020 Filed Jun 30, 2020 20:13 UTC
Edwards Richard JV.P. and General Manager
Tax withholdingCommon Stock 210 $127.37 $26,747.70
Disclosure

SEC source: 0001593968-20-001543 · primary_01.xml · nonDerivative · entry 1

Edwards Richard J · CIK 0001335597 · V.P. and General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,532

F1 · shares: Represents shares withheld by the Company to pay tax liability related to the vesting of restricted stock

F2 · balance_after: Includes 3,400 shares of restricted stock, which vest according to the following schedule; 1,800 shares 1/3 vest on 6/7/2021, 1/3 vest on 6/7/2022 and 1/3 vest on 6/7/2023; and 1,600 shares 1/4 of which vest on 6/3/2021, 1/4 vest on 6/3/2022, 1/4 vest on 6/3/2023 and 1/4 vest on 6/3/2024.

Read SEC document
June 29, 2020 Filed Jun 30, 2020 20:11 UTC
Sullivan Robert MCorporate Controller
Tax withholdingCommon Stock 153 $127.37 $19,487.61
Disclosure

SEC source: 0001593968-20-001542 · primary_01.xml · nonDerivative · entry 1

Sullivan Robert M · CIK 0001697869 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,851

F1 · shares: Represents shares withheld by the Company to pay tax liability related to the vesting of restricted stock

F2 · balance_after: Includes 3,700 shares of restricted stock, which vest according to the following schedule - 100 vest on 3/29/2021; 300 shares 1/3 of which vest on 6/7/2021, 1/3 vest on 6/7/2022 and 1/3 vest on 6/7/2023; 800 shares 1/4 of which vest on 6/3/2021, 1/4 vest on 6/3/2022, 1/4 vest on 6/3/2023 and 1/4 vest on 6/3/2024; and 2,500 shares 1/5 of which vest on 6/2/2021, 1/5 vest on 6/2/2022, 1/5 vest on 6/2/2023, 1/5 vest on 6/2/2024 and 1/5 vest on 2025.

Read SEC document
June 18, 2020 Filed Jun 19, 2020 01:47 UTC SaleCommon Stock 5,000 $137.39 $686,950.00
Disclosure

SEC source: 0001593968-20-001503 · primary_01.xml · nonDerivative · entry 3

CROWELL RICHARD R · CIK 0001256523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,070

F1 · balance_after: Includes 4,417 shares of restricted stock, which vest according to the following schedule; 417 shares that vest on 6/27/2020; 1,000 shares 1/2 of which vest on 7/3/2020 and 1/2 vest on 7/3/2021; 1,500 shares 1/3 of which vest on 8/19/2020, 1/3 vest on 8/19/2021 and 1/3 vest on 8/19/2022; and 1,500 shares 1/3 of which vest on 6/2/2021, 1/3 vest on 6/2/2022 and 1/3 vest on 6/2/2023.

Read SEC document
June 17, 2020 Filed Jun 19, 2020 01:47 UTC SaleCommon Stock 2,500 $139.18 $347,950.00
Disclosure

SEC source: 0001593968-20-001503 · primary_01.xml · nonDerivative · entry 2

CROWELL RICHARD R · CIK 0001256523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,070

F1 · balance_after: Includes 4,417 shares of restricted stock, which vest according to the following schedule; 417 shares that vest on 6/27/2020; 1,000 shares 1/2 of which vest on 7/3/2020 and 1/2 vest on 7/3/2021; 1,500 shares 1/3 of which vest on 8/19/2020, 1/3 vest on 8/19/2021 and 1/3 vest on 8/19/2022; and 1,500 shares 1/3 of which vest on 6/2/2021, 1/3 vest on 6/2/2022 and 1/3 vest on 6/2/2023.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 21:05 UTC
Bannon Patrick S.V.P. and General Manager
Tax withholdingCommon Stock 309 $154.76 $47,820.84
Disclosure

SEC source: 0001593968-20-001443 · primary_01.xml · nonDerivative · entry 1

Bannon Patrick S. · CIK 0001722322 · V.P. and General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,709

F1 · shares: Represents shares withheld by the Company to pay tax liability related to the vesting of restricted stock

F2 · balance_after: Includes 17,200 shares of restricted stock, that vest according to the following schedule - 5,000 shares 1/5 of which vest 6/2/2021, 1/5 vest on 6/2/2022, 1/5 vest on 6/2/2023, 1/5 vest on 6/2/2024 and 1/5 vest on 6/2/2025; 4,000 shares 1/4 of which vest on 6/3/2021, 1/4 vest on 6/3/2022, 1/4 vest on 6/3/2023 and 1/4 vest on 6/3/2024; 2,500 shares that vest on 2/1/2021; 3,000 shares 1/3 of which vest on 6/7/2021, 1/3 vest on 6/7/2022 and 1/3 vest on 6/7/2023; 2,000 shares 1/2 of which vest on 12/2/2020 and 1/2 vest on 12/2/2021; and 700 shares that vest on 12/4/2020.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 20:51 UTC
HARTNETT MICHAEL JDirector · President and CEO
Tax withholdingCommon Stock 6,826 $154.76 $1,056,391.76
Disclosure

