RBBN

SEC source: 0001062993-24-006576 · form4.xml · derivative · entry 5

Marmurek Eric S · CIK 0001720721 · SVP, Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,581 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) and Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The number of PSUs earned and issued upon vesting was determined based on goals (set by the Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee") on an annual basis) for each of the three fiscal years ended December 31, 2023. Based on the Compensation Committee's determination of achievement of these pre-established financial goals, 32% of the shares subject to the 2023 financial period were earned and vested on March 15, 2024, and no shares were earned for the 2021 and 2022 performance periods and were forfeited.

F2 · derivative.expiration_date: The number of PSUs earned and issued upon vesting was determined based on goals (set by the Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee") on an annual basis) for each of the three fiscal years ended December 31, 2023. Based on the Compensation Committee's determination of achievement of these pre-established financial goals, 32% of the shares subject to the 2023 financial period were earned and vested on March 15, 2024, and no shares were earned for the 2021 and 2022 performance periods and were forfeited.

SEC source: 0001062993-24-006576 · form4.xml · derivative · entry 4

Marmurek Eric S · CIK 0001720721 · SVP, Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,116 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) and Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSUs were granted on March 15, 2021 and vested as to one-third on March 15, 2022; the remaining two-thirds of the RSUs vested in four equal semi-annual installments thereafter through March 15, 2024.

F4 · derivative.expiration_date: The RSUs were granted on March 15, 2021 and vested as to one-third on March 15, 2022; the remaining two-thirds of the RSUs vested in four equal semi-annual installments thereafter through March 15, 2024.

SEC source: 0001062993-24-006576 · form4.xml · nonDerivative · entry 3

Marmurek Eric S · CIK 0001720721 · SVP, Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 251,839

F3 · price: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of the RSUs and PSUs.

SEC source: 0001062993-24-006576 · form4.xml · nonDerivative · entry 2

Marmurek Eric S · CIK 0001720721 · SVP, Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 253,393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The number of PSUs earned and issued upon vesting was determined based on goals (set by the Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee") on an annual basis) for each of the three fiscal years ended December 31, 2023. Based on the Compensation Committee's determination of achievement of these pre-established financial goals, 32% of the shares subject to the 2023 financial period were earned and vested on March 15, 2024, and no shares were earned for the 2021 and 2022 performance periods and were forfeited.

SEC source: 0001062993-24-006576 · form4.xml · nonDerivative · entry 1

Marmurek Eric S · CIK 0001720721 · SVP, Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 251,812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) and Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

SEC source: 0001062993-25-005803 · form4.xml · derivative · entry 6

Macken Patrick W · CIK 0001641965 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 51,446 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The number of PSUs earned and issued upon vesting was determined based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies (set by the Compensation Committee at the time of grant) over the three fiscal years ended December 31, 2024. Based on the Compensation Committee's determination of achievement of the pre-established TSR goal, 100% of the shares subject to the PSU award were earned and vested on March 15, 2025.

F4 · derivative.expiration_date: The number of PSUs earned and issued upon vesting was determined based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies (set by the Compensation Committee at the time of grant) over the three fiscal years ended December 31, 2024. Based on the Compensation Committee's determination of achievement of the pre-established TSR goal, 100% of the shares subject to the PSU award were earned and vested on March 15, 2025.

SEC source: 0001062993-25-005800 · form4.xml · nonDerivative · entry 4

Marmurek Eric S · CIK 0001720721 · SVP, CAO & Deputy CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 340,190

F3 · price: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of the PSUs.

SEC source: 0001062993-24-005547 · form4.xml · nonDerivative · entry 1

LOPEZ MIGUEL A · CIK 0001600024 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 276,875

SEC source: 0001062993-24-005643 · form4.xml · nonDerivative · entry 2

LOPEZ MIGUEL A · CIK 0001600024 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 278,875

SEC source: 0001062993-24-005643 · form4.xml · nonDerivative · entry 1

LOPEZ MIGUEL A · CIK 0001600024 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 277,875

SEC source: 0001062993-24-005089 · form4.xml · nonDerivative · entry 1

McClelland Bruce William · CIK 0001424201 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,161,863

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.01 to $3.05, inclusive. The reporting person undertakes to provide to Ribbon Communications, any security holder of Ribbon Communications, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.

