Tapewire

Nasdaq · USD

RBBN

Ribbon Communications Inc.

Export transactions ↓
Tapewire entity
5785
SEC CIK
0001708055
Parsed reports
487

Last 12 months

Inside the activity.

3 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202630
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 17, 2024 Filed Apr 19, 2024 20:17 UTC Exercise / conversionPSUs · Derivative 31,714 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-008599 · form4.xml · derivative · entry 9

LOPEZ MIGUEL A · CIK 0001600024 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,714 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) and Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The PSUs were issued on April 17, 2023. The number of PSUs earned and vested was based on achievement of a revenue goal set (prior to grant) by the Compensation Committee of the Issuer's Board of Directors for the fiscal year ended December 31, 2023. The remaining PSUs were forfeited.

F4 · derivative.expiration_date: The PSUs were issued on April 17, 2023. The number of PSUs earned and vested was based on achievement of a revenue goal set (prior to grant) by the Compensation Committee of the Issuer's Board of Directors for the fiscal year ended December 31, 2023. The remaining PSUs were forfeited.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 20:17 UTC Exercise / conversionPerformance Share Units (PSUs) · Derivative 31,714 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-008599 · form4.xml · derivative · entry 8

LOPEZ MIGUEL A · CIK 0001600024 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,714 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) and Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The PSUs were issued on April 17, 2023. The number of PSUs earned and vested was based on achievement of a revenue goal set (prior to grant) by the Compensation Committee of the Issuer's Board of Directors for the fiscal year ended December 31, 2023. The remaining PSUs were forfeited.

F4 · derivative.expiration_date: The PSUs were issued on April 17, 2023. The number of PSUs earned and vested was based on achievement of a revenue goal set (prior to grant) by the Compensation Committee of the Issuer's Board of Directors for the fiscal year ended December 31, 2023. The remaining PSUs were forfeited.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 20:17 UTC Exercise / conversionRestricted Stock Units (RSUs) · Derivative 77,448 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-008599 · form4.xml · derivative · entry 7

LOPEZ MIGUEL A · CIK 0001600024 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,447

Underlying: Common Stock · 77,448 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) and Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs were granted on April 17, 2023 and vested as to one-half on April 17, 2024; the remaining half of the RSUs vest in two equal installments thereafter on July 17, 2024 and October 17, 2024.

F3 · derivative.expiration_date: The RSUs were granted on April 17, 2023 and vested as to one-half on April 17, 2024; the remaining half of the RSUs vest in two equal installments thereafter on July 17, 2024 and October 17, 2024.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 20:17 UTC Tax withholdingCommon Stock 52,733 $2.61 $137,633.13
Disclosure

SEC source: 0001062993-24-008599 · form4.xml · nonDerivative · entry 4

LOPEZ MIGUEL A · CIK 0001600024 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 377,264

F2 · price: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 20:17 UTC Exercise / conversionCommon Stock 31,714 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-008599 · form4.xml · nonDerivative · entry 3

LOPEZ MIGUEL A · CIK 0001600024 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 429,997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) and Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 20:17 UTC Exercise / conversionCommon Stock 31,714 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-008599 · form4.xml · nonDerivative · entry 2

LOPEZ MIGUEL A · CIK 0001600024 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 398,283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) and Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 20:17 UTC Exercise / conversionCommon Stock 77,448 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-008599 · form4.xml · nonDerivative · entry 1

LOPEZ MIGUEL A · CIK 0001600024 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 366,569

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) and Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 20:18 UTC
Redington DanEVP, Global Sales
Exercise / conversionPerformance Share Units (PSUs) · Derivative 24,465 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-008601 · form4.xml · derivative · entry 5

Redington Dan · CIK 0001967463 · EVP, Global Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,465 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) and Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The PSUs were issued on April 17, 2023. The number of PSUs earned and vested was based on achievement of a revenue goal set (prior to grant) by the Compensation Committee of the Issuer's Board of Directors for the fiscal year ended December 31, 2023. The remaining PSUs were forfeited.

