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Nasdaq · USD

RBBN

Ribbon Communications Inc.

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Tapewire entity
5785
SEC CIK
0001708055
Parsed reports
487

Last 12 months

Inside the activity.

3 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202630
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 15, 2024 Filed Jun 18, 2024 20:28 UTC
Mair ScottDirector
Exercise / conversionRestricted Stock Units (RSUs) · Derivative 51,964 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012767 · form4.xml · derivative · entry 2

Mair Scott · CIK 0001945175 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 51,964 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSU was awarded on June 15, 2023 and vested in full on June 15, 2024.

F2 · derivative.expiration_date: The RSU was awarded on June 15, 2023 and vested in full on June 15, 2024.

Read SEC document
June 15, 2024 Filed Jun 18, 2024 20:28 UTC
Mair ScottDirector
Exercise / conversionCommon Stock 51,964 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-012767 · form4.xml · nonDerivative · entry 1

Mair Scott · CIK 0001945175 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,273

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 15, 2024 Filed Jun 18, 2024 20:27 UTC
Tamone TanyaDirector
Exercise / conversionRestricted Stock Units (RSU) · Derivative 51,964 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012764 · form4.xml · derivative · entry 2

Tamone Tanya · CIK 0001815375 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 51,964 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs were awarded on June 15, 2023 and vested in full on June 15, 2024.

F2 · derivative.expiration_date: The RSUs were awarded on June 15, 2023 and vested in full on June 15, 2024.

Read SEC document
June 15, 2024 Filed Jun 18, 2024 20:27 UTC
Tamone TanyaDirector
Exercise / conversionCommon Stock 51,964 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-012764 · form4.xml · nonDerivative · entry 1

Tamone Tanya · CIK 0001815375 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 15, 2024 Filed Jun 18, 2024 20:26 UTC Exercise / conversionRestricted Stock Units (RSUs) · Derivative 51,964 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012760 · form4.xml · derivative · entry 2

GRAYSON BRUNS H · CIK 0001204899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 51,964 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs were awarded on June 15, 2023 and vested in full on June 15, 2024.

F2 · derivative.expiration_date: The RSUs were awarded on June 15, 2023 and vested in full on June 15, 2024.

Read SEC document
June 15, 2024 Filed Jun 18, 2024 20:26 UTC Exercise / conversionCommon Stock 51,964 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-012760 · form4.xml · nonDerivative · entry 1

GRAYSON BRUNS H · CIK 0001204899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 652,685

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 15, 2024 Filed Jun 18, 2024 20:26 UTC Exercise / conversionRestricted Stock Units (RSUs) · Derivative 51,964 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012759 · form4.xml · derivative · entry 2

INFANTE BEATRIZ V · CIK 0001193369 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 51,964 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs were awarded on June 15, 2023 and vested in full on June 15, 2024.

F2 · derivative.expiration_date: The RSUs were awarded on June 15, 2023 and vested in full on June 15, 2024.

Read SEC document
June 15, 2024 Filed Jun 18, 2024 20:26 UTC Exercise / conversionCommon Stock 51,964 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-012759 · form4.xml · nonDerivative · entry 1

INFANTE BEATRIZ V · CIK 0001193369 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 309,339

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 15, 2024 Filed Jun 18, 2024 20:27 UTC Exercise / conversionRestricted Stock Units (RSUs) · Derivative 51,964 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012761 · form4.xml · derivative · entry 2

EWING R STEWART JR · CIK 0001202822 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 51,964 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs were awarded on June 15, 2023 and vested in full on June 15,2024.

F2 · derivative.expiration_date: The RSUs were awarded on June 15, 2023 and vested in full on June 15,2024.