SEC source: 0001062993-24-005162 · form4a.xml · nonDerivative · entry 1

McClelland Bruce William · CIK 0001424201 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,161,963

F1 · shares: Amendment filed to correct typographical error in number of shares purchased by reporting person which were understated by 100 shares in the original filing.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.01 to $3.05, inclusive. The reporting person undertakes to provide to Ribbon Communications, any security holder of Ribbon Communications, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.

SEC source: 0001062993-24-005085 · form4.xml · nonDerivative · entry 1

Macken Patrick W · CIK 0001641965 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,948

SEC source: 0001062993-24-004777 · form4.xml · nonDerivative · entry 1

Redington Dan · CIK 0001967463 · EVP, Global Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,839

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.09 to $3.12, inclusive. The reporting person undertakes to provide to Ribbon Communications, any security holder of Ribbon Communications, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.

SEC source: 0001062993-24-004325 · form4.xml · nonDerivative · entry 2

Redington Dan · CIK 0001967463 · EVP, Global Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,291

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.09 to $3.14, inclusive. The reporting person undertakes to provide to Ribbon Communications, any security holder of Ribbon Communications, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.

SEC source: 0001062993-24-004325 · form4.xml · nonDerivative · entry 1

Redington Dan · CIK 0001967463 · EVP, Global Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,255

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.20 to $3.21, inclusive. The reporting person undertakes to provide to Ribbon Communications, any security holder of Ribbon Communications, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.

SEC source: 0001062993-24-001092 · form4.xml · derivative · entry 3

Macken Patrick W · CIK 0001641965 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,983 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSUs convert to Common Stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs vested in full on January 18, 2024.

F3 · derivative.expiration_date: The RSUs vested in full on January 18, 2024.

SEC source: 0001062993-24-001092 · form4.xml · nonDerivative · entry 2

Macken Patrick W · CIK 0001641965 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 204,042

F2 · price: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of the RSUs.

SEC source: 0001062993-24-001092 · form4.xml · nonDerivative · entry 1

Macken Patrick W · CIK 0001641965 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 223,332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: RSUs convert to Common Stock on a one-for-one basis.

SEC source: 0001062993-24-001094 · form4.xml · derivative · entry 3

LOPEZ MIGUEL A · CIK 0001600024 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 49,180 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSUs convert to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs vested in full on January 18, 2024.

F3 · derivative.expiration_date: The RSUs vested in full on January 18, 2024.

SEC source: 0001062993-24-001094 · form4.xml · nonDerivative · entry 2

LOPEZ MIGUEL A · CIK 0001600024 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 275,875

F2 · shares: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs.

SEC source: 0001062993-24-001094 · form4.xml · nonDerivative · entry 1

LOPEZ MIGUEL A · CIK 0001600024 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 296,871

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: RSUs convert to common stock on a one-for-one basis.

SEC source: 0001062993-24-001093 · form4.xml · derivative · entry 3

Bucci Sam · CIK 0001824854 · EVP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 81,967 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These RSUs convert to Common Stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs vested in full on January 18, 2024.

F3 · derivative.expiration_date: The RSUs vested in full on January 18, 2024.

SEC source: 0001062993-24-001093 · form4.xml · nonDerivative · entry 2

Bucci Sam · CIK 0001824854 · EVP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265,796

F2 · price: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of the RSUs.

SEC source: 0001062993-24-001093 · form4.xml · nonDerivative · entry 1

Bucci Sam · CIK 0001824854 · EVP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 310,271

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These RSUs convert to Common Stock on a one-for-one basis.

