Tapewire

Nasdaq · USD

QUIK

QUICKLOGIC Corp

Export transactions ↓
Tapewire entity
6355
SEC CIK
0000882508
Parsed reports
362

Last 12 months

Inside the activity.

0 purchase rows · 20 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202600
Feb 202601
Mar 202604
Apr 202602
May 202603
Jun 202600
Jul 202600
Aug 202600
Sep 202607
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 15, 2022 Filed Jul 19, 2022 20:40 UTC
SAXE TIMOTHYSR. VP AND CTO
Exercise / conversionCommon Stock 21,331 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-007781 · form4-07192022_010715.xml · nonDerivative · entry 1

SAXE TIMOTHY · CIK 0001242025 · SR. VP AND CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,947

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2022 Filed Jul 19, 2022 20:39 UTC
TAUSS GARY HDirector
Exercise / conversionRestricted Stock Unit · Derivative 3,716 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-22-007779 · form4-07192022_010756.xml · derivative · entry 2

TAUSS GARY H · CIK 0001261838 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,716 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

F1 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

Read SEC document
July 15, 2022 Filed Jul 19, 2022 20:39 UTC
TAUSS GARY HDirector
Exercise / conversionCommon Stock 3,716 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-007779 · form4-07192022_010756.xml · nonDerivative · entry 1

TAUSS GARY H · CIK 0001261838 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,315

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2022 Filed Jul 19, 2022 20:38 UTC Exercise / conversionRestricted Stock Unit · Derivative 3,716 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-22-007777 · form4-07192022_010708.xml · derivative · entry 2

CHRISTINE RUSSELL · CIK 0001226107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,716 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

F1 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

Read SEC document
July 15, 2022 Filed Jul 19, 2022 20:38 UTC Exercise / conversionCommon Stock 3,716 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-007777 · form4-07192022_010708.xml · nonDerivative · entry 1

CHRISTINE RUSSELL · CIK 0001226107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2022 Filed Jul 19, 2022 20:37 UTC Exercise / conversionRestricted Stock Unit · Derivative 3,716 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-22-007775 · form4-07192022_010754.xml · derivative · entry 2

Rabinovitsj Daniel A · CIK 0001325243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,716 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

F1 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

Read SEC document
July 15, 2022 Filed Jul 19, 2022 20:37 UTC Exercise / conversionCommon Stock 3,716 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-007775 · form4-07192022_010754.xml · nonDerivative · entry 1

Rabinovitsj Daniel A · CIK 0001325243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,644

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2022 Filed Jul 19, 2022 20:35 UTC Exercise / conversionRestricted Stock Unit · Derivative 7,433 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-22-007772 · form4-07192022_010754.xml · derivative · entry 2

FARESE MICHAEL J. · CIK 0001172508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,433 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

F1 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

Read SEC document
July 15, 2022 Filed Jul 19, 2022 20:35 UTC Exercise / conversionCommon Stock 7,433 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-007772 · form4-07192022_010754.xml · nonDerivative · entry 1

FARESE MICHAEL J. · CIK 0001172508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,720

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2022 Filed Jul 19, 2022 20:36 UTC Exercise / conversionRestricted Stock Unit · Derivative 3,716 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-22-007774 · form4-07192022_010758.xml · derivative · entry 2

PEASE ANDREW J · CIK 0001256983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,716 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

F1 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

Read SEC document
July 15, 2022 Filed Jul 19, 2022 20:36 UTC Exercise / conversionCommon Stock 3,716 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-007774 · form4-07192022_010758.xml · nonDerivative · entry 1

PEASE ANDREW J · CIK 0001256983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,696

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2022 Filed Jun 9, 2022 21:25 UTC SaleCommon Stock 142 $7.72 $1,096.24
Disclosure

SEC source: 0001179110-22-003271 · edgar.xml · nonDerivative · entry 2

CHRISTINE RUSSELL · CIK 0001226107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1

F1 · shares: Shares sold in this transaction were sold for tax purposes.

Read SEC document
June 08, 2022 Filed Jun 9, 2022 21:25 UTC SaleCommon Stock 4,400 $7.69 $33,836.00
Disclosure

SEC source: 0001179110-22-003271 · edgar.xml · nonDerivative · entry 1

CHRISTINE RUSSELL · CIK 0001226107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143

Read SEC document
May 19, 2022 Filed May 23, 2022 21:59 UTC
SAXE TIMOTHYSr. VP and CTO
SaleCommon Stock 216 $5.63 $1,216.02
Disclosure

SEC source: 0001179110-22-003112 · edgar.xml · nonDerivative · entry 1

SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,616

F1 · kind: Shares were sold to cover the taxes from restricted stock units that were vested on May 13, 2022.

