Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 20, 2025 Filed Oct 22, 2025 20:30 UTC |
Rooney JayChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 17,112 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-25-038935 · form4.xml · derivative · entry 1 Rooney Jay · CIK 0002016566 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,803 Underlying: Common · 25,668 shares Expires 2028-10-15 F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive shares of common stock upon satisfaction of vesting requirements and performance criteria. The performance criteria are based on multiple financial metrics which, if at least minimum criteria are achieved my yield from 50% to 150% of a share of common stock representing such unit. F2 · derivative.underlying_shares: Represents the maximum amount of shares that may be received upon successfully meeting all performance criteria. Read SEC document |
| October 20, 2025 Filed Oct 22, 2025 20:30 UTC |
Solano BrandonChief Executive Officer
|
GrantRestricted Stock Units · Derivative | 99,464 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-25-038936 · form4.xml · derivative · entry 1 Solano Brandon · CIK 0001659376 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 258,236 Underlying: CommonStock · 149,196 shares Expires 2025-10-15 F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive shares of common stock upon satisfaction of vesting requirements and performance criteria. The performancecriteria are based on multiple financial metrics which, if at least minimum criteria are achieved my yield from 50% to 150% of a share of common stock representing suchunit. F2 · derivative.underlying_shares: Represents the maximum amount of shares that may be received upon successfully meeting all performance criteria. Read SEC document |
| October 15, 2024 Filed Oct 17, 2024 13:17 UTC |
Solano BrandonCHIEF EXECUTIVE OFFICER
|
Disposition to issuerRestricted Stock Units · Derivative | 262,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-24-007182 · ownership.xml · derivative · entry 3 Solano Brandon · CIK 0001659376 · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 198,414 shares Expires 2024-10-15 F1 · derivative.exercise_price: Reflects the shares of Common Stock (a) issue on October 15, 2024, after vesting of restricted stock units awarded under the Issuer's 2015 Long Term Incentive Plan pursuant to completikon of th requiremnets and performance criteria set forth in such plan, (b) net of the Issuer's retention of 73,414 shares the Reporting Person had the right to recive for tax withholding pruposes pursuant to the plan based on the closing price of the Issuer's Common Stock on October 14, 2024. F2 · price: Reflects restricted stock units representing the right to receive shares of Common Stock upon satisfaction of vesting requirements and performance criteria. The performance criteria are based on multiple financial metrics. Read SEC document |
| October 15, 2024 Filed Oct 17, 2024 13:17 UTC |
Solano BrandonCHIEF EXECUTIVE OFFICER
|
Tax withholdingCommon Stock | 73,414 | $2.65 | $194,547.10 |
DisclosureSEC source: 0001683168-24-007182 · ownership.xml · nonDerivative · entry 2 Solano Brandon · CIK 0001659376 · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 595,151 Read SEC document |
| October 15, 2024 Filed Oct 17, 2024 13:17 UTC |
Solano BrandonCHIEF EXECUTIVE OFFICER
|
Exercise / conversionCommon Stock | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-24-007182 · ownership.xml · nonDerivative · entry 1 Solano Brandon · CIK 0001659376 · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 595,151 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 08, 2024 Filed Oct 9, 2024 21:01 UTC |
Solano BrandonChief Executive Officer
|
GrantRestricted Stock Units · Derivative | 105,848 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-24-007029 · ownership.xml · derivative · entry 2 Solano Brandon · CIK 0001659376 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,848 Underlying: Common Stock · 158,772 shares Expires 2027-10-08 F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive shares of common stock upon satisfaction of vesting requirements and performance criteria. The performance criteria are based on multiple financial metrics which, if at least minimum criteria are achieved, may yield from 50% to 150% of a share of common stock per restricted stock unit. F4 · derivative.underlying_shares: Represents the maximum amount of shares of Common Stock that may be received upon successfully meeting all performance criteria. Read SEC document |
| October 08, 2024 Filed Oct 11, 2024 12:25 UTC |
Rooney JayCHIEF FINANCIAL OFFICER
|
GrantRestricted Stock Units · Derivative | 18,690 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-24-007067 · ownership.xml · derivative · entry 1 Rooney Jay · CIK 0002016566 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,690 Underlying: Common Stock · 28,035 shares Expires 2027-10-08 F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive shares of common stock upon satisfaction of vesting requirements and performance criteria. The performance criteria are based on multiple financial metrics which, if at least minimum criteria are achieved, may yield from 50% to 150% of a share of common stock per restricted stock unit. F2 · derivative.underlying_shares: Represents the maximum amount of shares of Common Stock that may be received upon successfully meeting all performance criteria. Read SEC document |
| October 07, 2024 Filed Oct 9, 2024 21:01 UTC |
Solano BrandonChief Executive Officer
|
GrantRestricted Stock Units · Derivative | 262,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-24-007029 · ownership.xml · derivative · entry 1 Solano Brandon · CIK 0001659376 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 262,500 Underlying: Common Stock · 198,414 shares Expires 2024-10-15 F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive shares of common stock upon satisfaction of vesting requirements and performance criteria. The performance criteria are based on multiple financial metrics which, if at least minimum criteria are achieved, may yield from 50% to 150% of a share of common stock per restricted stock unit. F2 · date: Date the Audit Committee determined the total number of shares of Common Stock to be awarded on the vesting date based on the achievement of performance criteria for RSU's granted on June 11, 2022. F3 · derivative.underlying_shares: Represents the total shares to be issues upon vesting on October 15, 2024, as determined by the Issuer's Audit Committee on October 7, 2024 and based on the achievement of certain performance criteria. Read SEC document |
| March 12, 2024 Filed Mar 13, 2024 16:56 UTC |
