QVCAQ

SEC source: 0001225208-20-014698 · doc4.xml · derivative · entry 1

ROSENTHALER ALBERT E · CIK 0001195195 · Chief Corp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,663

Underlying: Series A Common Stock · 119,663 shares

Expires 2027-12-10

F1 · derivative.exercise_date: The options vest in two equal installments on December 10, 2022 and on December 10, 2023.

SEC source: 0001225208-20-014699 · doc4.xml · derivative · entry 7

Wendling Brian J · CIK 0001663090 · CAO/PFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,242

Underlying: Series A Common Stock · 66,242 shares

Expires 2027-12-10

F5 · derivative.exercise_date: The options vest in two equal installments on December 10, 2022 and on December 10, 2023.

SEC source: 0001225208-20-014699 · doc4.xml · derivative · entry 6

Wendling Brian J · CIK 0001663090 · CAO/PFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: 8% Series A Cumulative Redeemable Preferred Stock · 46 shares

Expires 2020-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 8% Series A Cumulative Redeemable Preferred Stock.

SEC source: 0001225208-20-014699 · doc4.xml · derivative · entry 5

Wendling Brian J · CIK 0001663090 · CAO/PFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Series A Common Stock · 1,543 shares

Expires 2020-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Series A Common Stock.

SEC source: 0001225208-20-014699 · doc4.xml · nonDerivative · entry 4

Wendling Brian J · CIK 0001663090 · CAO/PFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,878

SEC source: 0001225208-20-014699 · doc4.xml · nonDerivative · entry 3

Wendling Brian J · CIK 0001663090 · CAO/PFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit converted into one share of Series A Common Stock.

SEC source: 0001225208-20-014699 · doc4.xml · nonDerivative · entry 2

Wendling Brian J · CIK 0001663090 · CAO/PFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,121

SEC source: 0001225208-20-014699 · doc4.xml · nonDerivative · entry 1

Wendling Brian J · CIK 0001663090 · CAO/PFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,137

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit converted into one share of 8% Series A Cumulative Redeemable Preferred Stock.

SEC source: 0001225208-20-014697 · doc4.xml · derivative · entry 1

Wilm Renee L · CIK 0001789667 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,223

Underlying: Series A Common Stock · 32,223 shares

Expires 2027-12-10

F1 · derivative.exercise_date: The options vest in two equal installments on December 10, 2022 and on December 10, 2023.

SEC source: 0001225208-20-014583 · doc4.xml · derivative · entry 4

Wong Andrea L · CIK 0001490754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: 8% Series A Cumulative Redeemable Preferred Stock · 373 shares

Expires 2020-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 8% Series A Cumulative Redeemable Preferred Stock.

SEC source: 0001225208-20-014583 · doc4.xml · derivative · entry 3

Wong Andrea L · CIK 0001490754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Series A Common Stock · 12,461 shares

Expires 2020-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Series A Common Stock.

SEC source: 0001225208-20-014583 · doc4.xml · nonDerivative · entry 2

Wong Andrea L · CIK 0001490754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,574

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit converted into one share of Series A Common Stock.

SEC source: 0001225208-20-014583 · doc4.xml · nonDerivative · entry 1

Wong Andrea L · CIK 0001490754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,276

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit converted into one share of 8% Series A Cumulative Redeemable Common Stock.

SEC source: 0001225208-20-014581 · doc4.xml · derivative · entry 4

MALONE EVAN DANIEL · CIK 0001442645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: 8% Series A Cumulative Redeemable Preferred Stock · 373 shares

Expires 2020-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 8% Series A Cumulative Redeemable Preferred Stock.

SEC source: 0001225208-20-014581 · doc4.xml · derivative · entry 3

MALONE EVAN DANIEL · CIK 0001442645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Series A Common Stock · 12,461 shares

Expires 2020-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Series A Common Stock.

SEC source: 0001225208-20-014581 · doc4.xml · nonDerivative · entry 2

MALONE EVAN DANIEL · CIK 0001442645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,698

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit converted into one share of Series A Common Stock.