Read SEC document
May 13, 2022 Filed May 16, 2022 20:40 UTC
SAXE TIMOTHYSr. VP and CTO
GrantRestricted Stock Units · Derivative 604 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-22-003025 · edgar.xml · derivative · entry 1

SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 604

Underlying: Common Stock · 604 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted stock units vest 100% upon grant date, May 13, 2022.

F1 · derivative.expiration_date: Restricted stock units vest 100% upon grant date, May 13, 2022.

Read SEC document
May 13, 2022 Filed May 17, 2022 20:22 UTC
Nader EliasCFO, SVP Finance
Tax withholdingCommon Stock 1,058 $5.48 $5,797.84
Disclosure

SEC source: 0001179110-22-003062 · edgar.xml · nonDerivative · entry 1

Nader Elias · CIK 0001571322 · CFO, SVP Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,745

F1 · kind: The tax obligation resulting from the restricted stock units released on May 10, 2022 was covered by shares sold on May 13, 2022.

Read SEC document
May 10, 2022 Filed May 12, 2022 20:24 UTC
Nader EliasCFO, SVP Finance
Exercise / conversionRestricted Stock Units · Derivative 2,803 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-22-002968 · edgar.xml · derivative · entry 2

Nader Elias · CIK 0001571322 · CFO, SVP Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,412

Underlying: Common Stock · 2,803 shares

Expires 2022-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2022 Filed May 12, 2022 20:24 UTC
Nader EliasCFO, SVP Finance
Exercise / conversionCommon Stock 2,803 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-002968 · edgar.xml · nonDerivative · entry 1

Nader Elias · CIK 0001571322 · CFO, SVP Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,803

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 22, 2022 Filed Apr 25, 2022 22:07 UTC
Faith Brian CDirector · President and CEO
SaleCommon Stock 9,156 $4.85 $44,373.64
Disclosure

SEC source: 0001179110-22-002727 · edgar.xml · nonDerivative · entry 1

Faith Brian C · CIK 0001518884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,819

F1 · shares: Shares were sold to cover the taxes from performance stock units that were awarded and vested on April 5, 2022.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 20:56 UTC
Faith Brian CDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 16,605 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-22-002636 · edgar.xml · derivative · entry 3

Faith Brian C · CIK 0001518884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,605 shares

Expires 2022-04-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 20:56 UTC
Faith Brian CDirector · President and CEO
GrantRestricted Stock Units · Derivative 16,605 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-22-002636 · edgar.xml · derivative · entry 2

Faith Brian C · CIK 0001518884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,605

Underlying: Common Stock · 16,605 shares

Expires 2022-04-05

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 20:56 UTC
Faith Brian CDirector · President and CEO
Exercise / conversionCommon Stock 16,605 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-002636 · edgar.xml · nonDerivative · entry 1

Faith Brian C · CIK 0001518884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,975

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2022 Filed Mar 14, 2022 20:22 UTC
Faith Brian CDirector · President and CEO
SaleCommon Stock 1 $4.90 $4.90
Disclosure

SEC source: 0001179110-22-002197 · edgar.xml · nonDerivative · entry 2

Faith Brian C · CIK 0001518884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,370

F1 · kind: Shares were sold to cover the taxes from restricted stock units that were vested on March 8, 2022.

Read SEC document
March 11, 2022 Filed Mar 14, 2022 20:22 UTC
Faith Brian CDirector · President and CEO
SaleCommon Stock 403 $5.03 $2,027.09
Disclosure

SEC source: 0001179110-22-002197 · edgar.xml · nonDerivative · entry 1

Faith Brian C · CIK 0001518884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,371

F1 · kind: Shares were sold to cover the taxes from restricted stock units that were vested on March 8, 2022.

Read SEC document
March 11, 2022 Filed Mar 14, 2022 20:21 UTC
SAXE TIMOTHYSr. VP and CTO
SaleCommon Stock 232 $5.03 $1,166.96
Disclosure

SEC source: 0001179110-22-002196 · edgar.xml · nonDerivative · entry 1

SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,257

F1 · kind: Shares were sold to cover the taxes from restricted stock units that were vested on March 8, 2022.

Read SEC document
March 08, 2022 Filed Mar 11, 2022 01:14 UTC
Faith Brian CDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 1,170 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-22-002129 · edgar.xml · derivative · entry 2

Faith Brian C · CIK 0001518884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,170 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date.

