RBA

SEC source: 0000950170-24-108525 · ownership.xml · derivative · entry 1

Sieger Michael D · CIK 0001630173 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26

Underlying: Common Shares · 7 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

SEC source: 0000950170-24-075083 · ownership.xml · nonDerivative · entry 1

KESSLER JAMES FRANCIS · CIK 0001811969 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,104

SEC source: 0000950170-24-074811 · ownership.xml · derivative · entry 1

KING NANCY ELIZABETH · CIK 0002026305 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,880

Underlying: Common Shares · 10,880 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one RBA common share or the economic equivalent thereof.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning March 15, 2025. The common shares underlying vested RSUs will be released to the reporting person, net of tax.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning March 15, 2025. The common shares underlying vested RSUs will be released to the reporting person, net of tax.

SEC source: 0000950170-24-073545 · ownership.xml · derivative · entry 6

Watt Darren Jeffrey · CIK 0001661695 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,915

Underlying: Common Shares · 2,700 shares

Expires 2026-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option was granted on March 2, 2016 and vests in three equal annual installments beginning March 2, 2017.

SEC source: 0000950170-24-073545 · ownership.xml · nonDerivative · entry 3

Watt Darren Jeffrey · CIK 0001661695 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,279

SEC source: 0000950170-24-073545 · ownership.xml · nonDerivative · entry 2

Watt Darren Jeffrey · CIK 0001661695 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,216

SEC source: 0000950170-24-073545 · ownership.xml · nonDerivative · entry 1

Watt Darren Jeffrey · CIK 0001661695 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,916

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950170-24-064969 · ownership.xml · nonDerivative · entry 1

JETER JAMES J · CIK 0001242860 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,267

SEC source: 0000950170-24-063598 · ownership.xml · nonDerivative · entry 1

CONCORS BARON · CIK 0001808515 · Chief Product & Tech. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,487

SEC source: 0000950170-24-063539 · ownership.xml · derivative · entry 4

JETER JAMES J · CIK 0001242860 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,072

Underlying: Common Shares · 14,000 shares

Expires 2030-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option was granted on March 5, 2020 and vests in three equal annual installments beginning March 5, 2021.

SEC source: 0000950170-24-063539 · ownership.xml · nonDerivative · entry 2

JETER JAMES J · CIK 0001242860 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,267

SEC source: 0000950170-24-063539 · ownership.xml · nonDerivative · entry 1

JETER JAMES J · CIK 0001242860 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950170-24-061240 · ownership.xml · derivative · entry 1

O'Day Timothy J. · CIK 0001778835 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,630

Underlying: Common Shares · 2,630 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one RBA common share.

F2 · derivative.exercise_date: The RSUs will vest upon the earlier of (i) the first anniversary of the grant date and (ii) the Company's next annual meeting of shareholders following the grant date.

F2 · derivative.expiration_date: The RSUs will vest upon the earlier of (i) the first anniversary of the grant date and (ii) the Company's next annual meeting of shareholders following the grant date.

SEC source: 0000950170-24-061241 · ownership.xml · derivative · entry 1

RAISS SARAH E. · CIK 0001510551 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,630

Underlying: Common Shares · 2,630 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one RBA common share.

F2 · derivative.exercise_date: The RSUs will vest upon the earlier of (i) the first anniversary of the grant date and (ii) the Company's next annual meeting of shareholders following the grant date.

F2 · derivative.expiration_date: The RSUs will vest upon the earlier of (i) the first anniversary of the grant date and (ii) the Company's next annual meeting of shareholders following the grant date.

SEC source: 0000950170-24-061239 · ownership.xml · derivative · entry 1

Morrison Gregory B · CIK 0001707465 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,630

Underlying: Common Shares · 2,630 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one RBA common share.

F2 · derivative.exercise_date: The RSUs will vest upon the earlier of (i) the first anniversary of the grant date and (ii) the Company's next annual meeting of shareholders following the grant date.

F2 · derivative.expiration_date: The RSUs will vest upon the earlier of (i) the first anniversary of the grant date and (ii) the Company's next annual meeting of shareholders following the grant date.