F4 · derivative.expiration_date: The PSUs were issued on April 17, 2023. The number of PSUs earned and vested was based on achievement of a revenue goal set (prior to grant) by the Compensation Committee of the Issuer's Board of Directors for the fiscal year ended December 31, 2023. The remaining PSUs were forfeited.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 20:18 UTC
Redington DanEVP, Global Sales
Exercise / conversionRestricted Stock Units (RSUs) · Derivative 36,143 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-008601 · form4.xml · derivative · entry 4

Redington Dan · CIK 0001967463 · EVP, Global Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,283

Underlying: Common Stock · 36,143 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) and Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs were granted on April 17, 2023 and vested as to one-third on April 17, 2024; the remaining two-thirds of the RSUs will vest in four equal semi-annual installments thereafter through April 17, 2026.

F3 · derivative.expiration_date: The RSUs were granted on April 17, 2023 and vested as to one-third on April 17, 2024; the remaining two-thirds of the RSUs will vest in four equal semi-annual installments thereafter through April 17, 2026.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 20:18 UTC
Redington DanEVP, Global Sales
Tax withholdingCommon Stock 21,793 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-008601 · form4.xml · nonDerivative · entry 3

Redington Dan · CIK 0001967463 · EVP, Global Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,654

F2 · price: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 20:18 UTC
Redington DanEVP, Global Sales
Exercise / conversionCommon Stock 24,465 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-008601 · form4.xml · nonDerivative · entry 2

Redington Dan · CIK 0001967463 · EVP, Global Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,447

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) and Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 20:18 UTC
Redington DanEVP, Global Sales
Exercise / conversionCommon Stock 36,143 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-008601 · form4.xml · nonDerivative · entry 1

Redington Dan · CIK 0001967463 · EVP, Global Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,982

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) and Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 20:17 UTC
Bucci SamEVP & COO
Exercise / conversionPerformance Share Units (PSUs) · Derivative 25,721 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-008600 · form4.xml · derivative · entry 7

Bucci Sam · CIK 0001824854 · EVP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,721 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) and Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The PSUs were issued on April 17, 2023. The number of PSUs earned and vested was based on achievement of a revenue goal set (prior to grant) by the Compensation Committee of the Issuer's Board of Directors for the fiscal year ended December 31, 2023. The remaining PSUs were forfeited.

F4 · derivative.expiration_date: The PSUs were issued on April 17, 2023. The number of PSUs earned and vested was based on achievement of a revenue goal set (prior to grant) by the Compensation Committee of the Issuer's Board of Directors for the fiscal year ended December 31, 2023. The remaining PSUs were forfeited.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 20:17 UTC
Bucci SamEVP & COO
Exercise / conversionRestricted Stock Units (RSUs) · Derivative 51,633 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-008600 · form4.xml · derivative · entry 6

Bucci Sam · CIK 0001824854 · EVP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,262

Underlying: Common Stock · 51,633 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) and Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs were granted on April 17, 2023 and vested as to one-third on April 17, 2024; the remaining two-thirds of the RSUs will vest in four equal semi-annual installments thereafter through April 17, 2026.

F3 · derivative.expiration_date: The RSUs were granted on April 17, 2023 and vested as to one-third on April 17, 2024; the remaining two-thirds of the RSUs will vest in four equal semi-annual installments thereafter through April 17, 2026.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 20:17 UTC
Bucci SamEVP & COO
Tax withholdingCommon Stock 40,348 $2.61 $105,308.28
Disclosure

SEC source: 0001062993-24-008600 · form4.xml · nonDerivative · entry 3

Bucci Sam · CIK 0001824854 · EVP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 307,926

F2 · price: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 20:17 UTC
Bucci SamEVP & COO
Exercise / conversionCommon Stock 25,721 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-008600 · form4.xml · nonDerivative · entry 2

Bucci Sam · CIK 0001824854 · EVP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 348,274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) and Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 20:17 UTC
Bucci SamEVP & COO
Exercise / conversionCommon Stock 51,633 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-008600 · form4.xml · nonDerivative · entry 1

Bucci Sam · CIK 0001824854 · EVP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 322,553

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) and Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 20:16 UTC
Marmurek Eric SSVP, Finance & CAO
Exercise / conversionRestricted Stock Units (RSUs) · Derivative 46,469 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-008595 · form4.xml · derivative · entry 5

Marmurek Eric S · CIK 0001720721 · SVP, Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,468

Underlying: Common Stock · 46,469 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) converts into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs were granted on April 17, 2023 and vested as to one-half on April 17, 2024; the remaining half of the RSUs vest in two equal installments thereafter on July 17, 2024 and October 17, 2024.