Solano BrandonChief Executive Officer
|
PurchaseCOMMON STOCK | 5,600 | $1.74 | $9,744.00 |
DisclosureSEC source: 0001683168-24-001449 · ownership.xml · nonDerivative · entry 2 Solano Brandon · CIK 0001659376 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 470,151 Read SEC document |
| March 11, 2024 Filed Mar 13, 2024 16:56 UTC |
Solano BrandonChief Executive Officer
|
PurchaseCOMMON STOCK | 5,776 | $1.71 | $9,876.96 |
DisclosureSEC source: 0001683168-24-001449 · ownership.xml · nonDerivative · entry 1 Solano Brandon · CIK 0001659376 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 464,551 Read SEC document |
| January 29, 2024 Filed Jan 30, 2024 19:05 UTC |
IMA value LLPInvestor
|
PurchaseCommon Stock | 51,921 | $1.96 | $101,765.16 |
DisclosureSEC source: 0001099910-24-000062 · ownership.xml · nonDerivative · entry 1 IMA value LLP · CIK 0001998914 · Investor 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,011,807 Read SEC document |
| January 22, 2024 Filed Jan 22, 2024 21:26 UTC |
IMA value LLPInvestor
|
PurchaseCommon Stock | 46,241 | $1.98 | $91,557.18 |
DisclosureSEC source: 0001099910-24-000046 · ownership.xml · nonDerivative · entry 1 IMA value LLP · CIK 0001998914 · Investor 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 969,520 Read SEC document |
| November 13, 2023 Filed Nov 15, 2023 19:18 UTC |
Solano BrandonChief Executive Officer
|
GrantRestricted Stock Units · Derivative | 105,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-23-008178 · ownership.xml · derivative · entry 1 Solano Brandon · CIK 0001659376 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 367,500 Underlying: Common Stock · Not disclosed shares Expires 2026-10-15 F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive shares of common stock upon satisfaction of vesting requirements and performance criteria. The performance criteria are based on multiple financial metrics which, if at least minimum criteria are achieved, may yield from 50% to 150% of a share of common stock per restricted stock unit. F1 · price: Each restricted stock unit represents the right to receive shares of common stock upon satisfaction of vesting requirements and performance criteria. The performance criteria are based on multiple financial metrics which, if at least minimum criteria are achieved, may yield from 50% to 150% of a share of common stock per restricted stock unit. F1 · derivative.underlying_shares: Each restricted stock unit represents the right to receive shares of common stock upon satisfaction of vesting requirements and performance criteria. The performance criteria are based on multiple financial metrics which, if at least minimum criteria are achieved, may yield from 50% to 150% of a share of common stock per restricted stock unit. Read SEC document |
| November 13, 2023 Filed Nov 15, 2023 19:17 UTC |
FENDLEY CLINTON DAYNEChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 26,460 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-23-008176 · ownership.xml · derivative · entry 1 FENDLEY CLINTON DAYNE · CIK 0001798265 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,460 Underlying: Common Stock · Not disclosed shares Expires 2026-10-15 F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive shares of common stock upon satisfaction of vesting requirements and performance criteria. The performance criteria are based on multiple financial metrics which, if at least minimum criteria are achieved, may yield from 50% to 150% of a share of common stock per restricted stock unit. F1 · price: Each restricted stock unit represents the right to receive shares of common stock upon satisfaction of vesting requirements and performance criteria. The performance criteria are based on multiple financial metrics which, if at least minimum criteria are achieved, may yield from 50% to 150% of a share of common stock per restricted stock unit. F1 · derivative.underlying_shares: Each restricted stock unit represents the right to receive shares of common stock upon satisfaction of vesting requirements and performance criteria. The performance criteria are based on multiple financial metrics which, if at least minimum criteria are achieved, may yield from 50% to 150% of a share of common stock per restricted stock unit. Read SEC document |
| October 16, 2023 Filed Oct 18, 2023 20:10 UTC |
Solano BrandonCHIEF EXECUTIVE OFFICER
|
Disposition to issuerRESTRICTED STOCK UNITS · Derivative | 443,625 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-23-007249 · ownership.xml · derivative · entry 3 Solano Brandon · CIK 0001659376 · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 499,079 shares Expires 2023-10-15 F2 · derivative.exercise_price: Reflects restricted stock units representing the right to receive shares of Common Stock upon satisfaction of vesting requirements and performance criteria. The performance criteria are based on multiple financial metrics. F2 · price: Reflects restricted stock units representing the right to receive shares of Common Stock upon satisfaction of vesting requirements and performance criteria. The performance criteria are based on multiple financial metrics. Read SEC document |
| October 16, 2023 Filed Oct 18, 2023 20:10 UTC |
Solano BrandonCHIEF EXECUTIVE OFFICER
|
Tax withholdingCOMMON STOCK | 129,623 | $1.99 | $257,949.77 |
DisclosureSEC source: 0001683168-23-007249 · ownership.xml · nonDerivative · entry 2 Solano Brandon · CIK 0001659376 · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 458,775 F1 · shares: Reflects the shares of Common Stock (a) issued on October 16, 2023, after vesting of restricted stock units awarded under the Issuer's 2015 Long Term Incentive Plan pursuant to completion of the requirements and performance criteria set forth in such plan, (b) net of the Issuer's retention of 129,623 shares the Reporting Person had the right to receive for tax withholding purposes pursuant to the plan based on the closing price of the Issuer's Common Stock on October 13, 2023. Read SEC document |
| October 16, 2023 Filed Oct 18, 2023 20:10 UTC |
Solano BrandonCHIEF EXECUTIVE OFFICER
|
Exercise / conversionCOMMON STOCK | 369,456 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-23-007249 · ownership.xml · nonDerivative · entry 1 Solano Brandon · CIK 0001659376 · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 458,775 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects the shares of Common Stock (a) issued on October 16, 2023, after vesting of restricted stock units awarded under the Issuer's 2015 Long Term Incentive Plan pursuant to completion of the requirements and performance criteria set forth in such plan, (b) net of the Issuer's retention of 129,623 shares the Reporting Person had the right to receive for tax withholding purposes pursuant to the plan based on the closing price of the Issuer's Common Stock on October 13, 2023. Read SEC document |