SEC source: 0000950170-24-061238 · ownership.xml · derivative · entry 1

Elton Robert George · CIK 0001661705 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,353

Underlying: Common Shares · 3,353 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one RBA common share.

F2 · derivative.exercise_date: The RSUs will vest upon the earlier of (i) the first anniversary of the grant date and (ii) the Company's next annual meeting of shareholders following the grant date.

F2 · derivative.expiration_date: The RSUs will vest upon the earlier of (i) the first anniversary of the grant date and (ii) the Company's next annual meeting of shareholders following the grant date.

SEC source: 0000950170-24-061237 · ownership.xml · derivative · entry 1

DeWitt Adam · CIK 0001393867 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,630

Underlying: Common Shares · 2,630 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one RBA common share.

F2 · derivative.exercise_date: The RSUs will vest upon the earlier of (i) the first anniversary of the grant date and (ii) the Company's next annual meeting of shareholders following the grant date.

F2 · derivative.expiration_date: The RSUs will vest upon the earlier of (i) the first anniversary of the grant date and (ii) the Company's next annual meeting of shareholders following the grant date.

SEC source: 0000950170-24-061235 · ownership.xml · derivative · entry 1

Sieger Michael D · CIK 0001630173 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,630

Underlying: Common Shares · 2,630 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one RBA common share.

F2 · derivative.exercise_date: The RSUs will vest upon the earlier of (i) the first anniversary of the grant date and (ii) the Company's next annual meeting of shareholders following the grant date.

F2 · derivative.expiration_date: The RSUs will vest upon the earlier of (i) the first anniversary of the grant date and (ii) the Company's next annual meeting of shareholders following the grant date.

SEC source: 0000950170-24-061225 · ownership.xml · derivative · entry 1

Stein Deborah · CIK 0001763701 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,630

Underlying: Common Shares · 2,630 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one RBA common share.

F2 · derivative.exercise_date: The RSUs will vest upon the earlier of (i) the first anniversary of the grant date and (ii) the Company's next annual meeting of shareholders following the grant date.

F2 · derivative.expiration_date: The RSUs will vest upon the earlier of (i) the first anniversary of the grant date and (ii) the Company's next annual meeting of shareholders following the grant date.

SEC source: 0000950170-24-061223 · ownership.xml · derivative · entry 1

Stephenson Carol · CIK 0001493255 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,630

Underlying: Common Shares · 2,630 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one RBA common share.

F2 · derivative.exercise_date: The RSUs will vest upon the earlier of (i) the first anniversary of the grant date and (ii) the Company's next annual meeting of shareholders following the grant date.

F2 · derivative.expiration_date: The RSUs will vest upon the earlier of (i) the first anniversary of the grant date and (ii) the Company's next annual meeting of shareholders following the grant date.

SEC source: 0000950170-24-061220 · ownership.xml · derivative · entry 1

Bales Brian A · CIK 0001748289 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,630

Underlying: Common Shares · 2,630 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one RBA common share.

F2 · derivative.exercise_date: The RSUs will vest upon the earlier of (i) the first anniversary of the grant date and (ii) the Company's next annual meeting of shareholders following the grant date.

F2 · derivative.expiration_date: The RSUs will vest upon the earlier of (i) the first anniversary of the grant date and (ii) the Company's next annual meeting of shareholders following the grant date.

SEC source: 0000902664-24-003692 · ownership.xml · derivative · entry 2

Smith Jeffrey C · CIK 0001362697 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,630

Underlying: Common Shares · 2,630 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted share unit ("RSU") represents a contingent right to receive one RBA common share.

F3 · derivative.exercise_date: The RSUs will vest upon the earlier of (i) the first anniversary of the grant date and (ii) the Issuer's next annual meeting of shareholders following the grant date.

F3 · derivative.expiration_date: The RSUs will vest upon the earlier of (i) the first anniversary of the grant date and (ii) the Issuer's next annual meeting of shareholders following the grant date.

SEC source: 0000950170-24-059886 · ownership.xml · derivative · entry 1

DeWitt Adam · CIK 0001393867 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,907

Underlying: Common Shares · 443 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share.