SEC source: 0001225208-20-014581 · doc4.xml · nonDerivative · entry 1

MALONE EVAN DANIEL · CIK 0001442645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,060

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit converted into one share of 8% Series A Cumulative Redeemable Preferred Stock.

SEC source: 0001225208-20-014580 · doc4.xml · derivative · entry 4

DIAS FIONA P · CIK 0001209881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: 8% Series A Cumulative Redeemable Preferred Stock · 373 shares

Expires 2020-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 8% Series A Cumulative Redeemable Preferred Stock.

SEC source: 0001225208-20-014580 · doc4.xml · derivative · entry 3

DIAS FIONA P · CIK 0001209881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Series A Common Stock · 12,461 shares

Expires 2020-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Series A Common Stock.

SEC source: 0001225208-20-014580 · doc4.xml · nonDerivative · entry 2

DIAS FIONA P · CIK 0001209881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,445

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit converted into one share of Series A Common Stock.

SEC source: 0001225208-20-014580 · doc4.xml · nonDerivative · entry 1

DIAS FIONA P · CIK 0001209881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 612

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit converted into one share of 8% Series A Cumulative Redeemable Preferred Stock.

SEC source: 0001225208-20-014582 · doc4.xml · derivative · entry 4

RAPLEY DAVID E · CIK 0001195192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: 8% Series A Cumulative Redeemable Preferred Stock · 186 shares

Expires 2020-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 8% Series A Cumulative Redeemable Preferred Stock.

F5 · date: The derivative security is fully vested.

SEC source: 0001225208-20-014582 · doc4.xml · derivative · entry 3

RAPLEY DAVID E · CIK 0001195192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Series A Common Stock · 6,230 shares

Expires 2020-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Series A Common Stock.

SEC source: 0001225208-20-014582 · doc4.xml · nonDerivative · entry 2

RAPLEY DAVID E · CIK 0001195192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,079

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit converted into one share of Series A Common Stock.

SEC source: 0001225208-20-014582 · doc4.xml · nonDerivative · entry 1

RAPLEY DAVID E · CIK 0001195192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit converted into one share of 8% Series A Cumulative Redeemable Preferred Stock.

SEC source: 0001225208-20-014478 · doc4.xml · derivative · entry 1

DIAS FIONA P · CIK 0001209881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,408

Underlying: Series A Common Stock · 1,278 shares

Expires not disclosed

F1 · derivative.exercise_price: On November 20, 2020, the Issuer announced that its board of directors declared a special cash dividend in the amount of $1.50 per share on each outstanding share of its common stock payable on December 7, 2020 to all holders of record as of 5:00 p.m., New York City time, on November 30, 2020 (the "Dividend"). The dividend equivalent rights accrued on restricted stock units with respect to the Issuer's common stock ("Original RSUs") held by the reporting person as a result of the Dividend and are subject to the same terms and conditions (including vesting and expiration) as the Original RSUs to which they relate. Each dividend equivalent right entitles the reporting person to receive one share of the Issuer's Series A common stock. The grant of dividend equivalent rights was approved by the Issuer's board of directors pursuant to Rule 16b-3.

F2 · derivative.exercise_date: Each dividend equivalent right vests upon the reporting person's termination of service to the Issuer's board of directors.

F3 · derivative.expiration_date: Each dividend equivalent right expires upon the reporting person's termination of service to the Issuer's board of directors.

SEC source: 0001225208-20-013896 · doc4.xml · nonDerivative · entry 1

Wendling Brian J · CIK 0001663090 · CAO/PFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,091

SEC source: 0001225208-20-011778 · doc4.xml · derivative · entry 4

DIAS FIONA P · CIK 0001209881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,130

Underlying: Series A Common Stock · 2,130 shares

Expires not disclosed

F7 · derivative.exercise_price: The dividend equivalent rights accrued on Original RSUs (as defined above) held by the reporting person as a result of the Cash Dividend and are subject to the same terms and conditions (including vesting and expiration) as the Original RSUs to which they relate. Each dividend equivalent right entitles the reporting person to receive one share of the Issuer's Series A common stock. The grant of dividend equivalent rights was approved by the Issuer's board of directors pursuant to Rule 16b-3.

