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RAMP

LiveRamp Holdings, Inc.

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4412
SEC CIK
0000733269
Parsed reports
917

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 09, 2021 Filed Feb 11, 2021 22:11 UTC
JENSON WARRENPRESIDENT, CFO & EMD-INT'L
Tax withholdingCOMMON STOCK, $.10 PAR VALUE 57 $73.23 $4,174.11
Disclosure

SEC source: 0001245105-21-000014 · primary_doc.xml · nonDerivative · entry 2

JENSON WARREN · CIK 0001193846 · PRESIDENT, CFO & EMD-INT'L

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,848

F2 · shares: These shares were withheld by the Issuer to satisfy the reporting person's tax obligations that arose on February 9, 2021 as a result of the PSU vesting.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 22:11 UTC
JENSON WARRENPRESIDENT, CFO & EMD-INT'L
GrantCOMMON STOCK, $.10 PAR VALUE 138 $0.00 $0.00
Disclosure

SEC source: 0001245105-21-000014 · primary_doc.xml · nonDerivative · entry 1

JENSON WARREN · CIK 0001193846 · PRESIDENT, CFO & EMD-INT'L

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,905

F1 · shares: These shares were earned by the reporting person in connection with the performance stock units (PSUs) granted pursuant to the 2005 Equity Compensation Plan to the reporting person in 2018. Of the earned amount, one-half immediately vested, and the remaining one-half will vest on February 9, 2022, contingent upon the reporting person's continued employment with the registrant.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 21:56 UTC
Gupta Anneka R.PRES.& HEAD-PRODUCTS&PLATFORMS
Tax withholdingCOMMON STOCK, $.10 PAR VALUE 85 $73.23 $6,224.55
Disclosure

SEC source: 0001245105-21-000013 · primary_doc.xml · nonDerivative · entry 2

Gupta Anneka R. · CIK 0001715964 · PRES.& HEAD-PRODUCTS&PLATFORMS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,988

F2 · shares: These shares were withheld by the Issuer to satisfy the reporting person's tax obligations that arose on February 9, 2021 as a result of the PSU vesting.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 21:56 UTC
Gupta Anneka R.PRES.& HEAD-PRODUCTS&PLATFORMS
GrantCOMMON STOCK, $.10 PAR VALUE 206 $0.00 $0.00
Disclosure

SEC source: 0001245105-21-000013 · primary_doc.xml · nonDerivative · entry 1

Gupta Anneka R. · CIK 0001715964 · PRES.& HEAD-PRODUCTS&PLATFORMS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,073

F1 · shares: These shares were earned by the reporting person in connection with the performance stock units (PSUs) granted pursuant to the 2005 Equity Compensation Plan to the reporting person in 2018. Of the earned amount, one-half immediately vested, and the remaining one-half will vest on February 9, 2022, contingent upon the reporting person's continued employment with the registrant.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 21:40 UTC
Arra James F.PRESIDENT AND CCO
Tax withholdingCOMMON STOCK, $.10 PAR VALUE 85 $73.23 $6,224.55
Disclosure

SEC source: 0001245105-21-000012 · primary_doc.xml · nonDerivative · entry 2

Arra James F. · CIK 0001716010 · PRESIDENT AND CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,056

F2 · shares: These shares were withheld by the Issuer to satisfy the reporting person's tax obligations that arose on February 9, 2021 as a result of the PSU vesting.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 21:40 UTC
Arra James F.PRESIDENT AND CCO
GrantCOMMON STOCK, $.10 PAR VALUE 206 $0.00 $0.00
Disclosure

SEC source: 0001245105-21-000012 · primary_doc.xml · nonDerivative · entry 1

Arra James F. · CIK 0001716010 · PRESIDENT AND CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,141

F1 · shares: These shares were earned by the reporting person in connection with the performance stock units (PSUs) granted pursuant to the 2005 Equity Compensation Plan to the reporting person in 2018. Of the earned amount, one-half immediately vested, and the remaining one-half will vest on February 9, 2022, contingent upon the reporting person's continued employment with the registrant.