SEC source: 0001593968-20-001435 · primary_01.xml · nonDerivative · entry 1

HARTNETT MICHAEL J · CIK 0001256535 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,889

F1 · shares: Represents shares withheld by the Company to pay tax liability related to the vesting of restricted stock

F2 · balance_after: Includes 92,210 shares of restricted stock, which vest according to the following schedule; 13,067 shares vest on 6/27/2020; 17,347 shares vest on 6/7/2021; 34,693 shares 1/2 of which vest on 6/3/2021 and 1/2 vest on 6/3/2022; and 27,103 shares 1/3 of which vest on 6/2/2021, 1/3 vest on 6/2/2022 and 1/3 vest on 6/2/2023.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 20:56 UTC
BERGERON DANIEL ADirector · VP, CFO and COO
Tax withholdingCommon Stock 4,030 $154.76 $623,682.80
Disclosure

SEC source: 0001593968-20-001438 · primary_01.xml · nonDerivative · entry 1

BERGERON DANIEL A · CIK 0001204696 · Director · VP, CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,104

F1 · shares: Represents shares withheld by the Company to pay tax liability related to the vesting of restricted stock

F2 · balance_after: Includes 41,205 shares of restricted stock, which vest according to the following schedule; 3,333 shares vest on 6/27/2020; 8,333 shares vest on 6/7/2021; 16,667 shares 1/2 of which vest on 6/3/2021 and 1/2 vest on 6/3/2022; and 12,872 shares 1/3 of which vest on 6/2/2021, 1/3 vest on 6/2/2022 and 1/3 vest on 6/2/2023.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 21:06 UTC
Hawkins Ernest DVice President of Finance
Tax withholdingCommon Stock 60 $154.76 $9,285.60
Disclosure

SEC source: 0001593968-20-001444 · primary_01.xml · nonDerivative · entry 1

Hawkins Ernest D · CIK 0001708892 · Vice President of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,290

F1 · shares: Represents shares withheld by the Company to pay tax liability related to the vesting of restricted stock

F2 · balance_after: Includes 2,200 shares of restricted stock, that vest according to the following schedule - 800 shares 1/4 of which vest on 6/3/2021, 1/4 vest on 6/3/2022, 1/4 vest on 6/3/2023 and 1/4 vest on 6/3/2024; 800 shares 1/2 of which vest on 12/2/2020 and 1/2 vest on 12/2/2021; and 600 shares 1/3 of which vest on 6/7/2021, 1/3 vest on 6/7/2022 and 1/3 vest on 6/7/2023.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 21:02 UTC
Sullivan Robert MCorporate Controller
Tax withholdingCommon Stock 46 $154.76 $7,118.96
Disclosure

SEC source: 0001593968-20-001442 · primary_01.xml · nonDerivative · entry 1

Sullivan Robert M · CIK 0001697869 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,004

F1 · shares: Represents shares withheld by the Company to pay tax liability related to the vesting of restricted stock

F2 · balance_after: Includes 4,033 shares of restricted stock, which vest according to the following schedule - 333 shares vest on 6/27/2020; 100 vest on 3/29/2021; 300 shares 1/3 of which vest on 6/7/2021, 1/3 vest on 6/7/2022 and 1/3 vest on 6/7/2023; 800 shares 1/4 of which vest on 6/3/2021, 1/4 vest on 6/3/2022, 1/4 vest on 6/3/2023 and 1/4 vest on 6/3/2024; and 2,500 shares 1/5 of which vest on 6/2/2021, 1/5 vest on 6/2/2022, 1/5 vest on 6/2/2023, 1/5 vest on 6/2/2024 and 1/5 vest on 2025.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 21:01 UTC
Edwards Richard JV.P. and General Manager
Tax withholdingCommon Stock 188 $154.76 $29,094.88
Disclosure

SEC source: 0001593968-20-001441 · primary_01.xml · nonDerivative · entry 1

Edwards Richard J · CIK 0001335597 · V.P. and General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,742

F1 · shares: Represents shares withheld by the Company to pay tax liability related to the vesting of restricted stock

F2 · balance_after: Includes 4,067 shares of restricted stock, which vest according to the following schedule; 667 shares vest on 6/27/2020; 1,800 shares 1/3 vest on 6/7/2021, 1/3 vest on 6/7/2022 and 1/3 vest on 6/7/2023; and 1,600 shares 1/4 of which vest on 6/3/2021, 1/4 vest on 6/3/2022, 1/4 vest on 6/3/2023 and 1/4 vest on 6/3/2024.