F8 · derivative.exercise_date: Each dividend equivalent right vests upon the reporting person's termination of service to the Issuer's board of directors.

F9 · derivative.expiration_date: Each dividend equivalent right expires upon the reporting person's termination of service to the Issuer's board of directors.

SEC source: 0001225208-20-011642 · doc4.xml · nonDerivative · entry 2

Wendling Brian J · CIK 0001663090 · CAO/PFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,091

F2 · price: The price is a weighted average price. These shares were purchased in multiple transactions ranging from $99.935 to $100.500, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

SEC source: 0001225208-20-011642 · doc4.xml · nonDerivative · entry 1

Wendling Brian J · CIK 0001663090 · CAO/PFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,095

F1 · shares: On August 21, 2020, the Issuer announced that an authorized committee of the Issuer's board of directors declared a special dividend on each outstanding share of its common stock consisting of (i) a special cash dividend in the amount of $1.50 per common share and (ii) a special dividend of 0.03 shares of newly issued 8.0% Series A Cumulative Redeemable Preferred Stock (the "Preferred Shares"), having an initial liquidation price of $100 per Preferred Share (the "Dividend"). As a result of the Dividend, the reporting person directly received 2,095 Preferred Shares. The receipt of Preferred Shares in the Dividend was approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

SEC source: 0001104659-20-107956 · a4.xml · derivative · entry 3

MAFFEI GREGORY B · CIK 0001099636 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,133

Underlying: 8% Series A Cumulative Redeemable Preferred Stock · 1,133 shares

Expires 2020-12-10

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one Preferred Share.

F4 · shares: In connection with the Dividend, all RSUs with respect to the Issuer's common stock ("Original RSUs") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which RSU awards held by the reporting person were granted. Each holder of an Original RSU was entitled to receive an RSU with respect to a number of Preferred Shares equal to 0.03 multiplied by the number of shares of common stock underlying the Original RSU, subject to the same terms and conditions as the Original RSU. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3.

F4 · derivative.underlying_shares: In connection with the Dividend, all RSUs with respect to the Issuer's common stock ("Original RSUs") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which RSU awards held by the reporting person were granted. Each holder of an Original RSU was entitled to receive an RSU with respect to a number of Preferred Shares equal to 0.03 multiplied by the number of shares of common stock underlying the Original RSU, subject to the same terms and conditions as the Original RSU. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3.

F4 · balance_after: In connection with the Dividend, all RSUs with respect to the Issuer's common stock ("Original RSUs") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which RSU awards held by the reporting person were granted. Each holder of an Original RSU was entitled to receive an RSU with respect to a number of Preferred Shares equal to 0.03 multiplied by the number of shares of common stock underlying the Original RSU, subject to the same terms and conditions as the Original RSU. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3.

SEC source: 0001104659-20-107956 · a4.xml · nonDerivative · entry 2

MAFFEI GREGORY B · CIK 0001099636 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) Savings Plan

Disclosed balance after: 279

F1 · shares: On August 21, 2020, the Issuer announced that an authorized committee of the Issuer's board of directors declared a special dividend on each outstanding share of its common stock payable on September 14, 2020 to all holders of record as of 5:00 p.m., New York City time, on August 31, 2020 consisting of (i) a special cash dividend in the amount of $1.50 per common share and (ii) a special dividend of 0.03 shares of newly issued 8.0% Series A Cumulative Redeemable Preferred Stock (the "Preferred Shares"), having an initial liquidation price of $100 per Preferred Share (the "Dividend"). As a result of the Dividend, the reporting person (i) directly received 162,961 Preferred Shares and (ii) indirectly received 279 Preferred Shares through the 401(k) Savings Plan. The receipt of Preferred Shares in the Dividend was approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended ("Rule 16b-3").

F2 · balance_after: The number of Preferred Shares reported as received by the reporting person's 401(k) is based on a statement from the Plan Administrator dated as of September 22, 2020.