Read SEC document
February 01, 2021 Filed Feb 2, 2021 21:46 UTC
Arra James F.PRESIDENT AND CCO
SaleCOMMON STOCK, $.10 PAR VALUE 1,597 $77.02 $123,000.94
Disclosure

SEC source: 0001245105-21-000006 · primary_doc.xml · nonDerivative · entry 2

Arra James F. · CIK 0001716010 · PRESIDENT AND CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,935

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.84 to $77.21, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
February 01, 2021 Filed Feb 2, 2021 21:46 UTC
Arra James F.PRESIDENT AND CCO
SaleCOMMON STOCK, $.10 PAR VALUE 7,903 $76.48 $604,421.44
Disclosure

SEC source: 0001245105-21-000006 · primary_doc.xml · nonDerivative · entry 1

Arra James F. · CIK 0001716010 · PRESIDENT AND CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,532

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.83 to $76.79, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
January 22, 2021 Filed Jan 25, 2021 21:37 UTC OtherCOMMON STOCK, $.10 PAR VALUE 32,124 $0.00 $0.00
Disclosure

SEC source: 0001715989-21-000001 · primary_doc.xml · nonDerivative · entry 3

FOX RICHARD P · CIK 0001249773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,235

F1 · kind: Reflects the transfer of 16,062 shares from the JSF GRAT of 2020 and 16,062 shares from the RPF GRAT of 2020 to the reporting person. These transactions are exempt from Section 16 pursuant to Rule 16a-13.

Read SEC document
January 22, 2021 Filed Jan 25, 2021 21:37 UTC OtherCOMMON STOCK, $.10 PAR VALUE 16,062 $0.00 $0.00
Disclosure

SEC source: 0001715989-21-000001 · primary_doc.xml · nonDerivative · entry 2

FOX RICHARD P · CIK 0001249773 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · RPF GRAT of 2020

Disclosed balance after: 0

F1 · kind: Reflects the transfer of 16,062 shares from the JSF GRAT of 2020 and 16,062 shares from the RPF GRAT of 2020 to the reporting person. These transactions are exempt from Section 16 pursuant to Rule 16a-13.

Read SEC document
January 22, 2021 Filed Jan 25, 2021 21:37 UTC OtherCOMMON STOCK, $.10 PAR VALUE 16,062 $0.00 $0.00
Disclosure

SEC source: 0001715989-21-000001 · primary_doc.xml · nonDerivative · entry 1

FOX RICHARD P · CIK 0001249773 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · JSF GRAT of 2020

Disclosed balance after: 0

F1 · kind: Reflects the transfer of 16,062 shares from the JSF GRAT of 2020 and 16,062 shares from the RPF GRAT of 2020 to the reporting person. These transactions are exempt from Section 16 pursuant to Rule 16a-13.

Read SEC document
January 15, 2021 Filed Jan 19, 2021 21:49 UTC SaleCOMMON STOCK, $.10 PAR VALUE 150 $84.12 $12,618.00
Disclosure

SEC source: 0001245105-21-000005 · primary_doc.xml · nonDerivative · entry 1

TOMLIN DEBORA B · CIK 0001671190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,814

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2020.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 21:43 UTC
Arra James F.PRESIDENT AND CCO
SaleCOMMON STOCK, $.10 PAR VALUE 1,200 $73.47 $88,164.00
Disclosure

SEC source: 0001245105-21-000001 · primary_doc.xml · nonDerivative · entry 3

Arra James F. · CIK 0001716010 · PRESIDENT AND CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,435

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.42 to $73.70, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 21:43 UTC
Arra James F.PRESIDENT AND CCO
SaleCOMMON STOCK, $.10 PAR VALUE 6,308 $72.26 $455,816.08
Disclosure