Read SEC document
June 04, 2020 Filed Jun 5, 2020 20:08 UTC
Edwards Richard JV.P. and General Manager
SaleCommon Stock 2,547 $141.50 $360,400.50
Disclosure

SEC source: 0001593968-20-001398 · primary_01.xml · nonDerivative · entry 2

Edwards Richard J · CIK 0001335597 · V.P. and General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,930

F2 · balance_after: Includes 4,667 shares of restricted stock, which vest according to the following schedule; 667 shares vest on 6/27/2020; 2,400 shares 1/4 of which vest on 6/7/2020, 1/4 vest on 6/7/2021, 1/4 vest on 6/7/2022 and 1/4 vest on 6/7/2023; and 1,600 shares 1/4 of which vest on 6/3/2021, 1/4 vest on 6/3/2022, 1/4 vest on 6/3/2023 and 1/4 vest on 6/3/2024.

Read SEC document
June 04, 2020 Filed Jun 19, 2020 01:47 UTC SaleCommon Stock 5,000 $140.77 $703,865.00
Disclosure

SEC source: 0001593968-20-001503 · primary_01.xml · nonDerivative · entry 1

CROWELL RICHARD R · CIK 0001256523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,570

F1 · balance_after: Includes 4,417 shares of restricted stock, which vest according to the following schedule; 417 shares that vest on 6/27/2020; 1,000 shares 1/2 of which vest on 7/3/2020 and 1/2 vest on 7/3/2021; 1,500 shares 1/3 of which vest on 8/19/2020, 1/3 vest on 8/19/2021 and 1/3 vest on 8/19/2022; and 1,500 shares 1/3 of which vest on 6/2/2021, 1/3 vest on 6/2/2022 and 1/3 vest on 6/2/2023.

Read SEC document
June 03, 2020 Filed Jun 5, 2020 20:06 UTC
HARTNETT MICHAEL JDirector · President and CEO
Tax withholdingCommon Stock 6,827 $137.44 $938,302.88
Disclosure

SEC source: 0001593968-20-001396 · primary_01.xml · nonDerivative · entry 2

HARTNETT MICHAEL J · CIK 0001256535 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,715

F2 · shares: Represents shares withheld by the Company to pay tax liability related to the vesting of restricted stock

F1 · balance_after: Includes 109,556 shares of restricted stock, which vest according to the following schedule; 13,067 shares vest on 6/27/2020; 34,693 shares 1/2 of which vest on 6/7/2020 and 1/2 vest on 6/7/2021; 34,693 shares 1/2 of which vest on 6/3/2021 and 1/2 vest on 6/3/2022; and 27,103 shares 1/3 of which vest on 6/2/2021, 1/3 vest on 6/2/2022 and 1/3 vest on 6/2/2023.

Read SEC document
June 03, 2020 Filed Jun 5, 2020 20:02 UTC SaleCommon Stock 5,000 $141.30 $706,490.00
Disclosure

SEC source: 0001593968-20-001392 · primary_01.xml · nonDerivative · entry 2

CROWELL RICHARD R · CIK 0001256523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,570

F1 · balance_after: Includes 4,417 shares of restricted stock, which vest according to the following schedule; 417 shares that vest on 6/27/2020; 1,000 shares 1/2 of which vest on 7/3/2020 and 1/2 vest on 7/3/2021; 1,500 shares 1/3 of which vest on 8/19/2020, 1/3 vest on 8/19/2021 and 1/3 vest on 8/19/2022; and 1,500 shares 1/3 of which vest on 6/2/2021, 1/3 vest on 6/2/2022 and 1/3 vest on 6/2/2023.

Read SEC document
June 03, 2020 Filed Jun 5, 2020 20:03 UTC
BERGERON DANIEL ADirector · VP, CFO and COO
Tax withholdingCommon Stock 4,030 $137.44 $553,883.20
Disclosure

SEC source: 0001593968-20-001393 · primary_01.xml · nonDerivative · entry 2

BERGERON DANIEL A · CIK 0001204696 · Director · VP, CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,134

F2 · shares: Represents shares withheld by the Company to pay tax liability related to the vesting of restricted stock

F1 · balance_after: Includes 49,539 shares of restricted stock, which vest according to the following schedule; 3,333 shares vest on 6/27/2020; 16,667 shares 1/2 of which vest on 6/7/2020 and 1/2 vest on 6/7/2021; 16,667 shares 1/2 of which vest on 6/3/2021 and 1/2 vest on 6/3/2022; and 12,872 shares 1/3 of which vest on 6/2/2021, 1/3 vest on 6/2/2022 and 1/3 vest on 6/2/2023.

Read SEC document
June 03, 2020 Filed Jun 5, 2020 20:08 UTC
Edwards Richard JV.P. and General Manager
Tax withholdingCommon Stock 123 $137.44 $16,905.12
Disclosure

SEC source: 0001593968-20-001398 · primary_01.xml · nonDerivative · entry 1

Edwards Richard J · CIK 0001335597 · V.P. and General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,477

F1 · shares: Represents shares withheld by the Company to pay tax liability related to the vesting of restricted stock

F2 · balance_after: Includes 4,667 shares of restricted stock, which vest according to the following schedule; 667 shares vest on 6/27/2020; 2,400 shares 1/4 of which vest on 6/7/2020, 1/4 vest on 6/7/2021, 1/4 vest on 6/7/2022 and 1/4 vest on 6/7/2023; and 1,600 shares 1/4 of which vest on 6/3/2021, 1/4 vest on 6/3/2022, 1/4 vest on 6/3/2023 and 1/4 vest on 6/3/2024.

Read SEC document
June 03, 2020 Filed Jun 5, 2020 20:07 UTC
Hawkins Ernest DVice President of Finance
Tax withholdingCommon Stock 66 $137.44 $9,071.04
Disclosure

SEC source: 0001593968-20-001397 · primary_01.xml · nonDerivative · entry 1

Hawkins Ernest D · CIK 0001708892 · Vice President of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,350

F1 · shares: Represents shares withheld by the Company to pay tax liability related to the vesting of restricted stock

F2 · balance_after: Includes 2,267 shares of restricted stock, that vest according to the following schedule - 800 shares 1/4 of which vest on 6/3/2021, 1/4 vest on 6/3/2022, 1/4 vest on 6/3/2023 and 1/4 vest on 6/3/2024; 800 shares 1/2 of which vest on 12/2/2020 and 1/2 vest on 12/2/2021; and 667 shares 1/2 of which vest on 6/7/2020 and 1/2 vest on 6/7/2021.

Read SEC document
June 03, 2020 Filed Jun 5, 2020 20:05 UTC
Sullivan Robert MCorporate Controller
Tax withholdingCommon Stock 61 $137.44 $8,383.84
Disclosure

SEC source: 0001593968-20-001395 · primary_01.xml · nonDerivative · entry 2

Sullivan Robert M · CIK 0001697869 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,050

F2 · shares: Represents shares withheld by the Company to pay tax liability related to the vesting of restricted stock

F1 · balance_after: Includes 4,133 shares of restricted stock, which vest according to the following schedule - 333 shares vest on 6/27/2020; 100 vest on 3/29/2021; 400 shares 1/4 of which vest on 6/7/2020, 1/4 vest on 6/7/2021, 1/4 vest on 6/7/2022 and 1/4 vest on 6/7/2023; 800 shares 1/4 of which vest on 6/3/2021, 1/4 vest on 6/3/2022, 1/4 vest on 6/3/2023 and 1/4 vest on 6/3/2024; and 2,500 shares 1/5 of which vest on 6/2/2021, 1/5 vest on 6/2/2022, 1/5 vest on 6/2/2023, 1/5 vest on 6/2/2024 and 1/5 vest on 2025.

Read SEC document
June 03, 2020 Filed Jun 5, 2020 20:04 UTC
Bannon Patrick S.V.P. and General Manager
Tax withholdingCommon Stock 309 $137.44 $42,468.96
Disclosure

SEC source: 0001593968-20-001394 · primary_01.xml · nonDerivative · entry 2

Bannon Patrick S. · CIK 0001722322 · V.P. and General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,018

F2 · shares: Represents shares withheld by the Company to pay tax liability related to the vesting of restricted stock

F1 · balance_after: Includes 14,200 shares of restricted stock, that vest according to the following schedule - 5,000 shares 1/5 of which vest 6/2/2021, 1/5 vest on 6/2/2022, 1/5 vest on 6/2/2023, 1/5 vest on 6/2/2024 and 1/5 vest on 6/2/2025; 4,000 shares 1/4 of which vest on 6/3/2021, 1/4 vest on 6/3/2022, 1/4 vest on 6/3/2023 and 1/4 vest on 6/3/2024; 2,000 shares 1/2 of which vest on 12/2/2020 and 1/2 vest on 12/2/2021; and 2,500 shares that vest on 2/1/2021;and 700 shares that vest on 12/4/2020.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 00:09 UTC
Faghri AmirDirector
Exercise / conversionOption to Purchase Common Stock · Derivative 2,500 $0.00 Strike: $51.08 $0.00
Disclosure