Read SEC document
June 15, 2024 Filed Jun 18, 2024 20:27 UTC Exercise / conversionCommon Stock 51,964 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-012761 · form4.xml · nonDerivative · entry 1

EWING R STEWART JR · CIK 0001202822 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,026

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 15, 2024 Filed Jun 18, 2024 20:25 UTC
Redington DanEVP, Global Sales
Exercise / conversionRestricted Stock Units (RSUs) · Derivative 20,833 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012758 · form4.xml · derivative · entry 3

Redington Dan · CIK 0001967463 · EVP, Global Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,499

Underlying: Common Stock · 20,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The RSUs convert to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs vested as to one-third on the first anniversary of the date of grant, and the remaining two-thirds vest in four equal semi-annual installments thereafter through December 15, 2025.

F3 · derivative.expiration_date: The RSUs vested as to one-third on the first anniversary of the date of grant, and the remaining two-thirds vest in four equal semi-annual installments thereafter through December 15, 2025.

Read SEC document
June 15, 2024 Filed Jun 18, 2024 20:25 UTC
Redington DanEVP, Global Sales
Tax withholdingCommon Stock 7,781 $2.96 $23,031.76
Disclosure

SEC source: 0001062993-24-012758 · form4.xml · nonDerivative · entry 2

Redington Dan · CIK 0001967463 · EVP, Global Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,706

F2 · price: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of the RSUs.

Read SEC document
June 15, 2024 Filed Jun 18, 2024 20:25 UTC
Redington DanEVP, Global Sales
Exercise / conversionCommon Stock 20,833 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012758 · form4.xml · nonDerivative · entry 1

Redington Dan · CIK 0001967463 · EVP, Global Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,487

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSUs convert to common stock on a one-for-one basis.

Read SEC document
May 15, 2024 Filed May 17, 2024 21:31 UTC
Macken Patrick WEVP, CLO & Secretary
GrantPSUs · Derivative 41,244 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-010673 · form4.xml · derivative · entry 3

Macken Patrick W · CIK 0001641965 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,244

Underlying: Common Stock · 41,244 shares

Expires not disclosed

F4 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies (set by the Compensation Committee at the time of grant) over the three fiscal years ending prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 05/15/2027.

F4 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies (set by the Compensation Committee at the time of grant) over the three fiscal years ending prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 05/15/2027.

F4 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies (set by the Compensation Committee at the time of grant) over the three fiscal years ending prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 05/15/2027.

Read SEC document
May 15, 2024 Filed May 17, 2024 21:31 UTC
Macken Patrick WEVP, CLO & Secretary
GrantPerformance-Based RSUs (PSUs) · Derivative 61,867 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-010673 · form4.xml · derivative · entry 2

Macken Patrick W · CIK 0001641965 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,867

Underlying: Common Stock · 61,867 shares

Expires not disclosed

F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on goals (set by the Compensation Committee on an annual basis) for each of the two fiscal years prior to the vesting date. The aggregate number of shares issued may range from zero shares to 150% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 05/15/2026.

F3 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on goals (set by the Compensation Committee on an annual basis) for each of the two fiscal years prior to the vesting date. The aggregate number of shares issued may range from zero shares to 150% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 05/15/2026.

F3 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on goals (set by the Compensation Committee on an annual basis) for each of the two fiscal years prior to the vesting date. The aggregate number of shares issued may range from zero shares to 150% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 05/15/2026.

Read SEC document
May 15, 2024 Filed May 17, 2024 21:31 UTC
Macken Patrick WEVP, CLO & Secretary
GrantRetricted Stock Units (RSUs) · Derivative 44,831 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-010673 · form4.xml · derivative · entry 1

Macken Patrick W · CIK 0001641965 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,831

Underlying: Common Stock · 44,831 shares

Expires not disclosed

F1 · derivative.exercise_price: These RSUs convert to Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vest in full on May 16, 2025.

F2 · derivative.expiration_date: The RSUs vest in full on May 16, 2025.