SEC source: 0001245105-21-000001 · primary_doc.xml · nonDerivative · entry 2

Arra James F. · CIK 0001716010 · PRESIDENT AND CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,635

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.92 to $72.61, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 21:43 UTC
Arra James F.PRESIDENT AND CCO
SaleCOMMON STOCK, $.10 PAR VALUE 1,992 $71.56 $142,547.52
Disclosure

SEC source: 0001245105-21-000001 · primary_doc.xml · nonDerivative · entry 1

Arra James F. · CIK 0001716010 · PRESIDENT AND CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,943

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.86 to $71.85, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
December 29, 2020 Filed Dec 29, 2020 22:51 UTC
JONES JERRY CCHIEF ETHICS & LEGAL OFFICER
SaleCOMMON STOCK, $.10 PAR VALUE 14,226 $72.97 $1,038,071.22
Disclosure

SEC source: 0001245105-20-000109 · primary_doc.xml · nonDerivative · entry 3

JONES JERRY C · CIK 0001179680 · CHIEF ETHICS & LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,807

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.38 to $73.20, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
December 28, 2020 Filed Dec 29, 2020 22:51 UTC
JONES JERRY CCHIEF ETHICS & LEGAL OFFICER
SaleCOMMON STOCK, $.10 PAR VALUE 2,168 $73.95 $160,323.60
Disclosure

SEC source: 0001245105-20-000109 · primary_doc.xml · nonDerivative · entry 2

JONES JERRY C · CIK 0001179680 · CHIEF ETHICS & LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,033

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.91 to $74.03, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
December 28, 2020 Filed Dec 29, 2020 22:51 UTC
JONES JERRY CCHIEF ETHICS & LEGAL OFFICER
SaleCOMMON STOCK, $.10 PAR VALUE 18,474 $73.26 $1,353,405.24
Disclosure

SEC source: 0001245105-20-000109 · primary_doc.xml · nonDerivative · entry 1

JONES JERRY C · CIK 0001179680 · CHIEF ETHICS & LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,201

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.90 to $73.89, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
December 28, 2020 Filed Dec 29, 2020 22:37 UTC
Gupta Anneka R.Pres.& Head-Products&Platforms
Tax withholdingCOMMON STOCK, $.10 PAR VALUE 354 $73.26 $25,934.04
Disclosure

SEC source: 0001245105-20-000108 · primary_doc.xml · nonDerivative · entry 1

Gupta Anneka R. · CIK 0001715964 · Pres.& Head-Products&Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,867

F1 · shares: These shares were withheld by the Issuer to satisfy the reporting person's tax obligations that arose on December 28, 2020, when restricted stock units belonging to the reporting person vested.

Read SEC document
December 28, 2020 Filed Dec 29, 2020 22:28 UTC
Arra James F.PRESIDENT AND CCO
Tax withholdingCOMMON STOCK, $.10 PAR VALUE 354 $73.26 $25,934.04
Disclosure

SEC source: 0001245105-20-000107 · primary_doc.xml · nonDerivative · entry 1

Arra James F. · CIK 0001716010 · PRESIDENT AND CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,935

F1 · shares: These shares were withheld by the Issuer to satisfy the reporting person's tax obligations that arose on December 28, 2020, when restricted stock units belonging to the reporting person vested.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 22:59 UTC
Howe Scott EDirector · CHIEF EXECUTIVE OFFICER
GiftCOMMON STOCK, $.10 PAR VALUE 318,730 $0.00 $0.00
Disclosure

SEC source: 0001245105-20-000106 · primary_doc.xml · nonDerivative · entry 1

Howe Scott E · CIK 0001369558 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 766,386

F1 · shares: On December 15, 2020, the reporting person transferred 318,730 shares by gift to trusts over which he has no control either directly or indirectly and, as a result, no longer has direct or indirect beneficial ownership of any of the gifted shares.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 22:03 UTC SaleCOMMON STOCK, $.10 PAR VALUE 150 $71.73 $10,759.50
Disclosure

SEC source: 0001245105-20-000105 · primary_doc.xml · nonDerivative · entry 1

TOMLIN DEBORA B · CIK 0001671190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,964

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2020.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 21:49 UTC SaleCOMMON STOCK, $.10 PAR VALUE 770 $71.32 $54,916.40
Disclosure

SEC source: 0001245105-20-000104 · primary_doc.xml · nonDerivative · entry 1

BATTELLE JOHN L. · CIK 0001555011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,656

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 24, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.88 to $71.73, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
December 11, 2020 Filed Dec 15, 2020 22:16 UTC
JENSON WARRENPRESIDENT, CFO & EMD-INT'L
GiftCOMMON STOCK, $.10 PAR VALUE 6,600 $0.00 $0.00
Disclosure

SEC source: 0001245105-20-000103 · primary_doc.xml · nonDerivative · entry 1

JENSON WARREN · CIK 0001193846 · PRESIDENT, CFO & EMD-INT'L

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,767

F1 · shares: On December 11, 2020, the reporting person transferred by gift 4,400 shares to a charitable organization and 2,200 shares to trusts over which he has no control either directly or indirectly and, as a result, no longer has direct or indirect beneficial ownership of any of the gifted shares.

Read SEC document
November 24, 2020 Filed Nov 25, 2020 00:28 UTC
Howe Scott EDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 170,962 $0.00 Strike: $13.74 $0.00
Disclosure

SEC source: 0001245105-20-000099 · primary_doc.xml · derivative · entry 15

Howe Scott E · CIK 0001369558 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.10 Par Value · 170,962 shares

Expires 2021-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: This grant of non-qualified stock options was made pursuant to the 2011 Nonqualified Equity Compensation Plan. Vesting began on July 29, 2012, with 25% of the total becoming vested on that date and 25% each 12 months thereafter until 100% vested.

Read SEC document
November 24, 2020 Filed Nov 25, 2020 00:28 UTC
Howe Scott EDirector · CHIEF EXECUTIVE OFFICER
SaleCOMMON STOCK, $.10 PAR VALUE 32,111 $56.09 $1,801,105.99
Disclosure

SEC source: 0001245105-20-000099 · primary_doc.xml · nonDerivative · entry 11

Howe Scott E · CIK 0001369558 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,085,116

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.91 to $56.71, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
November 24, 2020 Filed Nov 25, 2020 00:28 UTC
Howe Scott EDirector · CHIEF EXECUTIVE OFFICER
SaleCOMMON STOCK, $.10 PAR VALUE 138,851 $55.35 $7,685,402.85
Disclosure

SEC source: 0001245105-20-000099 · primary_doc.xml · nonDerivative · entry 10

Howe Scott E · CIK 0001369558 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,117,227

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.88 to $55.80, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
November 24, 2020 Filed Nov 25, 2020 00:28 UTC
Howe Scott EDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCOMMON STOCK, $.10 PAR VALUE 170,962 $13.74 $2,349,017.88
Disclosure

SEC source: 0001245105-20-000099 · primary_doc.xml · nonDerivative · entry 9

Howe Scott E · CIK 0001369558 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,256,078

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: This represents an exercise of the reporting person's stock options that will expire on July 20, 2021. Pursuant to a broker-assisted cashless stock option exercise the net proceeds were used to pay the exercise price, to cover the withholding taxes, and to pay broker fees and commissions. The exercise and related sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 30, 2020.

Read SEC document
November 23, 2020 Filed Nov 25, 2020 00:28 UTC
Howe Scott EDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 50,144 $0.00 Strike: $13.74 $0.00
Disclosure

SEC source: 0001245105-20-000099 · primary_doc.xml · derivative · entry 14

Howe Scott E · CIK 0001369558 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,962

Underlying: Common Stock, $.10 Par Value · 50,144 shares

Expires 2021-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: This grant of non-qualified stock options was made pursuant to the 2011 Nonqualified Equity Compensation Plan. Vesting began on July 29, 2012, with 25% of the total becoming vested on that date and 25% each 12 months thereafter until 100% vested.

Read SEC document
November 23, 2020 Filed Nov 25, 2020 00:28 UTC
Howe Scott EDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 123,819 $0.00 Strike: $13.74 $0.00
Disclosure

SEC source: 0001245105-20-000099 · primary_doc.xml · derivative · entry 13

Howe Scott E · CIK 0001369558 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.10 Par Value · 123,819 shares

Expires 2021-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: This grant of non-qualified stock options was made pursuant to the 2005 Equity Compensation Plan. Vesting began on July 29, 2012, with 25% of the total becoming vested on that date and 25% each 12 months thereafter until 100% vested.

Read SEC document
November 23, 2020 Filed Nov 25, 2020 00:28 UTC
Howe Scott EDirector · CHIEF EXECUTIVE OFFICER
SaleCOMMON STOCK, $.10 PAR VALUE 4,608 $58.90 $271,411.20
Disclosure

SEC source: 0001245105-20-000099 · primary_doc.xml · nonDerivative · entry 8

Howe Scott E · CIK 0001369558 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,085,116

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.89 to $59.09, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
November 23, 2020 Filed Nov 25, 2020 00:28 UTC
Howe Scott EDirector · CHIEF EXECUTIVE OFFICER
SaleCOMMON STOCK, $.10 PAR VALUE 11,293 $58.09 $656,010.37
Disclosure

SEC source: 0001245105-20-000099 · primary_doc.xml · nonDerivative · entry 7

Howe Scott E · CIK 0001369558 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,089,724

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.88 to $58.84, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
November 23, 2020 Filed Nov 25, 2020 00:28 UTC
Howe Scott EDirector · CHIEF EXECUTIVE OFFICER
SaleCOMMON STOCK, $.10 PAR VALUE 62,579 $57.33 $3,587,654.07
Disclosure

SEC source: 0001245105-20-000099 · primary_doc.xml · nonDerivative · entry 6

Howe Scott E · CIK 0001369558 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,101,017

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.87 to $57.87, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
November 23, 2020 Filed Nov 25, 2020 00:28 UTC
Howe Scott EDirector · CHIEF EXECUTIVE OFFICER
SaleCOMMON STOCK, $.10 PAR VALUE 95,483 $56.28 $5,373,783.24
Disclosure

SEC source: 0001245105-20-000099 · primary_doc.xml · nonDerivative · entry 5

Howe Scott E · CIK 0001369558 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,163,596

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.86 to $56.86, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
November 23, 2020 Filed Nov 25, 2020 00:28 UTC
Howe Scott EDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCOMMON STOCK, $.10 PAR VALUE 50,144 $13.74 $688,978.56
Disclosure

SEC source: 0001245105-20-000099 · primary_doc.xml · nonDerivative · entry 4

Howe Scott E · CIK 0001369558 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,259,079

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: This represents an exercise of the reporting person's stock options that will expire on July 20, 2021. Pursuant to a broker-assisted cashless stock option exercise the net proceeds were used to pay the exercise price, to cover the withholding taxes, and to pay broker fees and commissions. The exercise and related sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 30, 2020.

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November 23, 2020 Filed Nov 25, 2020 00:28 UTC
Howe Scott EDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCOMMON STOCK, $.10 PAR VALUE 123,819 $13.74 $1,701,273.06
Disclosure

SEC source: 0001245105-20-000099 · primary_doc.xml · nonDerivative · entry 3

Howe Scott E · CIK 0001369558 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,208,935

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: This represents an exercise of the reporting person's stock options that will expire on July 20, 2021. Pursuant to a broker-assisted cashless stock option exercise the net proceeds were used to pay the exercise price, to cover the withholding taxes, and to pay broker fees and commissions. The exercise and related sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 30, 2020.

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November 23, 2020 Filed Nov 25, 2020 00:28 UTC
Howe Scott EDirector · CHIEF EXECUTIVE OFFICER
Tax withholdingCOMMON STOCK, $.10 PAR VALUE 1,891 $56.12 $106,122.92
Disclosure

SEC source: 0001245105-20-000099 · primary_doc.xml · nonDerivative · entry 2

Howe Scott E · CIK 0001369558 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,085,116

F2 · shares: These shares were withheld by the Issuer to satisfy the reporting person's tax obligations that arose on November 23, 2020, when restricted stock units belonging to the reporting person vested.

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November 23, 2020 Filed Nov 24, 2020 23:36 UTC
JONES JERRY CCHIEF ETHICS & LEGAL OFFICER
Tax withholdingCOMMON STOCK, $.10 PAR VALUE 273 $56.12 $15,320.76
Disclosure

SEC source: 0001245105-20-000098 · primary_doc.xml · nonDerivative · entry 2

JONES JERRY C · CIK 0001179680 · CHIEF ETHICS & LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,675

F2 · shares: These shares were withheld by the Issuer to satisfy the reporting person's tax obligations that arose on November 23, 2020, when restricted stock units belonging to the reporting person vested.

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November 23, 2020 Filed Nov 24, 2020 22:33 UTC
JENSON WARRENPRESIDENT, CFO & EMD-INT'L
Tax withholdingCOMMON STOCK, $.10 PAR VALUE 985 $56.12 $55,278.20
Disclosure

SEC source: 0001245105-20-000096 · primary_doc.xml · nonDerivative · entry 2

JENSON WARREN · CIK 0001193846 · PRESIDENT, CFO & EMD-INT'L

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,367

F2 · shares: These shares were withheld by the Issuer to satisfy the reporting person's tax obligations that arose on November 23, 2020, when restricted stock units belonging to the reporting person vested.

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November 22, 2020 Filed Nov 25, 2020 00:28 UTC
Howe Scott EDirector · CHIEF EXECUTIVE OFFICER
Tax withholdingCOMMON STOCK, $.10 PAR VALUE 2,975 $58.81 $174,959.75
Disclosure

SEC source: 0001245105-20-000099 · primary_doc.xml · nonDerivative · entry 1

Howe Scott E · CIK 0001369558 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,087,007

F1 · shares: These shares were withheld by the Issuer to satisfy the reporting person's tax obligations that arose on November 22, 2020, when restricted stock units belonging to the reporting person vested.

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November 22, 2020 Filed Nov 24, 2020 23:36 UTC
JONES JERRY CCHIEF ETHICS & LEGAL OFFICER
Tax withholdingCOMMON STOCK, $.10 PAR VALUE 601 $58.81 $35,344.81
Disclosure

SEC source: 0001245105-20-000098 · primary_doc.xml · nonDerivative · entry 1

JONES JERRY C · CIK 0001179680 · CHIEF ETHICS & LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,948

F1 · shares: These shares were withheld by the Issuer to satisfy the reporting person's tax obligations that arose on November 22, 2020, when restricted stock units belonging to the reporting person vested.

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November 22, 2020 Filed Nov 24, 2020 22:33 UTC
JENSON WARRENPRESIDENT, CFO & EMD-INT'L
Tax withholdingCOMMON STOCK, $.10 PAR VALUE 1,691 $58.81 $99,447.71
Disclosure

SEC source: 0001245105-20-000096 · primary_doc.xml · nonDerivative · entry 1

JENSON WARREN · CIK 0001193846 · PRESIDENT, CFO & EMD-INT'L

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,352

F1 · shares: These shares were withheld by the Issuer to satisfy the reporting person's tax obligations that arose on November 22, 2020, when restricted stock units belonging to the reporting person vested.