SEC source: 0001593968-20-001367 · primary_01.xml · derivative · entry 3

Faghri Amir · CIK 0001335719 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2020-06-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 00:09 UTC
Faghri AmirDirector
SaleCommon Stock 945 $135.74 $128,274.39
Disclosure

SEC source: 0001593968-20-001367 · primary_01.xml · nonDerivative · entry 2

Faghri Amir · CIK 0001335719 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,128

F1 · balance_after: Includes 2,917 shares of restricted stock, which vest according to the following schedule; 417 shares that vest on 6/27/2020; 1,000 shares 1/2 of which vest on 7/3/2020 and 1/2 vest on 7/3/2021; 1,500 shares 1/3 of which vest on 8/19/2020, 1/3 vest on 8/19/2021 and 1/3 vest on 8/19/2022.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 00:09 UTC
Faghri AmirDirector
Exercise / conversionCommon Stock 2,500 $51.08 $127,700.00
Disclosure

SEC source: 0001593968-20-001367 · primary_01.xml · nonDerivative · entry 1

Faghri Amir · CIK 0001335719 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,073

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 2,917 shares of restricted stock, which vest according to the following schedule; 417 shares that vest on 6/27/2020; 1,000 shares 1/2 of which vest on 7/3/2020 and 1/2 vest on 7/3/2021; 1,500 shares 1/3 of which vest on 8/19/2020, 1/3 vest on 8/19/2021 and 1/3 vest on 8/19/2022.

Read SEC document
June 02, 2020 Filed Jun 5, 2020 20:06 UTC
HARTNETT MICHAEL JDirector · President and CEO
GrantOption to Purchase Common Stock · Derivative 58,892 $0.00 Strike: $137.44 $0.00
Disclosure

SEC source: 0001593968-20-001396 · primary_01.xml · derivative · entry 3

HARTNETT MICHAEL J · CIK 0001256535 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,892

Underlying: Common Stock · 58,892 shares

Expires 2027-06-02

F3 · derivative.exercise_date: These options to purchase Common Stock are subject to the following vesting schedule - 1/5 vest on 6/2/2021, 1/5 vest on 6/2/2022, 1/5 vest on 6/2/2023, 1/5 vest on 6/2/2024 and 1/5 vest on 6/27/2025.

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June 02, 2020 Filed Jun 5, 2020 20:06 UTC
HARTNETT MICHAEL JDirector · President and CEO
GrantCommon Stock 27,103 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-001396 · primary_01.xml · nonDerivative · entry 1

HARTNETT MICHAEL J · CIK 0001256535 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,542

F1 · balance_after: Includes 109,556 shares of restricted stock, which vest according to the following schedule; 13,067 shares vest on 6/27/2020; 34,693 shares 1/2 of which vest on 6/7/2020 and 1/2 vest on 6/7/2021; 34,693 shares 1/2 of which vest on 6/3/2021 and 1/2 vest on 6/3/2022; and 27,103 shares 1/3 of which vest on 6/2/2021, 1/3 vest on 6/2/2022 and 1/3 vest on 6/2/2023.

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June 02, 2020 Filed Jun 5, 2020 20:02 UTC GrantOption to Purchase Common Stock · Derivative 1,500 $0.00 Strike: $137.44 $0.00
Disclosure

SEC source: 0001593968-20-001392 · primary_01.xml · derivative · entry 3

CROWELL RICHARD R · CIK 0001256523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock · 1,500 shares

Expires 2027-06-02

F2 · derivative.exercise_date: These options to purchase Common Stock are subject to the following vesting schedule - 1/5 vest on 6/2/2021, 1/5 vest on 6/2/2022, 1/5 vest on 6/2/2023, 1/5 vest on 6/2/2024 and 1/5 vest on 6/27/2025.

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June 02, 2020 Filed Jun 5, 2020 20:02 UTC GrantCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-001392 · primary_01.xml · nonDerivative · entry 1

CROWELL RICHARD R · CIK 0001256523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,570

F1 · balance_after: Includes 4,417 shares of restricted stock, which vest according to the following schedule; 417 shares that vest on 6/27/2020; 1,000 shares 1/2 of which vest on 7/3/2020 and 1/2 vest on 7/3/2021; 1,500 shares 1/3 of which vest on 8/19/2020, 1/3 vest on 8/19/2021 and 1/3 vest on 8/19/2022; and 1,500 shares 1/3 of which vest on 6/2/2021, 1/3 vest on 6/2/2022 and 1/3 vest on 6/2/2023.