SEC source: 0001104659-20-107956 · a4.xml · nonDerivative · entry 1

MAFFEI GREGORY B · CIK 0001099636 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,961

F1 · shares: On August 21, 2020, the Issuer announced that an authorized committee of the Issuer's board of directors declared a special dividend on each outstanding share of its common stock payable on September 14, 2020 to all holders of record as of 5:00 p.m., New York City time, on August 31, 2020 consisting of (i) a special cash dividend in the amount of $1.50 per common share and (ii) a special dividend of 0.03 shares of newly issued 8.0% Series A Cumulative Redeemable Preferred Stock (the "Preferred Shares"), having an initial liquidation price of $100 per Preferred Share (the "Dividend"). As a result of the Dividend, the reporting person (i) directly received 162,961 Preferred Shares and (ii) indirectly received 279 Preferred Shares through the 401(k) Savings Plan. The receipt of Preferred Shares in the Dividend was approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended ("Rule 16b-3").

SEC source: 0001225208-20-011779 · doc4.xml · nonDerivative · entry 1

ROMRELL LARRY E · CIK 0001120556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,204

F1 · shares: On August 21, 2020, the Issuer announced that an authorized committee of the Issuer's board of directors declared a special dividend on each outstanding share of its common stock payable on September 14, 2020 to all holders of record as of 5:00 p.m., New York City time, on August 31, 2020 consisting of (i) a special cash dividend in the amount of $1.50 per common share and (ii) a special dividend of 0.03 shares of newly issued 8.0% Series A Cumulative Redeemable Preferred Stock (the "Preferred Shares"), having an initial liquidation price of $100 per Preferred Share (the "Dividend"). As a result of the Dividend, the reporting person directly received 1,204 Preferred Shares. The receipt of Preferred Shares in the Dividend was approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended ("Rule 16b-3").

SEC source: 0001104659-20-107958 · a4.xml · derivative · entry 2

Wong Andrea L · CIK 0001490754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 373

Underlying: 8% Series A Cumulative Redeemable Preferred Stock · 373 shares

Expires 2020-12-09

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one Preferred Share.

F3 · shares: In connection with the Dividend, all RSUs with respect to the Issuer's common stock ("Original RSUs") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which RSU awards held by the reporting person were granted. Each holder of an Original RSU was entitled to receive an RSU with respect to a number of Preferred Shares equal to 0.03 multiplied by the number of shares of common stock underlying the Original RSU, subject to the same terms and conditions as the Original RSU. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3.

F3 · derivative.underlying_shares: In connection with the Dividend, all RSUs with respect to the Issuer's common stock ("Original RSUs") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which RSU awards held by the reporting person were granted. Each holder of an Original RSU was entitled to receive an RSU with respect to a number of Preferred Shares equal to 0.03 multiplied by the number of shares of common stock underlying the Original RSU, subject to the same terms and conditions as the Original RSU. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3.

F3 · balance_after: In connection with the Dividend, all RSUs with respect to the Issuer's common stock ("Original RSUs") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which RSU awards held by the reporting person were granted. Each holder of an Original RSU was entitled to receive an RSU with respect to a number of Preferred Shares equal to 0.03 multiplied by the number of shares of common stock underlying the Original RSU, subject to the same terms and conditions as the Original RSU. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3.

SEC source: 0001104659-20-107958 · a4.xml · nonDerivative · entry 1

Wong Andrea L · CIK 0001490754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 903

F1 · shares: On August 21, 2020, the Issuer announced that an authorized committee of the Issuer's board of directors declared a special dividend on each outstanding share of its common stock payable on September 14, 2020 to all holders of record as of 5:00 p.m., New York City time, on August 31, 2020 consisting of (i) a special cash dividend in the amount of $1.50 per common share and (ii) a special dividend of 0.03 shares of newly issued 8.0% Series A Cumulative Redeemable Preferred Stock (the "Preferred Shares"), having an initial liquidation price of $100 per Preferred Share (the "Dividend"). As a result of the Dividend, the reporting person directly received 903 Preferred Shares. The receipt of Preferred Shares in the Dividend was approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended ("Rule 16b-3").