F3 · derivative.expiration_date: The RSUs were granted on April 17, 2023 and vested as to one-half on April 17, 2024; the remaining half of the RSUs vest in two equal installments thereafter on July 17, 2024 and October 17, 2024.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 20:16 UTC
Marmurek Eric SSVP, Finance & CAO
Tax withholdingCommon Stock 17,069 $2.61 $44,550.09
Disclosure

SEC source: 0001062993-24-008595 · form4.xml · nonDerivative · entry 2

Marmurek Eric S · CIK 0001720721 · SVP, Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 281,239

F2 · price: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 20:16 UTC
Marmurek Eric SSVP, Finance & CAO
Exercise / conversionCommon Stock 46,469 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-008595 · form4.xml · nonDerivative · entry 1

Marmurek Eric S · CIK 0001720721 · SVP, Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 298,308

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) converts into common stock on a one-for-one basis.

Read SEC document
April 17, 2024 Filed Mar 18, 2025 22:15 UTC Amendment
Macken Patrick WEVP, CLO & Secretary
Exercise / conversionPerformance Share Units (PSUs) · Derivative 24,257 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-005789 · form4a.xml · derivative · entry 3

Macken Patrick W · CIK 0001641965 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,257 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

F2 · shares: Original Form 4 filing overstated the number of shares issued upon vesting of this PSU award by 2,020 shares. This amendment has been filed to correct the vesting amount and the amount shown in Column 5 reflects total shares owned after correcting this transaction. All other amounts shown on the original Form 4 filing are correct.

F4 · derivative.exercise_date: The PSUs were issued on April 17, 2023. The number of PSUs earned and vested was based on achievement of a revenue goal set (prior to grant) by the Compensation Committee of the Issuer's Board of Directors for the fiscal year ended December 31, 2023. The remaining PSUs were forfeited.

F4 · derivative.expiration_date: The PSUs were issued on April 17, 2023. The number of PSUs earned and vested was based on achievement of a revenue goal set (prior to grant) by the Compensation Committee of the Issuer's Board of Directors for the fiscal year ended December 31, 2023. The remaining PSUs were forfeited.

Read SEC document
April 17, 2024 Filed Mar 18, 2025 22:15 UTC Amendment
Macken Patrick WEVP, CLO & Secretary
Tax withholdingCommon Stock 10,372 $2.61 $27,070.92
Disclosure

SEC source: 0001062993-25-005789 · form4a.xml · nonDerivative · entry 2

Macken Patrick W · CIK 0001641965 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 224,429

F2 · shares: Original Form 4 filing overstated the number of shares issued upon vesting of this PSU award by 2,020 shares. This amendment has been filed to correct the vesting amount and the amount shown in Column 5 reflects total shares owned after correcting this transaction. All other amounts shown on the original Form 4 filing are correct.

F3 · price: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting.

Read SEC document
April 17, 2024 Filed Mar 18, 2025 22:15 UTC Amendment
Macken Patrick WEVP, CLO & Secretary
Exercise / conversionCommon Stock 24,257 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-25-005789 · form4a.xml · nonDerivative · entry 1

Macken Patrick W · CIK 0001641965 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 234,801

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Original Form 4 filing overstated the number of shares issued upon vesting of this PSU award by 2,020 shares. This amendment has been filed to correct the vesting amount and the amount shown in Column 5 reflects total shares owned after correcting this transaction. All other amounts shown on the original Form 4 filing are correct.

F1 · price: Each Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

Read SEC document
April 17, 2024 Filed Mar 18, 2025 22:15 UTC Amendment
McClelland Bruce WilliamDirector · President & CEO
Exercise / conversionPerformance Share Units (PSUs) · Derivative 111,525 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-005791 · form4a.xml · derivative · entry 3

McClelland Bruce William · CIK 0001424201 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 111,525 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

F2 · shares: Original Form 4 filing overstated the number of shares issued upon vesting of this PSU award by 9,292 shares. This amendment has been filed to correct the vesting amount and the amount shown in Column 5 reflects total shares owned after correcting this transaction.

