Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 10, 2022 Filed May 12, 2022 21:00 UTC |
SCHWARZ MARK EDirector · Chairman · 10% owner
NEWCASTLE PARTNERS L P10% owner
NEWCASTLE CAPITAL MANAGEMENT LP10% owner
NEWCASTLE CAPITAL GROUP LLC10% owner
NCM SERVICES, INC.10% owner
Schwarz 2012 Family Trust10% owner
|
PurchaseCommon Stock | 11,300 | $0.87 | $9,869.42 |
DisclosureSEC source: 0001181580-22-000008 · edgar.xml · nonDerivative · entry 1 SCHWARZ MARK E · CIK 0001208889 · Director · Chairman · 10% owner NEWCASTLE PARTNERS L P · CIK 0000932334 · 10% owner NEWCASTLE CAPITAL MANAGEMENT LP · CIK 0001251296 · 10% owner NEWCASTLE CAPITAL GROUP LLC · CIK 0001251293 · 10% owner NCM SERVICES, INC. · CIK 0001586784 · 10% owner Schwarz 2012 Family Trust · CIK 0001586760 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,991 Read SEC document |
| May 10, 2022 Filed May 12, 2022 16:20 UTC |
Solano BrandonPresident & CEO
|
PurchaseCommon Stock | 25,000 | $0.85 | $21,250.00 |
DisclosureSEC source: 0001181580-22-000007 · edgar.xml · nonDerivative · entry 1 Solano Brandon · CIK 0001659376 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,669 Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 17:44 UTC |
FENDLEY CLINTON DAYNEVice President - Finance
|
GrantRestricted Stock Units · Derivative | 25,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001181580-21-000003 · edgar.xml · derivative · entry 2 FENDLEY CLINTON DAYNE · CIK 0001798265 · Vice President - Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,900 Underlying: Common Stock · Not disclosed shares Expires 2023-10-15 F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive shares of common stock upon satisfaction of vesting requirements and performance criteria. The performance criteria are based on multiple financial metrics which, if at least minimum criteria are achieved, may yield from 50% to 150% of a share of common stock per restricted stock unit. F1 · derivative.underlying_shares: Each restricted stock unit represents the right to receive shares of common stock upon satisfaction of vesting requirements and performance criteria. The performance criteria are based on multiple financial metrics which, if at least minimum criteria are achieved, may yield from 50% to 150% of a share of common stock per restricted stock unit. Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 17:41 UTC |
BURNS MICHAEL F JRChief Operating Officer
|
GrantRestricted Stock Units · Derivative | 53,663 | $0.00 | $0.00 |
DisclosureSEC source: 0001181580-21-000002 · edgar.xml · derivative · entry 1 BURNS MICHAEL F JR · CIK 0001794488 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,663 Underlying: Common Stock · Not disclosed shares Expires 2023-10-15 F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive shares of common stock upon satisfaction of vesting requirements and performance criteria. The performance criteria are based on multiple financial metrics which, if at least minimum criteria are achieved, may yield from 50% to 150% of a share of common stock per restricted stock unit. F1 · derivative.underlying_shares: Each restricted stock unit represents the right to receive shares of common stock upon satisfaction of vesting requirements and performance criteria. The performance criteria are based on multiple financial metrics which, if at least minimum criteria are achieved, may yield from 50% to 150% of a share of common stock per restricted stock unit. Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 17:37 UTC |
Solano BrandonChief Executive Officer
|
GrantRestricted Stock Units · Derivative | 443,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001181580-21-000001 · edgar.xml · derivative · entry 2 Solano Brandon · CIK 0001659376 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 443,625 Underlying: Common Stock · Not disclosed shares Expires 2023-10-15 F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive shares of common stock upon satisfaction of vesting requirements and performance criteria. The performance criteria are based on multiple financial metrics which, if at least minimum criteria are achieved, may yield from 50% to 150% of a share of common stock per restricted stock unit. F1 · derivative.underlying_shares: Each restricted stock unit represents the right to receive shares of common stock upon satisfaction of vesting requirements and performance criteria. The performance criteria are based on multiple financial metrics which, if at least minimum criteria are achieved, may yield from 50% to 150% of a share of common stock per restricted stock unit. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 16:49 UTC |