SEC source: 0001062993-24-001091 · form4.xml · derivative · entry 3

Marmurek Eric S · CIK 0001720721 · SVP, Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These RSUs convert to Common Stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs vested in full on January 18, 2024.

F3 · derivative.expiration_date: The RSUs vested in full on January 18, 2024.

SEC source: 0001062993-24-001091 · form4.xml · nonDerivative · entry 2

Marmurek Eric S · CIK 0001720721 · SVP, Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 247,696

F2 · price: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of the RSUs.

SEC source: 0001062993-24-001091 · form4.xml · nonDerivative · entry 1

Marmurek Eric S · CIK 0001720721 · SVP, Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 252,143

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These RSUs convert to Common Stock on a one-for-one basis.

SEC source: 0001062993-24-000974 · form4.xml · nonDerivative · entry 1

GRAYSON BRUNS H · CIK 0001204899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 490,175

F1 · kind: Represents shares issued in lieu of receipt of cash fees for service on the Registrant's Board of Directors and committees thereof.

F2 · price: Price determined in accordance with Registrant's Non-Employee Director Compensation Policy.

SEC source: 0001062993-23-022760 · form4.xml · derivative · entry 5

Redington Dan · CIK 0001967463 · EVP, Global Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,332

Underlying: Common Stock · 41,668 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The RSUs convert to common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSUs vested as to one-third on the first anniversary of the date of grant, and the remaining two-thirds will vest in four equal semi-annual installments thereafter through December 15, 2025.

F4 · derivative.expiration_date: The RSUs vested as to one-third on the first anniversary of the date of grant, and the remaining two-thirds will vest in four equal semi-annual installments thereafter through December 15, 2025.

SEC source: 0001062993-23-022760 · form4.xml · derivative · entry 4

Redington Dan · CIK 0001967463 · EVP, Global Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 133,928 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The RSUs convert to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs vested in full on the first anniversary of the date of grant.

F3 · derivative.expiration_date: The RSUs vested in full on the first anniversary of the date of grant.

SEC source: 0001062993-23-022760 · form4.xml · nonDerivative · entry 3

Redington Dan · CIK 0001967463 · EVP, Global Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,839

F2 · price: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of the RSUs.

SEC source: 0001062993-23-022760 · form4.xml · nonDerivative · entry 2

Redington Dan · CIK 0001967463 · EVP, Global Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,596

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSUs convert to common stock on a one-for-one basis.

SEC source: 0001062993-23-022760 · form4.xml · nonDerivative · entry 1

Redington Dan · CIK 0001967463 · EVP, Global Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,928

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSUs convert to common stock on a one-for-one basis.

SEC source: 0001062993-23-022277 · form4.xml · nonDerivative · entry 2

LOPEZ MIGUEL A · CIK 0001600024 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 247,691

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.165 to $2.21, inclusive. The reporting person undertakes to provide to Ribbon, any security holder of Ribbon, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.

SEC source: 0001062993-23-022277 · form4.xml · nonDerivative · entry 1

LOPEZ MIGUEL A · CIK 0001600024 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 244,165

SEC source: 0001062993-23-019612 · form4.xml · derivative · entry 3

Macken Patrick W · CIK 0001641965 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,102

Underlying: Common Stock · 21,367 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSUs convert to Common Stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs vested as to one-third on April 18, 2023 and the remaining two-thirds of the RSUs vests in four equal semi-annual installments thereafter through April 18, 2025.

F3 · derivative.expiration_date: The RSUs vested as to one-third on April 18, 2023 and the remaining two-thirds of the RSUs vests in four equal semi-annual installments thereafter through April 18, 2025.

SEC source: 0001062993-23-019612 · form4.xml · nonDerivative · entry 2

Macken Patrick W · CIK 0001641965 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 182,349

F2 · price: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of the RSUs.

SEC source: 0001062993-23-019612 · form4.xml · nonDerivative · entry 1

Macken Patrick W · CIK 0001641965 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,462

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: RSUs convert to Common Stock on a one-for-one basis.