SEC source: 0001225208-20-011777 · doc4.xml · derivative · entry 2

MALONE EVAN DANIEL · CIK 0001442645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 373

Underlying: 8% Series A Cumulative Redeemable Preferred Stock · 373 shares

Expires 2020-12-09

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one Preferred Share.

F3 · shares: In connection with the Dividend, all RSUs with respect to the Issuer's common stock ("Original RSUs") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which RSU awards held by the reporting person were granted. Each holder of an Original RSU was entitled to receive an RSU with respect to a number of Preferred Shares equal to 0.03 multiplied by the number of shares of common stock underlying the Original RSU, subject to the same terms and conditions as the Original RSU. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3.

F3 · derivative.underlying_shares: In connection with the Dividend, all RSUs with respect to the Issuer's common stock ("Original RSUs") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which RSU awards held by the reporting person were granted. Each holder of an Original RSU was entitled to receive an RSU with respect to a number of Preferred Shares equal to 0.03 multiplied by the number of shares of common stock underlying the Original RSU, subject to the same terms and conditions as the Original RSU. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3.

F3 · balance_after: In connection with the Dividend, all RSUs with respect to the Issuer's common stock ("Original RSUs") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which RSU awards held by the reporting person were granted. Each holder of an Original RSU was entitled to receive an RSU with respect to a number of Preferred Shares equal to 0.03 multiplied by the number of shares of common stock underlying the Original RSU, subject to the same terms and conditions as the Original RSU. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3.

SEC source: 0001225208-20-011777 · doc4.xml · nonDerivative · entry 1

MALONE EVAN DANIEL · CIK 0001442645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,687

F1 · shares: On August 21, 2020, the Issuer announced that an authorized committee of the Issuer's board of directors declared a special dividend on each outstanding share of its common stock payable on September 14, 2020 to all holders of record as of 5:00 p.m., New York City time, on August 31, 2020 consisting of (i) a special cash dividend in the amount of $1.50 per common share and (ii) a special dividend of 0.03 shares of newly issued 8.0% Series A Cumulative Redeemable Preferred Stock (the "Preferred Shares"), having an initial liquidation price of $100 per Preferred Share (the "Dividend"). As a result of the Dividend, the reporting person directly received 1,687 Preferred Shares. The receipt of Preferred Shares in the Dividend was approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended ("Rule 16b-3").

SEC source: 0001225208-20-011781 · doc4.xml · nonDerivative · entry 1

VADON MARK C · CIK 0001287613 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380

F1 · shares: On August 21, 2020, the Issuer announced that an authorized committee of the Issuer's board of directors declared a special dividend on each outstanding share of its common stock payable on September 14, 2020 to all holders of record as of 5:00 p.m., New York City time, on August 31, 2020 consisting of (i) a special cash dividend in the amount of $1.50 per common share and (ii) a special dividend of 0.03 shares of newly issued 8.0% Series A Cumulative Redeemable Preferred Stock (the "Preferred Shares"), having an initial liquidation price of $100 per Preferred Share (the "Dividend"). As a result of the Dividend, the reporting person directly received 380 Preferred Shares. The receipt of Preferred Shares in the Dividend was approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended ("Rule 16b-3").

SEC source: 0001225208-20-011783 · doc4.xml · nonDerivative · entry 1

GEORGE MICHAEL A · CIK 0001280367 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,410

F1 · shares: On August 21, 2020, the Issuer announced that an authorized committee of the Issuer's board of directors declared a special dividend on each outstanding share of its common stock payable on September 14, 2020 to all holders of record as of 5:00 p.m., New York City time, on August 31, 2020 consisting of (i) a special cash dividend in the amount of $1.50 per common share and (ii) a special dividend of 0.03 shares of newly issued 8.0% Series A Cumulative Redeemable Preferred Stock (the "Preferred Shares"), having an initial liquidation price of $100 per Preferred Share (the "Dividend"). As a result of the Dividend, the reporting person directly received 75,410 Preferred Shares. The receipt of Preferred Shares in the Dividend was approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended ("Rule 16b-3").