FENDLEY CLINTON DAYNEVice President - Finance
|
PurchaseCommon Stock | 34,883 | $0.87 | $30,348.21 |
DisclosureSEC source: 0001181580-20-000008 · edgar.xml · nonDerivative · entry 1 FENDLEY CLINTON DAYNE · CIK 0001798265 · Vice President - Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,716 F1 · price: Represents the weighted average purchase price of transactions effected at prices ranging from $0.86 per share to $0.88 per share. Upon written request by the SEC, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 21:01 UTC |
Solano BrandonChief Executive Officer
|
PurchaseCommon Stock | 5,836 | $0.86 | $5,018.96 |
DisclosureSEC source: 0001181580-20-000007 · edgar.xml · nonDerivative · entry 1 Solano Brandon · CIK 0001659376 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,669 Read SEC document |
| October 05, 2020 Filed Oct 7, 2020 15:05 UTC |
FENDLEY CLINTON DAYNEVice President - Finance
|
PurchaseCommon Stock | 20,833 | $0.49 | $10,208.17 |
DisclosureSEC source: 0001181580-20-000006 · edgar.xml · nonDerivative · entry 1 FENDLEY CLINTON DAYNE · CIK 0001798265 · Vice President - Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,833 Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 17:29 UTC |
Solano BrandonChief Executive Officer
|
PurchaseCommon Stock | 20,833 | $0.48 | $9,999.84 |
DisclosureSEC source: 0001181580-20-000005 · edgar.xml · nonDerivative · entry 1 Solano Brandon · CIK 0001659376 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,833 Read SEC document |
| December 05, 2019 Filed Dec 6, 2019 16:28 UTC |
Solano BrandonChief Executive Officer
|
PurchaseCommon Stock | 1,600 | $1.83 | $2,928.00 |
DisclosureSEC source: 0001181580-19-000016 · edgar.xml · nonDerivative · entry 4 Solano Brandon · CIK 0001659376 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,000 Read SEC document |
| December 05, 2019 Filed Dec 6, 2019 16:28 UTC |
Solano BrandonChief Executive Officer
|
PurchaseCommon Stock | 5,000 | $1.83 | $9,145.50 |
DisclosureSEC source: 0001181580-19-000016 · edgar.xml · nonDerivative · entry 3 Solano Brandon · CIK 0001659376 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,400 Read SEC document |
| December 05, 2019 Filed Dec 6, 2019 16:28 UTC |
Solano BrandonChief Executive Officer
|
PurchaseCommon Stock | 5,000 | $1.79 | $8,947.00 |
DisclosureSEC source: 0001181580-19-000016 · edgar.xml · nonDerivative · entry 2 Solano Brandon · CIK 0001659376 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,400 Read SEC document |
| December 05, 2019 Filed Dec 6, 2019 16:28 UTC |
Solano BrandonChief Executive Officer
|
PurchaseCommon Stock | 1,400 | $1.75 | $2,446.36 |
DisclosureSEC source: 0001181580-19-000016 · edgar.xml · nonDerivative · entry 1 Solano Brandon · CIK 0001659376 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,400 Read SEC document |
| October 29, 2019 Filed Oct 30, 2019 18:47 UTC |
Bafundo Robert W.President
|
Exercise / conversionRestricted Stock Units · Derivative | 27,040 | $0.00 | $0.00 |
DisclosureSEC source: 0001181580-19-000013 · edgar.xml · derivative · entry 3 Bafundo Robert W. · CIK 0001754149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · Not disclosed shares Expires 2019-10-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive shares of common stock upon satisfaction of vesting requirements and performance criteria. The performance criteria are based on multiple financial metrics which, if at least minimum criteria are achieved, may yield from 25% to 150% of a share of comon stock per restricted stock unit. F2 · price: Each restricted stock unit represents the right to receive shares of common stock upon satisfaction of vesting requirements and performance criteria. The performance criteria are based on multiple financial metrics which, if at least minimum criteria are achieved, may yield from 25% to 150% of a share of comon stock per restricted stock unit. F2 · derivative.underlying_shares: Each restricted stock unit represents the right to receive shares of common stock upon satisfaction of vesting requirements and performance criteria. The performance criteria are based on multiple financial metrics which, if at least minimum criteria are achieved, may yield from 25% to 150% of a share of comon stock per restricted stock unit. Read SEC document |