| October 16, 2023 Filed Oct 18, 2023 20:09 UTC |
FENDLEY CLINTON DAYNECHIEF FINANCIAL OFFICER
|
Disposition to issuerRESTRICTED STOCK UNITS · Derivative | 25,900 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-23-007248 · ownership.xml · derivative · entry 3 FENDLEY CLINTON DAYNE · CIK 0001798265 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 29,138 shares Expires 2023-10-15 F2 · derivative.exercise_price: Reflects restricted stock units representing the right to receive shares of Common Stock upon satisfaction of vesting requirements and performance criteria. The performance criteria are based on multiple financial metrics. F2 · price: Reflects restricted stock units representing the right to receive shares of Common Stock upon satisfaction of vesting requirements and performance criteria. The performance criteria are based on multiple financial metrics. Read SEC document |
| October 16, 2023 Filed Oct 18, 2023 20:09 UTC |
FENDLEY CLINTON DAYNECHIEF FINANCIAL OFFICER
|
Tax withholdingCOMMON STOCK | 8,741 | $1.99 | $17,394.59 |
DisclosureSEC source: 0001683168-23-007248 · ownership.xml · nonDerivative · entry 2 FENDLEY CLINTON DAYNE · CIK 0001798265 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,813 F1 · shares: Reflects the shares of Common Stock (a) issued on October 16, 2023, after vesting of restricted stock units awarded under the Issuer's 2015 Long Term Incentive Plan pursuant to completion of the requirements and performance criteria set forth in such plan, (b) net of the Issuer's retention of 8,741 shares the Reporting Person had the right to receive for tax withholding purposes pursuant to the plan based on the closing price of the Issuer's Common Stock on October 13, 2023. F1 · price: Reflects the shares of Common Stock (a) issued on October 16, 2023, after vesting of restricted stock units awarded under the Issuer's 2015 Long Term Incentive Plan pursuant to completion of the requirements and performance criteria set forth in such plan, (b) net of the Issuer's retention of 8,741 shares the Reporting Person had the right to receive for tax withholding purposes pursuant to the plan based on the closing price of the Issuer's Common Stock on October 13, 2023. Read SEC document |
| October 16, 2023 Filed Oct 18, 2023 20:09 UTC |
FENDLEY CLINTON DAYNECHIEF FINANCIAL OFFICER
|
Exercise / conversionCOMMON STOCK | 20,397 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-23-007248 · ownership.xml · nonDerivative · entry 1 FENDLEY CLINTON DAYNE · CIK 0001798265 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,813 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects the shares of Common Stock (a) issued on October 16, 2023, after vesting of restricted stock units awarded under the Issuer's 2015 Long Term Incentive Plan pursuant to completion of the requirements and performance criteria set forth in such plan, (b) net of the Issuer's retention of 8,741 shares the Reporting Person had the right to receive for tax withholding purposes pursuant to the plan based on the closing price of the Issuer's Common Stock on October 13, 2023. F1 · price: Reflects the shares of Common Stock (a) issued on October 16, 2023, after vesting of restricted stock units awarded under the Issuer's 2015 Long Term Incentive Plan pursuant to completion of the requirements and performance criteria set forth in such plan, (b) net of the Issuer's retention of 8,741 shares the Reporting Person had the right to receive for tax withholding purposes pursuant to the plan based on the closing price of the Issuer's Common Stock on October 13, 2023. Read SEC document |
| October 16, 2023 Filed Oct 18, 2023 20:09 UTC |
BURNS MICHAEL F JRCHIEF OPERATING OFFICER
|
Disposition to issuerRESTRICTED STOCK UNITS · Derivative | 53,663 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-23-007247 · ownership.xml · derivative · entry 3 BURNS MICHAEL F JR · CIK 0001794488 · CHIEF OPERATING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 60,372 shares Expires 2023-10-15 F2 · derivative.exercise_price: Reflects restricted stock units representing the right to receive shares of Common Stock upon satisfaction of vesting requirements and performance criteria. The performance criteria are based on multiple financial metrics. F2 · price: Reflects restricted stock units representing the right to receive shares of Common Stock upon satisfaction of vesting requirements and performance criteria. The performance criteria are based on multiple financial metrics. Read SEC document |
| October 16, 2023 Filed Oct 18, 2023 20:09 UTC |
BURNS MICHAEL F JRCHIEF OPERATING OFFICER
|
Tax withholdingCOMMON STOCK | 18,112 | $1.99 | $36,042.88 |
DisclosureSEC source: 0001683168-23-007247 · ownership.xml · nonDerivative · entry 2 BURNS MICHAEL F JR · CIK 0001794488 · CHIEF OPERATING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,260 F1 · shares: Reflects the shares of Common Stock (a) issued on October 16, 2023, after vesting of restricted stock units awarded under the Issuer's 2015 Long Term Incentive Plan pursuant to completion of the requirements and performance criteria set forth in such plan, (b) net of the Issuer's retention of 8,741 shares the Reporting Person had the right to receive for tax withholding purposes pursuant to the plan based on the closing price of the Issuer's Common Stock on October 13, 2023. F1 · price: Reflects the shares of Common Stock (a) issued on October 16, 2023, after vesting of restricted stock units awarded under the Issuer's 2015 Long Term Incentive Plan pursuant to completion of the requirements and performance criteria set forth in such plan, (b) net of the Issuer's retention of 8,741 shares the Reporting Person had the right to receive for tax withholding purposes pursuant to the plan based on the closing price of the Issuer's Common Stock on October 13, 2023. Read SEC document |
| October 16, 2023 Filed Oct 18, 2023 20:09 UTC |
BURNS MICHAEL F JRCHIEF OPERATING OFFICER
|