F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

SEC source: 0000950170-24-059881 · ownership.xml · derivative · entry 1

Elton Robert George · CIK 0001661705 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,086

Underlying: Common Shares · 443 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share.

F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

SEC source: 0000950170-24-059873 · ownership.xml · derivative · entry 1

O'Day Timothy J. · CIK 0001778835 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Shares · 443 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share.

F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

SEC source: 0000950170-24-059870 · ownership.xml · derivative · entry 1

RAISS SARAH E. · CIK 0001510551 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,544

Underlying: Common Shares · 443 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share.

F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

SEC source: 0000950170-24-059864 · ownership.xml · derivative · entry 1

Stephenson Carol · CIK 0001493255 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,951

Underlying: Common Shares · 443 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share.

F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

SEC source: 0000950170-24-059867 · ownership.xml · derivative · entry 1

Sieger Michael D · CIK 0001630173 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Shares · 443 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share.

F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

SEC source: 0000950170-24-059805 · ownership.xml · derivative · entry 1

Bales Brian A · CIK 0001748289 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Shares · 443 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share.

F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

SEC source: 0000902664-24-003618 · ownership.xml · derivative · entry 2

Smith Jeffrey C · CIK 0001362697 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,039

Underlying: Common Shares · 443 shares

Expires not disclosed

F2 · derivative.exercise_price: Each deferred share unit ("DSU") represents the economic equivalent of one RBA common share.

F3 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA

F3 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA

SEC source: 0000950170-24-033758 · ownership.xml · derivative · entry 1

Guerin Eric · CIK 0001841067 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,510

Underlying: Common Shares · 11,510 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one RBA common share or the economic equivalent thereof.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning March 15, 2025. The common shares underlying vested RSUs will be released to the reporting person, net of tax.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning March 15, 2025. The common shares underlying vested RSUs will be released to the reporting person, net of tax.

SEC source: 0001209191-24-004955 · doc4.xml · derivative · entry 9

Watt Darren Jeffrey · CIK 0001661695 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 11 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU and DER represent a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on March 15, 2024, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable.

F3 · derivative.exercise_date: Each RSU and DER represent a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on March 15, 2024, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable.

F3 · derivative.expiration_date: Each RSU and DER represent a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on March 15, 2024, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable.

SEC source: 0001209191-24-004955 · doc4.xml · derivative · entry 8

Watt Darren Jeffrey · CIK 0001661695 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,818

Underlying: Common Shares · 914 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU and DER represent a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on March 15, 2024, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable.

F3 · derivative.exercise_date: Each RSU and DER represent a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on March 15, 2024, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable.

F3 · derivative.expiration_date: Each RSU and DER represent a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on March 15, 2024, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable.

SEC source: 0001209191-24-004955 · doc4.xml · derivative · entry 7

Watt Darren Jeffrey · CIK 0001661695 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,083

Underlying: Common Shares · 2,083 shares

Expires not disclosed

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one RBA common share or the economic equivalent thereof.

F6 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning March 15, 2025. The common shares underlying vested RSUs will be released to the reporting person, net of tax.

F6 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning March 15, 2025. The common shares underlying vested RSUs will be released to the reporting person, net of tax.

SEC source: 0001209191-24-004955 · doc4.xml · nonDerivative · entry 6

Watt Darren Jeffrey · CIK 0001661695 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,216

F4 · shares: Tax Withholding on the 2023 RSUs and DERs that vested on March 15, 2024.

SEC source: 0001209191-24-004955 · doc4.xml · nonDerivative · entry 5

Watt Darren Jeffrey · CIK 0001661695 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,712

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").

F3 · price: Each RSU and DER represent a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on March 15, 2024, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable.

SEC source: 0001209191-24-004955 · doc4.xml · nonDerivative · entry 4

Watt Darren Jeffrey · CIK 0001661695 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,701

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").

F3 · price: Each RSU and DER represent a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on March 15, 2024, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable.

SEC source: 0001209191-24-004955 · doc4.xml · nonDerivative · entry 3

Watt Darren Jeffrey · CIK 0001661695 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,787

F1 · shares: Tax Withholding on the 2021 PSUs and DERs that vested on February 24, 2024.