| October 29, 2019 Filed Oct 30, 2019 18:47 UTC |
Bafundo Robert W.President
|
Exercise / conversionCommon Stock | 9,053 | $0.00 | $0.00 |
DisclosureSEC source: 0001181580-19-000013 · edgar.xml · nonDerivative · entry 1 Bafundo Robert W. · CIK 0001754149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,053 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares issued upon vesting of restricted stock units and partial satisfaction of performance criteria. Read SEC document |
| March 16, 2018 Filed Mar 19, 2018 15:46 UTC |
Crane ScottPresident & CEO
|
SaleCommon Stock | 5,000 | $1.42 | $7,100.00 |
DisclosureSEC source: 0001181580-18-000005 · edgar.xml · nonDerivative · entry 5 Crane Scott · CIK 0001694557 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 387,272 Read SEC document |
| March 16, 2018 Filed Mar 19, 2018 15:46 UTC |
Crane ScottPresident & CEO
|
SaleCommon Stock | 10,000 | $1.45 | $14,500.00 |
DisclosureSEC source: 0001181580-18-000005 · edgar.xml · nonDerivative · entry 4 Crane Scott · CIK 0001694557 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 392,272 Read SEC document |
| March 16, 2018 Filed Mar 19, 2018 15:46 UTC |
Crane ScottPresident & CEO
|
SaleCommon Stock | 3 | $1.46 | $4.38 |
DisclosureSEC source: 0001181580-18-000005 · edgar.xml · nonDerivative · entry 3 Crane Scott · CIK 0001694557 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 402,272 Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 15:46 UTC |
Crane ScottPresident & CEO
|
SaleCommon Stock | 5,828 | $1.42 | $8,275.76 |
DisclosureSEC source: 0001181580-18-000005 · edgar.xml · nonDerivative · entry 2 Crane Scott · CIK 0001694557 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 402,275 Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 15:46 UTC |
Crane ScottPresident & CEO
|
SaleCommon Stock | 7,000 | $1.46 | $10,220.00 |
DisclosureSEC source: 0001181580-18-000005 · edgar.xml · nonDerivative · entry 1 Crane Scott · CIK 0001694557 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 408,103 Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 17:16 UTC |
MULLANY TIMOTHY EChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 69,533 | $0.00 | $0.00 |
DisclosureSEC source: 0001181580-18-000002 · edgar.xml · derivative · entry 2 MULLANY TIMOTHY E · CIK 0001605623 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,533 Underlying: Common Stock · Not disclosed shares Expires 2020-10-15 F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive shares of common stock upon satisfaction of vesting requirements and performance criteria. The performance criteria are based on multiple financial metrics which, if at least minimum criteria are achieved, may yield from 50% to 150% of a share of common stock per restricted stock unit. F1 · derivative.underlying_shares: Each restricted stock unit represents the right to receive shares of common stock upon satisfaction of vesting requirements and performance criteria. The performance criteria are based on multiple financial metrics which, if at least minimum criteria are achieved, may yield from 50% to 150% of a share of common stock per restricted stock unit. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 17:15 UTC |
Crane ScottPresident & CEO
|
GrantRestricted Stock Units · Derivative | 266,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001181580-18-000001 · edgar.xml · derivative · entry 2 Crane Scott · CIK 0001694557 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,667 Underlying: Common Stock · Not disclosed shares Expires 2020-10-15 F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive shares of common stock upon satisfaction of vesting requirements and performance criteria. The performance criteria are based on multiple financial metrics which, if at least minimum criteria are achieved, may yield from 50% to 150% of a share of common stock per restricted stock unit. F1 · derivative.underlying_shares: Each restricted stock unit represents the right to receive shares of common stock upon satisfaction of vesting requirements and performance criteria. The performance criteria are based on multiple financial metrics which, if at least minimum criteria are achieved, may yield from 50% to 150% of a share of common stock per restricted stock unit. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 17:01 UTC |
AMERICAN HALLMARK INSURANCE Co OF TEXASSee Note 1