Exercise / conversionCOMMON STOCK | 42,260 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-23-007247 · ownership.xml · nonDerivative · entry 1 BURNS MICHAEL F JR · CIK 0001794488 · CHIEF OPERATING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,260 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects the shares of Common Stock (a) issued on October 16, 2023, after vesting of restricted stock units awarded under the Issuer's 2015 Long Term Incentive Plan pursuant to completion of the requirements and performance criteria set forth in such plan, (b) net of the Issuer's retention of 8,741 shares the Reporting Person had the right to receive for tax withholding purposes pursuant to the plan based on the closing price of the Issuer's Common Stock on October 13, 2023. F1 · price: Reflects the shares of Common Stock (a) issued on October 16, 2023, after vesting of restricted stock units awarded under the Issuer's 2015 Long Term Incentive Plan pursuant to completion of the requirements and performance criteria set forth in such plan, (b) net of the Issuer's retention of 8,741 shares the Reporting Person had the right to receive for tax withholding purposes pursuant to the plan based on the closing price of the Issuer's Common Stock on October 13, 2023. Read SEC document |
| September 25, 2023 Filed Sep 27, 2023 20:13 UTC Amendment |
Solano BrandonChief Executive Officer
|
GrantRestricted Stock Units · Derivative | 443,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-23-006765 · edgar.xml · derivative · entry 1 Solano Brandon · CIK 0001659376 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 443,625 Underlying: Common Stock · 499,079 shares Expires 2023-10-15 F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive shares of Common Stock upon satisfaction of vesting requirements and performance criteria. The performance criteria are based on multiple financial metrics which, if at least minimum criteria are achieved, may yield from 50% to 150% of a share of common stock per restricted stock unit. F2 · date: Date the Audit Committee determined the total number of shares of Common Stock to be awarded upon achievement of performance criteria for RSUs granted on January 8, 2021. F3 · derivative.underlying_shares: Represents the total shares of Common Stock to be issued upon vesting as determined by the Issuer's Audit Committee on September 25, 2023, and based on the achievement of certain performance criteria. Read SEC document |
| September 25, 2023 Filed Sep 27, 2023 20:13 UTC Amendment |
FENDLEY CLINTON DAYNEVice President - Finance
|
GrantRestricted Stock Units · Derivative | 25,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-23-006764 · edgar.xml · derivative · entry 1 FENDLEY CLINTON DAYNE · CIK 0001798265 · Vice President - Finance 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,900 Underlying: Common Stock · 29,138 shares Expires 2023-10-15 F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive shares of Common Stock upon satisfaction of vesting requirements and performance criteria. The performance criteria are based on multiple financial metrics which, if at least minimum criteria are achieved, may yield from 50% to 150% of a share of common stock per restricted stock unit. F2 · date: Date the Audit Committee determined the total number of shares of Common Stock to be awarded upon achievement of performance criteria for RSUs granted on January 8, 2021. F3 · derivative.underlying_shares: Represents the total shares of Common Stock to be issued upon vesting as determined by the Issuer's Audit Committee on September 25, 2023, and based on the achievement of certain performance criteria. Read SEC document |
| September 25, 2023 Filed Sep 27, 2023 20:13 UTC Amendment |
BURNS MICHAEL F JRChief Operating Officer
|
GrantRestricted Stock Units · Derivative | 53,663 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-23-006763 · edgar.xml · derivative · entry 1 BURNS MICHAEL F JR · CIK 0001794488 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,663 Underlying: Common Stock · 60,372 shares Expires 2023-10-15 F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive shares of Common Stock upon satisfaction of vesting requirements and performance criteria. The performance criteria are based on multiple financial metrics which, if at least minimum criteria are achieved, may yield from 50% to 150% of a share of common stock per restricted stock unit. F2 · date: Date the Audit Committee determined the total number of shares of Common Stock to be awarded upon achievement of performance criteria for RSUs granted on January 8, 2021. F3 · derivative.underlying_shares: Represents the total shares of Common Stock to be issued upon vesting as determined by the Issuer's Audit Committee on September 25, 2023, and based on the achievement of certain performance criteria. Read SEC document |
| December 21, 2022 Filed Dec 21, 2022 21:32 UTC |
Hallmark Specialty Insurance Co10% owner · Group (Note 1)
HALLMARK FINANCIAL SERVICES INC10% owner · Group (Note 1)
AMERICAN HALLMARK INSURANCE Co OF TEXAS10% owner · Group (Note 1)
Hallmark Insurance Co10% owner · Group (Note 1)
|
SaleCommon Stock | 252,428 | $1.60 | $403,884.80 |
DisclosureSEC source: 0001181580-22-000022 · primary_doc.xml · nonDerivative · entry 1 Hallmark Specialty Insurance Co · CIK 0001516730 · 10% owner · Group (Note 1) HALLMARK FINANCIAL SERVICES INC · CIK 0000819913 · 10% owner · Group (Note 1) AMERICAN HALLMARK INSURANCE Co OF TEXAS · CIK 0001457848 · 10% owner · Group (Note 1) Hallmark Insurance Co · CIK 0001516774 · 10% owner · Group (Note 1) Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · ownership.direct: Each Reporting Person is a member of a "group" for purposes of Section 13(d)(3) of the Exchange Act. The group consists of Hallmark Financial Services, Inc. ("HFS"), American Hallmark Insurance Company of Texas ("AHIC"), Hallmark Insurance Company ("HIC"), Hallmark Specialty Insurance Company ("HSIC"), Newcastle Partners LP, Newcastle Capital Management LP, Newcastle Capital Group LLC, NCM Services, Inc., Schwarz 2012 Family Trust, and Mark E. Schwarz. F2 · ownership.direct: Shares and transactions reported are owned directly by HSIC. HFS is the direct or indirect parent of each of AHIC, HIC, and HSIC. Read SEC document |
| December 21, 2022 Filed Dec 21, 2022 21:50 UTC Amendment |
Hallmark Insurance Co10% owner · Group (Note 1)
HALLMARK FINANCIAL SERVICES INC10% owner · Group (Note 1)
AMERICAN HALLMARK INSURANCE Co OF TEXAS10% owner · Group (Note 1)
Hallmark Specialty Insurance Co10% owner · Group (Note 1)
|
SaleCommon Stock | 252,428 | $1.60 | $403,884.80 |
DisclosureSEC source: 0001181580-22-000023 · primary_doc.xml · nonDerivative · entry 1 Hallmark Insurance Co · CIK 0001516774 · 10% owner · Group (Note 1) HALLMARK FINANCIAL SERVICES INC · CIK 0000819913 · 10% owner · Group (Note 1) AMERICAN HALLMARK INSURANCE Co OF TEXAS · CIK 0001457848 · 10% owner · Group (Note 1) Hallmark Specialty Insurance Co · CIK 0001516730 · 10% owner · Group (Note 1) Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · ownership.direct: Each Reporting Person is a member of a "group" for purposes of Section 13(d)(3) of the Exchange Act. The group consists of Hallmark Financial Services, Inc. ("HFS"), American Hallmark Insurance Company of Texas ("AHIC"), Hallmark Insurance Company ("HIC"), Hallmark Specialty Insurance Company ("HSIC"), Newcastle Partners LP, Newcastle Capital Management LP, Newcastle Capital Group LLC, NCM Services, Inc., Schwarz 2012 Family Trust, and Mark E. Schwarz. F2 · ownership.direct: Shares and transactions reported are owned directly by HIC. HFS is the direct or indirect parent of each of AHIC, HIC, and HSIC. Read SEC document |