F4 · derivative.exercise_date: The PSUs were issued on April 17, 2023. The number of PSUs earned and vested was based on achievement of a revenue goal set (prior to grant) by the Compensation Committee of the Issuer's Board of Directors for the fiscal year ended December 31, 2023. The remaining PSUs were forfeited.

F4 · derivative.expiration_date: The PSUs were issued on April 17, 2023. The number of PSUs earned and vested was based on achievement of a revenue goal set (prior to grant) by the Compensation Committee of the Issuer's Board of Directors for the fiscal year ended December 31, 2023. The remaining PSUs were forfeited.

Read SEC document
April 17, 2024 Filed Mar 18, 2025 22:15 UTC Amendment
McClelland Bruce WilliamDirector · President & CEO
Tax withholdingCommon Stock 43,104 $2.61 $112,501.44
Disclosure

SEC source: 0001062993-25-005791 · form4a.xml · nonDerivative · entry 2

McClelland Bruce William · CIK 0001424201 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,299,228

F2 · shares: Original Form 4 filing overstated the number of shares issued upon vesting of this PSU award by 9,292 shares. This amendment has been filed to correct the vesting amount and the amount shown in Column 5 reflects total shares owned after correcting this transaction.

F3 · price: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting.

Read SEC document
April 17, 2024 Filed Mar 18, 2025 22:15 UTC Amendment
McClelland Bruce WilliamDirector · President & CEO
Exercise / conversionCommon Stock 111,525 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-25-005791 · form4a.xml · nonDerivative · entry 1

McClelland Bruce William · CIK 0001424201 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,342,332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Original Form 4 filing overstated the number of shares issued upon vesting of this PSU award by 9,292 shares. This amendment has been filed to correct the vesting amount and the amount shown in Column 5 reflects total shares owned after correcting this transaction.

F1 · price: Each Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

Read SEC document
April 17, 2024 Filed Mar 18, 2025 22:16 UTC Amendment
Redington DanEVP, Global Sales
Exercise / conversionPerformance Share Units (PSUs) · Derivative 23,743 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-005793 · form4a.xml · derivative · entry 3

Redington Dan · CIK 0001967463 · EVP, Global Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,743 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The PSUs were issued on April 17, 2023. The number of PSUs earned and vested was based on achievement of a revenue goal set (prior to grant) by the Compensation Committee of the Issuer's Board of Directors for the fiscal year ended December 31, 2023. The remaining PSUs were forfeited.

F4 · derivative.expiration_date: The PSUs were issued on April 17, 2023. The number of PSUs earned and vested was based on achievement of a revenue goal set (prior to grant) by the Compensation Committee of the Issuer's Board of Directors for the fiscal year ended December 31, 2023. The remaining PSUs were forfeited.

Read SEC document
April 17, 2024 Filed Mar 18, 2025 22:16 UTC Amendment
Redington DanEVP, Global Sales
Tax withholdingCommon Stock 8,408 $2.61 $21,944.88
Disclosure

SEC source: 0001062993-25-005793 · form4a.xml · nonDerivative · entry 2

Redington Dan · CIK 0001967463 · EVP, Global Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,158

F2 · shares: Original Form 4 filing overstated the number of shares issued upon vesting of this PSU award by 1,881 shares. This amendment has been filed to correct the vesting amount and the amount shown in Column 5 reflects total shares owned after correcting this transaction.

F3 · price: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting.

F2 · balance_after: Original Form 4 filing overstated the number of shares issued upon vesting of this PSU award by 1,881 shares. This amendment has been filed to correct the vesting amount and the amount shown in Column 5 reflects total shares owned after correcting this transaction.

Read SEC document
April 17, 2024 Filed Mar 18, 2025 22:16 UTC Amendment
Redington DanEVP, Global Sales
Exercise / conversionCommon Stock 23,743 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-25-005793 · form4a.xml · nonDerivative · entry 1

Redington Dan · CIK 0001967463 · EVP, Global Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,566

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Original Form 4 filing overstated the number of shares issued upon vesting of this PSU award by 1,881 shares. This amendment has been filed to correct the vesting amount and the amount shown in Column 5 reflects total shares owned after correcting this transaction.

F1 · price: Each Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

F2 · balance_after: Original Form 4 filing overstated the number of shares issued upon vesting of this PSU award by 1,881 shares. This amendment has been filed to correct the vesting amount and the amount shown in Column 5 reflects total shares owned after correcting this transaction.