Read SEC document
May 15, 2024 Filed May 17, 2024 21:31 UTC
McClelland Bruce WilliamDirector · President & CEO
GrantPSUs · Derivative 218,354 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-010674 · form4.xml · derivative · entry 3

McClelland Bruce William · CIK 0001424201 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 218,354

Underlying: Common Stock · 218,354 shares

Expires not disclosed

F4 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies (set by the Compensation Committee at the time of grant) over the three fiscal years ending prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 05/15/2027.

F4 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies (set by the Compensation Committee at the time of grant) over the three fiscal years ending prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 05/15/2027.

F4 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies (set by the Compensation Committee at the time of grant) over the three fiscal years ending prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 05/15/2027.

Read SEC document
May 15, 2024 Filed May 17, 2024 21:31 UTC
McClelland Bruce WilliamDirector · President & CEO
GrantPerformance-Based RSUs (PSUs) · Derivative 327,532 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-010674 · form4.xml · derivative · entry 2

McClelland Bruce William · CIK 0001424201 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 327,532

Underlying: Common Stock · 327,532 shares

Expires not disclosed

F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on goals (set by the Compensation Committee on an annual basis) for each of the two fiscal years prior to the vesting date. The aggregate number of shares issued may range from zero shares to 150% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 05/15/2026.

F3 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on goals (set by the Compensation Committee on an annual basis) for each of the two fiscal years prior to the vesting date. The aggregate number of shares issued may range from zero shares to 150% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 05/15/2026.

F3 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on goals (set by the Compensation Committee on an annual basis) for each of the two fiscal years prior to the vesting date. The aggregate number of shares issued may range from zero shares to 150% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 05/15/2026.

Read SEC document
May 15, 2024 Filed May 17, 2024 21:31 UTC
McClelland Bruce WilliamDirector · President & CEO
GrantRestricted Stock Units (RSUs) · Derivative 237,341 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-010674 · form4.xml · derivative · entry 1

McClelland Bruce William · CIK 0001424201 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 237,341

Underlying: Common Stock · 237,341 shares

Expires not disclosed

F1 · derivative.exercise_price: The RSUs convert to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vest in full on May 16, 2025.

F2 · derivative.expiration_date: The RSUs vest in full on May 16, 2025.

Read SEC document
May 15, 2024 Filed May 17, 2024 21:32 UTC
Redington DanEVP, Global Sales
GrantPSUs · Derivative 38,818 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-010676 · form4.xml · derivative · entry 3

Redington Dan · CIK 0001967463 · EVP, Global Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,818

Underlying: Common Stock · 38,818 shares

Expires not disclosed

F4 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies (set by the Compensation Committee at the time of grant) over the three fiscal years ending prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 05/15/2027.

F4 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies (set by the Compensation Committee at the time of grant) over the three fiscal years ending prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 05/15/2027.

F4 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies (set by the Compensation Committee at the time of grant) over the three fiscal years ending prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 05/15/2027.

Read SEC document
May 15, 2024 Filed May 17, 2024 21:32 UTC
Redington DanEVP, Global Sales
GrantPerformance-Based RSUs (PSUs) · Derivative 58,228 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-010676 · form4.xml · derivative · entry 2

Redington Dan · CIK 0001967463 · EVP, Global Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,228

Underlying: Common Stock · 58,228 shares

Expires not disclosed

F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on goals (set by the Compensation Committee on an annual basis) for each of the two fiscal years prior to the vesting date. The aggregate number of shares issued may range from zero shares to 150% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 05/15/2026.

F3 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on goals (set by the Compensation Committee on an annual basis) for each of the two fiscal years prior to the vesting date. The aggregate number of shares issued may range from zero shares to 150% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 05/15/2026.

F3 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on goals (set by the Compensation Committee on an annual basis) for each of the two fiscal years prior to the vesting date. The aggregate number of shares issued may range from zero shares to 150% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 05/15/2026.