| December 21, 2022 Filed Dec 21, 2022 21:12 UTC |
Hallmark Insurance Co10% owner · Group (Note 1)
HALLMARK FINANCIAL SERVICES INC10% owner · Group (Note 1)
AMERICAN HALLMARK INSURANCE Co OF TEXAS10% owner · Group (Note 1)
Hallmark Specialty Insurance Co10% owner · Group (Note 1)
|
SaleCommon Stock | 252,428 | $1.60 | $403,884.80 |
DisclosureSEC source: 0001181580-22-000021 · primary_doc.xml · nonDerivative · entry 1 Hallmark Insurance Co · CIK 0001516774 · 10% owner · Group (Note 1) HALLMARK FINANCIAL SERVICES INC · CIK 0000819913 · 10% owner · Group (Note 1) AMERICAN HALLMARK INSURANCE Co OF TEXAS · CIK 0001457848 · 10% owner · Group (Note 1) Hallmark Specialty Insurance Co · CIK 0001516730 · 10% owner · Group (Note 1) Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · ownership.direct: Each Reporting Person is a member of a "group" for purposes of Section 13(d)(3) of the Exchange Act. The group consists of Hallmark Financial Services, Inc. ("HFS"), American Hallmark Insurance Company of Texas ("AHIC"), Hallmark Insurance Company ("HIC"), Hallmark Specialty Insurance Company ("HSIC"), Newcastle Partners, LP, Newcastle Capital Management LP, Newcastle Capital Group LLC, NCM Services, Inc., Schwarz 2012 Family Trust, and Mark E. Schwarz. F2 · ownership.direct: Shares and transactions reported are owned directly by HIC. HFS is the direct or indirect parent of each of AHIC, HIC, and HSIC. Read SEC document |
| December 21, 2022 Filed Dec 21, 2022 20:51 UTC |
AMERICAN HALLMARK INSURANCE Co OF TEXAS10% owner · Group (Note 1)
HALLMARK FINANCIAL SERVICES INC10% owner · Group (Note 1)
Hallmark Insurance Co10% owner · Group (Note 1)
Hallmark Specialty Insurance Co10% owner · Group (Note 1)
|
SaleCommon Stock | 1,741,230 | $1.60 | $2,785,968.00 |
DisclosureSEC source: 0001181580-22-000020 · primary_doc.xml · nonDerivative · entry 1 AMERICAN HALLMARK INSURANCE Co OF TEXAS · CIK 0001457848 · 10% owner · Group (Note 1) HALLMARK FINANCIAL SERVICES INC · CIK 0000819913 · 10% owner · Group (Note 1) Hallmark Insurance Co · CIK 0001516774 · 10% owner · Group (Note 1) Hallmark Specialty Insurance Co · CIK 0001516730 · 10% owner · Group (Note 1) Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · ownership.direct: Each Reporting Person is a member of a "group" for purposes of Section 13(d)(3) of the Exchange Act. The group consists of Hallmark Financial Services, Inc. ("HFS"), American Hallmark Insurance Company of Texas ("AHIC"), Hallmark Insurance Company ("HIC"), Hallmark Specialty Insurance Company ("HSIC"), Newcastle Partners LP, Newcastle Capital Management LP, Newcastle Capital Group LLC, NCM Services, Inc., Schwarz 2012 Family Trust, and Mark E. Schwarz. F2 · ownership.direct: Shares and transactions reported are owned directly by AHIC. HFS is the direct or indirect parent of each of AHIC, HIC, and HSIC. Read SEC document |
| November 09, 2022 Filed Nov 10, 2022 21:24 UTC |
Solano BrandonPresident & CEO
|
PurchaseCommon Stock | 24,650 | $1.57 | $38,700.50 |
DisclosureSEC source: 0001181580-22-000019 · primary_doc.xml · nonDerivative · entry 1 Solano Brandon · CIK 0001659376 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,319 F1 · price: Represents the weighted average purchase price of transactions effected at prices ranging from $1.51 per share to $1.60 per share. Upon written request by the SEC, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price. Read SEC document |
| June 27, 2022 Filed Jun 27, 2022 16:42 UTC |
SCHWARZ MARK EDirector · Chairman · 10% owner
NEWCASTLE PARTNERS L P10% owner
NEWCASTLE CAPITAL MANAGEMENT LP10% owner
NEWCASTLE CAPITAL GROUP LLC10% owner
NCM SERVICES, INC.10% owner
Schwarz 2012 Family Trust10% owner
|
GrantDirector Stock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001181580-22-000018 · primary_doc.xml · derivative · entry 3 SCHWARZ MARK E · CIK 0001208889 · Director · Chairman · 10% owner NEWCASTLE PARTNERS L P · CIK 0000932334 · 10% owner NEWCASTLE CAPITAL MANAGEMENT LP · CIK 0001251296 · 10% owner NEWCASTLE CAPITAL GROUP LLC · CIK 0001251293 · 10% owner NCM SERVICES, INC. · CIK 0001586784 · 10% owner Schwarz 2012 Family Trust · CIK 0001586760 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2032-06-27 F2 · price: Granted as director stock options. Read SEC document |
| June 11, 2022 Filed Jun 14, 2022 19:13 UTC |
BURNS MICHAEL F JREVP & COO
|
GrantRestricted Stock Units · Derivative | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181580-22-000016 · primary_doc.xml · derivative · entry 1 BURNS MICHAEL F JR · CIK 0001794488 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · Not disclosed shares Expires 2024-10-15 F1 · derivative.exercise_price: Each restricted stock unit represents the right to received shares of common stock upon satisfaction of vesting requirements and performance criteria. The performance criteria are based on multiple financial metrics which, if at least minimum criteria are achieved, may yield from 50% to 150% of a share of common stock per restricted stock unit. F1 · derivative.underlying_shares: Each restricted stock unit represents the right to received shares of common stock upon satisfaction of vesting requirements and performance criteria. The performance criteria are based on multiple financial metrics which, if at least minimum criteria are achieved, may yield from 50% to 150% of a share of common stock per restricted stock unit. Read SEC document |
| June 11, 2022 Filed Jun 14, 2022 19:25 UTC | GrantRestricted Stock Units · Derivative | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181580-22-000017 · primary_doc.xml · derivative · entry 2 FENDLEY CLINTON DAYNE · CIK 0001798265 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · Not disclosed shares Expires 2024-10-15 F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive shares of common stock upon satisfaction of vesting requirements and performance criteria. The performance criteria are based on multiple financial metrics which, if at least minimum criteria are achieved, may yield from 50% to 150% of a share of common stock per restricted stock unit. F1 · derivative.underlying_shares: Each restricted stock unit represents the right to receive shares of common stock upon satisfaction of vesting requirements and performance criteria. The performance criteria are based on multiple financial metrics which, if at least minimum criteria are achieved, may yield from 50% to 150% of a share of common stock per restricted stock unit. Read SEC document |