Read SEC document
April 17, 2024 Filed Mar 18, 2025 22:16 UTC Amendment
Bucci SamEVP & COO
Exercise / conversionPerformance Share Units (PSUs) · Derivative 23,743 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-005792 · form4a.xml · derivative · entry 3

Bucci Sam · CIK 0001824854 · EVP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,743 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

F2 · shares: Original Form 4 filing overstated the number of shares issued upon vesting of this PSU award by 1,978 shares. This amendment has been filed to correct the vesting amount and the amount shown in Column 5 reflects total shares owned after correcting this transaction.

F4 · derivative.exercise_date: The PSUs were issued on April 17, 2023. The number of PSUs earned and vested was based on achievement of a revenue goal set (prior to grant) by the Compensation Committee of the Issuer's Board of Directors for the fiscal year ended December 31, 2023. The remaining PSUs were forfeited.

F4 · derivative.expiration_date: The PSUs were issued on April 17, 2023. The number of PSUs earned and vested was based on achievement of a revenue goal set (prior to grant) by the Compensation Committee of the Issuer's Board of Directors for the fiscal year ended December 31, 2023. The remaining PSUs were forfeited.

F2 · derivative.underlying_shares: Original Form 4 filing overstated the number of shares issued upon vesting of this PSU award by 1,978 shares. This amendment has been filed to correct the vesting amount and the amount shown in Column 5 reflects total shares owned after correcting this transaction.

Read SEC document
April 17, 2024 Filed Mar 18, 2025 22:16 UTC Amendment
Bucci SamEVP & COO
Tax withholdingCommon Stock 12,709 $2.61 $33,170.49
Disclosure

SEC source: 0001062993-25-005792 · form4a.xml · nonDerivative · entry 2

Bucci Sam · CIK 0001824854 · EVP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 333,587

F2 · shares: Original Form 4 filing overstated the number of shares issued upon vesting of this PSU award by 1,978 shares. This amendment has been filed to correct the vesting amount and the amount shown in Column 5 reflects total shares owned after correcting this transaction.

F3 · price: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting.

Read SEC document
April 17, 2024 Filed Mar 18, 2025 22:16 UTC Amendment
Bucci SamEVP & COO
Exercise / conversionCommon Stock 23,743 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-25-005792 · form4a.xml · nonDerivative · entry 1

Bucci Sam · CIK 0001824854 · EVP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 346,296

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Original Form 4 filing overstated the number of shares issued upon vesting of this PSU award by 1,978 shares. This amendment has been filed to correct the vesting amount and the amount shown in Column 5 reflects total shares owned after correcting this transaction.

F1 · price: Each Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

Read SEC document
April 15, 2024 Filed Apr 16, 2024 21:52 UTC GrantCommon Stock 10,546 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-008451 · form4.xml · nonDerivative · entry 1

GRAYSON BRUNS H · CIK 0001204899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 600,721

F1 · kind: Represents shares issued in lieu of receipt of cash fees for service on the Registrant's Board of Directors and committees thereof.

F2 · price: Price determined in accordance with Registrant's Non-Employee Director Compensation Policy.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 12:36 UTC
Macken Patrick WEVP, CLO & Secretary
Exercise / conversionPerformance Stock Units (PSUs) · Derivative 3,059 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-006577 · form4.xml · derivative · entry 5

Macken Patrick W · CIK 0001641965 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,059 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) and Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The number of PSUs earned and issued upon vesting was determined based on goals (set by the Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee") on an annual basis) for each of the three fiscal years ended December 31, 2023. Based on the Compensation Committee's determination of achievement of these pre-established financial goals, 32% of the shares subject to the 2023 financial period were earned and vested on March 15, 2024, and no shares were earned for the 2021 and 2022 performance periods and were forfeited.