SEC source: 0001225208-20-011778 · doc4.xml · derivative · entry 3

DIAS FIONA P · CIK 0001209881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 373

Underlying: 8% Series A Cumulative Redeemable Preferred Stock · 373 shares

Expires 2020-12-09

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one Preferred Share.

F3 · shares: In connection with the Dividend, all RSUs with respect to the Issuer's common stock ("Original RSUs") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which RSU awards held by the reporting person were granted. Each holder of an Original RSU was entitled to receive an RSU with respect to a number of Preferred Shares equal to 0.03 multiplied by the number of shares of common stock underlying the Original RSU, subject to the same terms and conditions as the Original RSU. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3.

F3 · derivative.underlying_shares: In connection with the Dividend, all RSUs with respect to the Issuer's common stock ("Original RSUs") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which RSU awards held by the reporting person were granted. Each holder of an Original RSU was entitled to receive an RSU with respect to a number of Preferred Shares equal to 0.03 multiplied by the number of shares of common stock underlying the Original RSU, subject to the same terms and conditions as the Original RSU. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3.

F3 · balance_after: In connection with the Dividend, all RSUs with respect to the Issuer's common stock ("Original RSUs") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which RSU awards held by the reporting person were granted. Each holder of an Original RSU was entitled to receive an RSU with respect to a number of Preferred Shares equal to 0.03 multiplied by the number of shares of common stock underlying the Original RSU, subject to the same terms and conditions as the Original RSU. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3.

SEC source: 0001225208-20-011778 · doc4.xml · derivative · entry 2

DIAS FIONA P · CIK 0001209881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269

Underlying: 8% Series A Cumulative Redeemable Preferred Stock · 269 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one Preferred Share.

F3 · shares: In connection with the Dividend, all RSUs with respect to the Issuer's common stock ("Original RSUs") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which RSU awards held by the reporting person were granted. Each holder of an Original RSU was entitled to receive an RSU with respect to a number of Preferred Shares equal to 0.03 multiplied by the number of shares of common stock underlying the Original RSU, subject to the same terms and conditions as the Original RSU. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3.

F4 · derivative.exercise_date: Each RSU vests upon the reporting person's termination of service to the Issuer's board of directors.

F5 · derivative.expiration_date: Each RSU expires upon the reporting person's termination of service to the Issuer's board of directors.

F3 · derivative.underlying_shares: In connection with the Dividend, all RSUs with respect to the Issuer's common stock ("Original RSUs") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which RSU awards held by the reporting person were granted. Each holder of an Original RSU was entitled to receive an RSU with respect to a number of Preferred Shares equal to 0.03 multiplied by the number of shares of common stock underlying the Original RSU, subject to the same terms and conditions as the Original RSU. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3.

F3 · balance_after: In connection with the Dividend, all RSUs with respect to the Issuer's common stock ("Original RSUs") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which RSU awards held by the reporting person were granted. Each holder of an Original RSU was entitled to receive an RSU with respect to a number of Preferred Shares equal to 0.03 multiplied by the number of shares of common stock underlying the Original RSU, subject to the same terms and conditions as the Original RSU. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3.

SEC source: 0001225208-20-011778 · doc4.xml · nonDerivative · entry 1

DIAS FIONA P · CIK 0001209881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239

F1 · shares: On August 21, 2020, the Issuer announced that an authorized committee of the Issuer's board of directors declared a special dividend on each outstanding share of its common stock payable on September 14, 2020 to all holders of record as of 5:00 p.m., New York City time, on August 31, 2020 consisting of (i) a special cash dividend in the amount of $1.50 per common share and (ii) a special dividend of 0.03 shares of newly issued 8.0% Series A Cumulative Redeemable Preferred Stock (the "Preferred Shares"), having an initial liquidation price of $100 per Preferred Share (the "Dividend"). As a result of the Dividend, the reporting person directly received 239 Preferred Shares. The receipt of Preferred Shares in the Dividend was approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended ("Rule 16b-3").