Read SEC document
May 15, 2024 Filed May 17, 2024 21:32 UTC
Redington DanEVP, Global Sales
GrantRestricted Stock Units (RSUs) · Derivative 42,194 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-010676 · form4.xml · derivative · entry 1

Redington Dan · CIK 0001967463 · EVP, Global Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,194

Underlying: Common Stock · 42,194 shares

Expires not disclosed

F1 · derivative.exercise_price: The RSUs convert to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vest in full on May 16, 2025.

F2 · derivative.expiration_date: The RSUs vest in full on May 16, 2025.

Read SEC document
May 15, 2024 Filed May 17, 2024 21:30 UTC
Bucci SamEVP & COO
GrantPSUs · Derivative 48,523 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-010671 · form4.xml · derivative · entry 3

Bucci Sam · CIK 0001824854 · EVP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,523

Underlying: Common Stock · 48,523 shares

Expires not disclosed

F4 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies (set by the Compensation Committee at the time of grant) over the three fiscal years ending prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 05/15/2027.

F4 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies (set by the Compensation Committee at the time of grant) over the three fiscal years ending prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 05/15/2027.

F4 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies (set by the Compensation Committee at the time of grant) over the three fiscal years ending prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 05/15/2027.

Read SEC document
May 15, 2024 Filed May 17, 2024 21:30 UTC
Bucci SamEVP & COO
GrantPerformance-Based RSUs (PSUs) · Derivative 72,785 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-010671 · form4.xml · derivative · entry 2

Bucci Sam · CIK 0001824854 · EVP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,785

Underlying: Common Stock · 72,785 shares

Expires not disclosed

F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on goals (set by the Compensation Committee on an annual basis) for each of the two fiscal years prior to the vesting date. The aggregate number of shares issued may range from zero shares to 150% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 05/15/2026.

F3 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on goals (set by the Compensation Committee on an annual basis) for each of the two fiscal years prior to the vesting date. The aggregate number of shares issued may range from zero shares to 150% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 05/15/2026.

F3 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on goals (set by the Compensation Committee on an annual basis) for each of the two fiscal years prior to the vesting date. The aggregate number of shares issued may range from zero shares to 150% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 05/15/2026.

Read SEC document
May 15, 2024 Filed May 17, 2024 21:30 UTC
Bucci SamEVP & COO
GrantRestricted Stock Units (RSUs) · Derivative 52,742 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-010671 · form4.xml · derivative · entry 1

Bucci Sam · CIK 0001824854 · EVP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,742

Underlying: Common Stock · 52,742 shares

Expires not disclosed

F1 · derivative.exercise_price: These RSUs convert to Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vest in full on May 16, 2025.

F2 · derivative.expiration_date: The RSUs vest in full on May 16, 2025.

Read SEC document
May 15, 2024 Filed May 17, 2024 21:29 UTC
Marmurek Eric SSVP, Finance & CAO
GrantPSUs · Derivative 29,114 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-010670 · form4.xml · derivative · entry 3

Marmurek Eric S · CIK 0001720721 · SVP, Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,114

Underlying: Common Stock · 29,114 shares

Expires not disclosed

F4 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies (set by the Compensation Committee at the time of grant) over the three fiscal years ending prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 05/15/2027.

F4 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies (set by the Compensation Committee at the time of grant) over the three fiscal years ending prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 05/15/2027.

F4 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies (set by the Compensation Committee at the time of grant) over the three fiscal years ending prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 05/15/2027.

Read SEC document
May 15, 2024 Filed May 17, 2024 21:29 UTC
Marmurek Eric SSVP, Finance & CAO
GrantPerformance-Based RSUs (PSUs) · Derivative 43,670 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-010670 · form4.xml · derivative · entry 2

Marmurek Eric S · CIK 0001720721 · SVP, Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,670

Underlying: Common Stock · 43,670 shares

Expires not disclosed

F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on goals (set by the Compensation Committee on an annual basis) for each of the two fiscal years prior to the vesting date. The aggregate number of shares issued may range from zero shares to 150% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 05/15/2026.