F2 · derivative.expiration_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date.

Read SEC document
March 08, 2022 Filed Mar 11, 2022 01:14 UTC
Faith Brian CDirector · President and CEO
Exercise / conversionCommon Stock 1,170 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-002129 · edgar.xml · nonDerivative · entry 1

Faith Brian C · CIK 0001518884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2022 Filed Mar 11, 2022 01:13 UTC
SAXE TIMOTHYSr. VP and CTO
Exercise / conversionRestricted Stock Units · Derivative 664 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-22-002128 · edgar.xml · derivative · entry 2

SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 664 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date.

F2 · derivative.expiration_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date.

Read SEC document
March 08, 2022 Filed Mar 11, 2022 01:13 UTC
SAXE TIMOTHYSr. VP and CTO
Exercise / conversionCommon Stock 664 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-002128 · edgar.xml · nonDerivative · entry 1

SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,460

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 01:11 UTC
Faith Brian CDirector · PRESIDENT AND CEO
SaleCommon Stock 41,170 $4.36 $179,546.49
Disclosure

SEC source: 0001415889-22-002450 · form4-03032022_050305.xml · nonDerivative · entry 1

Faith Brian C · CIK 0001518884 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,604

F1 · shares: Shares were sold to cover the taxes from performance stock units that were awarded and vested on February 24, 2022.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $4.31 to $4.775. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 01:10 UTC
SAXE TIMOTHYSR. VP AND CTO
SaleCommon Stock 21,409 $4.36 $93,411.75
Disclosure

SEC source: 0001415889-22-002448 · form4-03032022_050309.xml · nonDerivative · entry 1

SAXE TIMOTHY · CIK 0001242025 · SR. VP AND CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,796

F1 · shares: Shares were sold to cover the taxes from performance stock units that were awarded and vested on February 24, 2022.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $4.31 to $4.83. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
February 24, 2022 Filed Mar 1, 2022 00:33 UTC
SAXE TIMOTHYSr. VP and CTO
Exercise / conversionPerformance Stock Units · Derivative 50,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-22-001726 · edgar.xml · derivative · entry 3

SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2022-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Performance stock units were awarded and vested based on the achievement of performance goals related to company performance in fiscal year 2021.

Read SEC document
February 24, 2022 Filed Mar 1, 2022 00:33 UTC
SAXE TIMOTHYSr. VP and CTO
GrantPerformance Stock Units · Derivative 50,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-22-001726 · edgar.xml · derivative · entry 2

SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2022-02-24

F1 · kind: Performance stock units were awarded and vested based on the achievement of performance goals related to company performance in fiscal year 2021.

Read SEC document
February 24, 2022 Filed Mar 1, 2022 00:33 UTC
SAXE TIMOTHYSr. VP and CTO
Exercise / conversionCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-001726 · edgar.xml · nonDerivative · entry 1

SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2022 Filed Mar 1, 2022 00:33 UTC
Faith Brian CDirector · President and CEO
Exercise / conversionPerformance Stock Units · Derivative 100,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-22-001725 · edgar.xml · derivative · entry 3

Faith Brian C · CIK 0001518884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2022-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Performance stock units were awarded and vested based on the achievement of performance goals related to company performance in fiscal year 2021.

Read SEC document
February 24, 2022 Filed Mar 1, 2022 00:33 UTC
Faith Brian CDirector · President and CEO
GrantPerformance Stock Units · Derivative 100,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-22-001725 · edgar.xml · derivative · entry 2

Faith Brian C · CIK 0001518884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2022-02-24

F1 · kind: Performance stock units were awarded and vested based on the achievement of performance goals related to company performance in fiscal year 2021.

Read SEC document
February 24, 2022 Filed Mar 1, 2022 00:33 UTC
Faith Brian CDirector · President and CEO
Exercise / conversionCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-001725 · edgar.xml · nonDerivative · entry 1

Faith Brian C · CIK 0001518884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2022 Filed Feb 11, 2022 21:48 UTC
Nader EliasCFO, SVP Finance
GrantRestricted Stock Units · Derivative 11,215 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-22-001106 · edgar.xml · derivative · entry 2

Nader Elias · CIK 0001571322 · CFO, SVP Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,215

Underlying: Common Stock · 11,215 shares

Expires not disclosed

F2 · derivative.exercise_date: 25% of the RSUs shall vest quarterly from the grant date over a one-year period, subject to the continued employment of Mr. Nader with the Company.