SEC source: 0001225208-20-011780 · doc4.xml · nonDerivative · entry 2

ROSENTHALER ALBERT E · CIK 0001195195 · Chief Corp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) Savings Plan

Disclosed balance after: 554

F1 · shares: On August 21, 2020, the Issuer announced that an authorized committee of the Issuer's board of directors declared a special dividend on each outstanding share of its common stock payable on September 14, 2020 to all holders of record as of 5:00 p.m., New York City time, on August 31, 2020 consisting of (i) a special cash dividend in the amount of $1.50 per common share and (ii) a special dividend of 0.03 shares of newly issued 8.0% Series A Cumulative Redeemable Preferred Stock (the "Preferred Shares"), having an initial liquidation price of $100 per Preferred Share (the "Dividend"). As a result of the Dividend, the reporting person (i) directly received 4,770 Preferred Shares and (ii) indirectly received 554 Preferred Shares through the 401(k) Savings Plan. The receipt of Preferred Shares in the Dividend was approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended ("Rule 16b-3").

F2 · balance_after: The number of Preferred Shares reported as received by the reporting person's 401(k) is based on a statement from the Plan Administrator dated as of September 22, 2020.

SEC source: 0001225208-20-011780 · doc4.xml · nonDerivative · entry 1

ROSENTHALER ALBERT E · CIK 0001195195 · Chief Corp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,770

F1 · shares: On August 21, 2020, the Issuer announced that an authorized committee of the Issuer's board of directors declared a special dividend on each outstanding share of its common stock payable on September 14, 2020 to all holders of record as of 5:00 p.m., New York City time, on August 31, 2020 consisting of (i) a special cash dividend in the amount of $1.50 per common share and (ii) a special dividend of 0.03 shares of newly issued 8.0% Series A Cumulative Redeemable Preferred Stock (the "Preferred Shares"), having an initial liquidation price of $100 per Preferred Share (the "Dividend"). As a result of the Dividend, the reporting person (i) directly received 4,770 Preferred Shares and (ii) indirectly received 554 Preferred Shares through the 401(k) Savings Plan. The receipt of Preferred Shares in the Dividend was approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended ("Rule 16b-3").

SEC source: 0001225208-20-011775 · doc4.xml · nonDerivative · entry 2

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Barton Descendants' Trust 12/30/04

Disclosed balance after: 1

F1 · shares: On August 21, 2020, the Issuer announced that an authorized committee of the Issuer's board of directors declared a special dividend on each outstanding share of its common stock payable on September 14, 2020 to all holders of record as of 5:00 p.m., New York City time, on August 31, 2020 consisting of (i) a special cash dividend in the amount of $1.50 per common share and (ii) a special dividend of 0.03 shares of newly issued 8.0% Series A Cumulative Redeemable Preferred Stock (the "Preferred Shares"), having an initial liquidation price of $100 per Preferred Share (the "Dividend"). As a result of the Dividend, the reporting person (i) directly received 18 Preferred Shares and (ii) indirectly received 1 Preferred Share through the Barton Descendants' Trust 12/30/04. The receipt of Preferred Shares in the Dividend was approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended ("Rule 16b-3").

SEC source: 0001225208-20-011775 · doc4.xml · nonDerivative · entry 1

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18

F1 · shares: On August 21, 2020, the Issuer announced that an authorized committee of the Issuer's board of directors declared a special dividend on each outstanding share of its common stock payable on September 14, 2020 to all holders of record as of 5:00 p.m., New York City time, on August 31, 2020 consisting of (i) a special cash dividend in the amount of $1.50 per common share and (ii) a special dividend of 0.03 shares of newly issued 8.0% Series A Cumulative Redeemable Preferred Stock (the "Preferred Shares"), having an initial liquidation price of $100 per Preferred Share (the "Dividend"). As a result of the Dividend, the reporting person (i) directly received 18 Preferred Shares and (ii) indirectly received 1 Preferred Share through the Barton Descendants' Trust 12/30/04. The receipt of Preferred Shares in the Dividend was approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended ("Rule 16b-3").