|
| June 11, 2022 Filed Jun 14, 2022 18:53 UTC |
Solano BrandonPresident & CEO
|
GrantRestricted Stock Units · Derivative | 262,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001181580-22-000015 · primary_doc.xml · derivative · entry 2 Solano Brandon · CIK 0001659376 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,500 Underlying: Common Stock · Not disclosed shares Expires 2024-10-15 F1 · derivative.exercise_price: Each restricted stock unit represents the right to received shares of common stock upon satisfaction of vesting requirements and performance criteria. The performance criteria are based on multiple financial metrics which, if at least minimum criteria are achieved, may yield from 50% to 150% of a share of common stock per restricted stock unit. F1 · derivative.underlying_shares: Each restricted stock unit represents the right to received shares of common stock upon satisfaction of vesting requirements and performance criteria. The performance criteria are based on multiple financial metrics which, if at least minimum criteria are achieved, may yield from 50% to 150% of a share of common stock per restricted stock unit. Read SEC document |
| June 08, 2022 Filed Jun 9, 2022 19:15 UTC |
SCHWARZ MARK EDirector · Chairman · 10% owner
Schwarz 2012 Family Trust10% owner
NCM SERVICES, INC.10% owner
NEWCASTLE CAPITAL GROUP LLC10% owner
NEWCASTLE CAPITAL MANAGEMENT LP10% owner
NEWCASTLE PARTNERS L P10% owner
|
PurchaseCommon Stock | 12,252 | $0.98 | $12,006.96 |
DisclosureSEC source: 0001914789-22-000002 · primary_doc.xml · nonDerivative · entry 2 SCHWARZ MARK E · CIK 0001208889 · Director · Chairman · 10% owner Schwarz 2012 Family Trust · CIK 0001586760 · 10% owner NCM SERVICES, INC. · CIK 0001586784 · 10% owner NEWCASTLE CAPITAL GROUP LLC · CIK 0001251293 · 10% owner NEWCASTLE CAPITAL MANAGEMENT LP · CIK 0001251296 · 10% owner NEWCASTLE PARTNERS L P · CIK 0000932334 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares directly owned by Newcastle Partners, L.P. Disclosed balance after: 3,092,125 F1 · ownership.nature: Mr. Schwarz is the sole trustee of the Schwarz 2012 Family Trust (the "Trust") and a director and officer of NCM Services, Inc. ("NCMS"). The Trust is the sole shareholder of NCMS, which is the sole member of Newcastle Capital Group, L.L.C. ("NCG"), which is the general partner of Newcastle Capital Management, L.P. ("NCM"), which is the general partner of Newcastle Partners, L.P. ("NP"). Accordingly, Mr. Schwarz may be deemed to beneficially own all shares held by any of the Trust, NCMS, NCG, NCM or NP. Read SEC document |
| May 31, 2022 Filed Jun 2, 2022 21:36 UTC |
SCHWARZ MARK EDirector · Chairman · 10% owner
NEWCASTLE PARTNERS L P10% owner
NEWCASTLE CAPITAL MANAGEMENT LP10% owner
NEWCASTLE CAPITAL GROUP LLC10% owner
NCM SERVICES, INC.10% owner
Schwarz 2012 Family Trust10% owner
|
PurchaseCommon Stock | 1,179 | $0.89 | $1,049.31 |
DisclosureSEC source: 0001181580-22-000014 · primary_doc.xml · nonDerivative · entry 2 SCHWARZ MARK E · CIK 0001208889 · Director · Chairman · 10% owner NEWCASTLE PARTNERS L P · CIK 0000932334 · 10% owner NEWCASTLE CAPITAL MANAGEMENT LP · CIK 0001251296 · 10% owner NEWCASTLE CAPITAL GROUP LLC · CIK 0001251293 · 10% owner NCM SERVICES, INC. · CIK 0001586784 · 10% owner Schwarz 2012 Family Trust · CIK 0001586760 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares directly owned by Newcastle Partners, L.P. Disclosed balance after: 3,079,873 F1 · ownership.nature: Mr. Schwarz is the sole trustee of the Schwarz 2012 Family Trust (the "Trust") and a director and officer of NCM Services, Inc. (NCMS"). The Trust is the sole shareholder of NCMS, which is the sole member of Newcastle Capital Group, L.L.C. ("NCG"), which is the general partner of Newcastle Capital Management, L.P., ("NCM"), which is the general partner of Newcastle Partners, L.P. ("NP"). Accordingly, Mr. Schwarz may be deemed to beneficially own all shares held by any of the Trust, NCMS, NCG, NCM or NP. Read SEC document |
| May 26, 2022 Filed May 26, 2022 20:36 UTC |
SCHWARZ MARK EDirector · Chairman · 10% owner
NEWCASTLE PARTNERS L P10% owner
NEWCASTLE CAPITAL MANAGEMENT LP10% owner
NEWCASTLE CAPITAL GROUP LLC10% owner
NCM SERVICES, INC.10% owner
Schwarz 2012 Family Trust10% owner
|
PurchaseCommon Stock | 10,986 | $0.88 | $9,667.68 |
DisclosureSEC source: 0001181580-22-000011 · primary_doc.xml · nonDerivative · entry 4 SCHWARZ MARK E · CIK 0001208889 · Director · Chairman · 10% owner NEWCASTLE PARTNERS L P · CIK 0000932334 · 10% owner NEWCASTLE CAPITAL MANAGEMENT LP · CIK 0001251296 · 10% owner NEWCASTLE CAPITAL GROUP LLC · CIK 0001251293 · 10% owner NCM SERVICES, INC. · CIK 0001586784 · 10% owner Schwarz 2012 Family Trust · CIK 0001586760 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Directly owned by Newcastle Partners, L.P. Disclosed balance after: 3,078,694 F1 · ownership.nature: Mr. Schwarz is the sole trustee of the Schwarz 2012 Family Trust (the "Trust") and a director and officer of NCM Services, Inc. ("NCMS"). The Trust is the sole shareholder of NCMS, which is the sole member of Newcastle Capital Group, L.L.C. ("NCG"), which is the general partner of Newcastle Capital Management, L.P. ("NCM"), which is the general partner of Newcastle Partners, L.P. ("NP"). Accordingly, Mr. Schwarz may be deemed the beneficial owner of all shares held by any of the Trust, NCMS, NCG, NCM or NP. Read SEC document |
| May 25, 2022 Filed May 26, 2022 20:36 UTC |
SCHWARZ MARK EDirector · Chairman · 10% owner
NEWCASTLE PARTNERS L P10% owner
NEWCASTLE CAPITAL MANAGEMENT LP10% owner
NEWCASTLE CAPITAL GROUP LLC10% owner
NCM SERVICES, INC.10% owner
Schwarz 2012 Family Trust10% owner
|
PurchaseCommon Stock | 3,000 | $0.87 | $2,610.00 |
DisclosureSEC source: 0001181580-22-000011 · primary_doc.xml · nonDerivative · entry 3 SCHWARZ MARK E · CIK 0001208889 · Director · Chairman · 10% owner NEWCASTLE PARTNERS L P · CIK 0000932334 · 10% owner NEWCASTLE CAPITAL MANAGEMENT LP · CIK 0001251296 · 10% owner NEWCASTLE CAPITAL GROUP LLC · CIK 0001251293 · 10% owner NCM SERVICES, INC. · CIK 0001586784 · 10% owner Schwarz 2012 Family Trust · CIK 0001586760 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Directly owned by Newcastle Partners, L.P. Disclosed balance after: 3,067,708 F1 · ownership.nature: Mr. Schwarz is the sole trustee of the Schwarz 2012 Family Trust (the "Trust") and a director and officer of NCM Services, Inc. ("NCMS"). The Trust is the sole shareholder of NCMS, which is the sole member of Newcastle Capital Group, L.L.C. ("NCG"), which is the general partner of Newcastle Capital Management, L.P. ("NCM"), which is the general partner of Newcastle Partners, L.P. ("NP"). Accordingly, Mr. Schwarz may be deemed the beneficial owner of all shares held by any of the Trust, NCMS, NCG, NCM or NP. Read SEC document |