HALLMARK FINANCIAL SERVICES INCSee Note 1
Hallmark Insurance CoSee Note 1
Hallmark Specialty Insurance CoSee Note 1
|
Conversion4% Convertible Senior Notes due 2022, Par $100 · Derivative | Not disclosed | $0.00 Strike: $2.00 | $300,000.00 |
DisclosureSEC source: 0001181580-17-000039 · edgar.xml · derivative · entry 2 AMERICAN HALLMARK INSURANCE Co OF TEXAS · CIK 0001457848 · See Note 1 HALLMARK FINANCIAL SERVICES INC · CIK 0000819913 · See Note 1 Hallmark Insurance Co · CIK 0001516774 · See Note 1 Hallmark Specialty Insurance Co · CIK 0001516730 · See Note 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 150,000 shares Expires 2022-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: Each Reporting Person is a member of a "group" for purposes of Section 13(d)(3) of the Exchange Act. The group consists of Hallmark Financial Services, Inc. ("HFS"), American Hallmark Insurance Company of Texas ("AHIC"), Hallmark Insurance Company ("HIC"), Hallmark Specialty Insurance Company ("HSIC"), Newcastle Partners LP, Newcastle Capital Management LP, Newcastle Capital Group LLC, NCM Services Inc., Schwarz 2012 Family Trust, Mark E. Schwarz and Clinton J. Coleman. F2 · ownership.direct: Shares and transactions reported are owned directly by AHIC. HFS is the direct or indirect parent of each of AHIC, HIC and HSIC. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 17:01 UTC |
AMERICAN HALLMARK INSURANCE Co OF TEXASSee Note 1
HALLMARK FINANCIAL SERVICES INCSee Note 1
Hallmark Insurance CoSee Note 1
Hallmark Specialty Insurance CoSee Note 1
|
ConversionCommon Stock | 150,000 | $2.00 | $300,000.00 |
DisclosureSEC source: 0001181580-17-000039 · edgar.xml · nonDerivative · entry 1 AMERICAN HALLMARK INSURANCE Co OF TEXAS · CIK 0001457848 · See Note 1 HALLMARK FINANCIAL SERVICES INC · CIK 0000819913 · See Note 1 Hallmark Insurance Co · CIK 0001516774 · See Note 1 Hallmark Specialty Insurance Co · CIK 0001516730 · See Note 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,741,230 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: Each Reporting Person is a member of a "group" for purposes of Section 13(d)(3) of the Exchange Act. The group consists of Hallmark Financial Services, Inc. ("HFS"), American Hallmark Insurance Company of Texas ("AHIC"), Hallmark Insurance Company ("HIC"), Hallmark Specialty Insurance Company ("HSIC"), Newcastle Partners LP, Newcastle Capital Management LP, Newcastle Capital Group LLC, NCM Services Inc., Schwarz 2012 Family Trust, Mark E. Schwarz and Clinton J. Coleman. F2 · ownership.direct: Shares and transactions reported are owned directly by AHIC. HFS is the direct or indirect parent of each of AHIC, HIC and HSIC. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 16:58 UTC |
SCHWARZ MARK EDirector · Chairman · 10% owner
NEWCASTLE PARTNERS L P10% owner
NEWCASTLE CAPITAL MANAGEMENT LP10% owner
NEWCASTLE CAPITAL GROUP LLC10% owner
NCM SERVICES, INC.10% owner
Schwarz 2012 Family Trust10% owner
|
Conversion4% Convertible Senior Notes due 2022, Par $100 · Derivative | Not disclosed | $0.00 Strike: $2.00 | $300,000.00 |
DisclosureSEC source: 0001181580-17-000038 · edgar.xml · derivative · entry 3 SCHWARZ MARK E · CIK 0001208889 · Director · Chairman · 10% owner NEWCASTLE PARTNERS L P · CIK 0000932334 · 10% owner NEWCASTLE CAPITAL MANAGEMENT LP · CIK 0001251296 · 10% owner NEWCASTLE CAPITAL GROUP LLC · CIK 0001251293 · 10% owner NCM SERVICES, INC. · CIK 0001586784 · 10% owner Schwarz 2012 Family Trust · CIK 0001586760 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Directly owned by Newcastle Partners L.P. Disclosed balance after: Not disclosed Underlying: Common Stock · 150,000 shares Expires 2022-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Mr. Schwarz is the sole trustee of the Schwarz 2012 Family Trust (the "Trust") and a director and officer of NCM Services, Inc. ("NCMS"). The Trust is the sole shareholder of NCMS, which is the sole member of Newcastle Capital Group, L.L.C. ("NCG"), which is the general partner of Newcastle Capital Management, L.P. ("NCM"), which is the general partner of Newcastle Partners, L.P. ("NP"). Accordingly, Mr. Schwarz may be deemed the beneficial owner of all shares held by any of the Trust, NCMS, NCG, NCM or NP. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 16:58 UTC |
SCHWARZ MARK EDirector · Chairman · 10% owner
NEWCASTLE PARTNERS L P10% owner
NEWCASTLE CAPITAL MANAGEMENT LP10% owner