F3 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on goals (set by the Compensation Committee on an annual basis) for each of the two fiscal years prior to the vesting date. The aggregate number of shares issued may range from zero shares to 150% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 05/15/2026.

F3 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on goals (set by the Compensation Committee on an annual basis) for each of the two fiscal years prior to the vesting date. The aggregate number of shares issued may range from zero shares to 150% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 05/15/2026.

Read SEC document
May 15, 2024 Filed May 17, 2024 21:29 UTC
Marmurek Eric SSVP, Finance & CAO
GrantRestricted Stock Units (RSUs) · Derivative 31,645 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-010670 · form4.xml · derivative · entry 1

Marmurek Eric S · CIK 0001720721 · SVP, Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,645

Underlying: Common Stock · 31,645 shares

Expires not disclosed

F1 · derivative.exercise_price: These RSUs convert to Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vest in full on May 16, 2025.

F2 · derivative.expiration_date: The RSUs vest in full on May 16, 2025.

Read SEC document
April 18, 2024 Filed Apr 19, 2024 20:17 UTC
Macken Patrick WEVP, CLO & Secretary
Exercise / conversionRSUs · Derivative 21,368 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-008597 · form4.xml · derivative · entry 8

Macken Patrick W · CIK 0001641965 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,734

Underlying: Common Stock · 21,368 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) and Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The RSUs were granted on April 18, 2022 and vested as to one-third on April 18, 2023; the remaining two-thirds of the RSUs will vest in four equal semi-annual installments thereafter through April 18, 2025.

F5 · derivative.expiration_date: The RSUs were granted on April 18, 2022 and vested as to one-third on April 18, 2023; the remaining two-thirds of the RSUs will vest in four equal semi-annual installments thereafter through April 18, 2025.

Read SEC document
April 18, 2024 Filed Apr 19, 2024 20:17 UTC
Macken Patrick WEVP, CLO & Secretary
Tax withholdingCommon Stock 9,136 $2.57 $23,479.52
Disclosure

SEC source: 0001062993-24-008597 · form4.xml · nonDerivative · entry 5

Macken Patrick W · CIK 0001641965 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 220,984

F2 · price: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting.

Read SEC document
April 18, 2024 Filed Apr 19, 2024 20:17 UTC
Macken Patrick WEVP, CLO & Secretary
Exercise / conversionCommon Stock 21,368 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-008597 · form4.xml · nonDerivative · entry 4

Macken Patrick W · CIK 0001641965 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 230,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) and Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

Read SEC document
April 18, 2024 Filed Apr 19, 2024 20:17 UTC Exercise / conversionRSUs · Derivative 26,709 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-008599 · form4.xml · derivative · entry 10

LOPEZ MIGUEL A · CIK 0001600024 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,418

Underlying: Common Stock · 26,709 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) and Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The RSUs were granted on April 18, 2022 and vested as to one-third on April 18, 2023; the remaining two-thirds of the RSUs will vest in four equal semi-annual installments thereafter through April 18, 2025.

F5 · derivative.expiration_date: The RSUs were granted on April 18, 2022 and vested as to one-third on April 18, 2023; the remaining two-thirds of the RSUs will vest in four equal semi-annual installments thereafter through April 18, 2025.

Read SEC document
April 18, 2024 Filed Apr 19, 2024 20:17 UTC Tax withholdingCommon Stock 10,349 $2.57 $26,596.93
Disclosure

SEC source: 0001062993-24-008599 · form4.xml · nonDerivative · entry 6

LOPEZ MIGUEL A · CIK 0001600024 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 393,624

F2 · price: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting.