F2 · derivative.expiration_date: 25% of the RSUs shall vest quarterly from the grant date over a one-year period, subject to the continued employment of Mr. Nader with the Company.

Read SEC document
February 10, 2022 Filed Feb 11, 2022 21:48 UTC
Nader EliasCFO, SVP Finance
GrantRestricted Stock Units · Derivative 37,383 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-22-001106 · edgar.xml · derivative · entry 1

Nader Elias · CIK 0001571322 · CFO, SVP Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,383

Underlying: Common Stock · 37,383 shares

Expires not disclosed

F1 · derivative.exercise_date: 25% of the RSUs shall vest on the one-year anniversary of the Grant Date and one eighth of the RSUs shall vest every six months thereafter subject to the continued employment of Mr.Nader with the Company.

F1 · derivative.expiration_date: 25% of the RSUs shall vest on the one-year anniversary of the Grant Date and one eighth of the RSUs shall vest every six months thereafter subject to the continued employment of Mr.Nader with the Company.

Read SEC document
December 09, 2021 Filed Jan 7, 2022 21:52 UTC
Kim JoyceDirector
GrantRestricted Stock Units · Derivative 3,996 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-22-000337 · edgar.xml · derivative · entry 1

Kim Joyce · CIK 0001901839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,996

Underlying: Common Stock · 3,996 shares

Expires 2022-12-09

Read SEC document
December 09, 2021 Filed Aug 25, 2023 21:02 UTC GrantRestricted Stock Unit · Derivative 3,996 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-012668 · form4-08252023_090833.xml · derivative · entry 3

Krishnan Radhika · CIK 0001797974 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,996

Underlying: Common Stock · 3,996 shares

Expires not disclosed

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

F2 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

Read SEC document
September 10, 2021 Filed Sep 10, 2021 22:12 UTC
SAXE TIMOTHYSr. VP and CTO
SaleCommon Stock 240 $5.72 $1,372.80
Disclosure

SEC source: 0001179110-21-008725 · edgar.xml · nonDerivative · entry 2

SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,655

F1 · shares: Shares were sold to cover the taxes.

Read SEC document
September 10, 2021 Filed Sep 10, 2021 22:11 UTC
Faith Brian CDirector · President and CEO
SaleCommon Stock 418 $5.72 $2,390.96
Disclosure

SEC source: 0001179110-21-008724 · edgar.xml · nonDerivative · entry 2

Faith Brian C · CIK 0001518884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,786

F1 · shares: Shares were sold to cover the taxes.

Read SEC document
September 08, 2021 Filed Sep 10, 2021 22:12 UTC
SAXE TIMOTHYSr. VP and CTO
Exercise / conversionRestricted Stock Unit · Derivative 664 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-21-008725 · edgar.xml · derivative · entry 3

SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 664

Underlying: Common Stock · 664 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date.

F3 · derivative.expiration_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date.

Read SEC document
September 08, 2021 Filed Sep 10, 2021 22:12 UTC
SAXE TIMOTHYSr. VP and CTO
Exercise / conversionCommon Stock 664 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-008725 · edgar.xml · nonDerivative · entry 1

SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2021 Filed Sep 10, 2021 22:11 UTC
Faith Brian CDirector · President and CEO
Exercise / conversionRestricted Stock Unit · Derivative 1,170 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-21-008724 · edgar.xml · derivative · entry 3

Faith Brian C · CIK 0001518884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,170

Underlying: Common Stock · 1,170 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date.

F3 · derivative.expiration_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date.

Read SEC document
September 08, 2021 Filed Sep 10, 2021 22:11 UTC
Faith Brian CDirector · President and CEO
Exercise / conversionCommon Stock 1,170 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-008724 · edgar.xml · nonDerivative · entry 1

Faith Brian C · CIK 0001518884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,204

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 03, 2021 Filed Sep 8, 2021 23:03 UTC Exercise / conversionRestricted Stock Unit · Derivative 4,400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-21-008687 · edgar.xml · derivative · entry 2

Krueger Arturo · CIK 0001304940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

F1 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

Read SEC document
September 03, 2021 Filed Sep 8, 2021 23:03 UTC Exercise / conversionCommon Stock 4,400 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-008687 · edgar.xml · nonDerivative · entry 1

Krueger Arturo · CIK 0001304940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,062

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 03, 2021 Filed Sep 8, 2021 23:02 UTC
TAUSS GARY HDirector
Exercise / conversionRestricted Stock Unit · Derivative 4,400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-21-008686 · edgar.xml · derivative · entry 2

TAUSS GARY H · CIK 0001261838 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

F1 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.