NEWCASTLE CAPITAL GROUP LLC10% owner
NCM SERVICES, INC.10% owner
Schwarz 2012 Family Trust10% owner
|
ConversionCommon Stock | 150,000 | $2.00 | $300,000.00 |
DisclosureSEC source: 0001181580-17-000038 · edgar.xml · nonDerivative · entry 2 SCHWARZ MARK E · CIK 0001208889 · Director · Chairman · 10% owner NEWCASTLE PARTNERS L P · CIK 0000932334 · 10% owner NEWCASTLE CAPITAL MANAGEMENT LP · CIK 0001251296 · 10% owner NEWCASTLE CAPITAL GROUP LLC · CIK 0001251293 · 10% owner NCM SERVICES, INC. · CIK 0001586784 · 10% owner Schwarz 2012 Family Trust · CIK 0001586760 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Directly owned by Newcastle Partners L.P. Disclosed balance after: 2,989,453 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Mr. Schwarz is the sole trustee of the Schwarz 2012 Family Trust (the "Trust") and a director and officer of NCM Services, Inc. ("NCMS"). The Trust is the sole shareholder of NCMS, which is the sole member of Newcastle Capital Group, L.L.C. ("NCG"), which is the general partner of Newcastle Capital Management, L.P. ("NCM"), which is the general partner of Newcastle Partners, L.P. ("NP"). Accordingly, Mr. Schwarz may be deemed the beneficial owner of all shares held by any of the Trust, NCMS, NCG, NCM or NP. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 16:56 UTC |
Crane ScottPresident & CEO
|
Conversion4% Convertible Senior Notes due 2022, Par $100 · Derivative | Not disclosed | $0.00 Strike: $2.00 | $350,000.00 |
DisclosureSEC source: 0001181580-17-000037 · edgar.xml · derivative · entry 2 Crane Scott · CIK 0001694557 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 175,000 shares Expires 2022-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 16:56 UTC |
Crane ScottPresident & CEO
|
ConversionCommon Stock | 175,000 | $2.00 | $350,000.00 |
DisclosureSEC source: 0001181580-17-000037 · edgar.xml · nonDerivative · entry 1 Crane Scott · CIK 0001694557 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 415,103 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 16:53 UTC |
Bares Brian TimothyDirector
|
Conversion4% Convertible Senior Notes due 2022, Par $100 · Derivative | Not disclosed | $0.00 Strike: $2.00 | $277,300.00 |
DisclosureSEC source: 0001181580-17-000036 · edgar.xml · derivative · entry 2 Bares Brian Timothy · CIK 0001642590 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 138,650 shares Expires 2022-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 16:53 UTC |
Bares Brian TimothyDirector
|
ConversionCommon Stock | 138,650 | $2.00 | $277,300.00 |
DisclosureSEC source: 0001181580-17-000036 · edgar.xml · nonDerivative · entry 1 Bares Brian Timothy · CIK 0001642590 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,388,715 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 27, 2017 Filed Sep 27, 2017 21:13 UTC |
SCHWARZ MARK EDirector · Chairman · 10% owner
NEWCASTLE PARTNERS L P10% owner
NEWCASTLE CAPITAL MANAGEMENT LP10% owner
NEWCASTLE CAPITAL GROUP LLC10% owner
NCM SERVICES, INC.10% owner
Schwarz 2012 Family Trust10% owner
|
SaleCommon Stock | 178,540 | $1.40 | $249,956.00 |
DisclosureSEC source: 0001181580-17-000028 · edgar.xml · nonDerivative · entry 4 SCHWARZ MARK E · CIK 0001208889 · Director · Chairman · 10% owner NEWCASTLE PARTNERS L P · CIK 0000932334 · 10% owner NEWCASTLE CAPITAL MANAGEMENT LP · CIK 0001251296 · 10% owner NEWCASTLE CAPITAL GROUP LLC · CIK 0001251293 · 10% owner NCM SERVICES, INC. · CIK 0001586784 · 10% owner Schwarz 2012 Family Trust · CIK 0001586760 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Directly owned by Newcastle Partners L.P. Disclosed balance after: 2,839,453 F1 · ownership.nature: Mr. Schwarz is the sole trustee of the Schwarz 2012 Family Trust (the "Trust") and a director and officer of NCM Services, Inc. ("NCMS"). The Trust is the sole shareholder of NCMS, which is the sole member of Newcastle Capital Group, L.L.C. ("NCG"), which is the general partner of Newcastle Capital Management, L.P. ("NCM"), which is the general partner of Newcastle Partners, L.P. ("NP"). Accordingly, Mr. Schwarz may be deemed the beneficial owner of all shares held by any of the Trust, NCMS, NCG, NCM or NP. Read SEC document |
| September 27, 2017 Filed Sep 28, 2017 15:19 UTC |
Crane ScottPresident & CEO
|
PurchaseCommon Stock | 178,540 | $1.40 | $249,956.00 |
DisclosureSEC source: 0001181580-17-000032 · edgar.xml · nonDerivative · entry 1 Crane Scott · CIK 0001694557 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,103 Read SEC document |