F2 · derivative.expiration_date: The number of PSUs earned and issued upon vesting was determined based on goals (set by the Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee") on an annual basis) for each of the three fiscal years ended December 31, 2023. Based on the Compensation Committee's determination of achievement of these pre-established financial goals, 32% of the shares subject to the 2023 financial period were earned and vested on March 15, 2024, and no shares were earned for the 2021 and 2022 performance periods and were forfeited.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 12:36 UTC
Macken Patrick WEVP, CLO & Secretary
Exercise / conversionRestricted Stock Units (RSUs) · Derivative 7,965 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-006577 · form4.xml · derivative · entry 4

Macken Patrick W · CIK 0001641965 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,965 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) and Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSUs were granted on March 15, 2021 and vested as to one-third on March 15, 2022; the remaining two-thirds of the RSUs vested in four equal semi-annual installments thereafter through March 15, 2024.

F4 · derivative.expiration_date: The RSUs were granted on March 15, 2021 and vested as to one-third on March 15, 2022; the remaining two-thirds of the RSUs vested in four equal semi-annual installments thereafter through March 15, 2024.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 12:36 UTC
Macken Patrick WEVP, CLO & Secretary
Tax withholdingCommon Stock 3,735 $2.83 $10,570.05
Disclosure

SEC source: 0001062993-24-006577 · form4.xml · nonDerivative · entry 3

Macken Patrick W · CIK 0001641965 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,237

F3 · price: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of the RSUs and PSUs.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 12:36 UTC
Macken Patrick WEVP, CLO & Secretary
Exercise / conversionCommon Stock 3,059 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-006577 · form4.xml · nonDerivative · entry 2

Macken Patrick W · CIK 0001641965 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,972

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The number of PSUs earned and issued upon vesting was determined based on goals (set by the Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee") on an annual basis) for each of the three fiscal years ended December 31, 2023. Based on the Compensation Committee's determination of achievement of these pre-established financial goals, 32% of the shares subject to the 2023 financial period were earned and vested on March 15, 2024, and no shares were earned for the 2021 and 2022 performance periods and were forfeited.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 12:36 UTC
Macken Patrick WEVP, CLO & Secretary
Exercise / conversionCommon Stock 7,965 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-006577 · form4.xml · nonDerivative · entry 1

Macken Patrick W · CIK 0001641965 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) and Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 11:57 UTC PurchaseCommon Stock 100,000 $2.89 $289,000.00
Disclosure

SEC source: 0001062993-24-006569 · form4.xml · nonDerivative · entry 1

GRAYSON BRUNS H · CIK 0001204899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 590,175

Read SEC document
March 15, 2024 Filed Mar 18, 2024 11:57 UTC Exercise / conversionPerformance Share Units (PSUs) · Derivative 3,441 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-006570 · form4.xml · derivative · entry 6

LOPEZ MIGUEL A · CIK 0001600024 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,441 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) and Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The number of PSUs earned and issued upon vesting was determined based on goals (set by the Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee") on an annual basis) for each of the three fiscal years ended December 31, 2023. Based on the Compensation Committee's determination of achievement of these pre-established financial goals, 32% of the shares subject to the 2023 financial period were earned and vested on March 15, 2024, and no shares were earned for the 2021 and 2022 performance periods and were forfeited.

F3 · derivative.expiration_date: The number of PSUs earned and issued upon vesting was determined based on goals (set by the Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee") on an annual basis) for each of the three fiscal years ended December 31, 2023. Based on the Compensation Committee's determination of achievement of these pre-established financial goals, 32% of the shares subject to the 2023 financial period were earned and vested on March 15, 2024, and no shares were earned for the 2021 and 2022 performance periods and were forfeited.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 11:57 UTC Exercise / conversionRestricted Stock Units (RSUs) · Derivative 8,960 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-006570 · form4.xml · derivative · entry 5

LOPEZ MIGUEL A · CIK 0001600024 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,960 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) and Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The RSUs were granted on March 15, 2021 and vested as to one-third on March 15, 2022; the remaining two-thirds of the RSUs vested in four equal semi-annual installments thereafter through March 15, 2024.