Read SEC document
April 18, 2024 Filed Apr 19, 2024 20:17 UTC Exercise / conversionCommon Stock 26,709 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-008599 · form4.xml · nonDerivative · entry 5

LOPEZ MIGUEL A · CIK 0001600024 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 403,973

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) and Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

Read SEC document
April 18, 2024 Filed Apr 19, 2024 20:17 UTC
Bucci SamEVP & COO
Exercise / conversionRSUs · Derivative 26,709 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-008600 · form4.xml · derivative · entry 8

Bucci Sam · CIK 0001824854 · EVP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,418

Underlying: Common Stock · 26,709 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) and Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The RSUs were granted on April 18, 2022 and vested as to one-third on April 18, 2023; the remaining two-thirds of the RSUs will vest in four equal semi-annual installments thereafter through April 18, 2025.

F5 · derivative.expiration_date: The RSUs were granted on April 18, 2022 and vested as to one-third on April 18, 2023; the remaining two-thirds of the RSUs will vest in four equal semi-annual installments thereafter through April 18, 2025.

Read SEC document
April 18, 2024 Filed Apr 19, 2024 20:17 UTC
Bucci SamEVP & COO
Tax withholdingCommon Stock 14,297 $2.57 $36,743.29
Disclosure

SEC source: 0001062993-24-008600 · form4.xml · nonDerivative · entry 5

Bucci Sam · CIK 0001824854 · EVP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 320,338

F2 · price: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting.

Read SEC document
April 18, 2024 Filed Apr 19, 2024 20:17 UTC
Bucci SamEVP & COO
Exercise / conversionCommon Stock 26,709 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-008600 · form4.xml · nonDerivative · entry 4

Bucci Sam · CIK 0001824854 · EVP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 334,635

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) and Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

Read SEC document
April 18, 2024 Filed Apr 19, 2024 20:16 UTC
Marmurek Eric SSVP, Finance & CAO
Exercise / conversionRSUs · Derivative 13,354 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-008595 · form4.xml · derivative · entry 6

Marmurek Eric S · CIK 0001720721 · SVP, Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,709

Underlying: Common Stock · 13,354 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) converts into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSUs were granted on April 18, 2022 and vested as to one-third on April 18, 2023; the remaining two-thirds of the RSUs will vest in four equal semi-annual installments thereafter through April 18, 2025.

F4 · derivative.expiration_date: The RSUs were granted on April 18, 2022 and vested as to one-third on April 18, 2023; the remaining two-thirds of the RSUs will vest in four equal semi-annual installments thereafter through April 18, 2025.

Read SEC document
April 18, 2024 Filed Apr 19, 2024 20:16 UTC
Marmurek Eric SSVP, Finance & CAO
Tax withholdingCommon Stock 4,895 $2.57 $12,580.15
Disclosure

SEC source: 0001062993-24-008595 · form4.xml · nonDerivative · entry 4

Marmurek Eric S · CIK 0001720721 · SVP, Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 289,698

F2 · price: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting.

Read SEC document
April 18, 2024 Filed Apr 19, 2024 20:16 UTC
Marmurek Eric SSVP, Finance & CAO
Exercise / conversionCommon Stock 13,354 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-008595 · form4.xml · nonDerivative · entry 3

Marmurek Eric S · CIK 0001720721 · SVP, Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 294,593

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) converts into common stock on a one-for-one basis.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 20:17 UTC
Macken Patrick WEVP, CLO & Secretary
Exercise / conversionPerformance Share Units (PSUs) · Derivative 26,277 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-008597 · form4.xml · derivative · entry 7

Macken Patrick W · CIK 0001641965 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,277 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) and Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The PSUs were issued on April 17, 2023. The number of PSUs earned and vested was based on achievement of a revenue goal set (prior to grant) by the Compensation Committee of the Issuer's Board of Directors for the fiscal year ended December 31, 2023. The remaining PSUs were forfeited.

F4 · derivative.expiration_date: The PSUs were issued on April 17, 2023. The number of PSUs earned and vested was based on achievement of a revenue goal set (prior to grant) by the Compensation Committee of the Issuer's Board of Directors for the fiscal year ended December 31, 2023. The remaining PSUs were forfeited.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 20:17 UTC
Macken Patrick WEVP, CLO & Secretary
Exercise / conversionRestricted Stock Units (RSUs) · Derivative 41,307 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-008597 · form4.xml · derivative · entry 6

Macken Patrick W · CIK 0001641965 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,609

Underlying: Common Stock · 41,307 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) and Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs were granted on April 17, 2023 and vested as to one-third on April 17, 2024; the remaining two-thirds of the RSUs will vest in four equal semi-annual installments thereafter through April 17, 2026.