| May 24, 2022 Filed May 26, 2022 20:36 UTC |
SCHWARZ MARK EDirector · Chairman · 10% owner
NEWCASTLE PARTNERS L P10% owner
NEWCASTLE CAPITAL MANAGEMENT LP10% owner
NEWCASTLE CAPITAL GROUP LLC10% owner
NCM SERVICES, INC.10% owner
Schwarz 2012 Family Trust10% owner
|
PurchaseCommon Stock | 990 | $0.87 | $861.30 |
DisclosureSEC source: 0001181580-22-000011 · primary_doc.xml · nonDerivative · entry 2 SCHWARZ MARK E · CIK 0001208889 · Director · Chairman · 10% owner NEWCASTLE PARTNERS L P · CIK 0000932334 · 10% owner NEWCASTLE CAPITAL MANAGEMENT LP · CIK 0001251296 · 10% owner NEWCASTLE CAPITAL GROUP LLC · CIK 0001251293 · 10% owner NCM SERVICES, INC. · CIK 0001586784 · 10% owner Schwarz 2012 Family Trust · CIK 0001586760 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Directly owned by Newcastle Partners, L.P. Disclosed balance after: 3,064,708 F1 · ownership.nature: Mr. Schwarz is the sole trustee of the Schwarz 2012 Family Trust (the "Trust") and a director and officer of NCM Services, Inc. ("NCMS"). The Trust is the sole shareholder of NCMS, which is the sole member of Newcastle Capital Group, L.L.C. ("NCG"), which is the general partner of Newcastle Capital Management, L.P. ("NCM"), which is the general partner of Newcastle Partners, L.P. ("NP"). Accordingly, Mr. Schwarz may be deemed the beneficial owner of all shares held by any of the Trust, NCMS, NCG, NCM or NP. Read SEC document |
| May 23, 2022 Filed May 23, 2022 20:43 UTC |
SCHWARZ MARK EDirector · Chairman · 10% owner
NEWCASTLE PARTNERS L P10% owner
NEWCASTLE CAPITAL MANAGEMENT LP10% owner
NEWCASTLE CAPITAL GROUP LLC10% owner
NCM SERVICES, INC.10% owner
Schwarz 2012 Family Trust10% owner
|
PurchaseCommon Stock | 14,126 | $0.87 | $12,289.62 |
DisclosureSEC source: 0001181580-22-000010 · primary_doc.xml · nonDerivative · entry 4 SCHWARZ MARK E · CIK 0001208889 · Director · Chairman · 10% owner NEWCASTLE PARTNERS L P · CIK 0000932334 · 10% owner NEWCASTLE CAPITAL MANAGEMENT LP · CIK 0001251296 · 10% owner NEWCASTLE CAPITAL GROUP LLC · CIK 0001251293 · 10% owner NCM SERVICES, INC. · CIK 0001586784 · 10% owner Schwarz 2012 Family Trust · CIK 0001586760 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Directly owned by Newcastle Partners, L.P. Disclosed balance after: 3,063,718 F1 · ownership.nature: Mr. Schwarz is the sole trustee of the Schwarz 2021 Family Trust (the "Trust") and a director and officer of NCM Services, Inc. ("NCMS"). The Trust is the sole shareholder of NCMS, which is the sole member of Newcastle Capital Group, L.L.C. ("NCG"), which is the general partner of Newcastle Capital Management, L.P. ("NCM"), which is the general partner of Newcastle Partners, L.P. ("NP"). Read SEC document |
| May 20, 2022 Filed May 23, 2022 20:43 UTC |
SCHWARZ MARK EDirector · Chairman · 10% owner
NEWCASTLE PARTNERS L P10% owner
NEWCASTLE CAPITAL MANAGEMENT LP10% owner
NEWCASTLE CAPITAL GROUP LLC10% owner
NCM SERVICES, INC.10% owner
Schwarz 2012 Family Trust10% owner
|
PurchaseCommon Stock | 10,452 | $0.88 | $9,197.76 |
DisclosureSEC source: 0001181580-22-000010 · primary_doc.xml · nonDerivative · entry 3 SCHWARZ MARK E · CIK 0001208889 · Director · Chairman · 10% owner NEWCASTLE PARTNERS L P · CIK 0000932334 · 10% owner NEWCASTLE CAPITAL MANAGEMENT LP · CIK 0001251296 · 10% owner NEWCASTLE CAPITAL GROUP LLC · CIK 0001251293 · 10% owner NCM SERVICES, INC. · CIK 0001586784 · 10% owner Schwarz 2012 Family Trust · CIK 0001586760 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Directly owned by Newcastle Partners, L.P. Disclosed balance after: 3,049,592 F1 · ownership.nature: Mr. Schwarz is the sole trustee of the Schwarz 2021 Family Trust (the "Trust") and a director and officer of NCM Services, Inc. ("NCMS"). The Trust is the sole shareholder of NCMS, which is the sole member of Newcastle Capital Group, L.L.C. ("NCG"), which is the general partner of Newcastle Capital Management, L.P. ("NCM"), which is the general partner of Newcastle Partners, L.P. ("NP"). Read SEC document |
| May 19, 2022 Filed May 23, 2022 20:43 UTC |
SCHWARZ MARK EDirector · Chairman · 10% owner
NEWCASTLE PARTNERS L P10% owner
NEWCASTLE CAPITAL MANAGEMENT LP10% owner
NEWCASTLE CAPITAL GROUP LLC10% owner
NCM SERVICES, INC.10% owner
Schwarz 2012 Family Trust10% owner
|
PurchaseCommon Stock | 11,266 | $0.89 | $10,026.74 |
DisclosureSEC source: 0001181580-22-000010 · primary_doc.xml · nonDerivative · entry 2 SCHWARZ MARK E · CIK 0001208889 · Director · Chairman · 10% owner NEWCASTLE PARTNERS L P · CIK 0000932334 · 10% owner NEWCASTLE CAPITAL MANAGEMENT LP · CIK 0001251296 · 10% owner NEWCASTLE CAPITAL GROUP LLC · CIK 0001251293 · 10% owner NCM SERVICES, INC. · CIK 0001586784 · 10% owner Schwarz 2012 Family Trust · CIK 0001586760 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Directly owned by Newcastle Partners, L.P. Disclosed balance after: 3,039,140 F1 · ownership.nature: Mr. Schwarz is the sole trustee of the Schwarz 2021 Family Trust (the "Trust") and a director and officer of NCM Services, Inc. ("NCMS"). The Trust is the sole shareholder of NCMS, which is the sole member of Newcastle Capital Group, L.L.C. ("NCG"), which is the general partner of Newcastle Capital Management, L.P. ("NCM"), which is the general partner of Newcastle Partners, L.P. ("NP"). Read SEC document |
| May 18, 2022 Filed May 19, 2022 00:05 UTC |
SCHWARZ MARK EDirector · Chairman · 10% owner
NEWCASTLE PARTNERS L P10% owner
NEWCASTLE CAPITAL MANAGEMENT LP10% owner
NEWCASTLE CAPITAL GROUP LLC10% owner
NCM SERVICES, INC.10% owner
Schwarz 2012 Family Trust10% owner
|
PurchaseCommon Stock | 9,843 | $0.90 | $8,858.70 |
DisclosureSEC source: 0001181580-22-000009 · edgar.xml · nonDerivative · entry 4 SCHWARZ MARK E · CIK 0001208889 · Director · Chairman · 10% owner NEWCASTLE PARTNERS L P · CIK 0000932334 · 10% owner NEWCASTLE CAPITAL MANAGEMENT LP · CIK 0001251296 · 10% owner NEWCASTLE CAPITAL GROUP LLC · CIK 0001251293 · 10% owner NCM SERVICES, INC. · CIK 0001586784 · 10% owner Schwarz 2012 Family Trust · CIK 0001586760 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Directly owned by by Newcastle Partners, L.P. Disclosed balance after: 3,027,874 F1 · ownership.nature: Mr. Schwarz is the sole trustee of the Schwarz 2012 Family Trust (the "Trust") and a director and officer of NCM Services, Inc. ("NCMS"). The Trust is the sole shareholder of NCMS, which is the sole member of Newcastle Capital Group, L.L.C. ("NCG"), which is the general partner of Newcastle Capital Management, L.P. ("NCM"), which is the general partner of Newcastle Partners, L.P. ("NP"). Accordingly, Mr. Schwarz may be deemed the beneficial owner of all shares held by any of the Trust, NCMS, NCG, NCM or NP. Read SEC document |