F5 · derivative.expiration_date: The RSUs were granted on March 15, 2021 and vested as to one-third on March 15, 2022; the remaining two-thirds of the RSUs vested in four equal semi-annual installments thereafter through March 15, 2024.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 11:57 UTC Tax withholdingCommon Stock 4,155 $2.83 $11,758.65
Disclosure

SEC source: 0001062993-24-006570 · form4.xml · nonDerivative · entry 4

LOPEZ MIGUEL A · CIK 0001600024 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 289,121

F4 · price: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of the RSUs and PSUs.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 11:57 UTC Exercise / conversionCommon Stock 3,441 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-006570 · form4.xml · nonDerivative · entry 3

LOPEZ MIGUEL A · CIK 0001600024 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 293,276

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The number of PSUs earned and issued upon vesting was determined based on goals (set by the Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee") on an annual basis) for each of the three fiscal years ended December 31, 2023. Based on the Compensation Committee's determination of achievement of these pre-established financial goals, 32% of the shares subject to the 2023 financial period were earned and vested on March 15, 2024, and no shares were earned for the 2021 and 2022 performance periods and were forfeited.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 11:57 UTC Exercise / conversionCommon Stock 8,960 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-006570 · form4.xml · nonDerivative · entry 2

LOPEZ MIGUEL A · CIK 0001600024 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 289,835

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each Restricted Stock Unit (RSU) and Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 11:57 UTC PurchaseCommon Stock 2,000 $2.90 $5,798.40
Disclosure

SEC source: 0001062993-24-006570 · form4.xml · nonDerivative · entry 1

LOPEZ MIGUEL A · CIK 0001600024 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 280,875

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.8991 to $2.8992, inclusive. The reporting person undertakes to provide to Ribbon Communications, any security holder of Ribbon Communications, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 12:37 UTC
Bucci SamEVP & COO
Exercise / conversionPerformance Stock Units (PSUs) · Derivative 3,059 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-006578 · form4.xml · derivative · entry 5

Bucci Sam · CIK 0001824854 · EVP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,059 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) and Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The number of PSUs earned and issued upon vesting was determined based on goals (set by the Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee") on an annual basis) for each of the three fiscal years ended December 31, 2023. Based on the Compensation Committee's determination of achievement of these pre-established financial goals, 32% of the shares subject to the 2023 financial period were earned and vested on March 15, 2024, and no shares were earned for the 2021 and 2022 performance periods and were forfeited.

F2 · derivative.expiration_date: The number of PSUs earned and issued upon vesting was determined based on goals (set by the Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee") on an annual basis) for each of the three fiscal years ended December 31, 2023. Based on the Compensation Committee's determination of achievement of these pre-established financial goals, 32% of the shares subject to the 2023 financial period were earned and vested on March 15, 2024, and no shares were earned for the 2021 and 2022 performance periods and were forfeited.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 12:37 UTC
Bucci SamEVP & COO
Exercise / conversionRestricted Stock Units (RSUs) · Derivative 7,965 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-006578 · form4.xml · derivative · entry 4

Bucci Sam · CIK 0001824854 · EVP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,965 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) and Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSUs were granted on March 15, 2021 and vested as to one-third on March 15, 2022; the remaining two-thirds of the RSUs vested in four equal semi-annual installments thereafter through March 15, 2024.

F4 · derivative.expiration_date: The RSUs were granted on March 15, 2021 and vested as to one-third on March 15, 2022; the remaining two-thirds of the RSUs vested in four equal semi-annual installments thereafter through March 15, 2024.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 12:37 UTC
Bucci SamEVP & COO
Tax withholdingCommon Stock 5,900 $2.83 $16,697.00
Disclosure

SEC source: 0001062993-24-006578 · form4.xml · nonDerivative · entry 3

Bucci Sam · CIK 0001824854 · EVP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 270,920

F3 · price: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of the RSUs and PSUs.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 12:37 UTC
Bucci SamEVP & COO
Exercise / conversionCommon Stock 3,059 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-006578 · form4.xml · nonDerivative · entry 2

Bucci Sam · CIK 0001824854 · EVP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 276,820

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The number of PSUs earned and issued upon vesting was determined based on goals (set by the Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee") on an annual basis) for each of the three fiscal years ended December 31, 2023. Based on the Compensation Committee's determination of achievement of these pre-established financial goals, 32% of the shares subject to the 2023 financial period were earned and vested on March 15, 2024, and no shares were earned for the 2021 and 2022 performance periods and were forfeited.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 12:37 UTC
Bucci SamEVP & COO
Exercise / conversionCommon Stock 7,965 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-006578 · form4.xml · nonDerivative · entry 1

Bucci Sam · CIK 0001824854 · EVP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 273,761

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) and Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.