SEC source: 0001062993-23-019614 · form4.xml · derivative · entry 3

LOPEZ MIGUEL A · CIK 0001600024 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,127

Underlying: Common Stock · 26,709 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSUs convert to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs vested as to one-third on April 18, 2023 and the remaining two-thirds of the RSUs vest in four equal semi-annual installments thereafter through April 18, 2025.

F3 · derivative.expiration_date: The RSUs vested as to one-third on April 18, 2023 and the remaining two-thirds of the RSUs vest in four equal semi-annual installments thereafter through April 18, 2025.

SEC source: 0001062993-23-019614 · form4.xml · nonDerivative · entry 2

LOPEZ MIGUEL A · CIK 0001600024 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 242,165

F2 · shares: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs.

SEC source: 0001062993-23-019614 · form4.xml · nonDerivative · entry 1

LOPEZ MIGUEL A · CIK 0001600024 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 251,734

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: RSUs convert to common stock on a one-for-one basis.

SEC source: 0001062993-23-019613 · form4.xml · derivative · entry 3

Bucci Sam · CIK 0001824854 · EVP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,127

Underlying: Common Stock · 26,709 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These RSUs convert to Common Stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs vested as to one-third on April 18, 2023 and the remaining two-thirds of the RSUs vested in four equal semi-annual installments thereafter through April 18, 2025.

F3 · derivative.expiration_date: The RSUs vested as to one-third on April 18, 2023 and the remaining two-thirds of the RSUs vested in four equal semi-annual installments thereafter through April 18, 2025.

SEC source: 0001062993-23-019613 · form4.xml · nonDerivative · entry 2

Bucci Sam · CIK 0001824854 · EVP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 228,304

F2 · price: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of the RSUs.

SEC source: 0001062993-23-019613 · form4.xml · nonDerivative · entry 1

Bucci Sam · CIK 0001824854 · EVP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 242,601

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These RSUs convert to Common Stock on a one-for-one basis.

SEC source: 0001062993-23-019611 · form4.xml · derivative · entry 3

Marmurek Eric S · CIK 0001720721 · SVP, Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,063

Underlying: Common Stock · 13,335 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These RSUs convert to Common Stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs vested as to one-third on April 18, 2023 and the remaining two-thirds of the RSUs vest in four equal semi-annual installments thereafter through April 18, 2025.

F3 · derivative.expiration_date: The RSUs vested as to one-third on April 18, 2023 and the remaining two-thirds of the RSUs vest in four equal semi-annual installments thereafter through April 18, 2025.

SEC source: 0001062993-23-019611 · form4.xml · nonDerivative · entry 2

Marmurek Eric S · CIK 0001720721 · SVP, Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 237,143

F2 · price: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of the RSUs.

SEC source: 0001062993-23-019611 · form4.xml · nonDerivative · entry 1

Marmurek Eric S · CIK 0001720721 · SVP, Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 240,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These RSUs convert to Common Stock on a one-for-one basis.

SEC source: 0001062993-23-019473 · form4.xml · nonDerivative · entry 1

GRAYSON BRUNS H · CIK 0001204899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 478,538

F1 · kind: Represents shares issued in lieu of receipt of cash fees for service on the Registrant's Board of Directors and committees thereof.

F2 · price: Price determined in accordance with Registrant's Non-Employee Director Compensation Policy.

SEC source: 0001062993-23-018275 · form4.xml · derivative · entry 3

Macken Patrick W · CIK 0001641965 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,965

Underlying: Common Stock · 7,964 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSUs convert to Common Stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs vested as to one-third on March 15, 2022 and the remaining two-thirds of the RSUs vests in four equal semi-annual installments thereafter through March 15, 2024.

F3 · derivative.expiration_date: The RSUs vested as to one-third on March 15, 2022 and the remaining two-thirds of the RSUs vests in four equal semi-annual installments thereafter through March 15, 2024.