SEC source: 0001209191-24-004954 · doc4.xml · derivative · entry 8

JETER JAMES J · CIK 0001242860 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 17 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU and DER represent a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on March 15, 2024, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable.

F3 · derivative.exercise_date: Each RSU and DER represent a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on March 15, 2024, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable.

F3 · derivative.expiration_date: Each RSU and DER represent a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on March 15, 2024, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable.

SEC source: 0001209191-24-004954 · doc4.xml · derivative · entry 7

JETER JAMES J · CIK 0001242860 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,910

Underlying: Common Shares · 1,463 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU and DER represent a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on March 15, 2024, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable.

F3 · derivative.exercise_date: Each RSU and DER represent a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on March 15, 2024, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable.

F3 · derivative.expiration_date: Each RSU and DER represent a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on March 15, 2024, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable.

SEC source: 0001209191-24-004954 · doc4.xml · derivative · entry 6

JETER JAMES J · CIK 0001242860 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,467

Underlying: Common Shares · 9,467 shares

Expires not disclosed

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one RBA common share or the economic equivalent thereof.

F6 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning March 15, 2025. The common shares underlying vested RSUs will be released to the reporting person, net of tax.

F6 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning March 15, 2025. The common shares underlying vested RSUs will be released to the reporting person, net of tax.

SEC source: 0001209191-24-004954 · doc4.xml · nonDerivative · entry 5

JETER JAMES J · CIK 0001242860 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,267

F4 · shares: Tax Withholding on the 2023 RSUs and DERs that vested on March 15, 2024.

SEC source: 0001209191-24-004954 · doc4.xml · nonDerivative · entry 4

JETER JAMES J · CIK 0001242860 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,930

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").

F3 · price: Each RSU and DER represent a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on March 15, 2024, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable.

SEC source: 0001209191-24-004954 · doc4.xml · nonDerivative · entry 3

JETER JAMES J · CIK 0001242860 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").

F3 · price: Each RSU and DER represent a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on March 15, 2024, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable.

SEC source: 0001209191-24-004954 · doc4.xml · nonDerivative · entry 2

JETER JAMES J · CIK 0001242860 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,450

F1 · shares: Tax Withholding on the 2021 PSUs and DERs that vested on February 24, 2024.

SEC source: 0001209191-24-004951 · doc4.xml · derivative · entry 8

Fesler Andrew John · CIK 0001993131 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 13 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU and DER represent a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on March 15, 2024, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable.

F3 · derivative.exercise_date: Each RSU and DER represent a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on March 15, 2024, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable.

F3 · derivative.expiration_date: Each RSU and DER represent a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on March 15, 2024, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable.

SEC source: 0001209191-24-004951 · doc4.xml · derivative · entry 7

Fesler Andrew John · CIK 0001993131 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,291

Underlying: Common Shares · 1,152 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU and DER represent a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on March 15, 2024, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable.

F3 · derivative.exercise_date: Each RSU and DER represent a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on March 15, 2024, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable.

F3 · derivative.expiration_date: Each RSU and DER represent a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on March 15, 2024, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable.

SEC source: 0001209191-24-004951 · doc4.xml · derivative · entry 6

Fesler Andrew John · CIK 0001993131 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,118

Underlying: Common Shares · 2,118 shares

Expires not disclosed

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one RBA common share or the economic equivalent thereof.

F6 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning March 15, 2025. The common shares underlying vested RSUs will be released to the reporting person, net of tax.

F6 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning March 15, 2025. The common shares underlying vested RSUs will be released to the reporting person, net of tax.

SEC source: 0001209191-24-004951 · doc4.xml · nonDerivative · entry 5

Fesler Andrew John · CIK 0001993131 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,264

F4 · shares: Tax Withholding on the 2023 RSUs and DERs that vested on March 15, 2024.

SEC source: 0001209191-24-004951 · doc4.xml · nonDerivative · entry 4

Fesler Andrew John · CIK 0001993131 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,621

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").

F3 · price: Each RSU and DER represent a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on March 15, 2024, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable.