RAIL

SEC source: 0000950170-24-102355 · ownership.xml · nonDerivative · entry 1

MOORE MALCOLM F · CIK 0001093727 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,066

SEC source: 0000950170-24-102360 · ownership.xml · nonDerivative · entry 1

GEHL WILLIAM D · CIK 0001031773 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,608

SEC source: 0000950170-24-064408 · ownership.xml · nonDerivative · entry 2

Tonn W Matthew · CIK 0001789707 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 247,099

SEC source: 0000950170-24-064408 · ownership.xml · nonDerivative · entry 1

Tonn W Matthew · CIK 0001789707 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 244,968

SEC source: 0000950170-24-061153 · ownership.xml · nonDerivative · entry 1

MOORE MALCOLM F · CIK 0001093727 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,066

F1 · kind: Reflects a grant of restricted shares under Issuer's 2022 Long Term Incentive Plan. Shares will vest at the close of business on the earlier of (i) May 14, 2025, or (ii) the last trading day before the date of the Company's 2025 Annual Meeting of Shareholders.

SEC source: 0000950170-24-061196 · ownership.xml · nonDerivative · entry 1

GEHL WILLIAM D · CIK 0001031773 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,108

F1 · kind: Reflects a grant of restricted shares under Issuer's 2022 Long Term Incentive Plan. Shares will vest at the close of business on the earlier of (i) May 14, 2025, or (ii) the last trading day before the date of the Company's 2025 Annual Meeting of Shareholders.

SEC source: 0000950170-24-061190 · ownership.xml · nonDerivative · entry 1

Arnold Elizabeth K · CIK 0001785365 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,999

F1 · kind: Reflects a grant of restricted shares under Issuer's 2022 Long Term Incentive Plan. Shares will vest at the close of business on the earlier of (i) May 14, 2025, or (ii) the last trading day before the date of the Company's 2025 Annual Meeting of Shareholders.

SEC source: 0000950170-24-061205 · ownership.xml · nonDerivative · entry 1

Meyer James R · CIK 0001713182 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 814,878

F1 · kind: Reflects a grant of restricted shares under Issuer's 2022 Long Term Incentive Plan. Shares will vest at the close of business on the earlier of (i) May 14, 2025, or (ii) the last trading day before the date of the Company's 2025 Annual Meeting of Shareholders.

SEC source: 0000950170-24-061181 · ownership.xml · nonDerivative · entry 1

De Nigris Felan Jose · CIK 0001935855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,147

F1 · kind: Reflects a grant of restricted shares under Issuer's 2022 Long Term Incentive Plan. Shares will vest at the close of business on the earlier of (i) May 14, 2025, or (ii) the last trading day before the date of the Company's 2025 Annual Meeting of Shareholders.

SEC source: 0000950170-24-061173 · ownership.xml · nonDerivative · entry 1

Boehm Rodger L · CIK 0001723012 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,275

F1 · kind: Reflects a grant of restricted shares under Issuer's 2022 Long Term Incentive Plan. Shares will vest at the close of business on the earlier of (i) May 14, 2025, or (ii) the last trading day before the date of the Company's 2025 Annual Meeting of Shareholders.

SEC source: 0000950170-24-061168 · ownership.xml · nonDerivative · entry 1

Gil Benavides Jesus Salvador · CIK 0001828994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 366,202

F1 · kind: Reflects a grant of restricted shares under Issuer's 2022 Long Term Incentive Plan. Shares will vest at the close of business on the earlier of (i) May 14, 2025, or (ii) the last trading day before the date of the Company's 2025 Annual Meeting of Shareholders.

SEC source: 0000950170-24-061158 · ownership.xml · nonDerivative · entry 1

Kelly Travis D · CIK 0001936342 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 20,408

F1 · kind: Reflects a grant of restricted shares under Issuer's 2022 Long Term Incentive Plan. Shares will vest at the close of business on the earlier of (i) May 14, 2025, or (ii) the last trading day before the date of the Company's 2025 Annual Meeting of Shareholders.

F2 · ownership.nature: The securities are owned by Carpe Skiem LLC. Travis D. Kelly owns 100% of Carpe Skiem LLC and is deemed to beneficially own all of the securities owned by Carpe Skiem LLC.

SEC source: 0000950170-24-052256 · ownership.xml · derivative · entry 2

Randall Nicholas J · CIK 0001982192 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,619

Underlying: Common Stock · 67,619 shares

Expires 2034-05-01

F3 · kind: Exempt issuance of options under Rule 16(b)-3 pursuant to Issuer's 2022 Long Term Incentive Plan.

F5 · price: Options granted pursuant to Issuer's 2022 Long Term Incentive Plan, for which no consideration was paid by recipient.

F4 · derivative.exercise_date: Options vest in three equal annual installments beginning on May 1, 2025.

SEC source: 0000950170-24-052256 · ownership.xml · nonDerivative · entry 1

Randall Nicholas J · CIK 0001982192 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,099

F2 · price: Restricted shares granted pursuant to Issuer's 2022 Long Term Incentive Plan, for which no consideration was paid by recipient.

F1 · acquired: Exempt issuance of restricted shares under Rule 16(b)-3 pursuant to Issuer's 2022 Long Term Incentive Plan. Shares were granted on May 1, 2024 and will vest on May 1, 2027.

SEC source: 0000950170-24-043654 · ownership.xml · derivative · entry 6

Gil Benavides Jesus Salvador · CIK 0001828994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,022 shares

Expires 2024-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 17,022 options granted on January 6, 2023 were fully vested and exercisable on January 6, 2024.

SEC source: 0000950170-24-043654 · ownership.xml · derivative · entry 5

Gil Benavides Jesus Salvador · CIK 0001828994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 300,000 shares

Expires 2024-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 300,000 stock appreciation rights granted on January 5, 2021 were fully vested and exercisable on January 5, 2024.

SEC source: 0000950170-24-043654 · ownership.xml · nonDerivative · entry 2

Gil Benavides Jesus Salvador · CIK 0001828994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 345,794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the exercise of vested employee stock options and stock appreciation rights by the reporting person pursuant to Rule 16b-3.

SEC source: 0000950170-24-043654 · ownership.xml · nonDerivative · entry 1

Gil Benavides Jesus Salvador · CIK 0001828994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 328,772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the exercise of vested employee stock options and stock appreciation rights by the reporting person pursuant to Rule 16b-3.

SEC source: 0000950170-24-010459 · ownership.xml · derivative · entry 6

Gil Benavides Jesus Salvador · CIK 0001828994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,709

Underlying: Common Stock · 14,141 shares

Expires 2024-04-30

F5 · kind: Forfeiture of unvested options pursuant to Rule 16b-3(e) upon recipient's voluntary resignation and termination of employment status effective January 31, 2024. Forfeiture of options was contemplated in the terms of the awards when the awards were approved.

F7 · price: The options were granted pursuant to the Issuer's 2022 Long Term Incentive Plan, for which no consideration was paid by the recipient upon grant or forfeiture.

F9 · derivative.exercise_date: On January 17, 2022, the recipient was granted 42,850 options. 14,141 options forfeited on January 31, 2024 when the recipient's employment status was terminated. Forfeiture of the options was contemplated under the terms of the award when the award was approved. 28,709 options are fully vested and exercisable until April 30, 2024, at which point the options will be forfeited if not exercised.

SEC source: 0000950170-24-010459 · ownership.xml · derivative · entry 5

Gil Benavides Jesus Salvador · CIK 0001828994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,022

Underlying: Common Stock · 33,045 shares

Expires 2024-04-30

F5 · kind: Forfeiture of unvested options pursuant to Rule 16b-3(e) upon recipient's voluntary resignation and termination of employment status effective January 31, 2024. Forfeiture of options was contemplated in the terms of the awards when the awards were approved.

F7 · price: The options were granted pursuant to the Issuer's 2022 Long Term Incentive Plan, for which no consideration was paid by the recipient upon grant or forfeiture.

F8 · derivative.exercise_date: On January 6, 2023, the recipient was granted 50,067 options. 33,045 options forfeited on January 31, 2024 when the recipient's employment status was terminated. Forfeiture of the options was contemplated under the terms of the award when the award was approved. 17,022 options are fully vested and exercisable until April 30, 2024, at which point the options will be forfeited if not exercised.

SEC source: 0000950170-24-010459 · ownership.xml · derivative · entry 4

Gil Benavides Jesus Salvador · CIK 0001828994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 59,638 shares

Expires 2024-01-31

F5 · kind: Forfeiture of unvested options pursuant to Rule 16b-3(e) upon recipient's voluntary resignation and termination of employment status effective January 31, 2024. Forfeiture of options was contemplated in the terms of the awards when the awards were approved.

F7 · price: The options were granted pursuant to the Issuer's 2022 Long Term Incentive Plan, for which no consideration was paid by the recipient upon grant or forfeiture.

F6 · derivative.exercise_date: On January 4, 2024 the recipient was granted 59,638 options. The recipient's employment status was terminated and the options forfeited in full. Forfeiture of the options was contemplated under the terms of the award when the award was approved.

SEC source: 0000950170-24-010459 · ownership.xml · nonDerivative · entry 1

Gil Benavides Jesus Salvador · CIK 0001828994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,772

F2 · price: The restricted shares were granted pursuant to the Issuer's 2022 Long Term Incentive Plan and no consideration was paid by the recipient for the restricted shares upon grant or forfeiture.

F1 · acquired: Forfeiture of unvested restricted shares pursuant to Rule 16b-3(e) upon recipient's voluntary resignation and termination of employment status effective January 31, 2024. Forfeiture of restricted shares was contemplated in the terms of the awards when the awards were approved.

SEC source: 0000950170-24-008949 · ownership.xml · nonDerivative · entry 1

Tonn W Matthew · CIK 0001789707 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 240,568

F1 · kind: All of the shares reported as disposed of in this line item were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units. The Reporting Person did not sell or otherwise dispose of any of the shares reported in this line item for any reason other than to cover required taxes.

SEC source: 0000950170-24-003041 · ownership.xml · derivative · entry 2

Perez Celia · CIK 0001945335 · GC and Corp Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,201

Underlying: Common Stock · 14,201 shares

Expires 2034-01-04

F3 · kind: Exempt issuance of options under Rule 16(b)-3 pursuant to the Issuer's 2022 Long Term Incentive Plan.

F5 · price: The options were granted pursuant to the Issuer's 2022 Long Term Incentive Plan, for which no consideration was paid by the recipient.

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 4, 2025.

SEC source: 0000950170-24-003041 · ownership.xml · nonDerivative · entry 1

Perez Celia · CIK 0001945335 · GC and Corp Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,580

F2 · price: The restricted shares were granted pursuant to the Issuer's 2022 Long Term Incentive Plan and no consideration was paid by the recipient for the restricted shares.

F1 · acquired: Exempt issuance of restricted shares under Rule 16(b)-3 pursuant to the Issuer's 2022 Long Term Incentive Plan. These shares were granted on January 4, 2024 and will vest on January 4, 2027. The restricted shares are subject to certain restrictions (including possible forfeiture).

SEC source: 0000950170-24-003038 · ownership.xml · derivative · entry 2

Fuentes Sierra Juan Carlos · CIK 0001950697 · Corporate Controller & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,496

Underlying: Common Stock · 11,496 shares

Expires 2034-01-04

F3 · kind: Exempt issuance of options under Rule 16(b)-3 pursuant to the Issuer's 2022 Long Term Incentive Plan.

F5 · price: The options were granted pursuant to the Issuer's 2022 Long Term Incentive Plan, for which no consideration was paid by the recipient.

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 4, 2025.

SEC source: 0000950170-24-003038 · ownership.xml · nonDerivative · entry 1

Fuentes Sierra Juan Carlos · CIK 0001950697 · Corporate Controller & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,288

F2 · price: The restricted shares were granted pursuant to the Issuer's 2022 Long Term Incentive Plan and no consideration was paid by the recipient for the restricted shares.

F1 · acquired: Exempt issuance of restricted shares under Rule 16(b)-3 pursuant to the Issuer's 2022 Long Term Incentive Plan. These shares were granted on January 4, 2024 and will vest on January 4, 2027. The restricted shares are subject to certain restrictions (including possible forfeiture).

SEC source: 0000950170-24-003033 · ownership.xml · derivative · entry 4

Gil Benavides Jesus Salvador · CIK 0001828994 · Director · VP Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,638

Underlying: Common Stock · 59,638 shares

Expires 2034-01-04

F5 · kind: Exempt issuance of options under Rule 16(b)-3 pursuant to the Issuer's 2022 Long Term Incentive Plan.

F7 · price: The options were granted pursuant to the Issuer's 2022 Long Term Incentive Plan, for which no consideration was paid by the recipient.

F6 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 4, 2025.

SEC source: 0000950170-24-003033 · ownership.xml · nonDerivative · entry 1

Gil Benavides Jesus Salvador · CIK 0001828994 · Director · VP Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,561

F2 · price: The restricted shares were granted pursuant to the Issuer's 2022 Long Term Incentive Plan and no consideration was paid by the recipient for the restricted shares.

F1 · acquired: Exempt issuance of restricted shares under Rule 16(b)-3 pursuant to the Issuer's 2022 Long Term Incentive Plan. These shares were granted on January 4, 2024 and will vest on January 4, 2027. The restricted shares are subject to certain restrictions (including possible forfeiture).

SEC source: 0000950170-24-003027 · ownership.xml · derivative · entry 2

Riordan Michael Anthony · CIK 0001834620 · VP Finance, CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,463

Underlying: Common Stock · 83,463 shares

Expires 2034-01-04

F3 · kind: Exempt issuance of options under Rule 16(b)-3 pursuant to the Issuer's 2022 Long Term Incentive Plan.

F5 · price: The options were granted pursuant to the Issuer's 2022 Long Term Incentive Plan, for which no consideration was paid by the recipient.

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 4, 2025.

SEC source: 0000950170-24-003027 · ownership.xml · nonDerivative · entry 1

Riordan Michael Anthony · CIK 0001834620 · VP Finance, CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,086

F2 · price: The restricted shares were granted pursuant to the Issuer's 2022 Long Term Incentive Plan and no consideration was paid by the recipient for the restricted shares.

F1 · acquired: Exempt issuance of restricted shares under Rule 16(b)-3 pursuant to the Issuer's 2022 Long Term Incentive Plan. These shares were granted on January 4, 2024 and will vest on January 4, 2027. The restricted shares are subject to certain restrictions (including possible forfeiture).

SEC source: 0000950170-24-003024 · ownership.xml · derivative · entry 2

Tonn W Matthew · CIK 0001789707 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,940

Underlying: Common Stock · 86,940 shares

Expires 2034-01-04

F3 · kind: Exempt issuance of options under Rule 16(b)-3 pursuant to the Issuer's 2022 Long Term Incentive Plan.

F5 · price: The options were granted pursuant to the Issuer's 2022 Long Term Incentive Plan, for which no consideration was paid by the recipient.

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 4, 2025.

SEC source: 0000950170-24-003024 · ownership.xml · nonDerivative · entry 1

Tonn W Matthew · CIK 0001789707 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,422

F2 · price: The restricted shares were granted pursuant to the Issuer's 2022 Long Term Incentive Plan and no consideration was paid by the recipient for the restricted shares.

F1 · acquired: Exempt issuance of restricted shares under Rule 16(b)-3 pursuant to the Issuer's 2022 Long Term Incentive Plan. These shares were granted on January 4, 2024 and will vest on January 4, 2027. The restricted shares are subject to certain restrictions (including possible forfeiture).

SEC source: 0000950170-24-003020 · ownership.xml · derivative · entry 3

Meyer James R · CIK 0001713182 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 241,500

Underlying: Common Stock · 241,500 shares

Expires 2034-01-04

F4 · kind: Exempt issuance of options under Rule 16(b)-3 pursuant to the Issuer's 2022 Long Term Incentive Plan.

F6 · price: The options were granted pursuant to the Issuer's 2022 Long Term Incentive Plan, for which no consideration was paid by the recipient.

F5 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 4, 2025.

SEC source: 0000950170-24-003020 · ownership.xml · nonDerivative · entry 1

Meyer James R · CIK 0001713182 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 794,470

F2 · price: The restricted shares were granted pursuant to the Issuer's 2022 Long Term Incentive Plan and no consideration was paid by the recipient for the restricted shares.

F1 · acquired: Exempt issuance of restricted shares under Rule 16(b)-3 pursuant to the Issuer's 2022 Long Term Incentive Plan. These shares were granted on January 4, 2024 and will vest on January 4, 2027. The restricted shares are subject to certain restrictions (including possible forfeiture).

SEC source: 0000950170-24-003015 · ownership.xml · derivative · entry 2

Randall Nicholas J · CIK 0001982192 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,900

Underlying: Common Stock · 144,900 shares

Expires 2034-01-04

F3 · kind: Exempt issuance of options under Rule 16(b)-3 pursuant to the Issuer's 2022 Long Term Incentive Plan.

F5 · price: The options were granted pursuant to the Issuer's 2022 Long Term Incentive Plan, for which no consideration was paid by the recipient.

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 4, 2025.

SEC source: 0000950170-24-003015 · ownership.xml · nonDerivative · entry 1

Randall Nicholas J · CIK 0001982192 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,022

F2 · price: The restricted shares were granted pursuant to the Issuer's 2022 Long Term Incentive Plan and no consideration was paid by the recipient for the restricted shares.

F1 · acquired: Exempt issuance of restricted shares under Rule 16(b)-3 pursuant to the Issuer's 2022 Long Term Incentive Plan. These shares were granted on January 4, 2024 and will vest on January 4, 2027. The restricted shares are subject to certain restrictions (including possible forfeiture).

SEC source: 0000950170-23-071890 · ownership.xml · nonDerivative · entry 2

Gil Benavides Alejandro · CIK 0001830117 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,000

F3 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $2.36 to $2.45. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction.

SEC source: 0001209191-23-039938 · doc4.xml · derivative · entry 1

Randall Nicholas J · CIK 0001982192 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2033-06-26

F1 · kind: Exempt issuance of inducement options under Rule 16(b)-3 as an inducement material to Reporting Person's entering into employment with the Issuer.

F3 · price: No consideration was paid by the recipient for the inducement options.

F2 · derivative.exercise_date: Options will vest on the later of (i) the first date on which the closing price of one share of the Company's common stock is equal to or greater than 125% of the exercise price; and (ii) for 1/3 of the options on the first anniversary of the transaction date; for an additional 1/3 of the options, the second anniversary of the transaction date; for the final 1/3 of the options, the third anniversary of the transaction date.

SEC source: 0000950170-23-024010 · ownership.xml · derivative · entry 2

PACIFIC INVESTMENT MANAGEMENT CO LLC · CIK 0001163368 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,636,313

Underlying: Common Stock · 1,636,313 shares

Expires 2033-05-22

F1 · price: On May 22, 2023, a fund for which the Reporting Person serves as investment manager, advisor or sub-advisor acquired 85,412 shares of Series C Preferred Stock and warrants exercisable for 1,636,313 shares of common stock for total consideration of $84,567,049.

F2 · ownership.nature: The securities reported in the table above are held by certain funds and accounts for which the Reporting Person serves as investment manager, advisor or sub-advisor, which such funds and accounts hold 1,547,266 shares of common stock, warrants to purchase 23.0% of the Common Stock Deemed Outstanding (as defined in a warrant acquisition agreement entered into with the Issuer on October 13, 2020, as amended), warrants to purchase 5.0% of the Common Stock Deemed Outstanding (as defined in a warrant acquisition agreement entered into with the Issuer on December 30, 2021, as amended), a warrant to purchase 5.0% of the Common Stock Deemed Outstanding (as defined in a warrant acquisition agreement entered into with the Issuer on April 4, 2022), a warrant to purchase 1,636,313 shares of Common Stock and 85,412 shares of Series C Preferred Stock. The Reporting Person disclaims beneficial ownership in the reported securities, except to the extent of its pecuniary interest therein.

SEC source: 0000950170-23-024010 · ownership.xml · nonDerivative · entry 1

PACIFIC INVESTMENT MANAGEMENT CO LLC · CIK 0001163368 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 85,412

F1 · price: On May 22, 2023, a fund for which the Reporting Person serves as investment manager, advisor or sub-advisor acquired 85,412 shares of Series C Preferred Stock and warrants exercisable for 1,636,313 shares of common stock for total consideration of $84,567,049.

F2 · ownership.nature: The securities reported in the table above are held by certain funds and accounts for which the Reporting Person serves as investment manager, advisor or sub-advisor, which such funds and accounts hold 1,547,266 shares of common stock, warrants to purchase 23.0% of the Common Stock Deemed Outstanding (as defined in a warrant acquisition agreement entered into with the Issuer on October 13, 2020, as amended), warrants to purchase 5.0% of the Common Stock Deemed Outstanding (as defined in a warrant acquisition agreement entered into with the Issuer on December 30, 2021, as amended), a warrant to purchase 5.0% of the Common Stock Deemed Outstanding (as defined in a warrant acquisition agreement entered into with the Issuer on April 4, 2022), a warrant to purchase 1,636,313 shares of Common Stock and 85,412 shares of Series C Preferred Stock. The Reporting Person disclaims beneficial ownership in the reported securities, except to the extent of its pecuniary interest therein.

SEC source: 0001209191-23-030230 · doc4.xml · nonDerivative · entry 1

De Nigris Felan Jose · CIK 0001935855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,739

F1 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $2.98 to $3.04. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction.

SEC source: 0001209191-23-029803 · doc4.xml · nonDerivative · entry 3

Meyer James R · CIK 0001713182 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 17,327

F3 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $2.88 to $3.00. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction.

F2 · ownership.nature: The securities are owned by Cinci-Cebu, Inc. James Meyer owns 100% of Cinci-Cebu, Inc. and is deemed to beneficially own all of the securities owned by Cinci-Cebu, Inc.

SEC source: 0001209191-23-029803 · doc4.xml · nonDerivative · entry 2

Meyer James R · CIK 0001713182 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 4,900

F2 · ownership.nature: The securities are owned by Cinci-Cebu, Inc. James Meyer owns 100% of Cinci-Cebu, Inc. and is deemed to beneficially own all of the securities owned by Cinci-Cebu, Inc.

SEC source: 0001209191-23-029803 · doc4.xml · nonDerivative · entry 1

Meyer James R · CIK 0001713182 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 622,766

F1 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $2.75 to $2.85. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction.

SEC source: 0001209191-23-029540 · doc4.xml · nonDerivative · entry 1

MOORE MALCOLM F · CIK 0001093727 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,658

F1 · kind: Exempt issuance of restricted shares under Rule 16(b)-3(d) pursuant to the Issuer's 2022 Long Term Incentive Plan.

F2 · price: The restricted shares were granted pursuant to the Issuer's 2022 Long Term Incentive Plan, for which no consideration was paid by the recipient. The restricted shares represent shares granted as part of the annual retainer for serving as director of the Issuer. The shares will vest at the close of business on the earlier of (i) May 11, 2024 or (ii) the last trading day before the date of the Company's 2024 annual meeting of shareholders.

SEC source: 0001209191-23-029533 · doc4.xml · nonDerivative · entry 1

GEHL WILLIAM D · CIK 0001031773 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,700

F1 · kind: Exempt issuance of restricted shares under Rule 16(b)-3(d) pursuant to the Issuer's 2022 Long Term Incentive Plan.

F2 · price: The restricted shares were granted pursuant to the Issuer's 2022 Long Term Incentive Plan, for which no consideration was paid by the recipient. The restricted shares represent shares granted as part of the annual retainer for serving as director of the Issuer. The shares will vest at the close of business on the earlier of (i) May 11, 2024 or (ii) the last trading day before the date of the Company's 2024 annual meeting of shareholders.

SEC source: 0001209191-23-029535 · doc4.xml · nonDerivative · entry 1

Kelly Travis D · CIK 0001936342 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,739

F1 · kind: Exempt issuance of restricted shares under Rule 16(b)-3(d) pursuant to the Issuer's 2022 Long Term Incentive Plan.

F2 · price: The restricted shares were granted pursuant to the Issuer's 2022 Long Term Incentive Plan, for which no consideration was paid by the recipient. The restricted shares represent shares granted as part of the annual retainer for serving as director of the Issuer. The shares will vest at the close of business on the earlier of (i) May 11, 2024 or (ii) the last trading day before the date of the Company's 2024 annual meeting of shareholders.

SEC source: 0001209191-23-029531 · doc4.xml · nonDerivative · entry 1

De Nigris Felan Jose · CIK 0001935855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,739

F1 · kind: Exempt issuance of restricted shares under Rule 16(b)-3(d) pursuant to the Issuer's 2022 Long Term Incentive Plan.

F2 · price: The restricted shares were granted pursuant to the Issuer's 2022 Long Term Incentive Plan, for which no consideration was paid by the recipient. The restricted shares represent shares granted as part of the annual retainer for serving as director of the Issuer. The shares will vest at the close of business on the earlier of (i) May 11, 2024 or (ii) the last trading day before the date of the Company's 2024 annual meeting of shareholders.

SEC source: 0001209191-23-029529 · doc4.xml · nonDerivative · entry 1

Boehm Rodger L · CIK 0001723012 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,867

F1 · kind: Exempt issuance of restricted shares under Rule 16(b)-3(d) pursuant to the Issuer's 2022 Long Term Incentive Plan.

F2 · price: The restricted shares were granted pursuant to the Issuer's 2022 Long Term Incentive Plan, for which no consideration was paid by the recipient. The restricted shares represent shares granted as part of the annual retainer for serving as director of the Issuer. The shares will vest at the close of business on the earlier of (i) May 11, 2024 or (ii) the last trading day before the date of the Company's 2024 annual meeting of shareholders.