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November 22, 2020 Filed Nov 24, 2020 22:22 UTC
Gupta Anneka R.PRES.& HEAD-PRODUCTS&PLATFORMS
Tax withholdingCOMMON STOCK, $.10 PAR VALUE 928 $58.81 $54,575.68
Disclosure

SEC source: 0001245105-20-000095 · primary_doc.xml · nonDerivative · entry 1

Gupta Anneka R. · CIK 0001715964 · PRES.& HEAD-PRODUCTS&PLATFORMS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,221

F1 · shares: These shares were withheld by the Issuer to satisfy the reporting person's tax obligations that arose on November 22, 2020, when restricted stock units belonging to the reporting person vested.

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November 22, 2020 Filed Nov 24, 2020 22:11 UTC
Arra James F.PRESIDENT AND CCO
Tax withholdingCOMMON STOCK, $.10 PAR VALUE 928 $58.81 $54,575.68
Disclosure

SEC source: 0001245105-20-000094 · primary_doc.xml · nonDerivative · entry 1

Arra James F. · CIK 0001716010 · PRESIDENT AND CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,289

F1 · shares: These shares were withheld by the Issuer to satisfy the reporting person's tax obligations that arose on November 22, 2020, when restricted stock units belonging to the reporting person vested.

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November 16, 2020 Filed Nov 18, 2020 21:54 UTC SaleCOMMON STOCK, $.10 PAR VALUE 327 $61.72 $20,182.44
Disclosure

SEC source: 0001245105-20-000093 · primary_doc.xml · nonDerivative · entry 2

BATTELLE JOHN L. · CIK 0001555011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,426

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 24, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.50 to $62.08, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

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November 16, 2020 Filed Nov 18, 2020 21:54 UTC SaleCOMMON STOCK, $.10 PAR VALUE 443 $60.52 $26,810.36
Disclosure

SEC source: 0001245105-20-000093 · primary_doc.xml · nonDerivative · entry 1

BATTELLE JOHN L. · CIK 0001555011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,753

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 24, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.20 to $61.13, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

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November 12, 2020 Filed Nov 13, 2020 21:43 UTC
JONES JERRY CCHIEF ETHICS & LEGAL OFFICER
Tax withholdingCOMMON STOCK, $.10 PAR VALUE 57 $60.11 $3,426.27
Disclosure

SEC source: 0001245105-20-000084 · primary_doc.xml · nonDerivative · entry 1

JONES JERRY C · CIK 0001179680 · CHIEF ETHICS & LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,549

F1 · shares: These shares were withheld by the Issuer to satisfy the reporting person's tax obligations that arose on November 12, 2020, when restricted stock units belonging to the reporting person vested.

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November 11, 2020 Filed Nov 13, 2020 23:18 UTC GrantCOMMON STOCK, $.10 PAR VALUE 510 $0.00 $0.00
Disclosure

SEC source: 0001245105-20-000088 · primary_doc.xml · nonDerivative · entry 1

HENDERSON WILLIAM J · CIK 0001179688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,773

F1 · shares: These shares were issued to the reporting person as part of his compensation for service as a director of the registrant.

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November 11, 2020 Filed Nov 13, 2020 23:27 UTC GrantCOMMON STOCK, $.10 PAR VALUE 877 $0.00 $0.00
Disclosure

SEC source: 0001245105-20-000089 · primary_doc.xml · nonDerivative · entry 1

KOKICH CLARK M · CIK 0001193073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,266

F1 · shares: These shares were issued to the reporting person as part of his compensation for service as a director of the registrant.

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November 11, 2020 Filed Nov 13, 2020 23:57 UTC GrantCOMMON STOCK, $.10 PAR VALUE 510 $0.00 $0.00
Disclosure

SEC source: 0001245105-20-000091 · primary_doc.xml · nonDerivative · entry 1

FOX RICHARD P · CIK 0001249773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,111

F1 · shares: These shares were issued to the reporting person as part of his compensation for service as a director of the registrant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.