F3 · derivative.expiration_date: The RSUs were granted on April 17, 2023 and vested as to one-third on April 17, 2024; the remaining two-thirds of the RSUs will vest in four equal semi-annual installments thereafter through April 17, 2026.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 20:17 UTC
Macken Patrick WEVP, CLO & Secretary
Tax withholdingCommon Stock 28,069 $2.61 $73,260.09
Disclosure

SEC source: 0001062993-24-008597 · form4.xml · nonDerivative · entry 3

Macken Patrick W · CIK 0001641965 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 208,752

F2 · price: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 20:17 UTC
Macken Patrick WEVP, CLO & Secretary
Exercise / conversionCommon Stock 26,277 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-008597 · form4.xml · nonDerivative · entry 2

Macken Patrick W · CIK 0001641965 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 236,821

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) and Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 20:17 UTC
Macken Patrick WEVP, CLO & Secretary
Exercise / conversionCommon Stock 41,307 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-008597 · form4.xml · nonDerivative · entry 1

Macken Patrick W · CIK 0001641965 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 210,544

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) and Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 20:17 UTC
McClelland Bruce WilliamDirector · President & CEO
Exercise / conversionPerformance Share Units (PSUs) · Derivative 120,817 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-008596 · form4.xml · derivative · entry 5

McClelland Bruce William · CIK 0001424201 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 120,817 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) and Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The PSUs were issued on April 17, 2023. The number of PSUs earned and vested was based on achievement of a revenue goal set (prior to grant) by the Compensation Committee of the Issuer's Board of Directors for the fiscal year ended December 31, 2023. The remaining PSUs were forfeited.

F4 · derivative.expiration_date: The PSUs were issued on April 17, 2023. The number of PSUs earned and vested was based on achievement of a revenue goal set (prior to grant) by the Compensation Committee of the Issuer's Board of Directors for the fiscal year ended December 31, 2023. The remaining PSUs were forfeited.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 20:17 UTC
McClelland Bruce WilliamDirector · President & CEO
Exercise / conversionRestricted Stock Units (RSUs) · Derivative 68,844 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-008596 · form4.xml · derivative · entry 4

McClelland Bruce William · CIK 0001424201 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,682

Underlying: Common Stock · 68,844 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) and Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs were granted on April 17, 2023 and vested as to one-third on April 17, 2024; the remaining two-thirds of the RSUs will vest in four equal semi-annual installments thereafter through April 17, 2026.

F3 · derivative.expiration_date: The RSUs were granted on April 17, 2023 and vested as to one-third on April 17, 2024; the remaining two-thirds of the RSUs will vest in four equal semi-annual installments thereafter through April 17, 2026.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 20:17 UTC
McClelland Bruce WilliamDirector · President & CEO
Tax withholdingCommon Stock 69,746 $2.61 $182,037.06
Disclosure

SEC source: 0001062993-24-008596 · form4.xml · nonDerivative · entry 3

McClelland Bruce William · CIK 0001424201 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,281,878

F2 · price: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 20:17 UTC
McClelland Bruce WilliamDirector · President & CEO
Exercise / conversionCommon Stock 120,817 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-008596 · form4.xml · nonDerivative · entry 2

McClelland Bruce William · CIK 0001424201 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,351,624

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) and Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

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April 17, 2024 Filed Apr 19, 2024 20:17 UTC
McClelland Bruce WilliamDirector · President & CEO
Exercise / conversionCommon Stock 68,844 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-008596 · form4.xml · nonDerivative · entry 1

McClelland Bruce William · CIK 0001424201 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,230,807

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) and Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.