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June 02, 2020 Filed Jun 5, 2020 20:03 UTC
BERGERON DANIEL ADirector · VP, CFO and COO
GrantOption to Purchase Common Stock · Derivative 20,743 $0.00 Strike: $137.44 $0.00
Disclosure

SEC source: 0001593968-20-001393 · primary_01.xml · derivative · entry 3

BERGERON DANIEL A · CIK 0001204696 · Director · VP, CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,743

Underlying: Common Stock · 20,743 shares

Expires 2027-06-02

F3 · derivative.exercise_date: These options to purchase Common Stock are subject to the following vesting schedule - 1/5 vest on 6/2/2021, 1/5 vest on 6/2/2022, 1/5 vest on 6/2/2023, 1/5 vest on 6/2/2024 and 1/5 vest on 6/27/2025.

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June 02, 2020 Filed Jun 5, 2020 20:03 UTC
BERGERON DANIEL ADirector · VP, CFO and COO
GrantCommon Stock 12,872 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-001393 · primary_01.xml · nonDerivative · entry 1

BERGERON DANIEL A · CIK 0001204696 · Director · VP, CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,164

F1 · balance_after: Includes 49,539 shares of restricted stock, which vest according to the following schedule; 3,333 shares vest on 6/27/2020; 16,667 shares 1/2 of which vest on 6/7/2020 and 1/2 vest on 6/7/2021; 16,667 shares 1/2 of which vest on 6/3/2021 and 1/2 vest on 6/3/2022; and 12,872 shares 1/3 of which vest on 6/2/2021, 1/3 vest on 6/2/2022 and 1/3 vest on 6/2/2023.

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June 02, 2020 Filed Jun 5, 2020 20:05 UTC
Sullivan Robert MCorporate Controller
GrantOption to Purchase Common Stock · Derivative 10,000 $0.00 Strike: $137.44 $0.00
Disclosure

SEC source: 0001593968-20-001395 · primary_01.xml · derivative · entry 3

Sullivan Robert M · CIK 0001697869 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2027-06-02

F3 · derivative.exercise_date: These options to purchase Common Stock are subject to the following vesting schedule - 1/5 vest on 6/2/2021, 1/5 vest on 6/2/2022, 1/5 vest on 6/2/2023, 1/5 vest on 6/2/2024 and 1/5 vest on 6/27/2025.

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June 02, 2020 Filed Jun 5, 2020 20:05 UTC
Sullivan Robert MCorporate Controller
GrantCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-001395 · primary_01.xml · nonDerivative · entry 1

Sullivan Robert M · CIK 0001697869 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,111

F1 · balance_after: Includes 4,133 shares of restricted stock, which vest according to the following schedule - 333 shares vest on 6/27/2020; 100 vest on 3/29/2021; 400 shares 1/4 of which vest on 6/7/2020, 1/4 vest on 6/7/2021, 1/4 vest on 6/7/2022 and 1/4 vest on 6/7/2023; 800 shares 1/4 of which vest on 6/3/2021, 1/4 vest on 6/3/2022, 1/4 vest on 6/3/2023 and 1/4 vest on 6/3/2024; and 2,500 shares 1/5 of which vest on 6/2/2021, 1/5 vest on 6/2/2022, 1/5 vest on 6/2/2023, 1/5 vest on 6/2/2024 and 1/5 vest on 2025.

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June 02, 2020 Filed Jun 5, 2020 20:04 UTC
Bannon Patrick S.V.P. and General Manager
GrantOption to Purchase Common Stock · Derivative 15,000 $0.00 Strike: $137.44 $0.00
Disclosure

SEC source: 0001593968-20-001394 · primary_01.xml · derivative · entry 3

Bannon Patrick S. · CIK 0001722322 · V.P. and General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2027-06-02

F3 · derivative.exercise_date: These options to purchase Common Stock are subject to the following vesting schedule - 1/5 vest on 6/2/2021, 1/5 vest on 6/2/2022, 1/5 vest on 6/2/2023, 1/5 vest on 6/2/2024 and 1/5 vest on 6/27/2025.

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June 02, 2020 Filed Jun 5, 2020 20:04 UTC
Bannon Patrick S.V.P. and General Manager
GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-001394 · primary_01.xml · nonDerivative · entry 1

Bannon Patrick S. · CIK 0001722322 · V.P. and General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,327

F1 · balance_after: Includes 14,200 shares of restricted stock, that vest according to the following schedule - 5,000 shares 1/5 of which vest 6/2/2021, 1/5 vest on 6/2/2022, 1/5 vest on 6/2/2023, 1/5 vest on 6/2/2024 and 1/5 vest on 6/2/2025; 4,000 shares 1/4 of which vest on 6/3/2021, 1/4 vest on 6/3/2022, 1/4 vest on 6/3/2023 and 1/4 vest on 6/3/2024; 2,000 shares 1/2 of which vest on 12/2/2020 and 1/2 vest on 12/2/2021; and 2,500 shares that vest on 2/1/2021;and 700 shares that vest on 12/4/2020.