| September 25, 2017 Filed Sep 27, 2017 21:13 UTC |
SCHWARZ MARK EDirector · Chairman · 10% owner
NEWCASTLE PARTNERS L P10% owner
NEWCASTLE CAPITAL MANAGEMENT LP10% owner
NEWCASTLE CAPITAL GROUP LLC10% owner
NCM SERVICES, INC.10% owner
Schwarz 2012 Family Trust10% owner
|
SaleCommon Stock | 500,000 | $1.40 | $700,000.00 |
DisclosureSEC source: 0001181580-17-000028 · edgar.xml · nonDerivative · entry 3 SCHWARZ MARK E · CIK 0001208889 · Director · Chairman · 10% owner NEWCASTLE PARTNERS L P · CIK 0000932334 · 10% owner NEWCASTLE CAPITAL MANAGEMENT LP · CIK 0001251296 · 10% owner NEWCASTLE CAPITAL GROUP LLC · CIK 0001251293 · 10% owner NCM SERVICES, INC. · CIK 0001586784 · 10% owner Schwarz 2012 Family Trust · CIK 0001586760 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Directly owned by Newcastle Partners L.P. Disclosed balance after: 3,017,993 F1 · ownership.nature: Mr. Schwarz is the sole trustee of the Schwarz 2012 Family Trust (the "Trust") and a director and officer of NCM Services, Inc. ("NCMS"). The Trust is the sole shareholder of NCMS, which is the sole member of Newcastle Capital Group, L.L.C. ("NCG"), which is the general partner of Newcastle Capital Management, L.P. ("NCM"), which is the general partner of Newcastle Partners, L.P. ("NP"). Accordingly, Mr. Schwarz may be deemed the beneficial owner of all shares held by any of the Trust, NCMS, NCG, NCM or NP. Read SEC document |
| September 14, 2017 Filed Sep 27, 2017 21:27 UTC |
Hallmark Specialty Insurance CoSee Note 1
AMERICAN HALLMARK INSURANCE Co OF TEXASSee Note 1
Hallmark Insurance CoSee Note 1
HALLMARK FINANCIAL SERVICES INCSee Note 1
|
OtherCommon Stock | 128,311 | $1.40 | $179,635.40 |
DisclosureSEC source: 0001181580-17-000031 · edgar.xml · nonDerivative · entry 1 Hallmark Specialty Insurance Co · CIK 0001516730 · See Note 1 AMERICAN HALLMARK INSURANCE Co OF TEXAS · CIK 0001457848 · See Note 1 Hallmark Insurance Co · CIK 0001516774 · See Note 1 HALLMARK FINANCIAL SERVICES INC · CIK 0000819913 · See Note 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,428 F1 · ownership.direct: Each Reporting Person is a member of a "group" for purposes of Section 13(d)(3) of the Exchange Act. The group consists of Hallmark Financial Services, Inc. ("HFS"), American Hallmark Insurance Company of Texas ("AHIC"), Hallmark Insurance Company ("HIC"), Hallmark Specialty Insurance Company ("HSIC"), Newcastle Partners LP, Newcastle Capital Management LP, Newcastle Capital Group LLC, NCM Services Inc., Schwarz 2012 Family Trust, Mark E. Schwarz and Clinton J. Coleman. F2 · ownership.direct: Shares and transactions reported are owned directly by HSIC. HFS is the direct or indirect parent of each of AHIC, HIC and HSIC. Read SEC document |
| September 14, 2017 Filed Sep 27, 2017 21:23 UTC |
Hallmark Insurance CoSee Note 1
AMERICAN HALLMARK INSURANCE Co OF TEXASSee Note 1
HALLMARK FINANCIAL SERVICES INCSee Note 1
Hallmark Specialty Insurance CoSee Note 1
|
OtherCommon Stock | 128,311 | $1.40 | $179,635.40 |
DisclosureSEC source: 0001181580-17-000030 · edgar.xml · nonDerivative · entry 1 Hallmark Insurance Co · CIK 0001516774 · See Note 1 AMERICAN HALLMARK INSURANCE Co OF TEXAS · CIK 0001457848 · See Note 1 HALLMARK FINANCIAL SERVICES INC · CIK 0000819913 · See Note 1 Hallmark Specialty Insurance Co · CIK 0001516730 · See Note 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,428 F1 · ownership.direct: Each Reporting Person is a member of a "group" for purposes of Section 13(d)(3) of the Exchange Act. The group consists of Hallmark Financial Services, Inc. ("HFS"), American Hallmark Insurance Company of Texas ("AHIC"), Hallmark Insurance Company ("HIC"), Hallmark Specialty Insurance Company ("HSIC"), Newcastle Partners LP, Newcastle Capital Management LP, Newcastle Capital Group LLC, NCM Services Inc., Schwarz 2012 Family Trust, Mark E. Schwarz and Clinton J. Coleman. F2 · ownership.direct: Shares and transactions reported are owned directly by HIC. HFS is the direct or indirect parent of each of AHIC, HIC and HSIC. Read SEC document |
| September 14, 2017 Filed Sep 27, 2017 21:18 UTC |
AMERICAN HALLMARK INSURANCE Co OF TEXASSee Note 1
HALLMARK FINANCIAL SERVICES INCSee Note 1
Hallmark Insurance CoSee Note 1
Hallmark Specialty Insurance CoSee Note 1
|
OtherCommon Stock | 808,835 | $1.40 | $1,132,369.00 |