SEC source: 0001104659-20-107954 · a4.xml · derivative · entry 2

RAPLEY DAVID E · CIK 0001195192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186

Underlying: 8% Series A Cumulative Redeemable Preferred Stock · 186 shares

Expires 2020-12-09

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one Preferred Share.

F3 · shares: In connection with the Dividend, all RSUs with respect to the Issuer's common stock ("Original RSUs") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which RSU awards held by the reporting person were granted. Each holder of an Original RSU was entitled to receive an RSU with respect to a number of Preferred Shares equal to 0.03 multiplied by the number of shares of common stock underlying the Original RSU, subject to the same terms and conditions as the Original RSU. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3.

F3 · derivative.underlying_shares: In connection with the Dividend, all RSUs with respect to the Issuer's common stock ("Original RSUs") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which RSU awards held by the reporting person were granted. Each holder of an Original RSU was entitled to receive an RSU with respect to a number of Preferred Shares equal to 0.03 multiplied by the number of shares of common stock underlying the Original RSU, subject to the same terms and conditions as the Original RSU. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3.

F3 · balance_after: In connection with the Dividend, all RSUs with respect to the Issuer's common stock ("Original RSUs") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which RSU awards held by the reporting person were granted. Each holder of an Original RSU was entitled to receive an RSU with respect to a number of Preferred Shares equal to 0.03 multiplied by the number of shares of common stock underlying the Original RSU, subject to the same terms and conditions as the Original RSU. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3.

SEC source: 0001104659-20-107954 · a4.xml · nonDerivative · entry 1

RAPLEY DAVID E · CIK 0001195192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294

F1 · shares: On August 21, 2020, the Issuer announced that an authorized committee of the Issuer's board of directors declared a special dividend on each outstanding share of its common stock payable on September 14, 2020 to all holders of record as of 5:00 p.m., New York City time, on August 31, 2020 consisting of (i) a special cash dividend in the amount of $1.50 per common share and (ii) a special dividend of 0.03 shares of newly issued 8.0% Series A Cumulative Redeemable Preferred Stock (the "Preferred Shares"), having an initial liquidation price of $100 per Preferred Share (the "Dividend"). As a result of the Dividend, the reporting person directly received 294 Preferred Shares. The receipt of Preferred Shares in the Dividend was approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended ("Rule 16b-3").

SEC source: 0001104659-20-107957 · a4.xml · derivative · entry 1

Wendling Brian J · CIK 0001663090 · CAO/PFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46

Underlying: 8% Series A Cumulative Redeemable Preferred Stock · 46 shares

Expires 2020-12-10

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one Preferred Share (as defined in the Remarks section).

F2 · shares: In connection with the Dividend (as described in the Remarks section), all RSUs with respect to the Issuer's common stock ("Original RSUs") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which RSU awards held by the reporting person were granted. Each holder of an Original RSU was entitled to receive an RSU with respect to a number of Preferred Shares equal to 0.03 multiplied by the number of shares of common stock underlying the Original RSU, subject to the same terms and conditions as the Original RSU. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended (Rule 16b-3).

F2 · derivative.underlying_shares: In connection with the Dividend (as described in the Remarks section), all RSUs with respect to the Issuer's common stock ("Original RSUs") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which RSU awards held by the reporting person were granted. Each holder of an Original RSU was entitled to receive an RSU with respect to a number of Preferred Shares equal to 0.03 multiplied by the number of shares of common stock underlying the Original RSU, subject to the same terms and conditions as the Original RSU. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended (Rule 16b-3).

F2 · balance_after: In connection with the Dividend (as described in the Remarks section), all RSUs with respect to the Issuer's common stock ("Original RSUs") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which RSU awards held by the reporting person were granted. Each holder of an Original RSU was entitled to receive an RSU with respect to a number of Preferred Shares equal to 0.03 multiplied by the number of shares of common stock underlying the Original RSU, subject to the same terms and conditions as the Original RSU. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended (Rule 16b-3).