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June 02, 2020 Filed Jul 10, 2020 22:54 UTC GrantOption to Purchase Common Stock · Derivative 1,000 $0.00 Strike: $137.44 $0.00
Disclosure

SEC source: 0001593968-20-001607 · primary_01.xml · derivative · entry 2

Kaplan Steven H. · CIK 0001728568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2027-06-02

F3 · derivative.exercise_date: These options to purchase Common Stock are subject to the following vesting schedule - 1/5 vest on 6/2/2021, 1/5 vest on 6/2/2022, 1/5 vest on 6/2/2023, 1/5 vest on 6/2/2024 and 1/5 vest on 6/2/2025.

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June 02, 2020 Filed Jul 10, 2020 22:54 UTC GrantCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-001607 · primary_01.xml · nonDerivative · entry 1

Kaplan Steven H. · CIK 0001728568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,940

F1 · balance_after: Includes 3,500 shares of restricted stock, which vest according to the following schedule - 500 shares that vest on 7/3/2021; 1,500 shares 1/3 of which vest on 8/19/2020, 1/3 vest on 8/19/2021 and 1/3 vest on 8/19/2022; and 1,500 shares 1/3 of which vest on 6/2/2021, 1/3 vest on 6/2/2022 and 1/3 vest on 6/2/2023.

F2 · balance_after: Prior From 4 filed on 11/7/2019 erroneously included 360 shares that were not owned by Mr. Kaplan.

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June 02, 2020 Filed Jul 10, 2020 18:51 UTC GrantOption to Purchase Common Stock · Derivative 1,000 $0.00 Strike: $137.44 $0.00
Disclosure

SEC source: 0001593968-20-001606 · primary_01.xml · derivative · entry 2

LEVINE ALAN B · CIK 0001257290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2027-06-02

F2 · derivative.exercise_date: These options to purchase Common Stock are subject to the following vesting schedule - 1/5 vest on 6/2/2021, 1/5 vest on 6/2/2022, 1/5 vest on 6/2/2023, 1/5 vest on 6/2/2024 and 1/5 vest on 6/2/2025.

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June 02, 2020 Filed Jul 10, 2020 18:51 UTC GrantCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-001606 · primary_01.xml · nonDerivative · entry 1

LEVINE ALAN B · CIK 0001257290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,360

F1 · balance_after: Includes 3,500 shares of restricted stock, which vest according to the following schedule - 500 shares vest on 7/3/2021; 1,500 shares 1/3 of which vest on 8/19/2020, 1/3 vest on 8/19/2021 and 1/3 vest on 8/19/2022; and 1,500 shares 1/3 of which vest on 6/2/2021, 1/3 vest on 6/2/2022 and 1/3 vest on 6/2/2023.

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June 02, 2020 Filed Jul 10, 2020 23:06 UTC GrantOption to Purchase Common Stock · Derivative 1,000 $0.00 Strike: $137.44 $0.00
Disclosure

SEC source: 0001593968-20-001611 · primary_01.xml · derivative · entry 2

Stewart Edward · CIK 0001310979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2027-06-02

F2 · derivative.exercise_date: These options to purchase Common Stock are subject to the following vesting schedule - 1/5 vest on 6/2/2021, 1/5 vest on 6/2/2022, 1/5 vest on 6/2/2023, 1/5 vest on 6/2/2024 and 1/5 vest on 6/2/2025.

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June 02, 2020 Filed Jul 10, 2020 23:06 UTC GrantCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-001611 · primary_01.xml · nonDerivative · entry 1

Stewart Edward · CIK 0001310979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,600

F1 · balance_after: Includes 3,500 shares of restricted stock, which vest according to the following schedule - 500 shares that vest on 7/3/2021; 1,500 shares 1/3 of which vest on 8/19/2020, 1/3 vest on 8/19/2021 and 1/3 vest on 8/19/2022; and 1,500 shares 1/3 of which vest on 6/2/2021, 1/3 vest on 6/2/2022 and 1/3 vest on 6/2/2023.