DisclosureSEC source: 0001181580-17-000029 · edgar.xml · nonDerivative · entry 1 AMERICAN HALLMARK INSURANCE Co OF TEXAS · CIK 0001457848 · See Note 1 HALLMARK FINANCIAL SERVICES INC · CIK 0000819913 · See Note 1 Hallmark Insurance Co · CIK 0001516774 · See Note 1 Hallmark Specialty Insurance Co · CIK 0001516730 · See Note 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,591,230 F1 · ownership.direct: Each Reporting Person is a member of a "group" for purposes of Section 13(d)(3) of the Exchange Act. The group consists of Hallmark Financial Services, Inc. ("HFS"), American Hallmark Insurance Company of Texas ("AHIC"), Hallmark Insurance Company ("HIC"), Hallmark Specialty Insurance Company ("HSIC"), Newcastle Partners LP, Newcastle Capital Management LP, Newcastle Capital Group LLC, NCM Services Inc., Schwarz 2012 Family Trust, Mark E. Schwarz and Clinton J. Coleman. F2 · ownership.direct: Shares and transactions reported are owned directly by AHIC. HFS is the direct or indirect parent of each of AHIC, HIC and HSIC. Read SEC document |
| September 14, 2017 Filed Sep 27, 2017 21:13 UTC |
SCHWARZ MARK EDirector · Chairman · 10% owner
NEWCASTLE PARTNERS L P10% owner
NEWCASTLE CAPITAL MANAGEMENT LP10% owner
NEWCASTLE CAPITAL GROUP LLC10% owner
NCM SERVICES, INC.10% owner
Schwarz 2012 Family Trust10% owner
|
OtherCommon Stock | 1,788,220 | $1.40 | $2,503,508.00 |
DisclosureSEC source: 0001181580-17-000028 · edgar.xml · nonDerivative · entry 2 SCHWARZ MARK E · CIK 0001208889 · Director · Chairman · 10% owner NEWCASTLE PARTNERS L P · CIK 0000932334 · 10% owner NEWCASTLE CAPITAL MANAGEMENT LP · CIK 0001251296 · 10% owner NEWCASTLE CAPITAL GROUP LLC · CIK 0001251293 · 10% owner NCM SERVICES, INC. · CIK 0001586784 · 10% owner Schwarz 2012 Family Trust · CIK 0001586760 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Directly owned by Newcastle Partners L.P. Disclosed balance after: 3,517,993 F1 · ownership.nature: Mr. Schwarz is the sole trustee of the Schwarz 2012 Family Trust (the "Trust") and a director and officer of NCM Services, Inc. ("NCMS"). The Trust is the sole shareholder of NCMS, which is the sole member of Newcastle Capital Group, L.L.C. ("NCG"), which is the general partner of Newcastle Capital Management, L.P. ("NCM"), which is the general partner of Newcastle Partners, L.P. ("NP"). Accordingly, Mr. Schwarz may be deemed the beneficial owner of all shares held by any of the Trust, NCMS, NCG, NCM or NP. Read SEC document |
| April 17, 2017 Filed Apr 19, 2017 16:36 UTC |
Crane ScottPresident & CEO
|
PurchaseCommon Stock | 9,600 | $2.00 | $19,200.00 |
DisclosureSEC source: 0001181580-17-000023 · edgar.xml · nonDerivative · entry 4 Crane Scott · CIK 0001694557 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,563 Read SEC document |
| April 17, 2017 Filed Apr 19, 2017 16:36 UTC |
Crane ScottPresident & CEO
|
PurchaseCommon Stock | 5,400 | $2.00 | $10,799.46 |
DisclosureSEC source: 0001181580-17-000023 · edgar.xml · nonDerivative · entry 3 Crane Scott · CIK 0001694557 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,963 Read SEC document |
| April 17, 2017 Filed Apr 19, 2017 16:36 UTC |
Crane ScottPresident & CEO
|
PurchaseCommon Stock | 9,800 | $1.99 | $19,502.00 |
DisclosureSEC source: 0001181580-17-000023 · edgar.xml · nonDerivative · entry 2 Crane Scott · CIK 0001694557 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,563 Read SEC document |
| April 17, 2017 Filed Apr 19, 2017 16:36 UTC |
Crane ScottPresident & CEO
|
PurchaseCommon Stock | 5,200 | $1.98 | $10,296.00 |
DisclosureSEC source: 0001181580-17-000023 · edgar.xml · nonDerivative · entry 1 Crane Scott · CIK 0001694557 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,763 Read SEC document |
| March 27, 2017 Filed Mar 29, 2017 14:27 UTC |
MULLANY TIMOTHY EChief Financial Officer
|
PurchaseCOMMON STOCK | 1,000 | $1.98 | $1,980.00 |
DisclosureSEC source: 0001181580-17-000019 · edgar.xml · nonDerivative · entry 1 MULLANY TIMOTHY E · CIK 0001605623 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,980 Read SEC document |
| March 23, 2017 Filed Mar 27, 2017 14:48 UTC |
Crane ScottPresident & CEO
|
PurchaseCommon Stock | 100 | $1.94 | $194.00 |
DisclosureSEC source: 0001181580-17-000018 · edgar.xml · nonDerivative · entry 6 Crane Scott · CIK 0001694557 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,563 Read SEC document |
| March 23, 2017 Filed Mar 27, 2017 14:48 UTC |
Crane ScottPresident & CEO
|
PurchaseCommon Stock | 3,200 | $1.94 | $6,207.68 |