| May 17, 2022 Filed May 19, 2022 00:05 UTC |
SCHWARZ MARK EDirector · Chairman · 10% owner
NEWCASTLE PARTNERS L P10% owner
NEWCASTLE CAPITAL MANAGEMENT LP10% owner
NEWCASTLE CAPITAL GROUP LLC10% owner
NCM SERVICES, INC.10% owner
Schwarz 2012 Family Trust10% owner
|
PurchaseCommon Stock | 7,600 | $0.90 | $6,840.00 |
DisclosureSEC source: 0001181580-22-000009 · edgar.xml · nonDerivative · entry 3 SCHWARZ MARK E · CIK 0001208889 · Director · Chairman · 10% owner NEWCASTLE PARTNERS L P · CIK 0000932334 · 10% owner NEWCASTLE CAPITAL MANAGEMENT LP · CIK 0001251296 · 10% owner NEWCASTLE CAPITAL GROUP LLC · CIK 0001251293 · 10% owner NCM SERVICES, INC. · CIK 0001586784 · 10% owner Schwarz 2012 Family Trust · CIK 0001586760 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Directly owned by by Newcastle Partners, L.P. Disclosed balance after: 3,018,031 F1 · ownership.nature: Mr. Schwarz is the sole trustee of the Schwarz 2012 Family Trust (the "Trust") and a director and officer of NCM Services, Inc. ("NCMS"). The Trust is the sole shareholder of NCMS, which is the sole member of Newcastle Capital Group, L.L.C. ("NCG"), which is the general partner of Newcastle Capital Management, L.P. ("NCM"), which is the general partner of Newcastle Partners, L.P. ("NP"). Accordingly, Mr. Schwarz may be deemed the beneficial owner of all shares held by any of the Trust, NCMS, NCG, NCM or NP. Read SEC document |
| May 16, 2022 Filed May 19, 2022 00:05 UTC |
SCHWARZ MARK EDirector · Chairman · 10% owner
NEWCASTLE PARTNERS L P10% owner
NEWCASTLE CAPITAL MANAGEMENT LP10% owner
NEWCASTLE CAPITAL GROUP LLC10% owner
NCM SERVICES, INC.10% owner
Schwarz 2012 Family Trust10% owner
|
PurchaseCommon Stock | 18,777 | $0.88 | $16,523.76 |
DisclosureSEC source: 0001181580-22-000009 · edgar.xml · nonDerivative · entry 2 SCHWARZ MARK E · CIK 0001208889 · Director · Chairman · 10% owner NEWCASTLE PARTNERS L P · CIK 0000932334 · 10% owner NEWCASTLE CAPITAL MANAGEMENT LP · CIK 0001251296 · 10% owner NEWCASTLE CAPITAL GROUP LLC · CIK 0001251293 · 10% owner NCM SERVICES, INC. · CIK 0001586784 · 10% owner Schwarz 2012 Family Trust · CIK 0001586760 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Directly owned by by Newcastle Partners, L.P. Disclosed balance after: 3,010,431 F1 · ownership.nature: Mr. Schwarz is the sole trustee of the Schwarz 2012 Family Trust (the "Trust") and a director and officer of NCM Services, Inc. ("NCMS"). The Trust is the sole shareholder of NCMS, which is the sole member of Newcastle Capital Group, L.L.C. ("NCG"), which is the general partner of Newcastle Capital Management, L.P. ("NCM"), which is the general partner of Newcastle Partners, L.P. ("NP"). Accordingly, Mr. Schwarz may be deemed the beneficial owner of all shares held by any of the Trust, NCMS, NCG, NCM or NP. Read SEC document |
| May 12, 2022 Filed May 12, 2022 21:00 UTC |
SCHWARZ MARK EDirector · Chairman · 10% owner
NEWCASTLE PARTNERS L P10% owner
NEWCASTLE CAPITAL MANAGEMENT LP10% owner
NEWCASTLE CAPITAL GROUP LLC10% owner
NCM SERVICES, INC.10% owner
Schwarz 2012 Family Trust10% owner
|
PurchaseCommon Stock | 2,201 | $0.87 | $1,914.21 |
DisclosureSEC source: 0001181580-22-000008 · edgar.xml · nonDerivative · entry 4 SCHWARZ MARK E · CIK 0001208889 · Director · Chairman · 10% owner NEWCASTLE PARTNERS L P · CIK 0000932334 · 10% owner NEWCASTLE CAPITAL MANAGEMENT LP · CIK 0001251296 · 10% owner NEWCASTLE CAPITAL GROUP LLC · CIK 0001251293 · 10% owner NCM SERVICES, INC. · CIK 0001586784 · 10% owner Schwarz 2012 Family Trust · CIK 0001586760 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Directly owned by by Newcastle Partners, L.P. Disclosed balance after: 2,991,654 F1 · ownership.nature: Mr. Schwarz is the sole trustee of the Schwarz 2012 Family Trust (the "Trust") and a director and officer of NCM Services, Inc. ("NCMS"). The Trust is the sole shareholder of NCMS, which is the sole member of Newcastle Capital Group, L.L.C. ("NCG"), which is the general partner of Newcastle Capital Management, L.P. ("NCM"), which is the general partner of Newcastle Partners, L.P. ("NP"). Accordingly, Mr. Schwarz may be deemed the beneficial owner of all shares held by any of the Trust, NCMS, NCG, NCM or NP. Read SEC document |
| May 12, 2022 Filed May 12, 2022 21:00 UTC |
SCHWARZ MARK EDirector · Chairman · 10% owner
NEWCASTLE PARTNERS L P10% owner
NEWCASTLE CAPITAL MANAGEMENT LP10% owner
NEWCASTLE CAPITAL GROUP LLC10% owner
NCM SERVICES, INC.10% owner
Schwarz 2012 Family Trust10% owner
|
PurchaseCommon Stock | 10,700 | $0.87 | $9,305.79 |
DisclosureSEC source: 0001181580-22-000008 · edgar.xml · nonDerivative · entry 3 SCHWARZ MARK E · CIK 0001208889 · Director · Chairman · 10% owner NEWCASTLE PARTNERS L P · CIK 0000932334 · 10% owner NEWCASTLE CAPITAL MANAGEMENT LP · CIK 0001251296 · 10% owner NEWCASTLE CAPITAL GROUP LLC · CIK 0001251293 · 10% owner NCM SERVICES, INC. · CIK 0001586784 · 10% owner Schwarz 2012 Family Trust · CIK 0001586760 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,691 Read SEC document |
| May 11, 2022 Filed May 12, 2022 21:00 UTC |
SCHWARZ MARK EDirector · Chairman · 10% owner
NEWCASTLE PARTNERS L P10% owner
NEWCASTLE CAPITAL MANAGEMENT LP10% owner
NEWCASTLE CAPITAL GROUP LLC10% owner
NCM SERVICES, INC.10% owner
Schwarz 2012 Family Trust10% owner
|
PurchaseCommon Stock | 18,000 | $0.86 | $15,435.00 |
DisclosureSEC source: 0001181580-22-000008 · edgar.xml · nonDerivative · entry 2 SCHWARZ MARK E · CIK 0001208889 · Director · Chairman · 10% owner NEWCASTLE PARTNERS L P · CIK 0000932334 · 10% owner NEWCASTLE CAPITAL MANAGEMENT LP · CIK 0001251296 · 10% owner NEWCASTLE CAPITAL GROUP LLC · CIK 0001251293 · 10% owner NCM SERVICES, INC. · CIK 0001586784 · 10% owner Schwarz 2012 Family Trust · CIK 0001586760 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,991 Read SEC document |
| May 10, 2022 Filed May 11, 2022 18:23 UTC |
FENDLEY CLINTON DAYNEChief Financial Officer
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PurchaseCommon Stock | 28,700 | $0.88 | $25,198.60 |
DisclosureSEC source: 0001181580-22-000006 · edgar.xml · nonDerivative · entry 1 FENDLEY CLINTON DAYNE · CIK 0001798265 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,416 F1 · price: Represents the weighted average purchase price of transactions effected at prices ranging from $0.86 per share to $0.88 per share. Upon written request by the SEC, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.