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June 02, 2020 Filed Jul 10, 2020 23:10 UTC GrantOption to Purchase Common Stock · Derivative 1,000 $0.00 Strike: $137.44 $0.00
Disclosure

SEC source: 0001593968-20-001612 · primary_01.xml · derivative · entry 2

Ambrose Michael H. · CIK 0001793160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2027-06-02

F2 · derivative.exercise_date: These options to purchase Common Stock are subject to the following vesting schedule - 1/5 vest on 6/2/2021, 1/5 vest on 6/2/2022, 1/5 vest on 6/2/2023, 1/5 vest on 6/2/2024 and 1/5 vest on 6/2/2025.

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June 02, 2020 Filed Jul 10, 2020 23:10 UTC GrantCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-001612 · primary_01.xml · nonDerivative · entry 1

Ambrose Michael H. · CIK 0001793160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

F1 · balance_after: 3,000 shares of the reported Common Stock are Restricted Shares that vest according to the following schedule - 1,500 shares 1/3 of which vest on 11/5/2020, 1/3 vest on 11/5/2021 and 1/3 vest on 11/5/2022; and 1,500 shares 1/3 of which vest on 6/2/2021, 1/3 vest on 6/2/2022 and 1/3 vest on 6/2/2023.

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June 02, 2020 Filed Jul 10, 2020 23:03 UTC
Faghri AmirDirector
GrantOption to Purchase Common Stock · Derivative 1,000 $0.00 Strike: $137.44 $0.00
Disclosure

SEC source: 0001593968-20-001610 · primary_01.xml · derivative · entry 2

Faghri Amir · CIK 0001335719 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2027-06-02

F2 · derivative.exercise_date: These options to purchase Common Stock are subject to the following vesting schedule - 1/5 vest on 6/2/2021, 1/5 vest on 6/2/2022, 1/5 vest on 6/2/2023, 1/5 vest on 6/2/2024 and 1/5 vest on 6/2/2025.

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June 02, 2020 Filed Jul 10, 2020 23:03 UTC
Faghri AmirDirector
GrantCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-001610 · primary_01.xml · nonDerivative · entry 1

Faghri Amir · CIK 0001335719 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,628

F1 · balance_after: Includes 3,500 shares of restricted stock, which vest according to the following schedule - 500 shares vest on 7/3/2021; 1,500 shares 1/3 of which vest on 8/19/2020, 1/3 vest on 8/19/2021 and 1/3 vest on 8/19/2022; and 1,500 shares 1/3 of which vest on 6/2/2021, 1/3 vest on 6/2/2022 and 1/3 vest on 6/2/2023.

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May 05, 2020 Filed May 6, 2020 20:13 UTC
Hawkins Ernest DVice President of Finance
Tax withholdingCommon Stock 94 $115.91 $10,895.54
Disclosure

SEC source: 0001593968-20-001112 · primary_01.xml · nonDerivative · entry 1

Hawkins Ernest D · CIK 0001708892 · Vice President of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,416

F1 · shares: Represents shares withheld by the Company to pay tax liability related to the vesting of restricted stock

F2 · balance_after: Includes 2,467 shares of restricted stock, that vest according to the following schedule; 1,000 shares 1/5 of which vest on 6/3/2020, 1/5 vest on 6/3/2021, 1/5 vest on 6/3/2022, 1/5 vest on 6/3/2023 and 1/5 vest on 6/3/2024; 800 shares 1/2 of which vest on 12/2/2020 and 1/2 vest on 12/2/2021; and 667 shares 1/2 of which vest on 6/7/2020 and 1/2 vest on 6/7/2021.

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March 29, 2020 Filed Apr 1, 2020 21:25 UTC
Sullivan Robert MCorporate Controller
Tax withholdingCommon Stock 30 $110.00 $3,300.00
Disclosure

SEC source: 0001593968-20-000927 · primary_01.xml · nonDerivative · entry 1

Sullivan Robert M · CIK 0001697869 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,611

F1 · shares: Represents shares withheld by the Company to pay tax liability related to the vesting of restricted stock

F2 · balance_after: Includes 1,833 shares of restricted stock, which vest according to the following schedule; 333 shares vest on 6/27/2020; 100 vest on 3/29/2021; 400 shares 1/4 of which vest on 6/7/2020, 1/4 vest on 6/7/2021, 1/4 vest on 6/7/2022 and 1/4 vest on 6/7/2023; and 1,000 shares 1/5 of which vest on 6/3/2020, 1/5 vest on 6/3/2021, 1/5 vest on 6/3/2022, 1/5 vest on 6/3/2023 and 1/5 vest on 6/3/2024.

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March 26, 2020 Filed Mar 30, 2020 20:08 UTC Exercise / conversionOption to Purchase Common Stock · Derivative 2,500 $0.00 Strike: $51.08 $0.00
Disclosure

SEC source: 0001593968-20-000904 · primary_01.xml · derivative · entry 2

Stewart Edward · CIK 0001310979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2020-06-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.