DisclosureSEC source: 0001181580-17-000018 · edgar.xml · nonDerivative · entry 5 Crane Scott · CIK 0001694557 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,463 Read SEC document |
| March 23, 2017 Filed Mar 27, 2017 14:48 UTC |
Crane ScottPresident & CEO
|
PurchaseCommon Stock | 2,463 | $1.92 | $4,728.96 |
DisclosureSEC source: 0001181580-17-000018 · edgar.xml · nonDerivative · entry 4 Crane Scott · CIK 0001694557 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,263 Read SEC document |
| March 23, 2017 Filed Mar 27, 2017 14:48 UTC |
Crane ScottPresident & CEO
|
PurchaseCommon Stock | 8,000 | $1.90 | $15,192.00 |
DisclosureSEC source: 0001181580-17-000018 · edgar.xml · nonDerivative · entry 3 Crane Scott · CIK 0001694557 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,800 Read SEC document |
| March 23, 2017 Filed Mar 27, 2017 14:48 UTC |
Crane ScottPresident & CEO
|
PurchaseCommon Stock | 12,600 | $1.91 | $24,066.00 |
DisclosureSEC source: 0001181580-17-000018 · edgar.xml · nonDerivative · entry 2 Crane Scott · CIK 0001694557 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,800 Read SEC document |
| March 23, 2017 Filed Mar 27, 2017 14:48 UTC |
Crane ScottPresident & CEO
|
PurchaseCommon Stock | 200 | $1.90 | $380.00 |
DisclosureSEC source: 0001181580-17-000018 · edgar.xml · nonDerivative · entry 1 Crane Scott · CIK 0001694557 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,200 Read SEC document |
| March 16, 2017 Filed Mar 16, 2017 18:43 UTC |
AMERICAN HALLMARK INSURANCE Co OF TEXASSee Note 1
HALLMARK FINANCIAL SERVICES INCSee Note 1
Hallmark Insurance CoSee Note 1
Hallmark Specialty Insurance CoSee Note 1
|
Sale4% Convertible Senior Notes due 2022, Par $100 · Derivative | Not disclosed | $130,600.00 Strike: $2.00 | $130,600.00 |
DisclosureSEC source: 0001181580-17-000017 · edgar.xml · derivative · entry 2 AMERICAN HALLMARK INSURANCE Co OF TEXAS · CIK 0001457848 · See Note 1 HALLMARK FINANCIAL SERVICES INC · CIK 0000819913 · See Note 1 Hallmark Insurance Co · CIK 0001516774 · See Note 1 Hallmark Specialty Insurance Co · CIK 0001516730 · See Note 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 459,400 Underlying: Common Stock · 65,300 shares Expires 2022-02-15 F1 · ownership.direct: Each Reporting Person is a member of a "group" for purposes of Section 13(d)(3) of the Exchange Act. The group consists of Hallmark Financial Services, Inc. ("HFS"), American Hallmark Insurance Company of Texas ("AHIC"), Hallmark Insurance Company ("HIC"), Hallmark Specialty Insurance Company ("HSIC"), Newcastle Partners LP, Newcastle Capital Management LP, Newcastle Capital Group LLC, NCM Services Inc., Schwarz 2012 Family Trust, Mark E. Schwarz and Clinton J. Coleman. F2 · ownership.direct: Shares and transactions reported are owned directly by AHIC. HFS is the direct or indirect parent of each of AHIC, HIC and HSIC. Read SEC document |
| March 16, 2017 Filed Mar 16, 2017 18:41 UTC |
SCHWARZ MARK EDirector · Chairman · 10% owner
NEWCASTLE PARTNERS L P10% owner
NEWCASTLE CAPITAL MANAGEMENT LP10% owner
NEWCASTLE CAPITAL GROUP LLC10% owner
NCM SERVICES, INC.10% owner
Schwarz 2012 Family Trust10% owner
|
Sale4% Convertible Senior Notes due 2022, Par $100 · Derivative | Not disclosed | $219,400.00 Strike: $2.00 | $219,400.00 |
DisclosureSEC source: 0001181580-17-000016 · edgar.xml · derivative · entry 3 SCHWARZ MARK E · CIK 0001208889 · Director · Chairman · 10% owner NEWCASTLE PARTNERS L P · CIK 0000932334 · 10% owner NEWCASTLE CAPITAL MANAGEMENT LP · CIK 0001251296 · 10% owner NEWCASTLE CAPITAL GROUP LLC · CIK 0001251293 · 10% owner NCM SERVICES, INC. · CIK 0001586784 · 10% owner Schwarz 2012 Family Trust · CIK 0001586760 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Directly owned by Newcastle Partners L.P. Disclosed balance after: Not disclosed Underlying: Common Stock · 109,700 shares Expires 2022-02-15 F1 · ownership.direct: Mr. Schwarz is the sole trustee of the Schwarz 2012 Family Trust (the "Trust") and a director and officer of NCM Services, Inc. ("NCMS"). The Trust is the sole shareholder of NCMS, which is the sole member of Newcastle Capital Group, L.L.C. ("NCG"), which is the general partner of Newcastle Capital Management, L.P. ("NCM"), which is the general partner of Newcastle Partners, L.P. ("NP"). Accordingly, Mr. Schwarz may be deemed the beneficial owner of all shares held by any of the Trust, NCMS, NCG, NCM or NP. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.