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Nasdaq · USD

QUIK

QUICKLOGIC Corp

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Tapewire entity
6355
SEC CIK
0000882508
Parsed reports
362

Last 12 months

Inside the activity.

0 purchase rows · 20 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202600
Feb 202601
Mar 202604
Apr 202602
May 202603
Jun 202600
Jul 202600
Aug 202600
Sep 202607
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 24, 2023 Filed Aug 25, 2023 21:10 UTC
Faith Brian CDirector · PRESIDENT AND CEO
GrantRestricted Stock Unit · Derivative 68,913 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-012675 · form4-08252023_090830.xml · derivative · entry 1

Faith Brian C · CIK 0001518884 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,913

Underlying: Common Stock · 68,913 shares

Expires not disclosed

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: Restricted stock units vest 50% after one year after date of issuance and the remaining 50% after two years from the date of issuance, subject to continued employment of the grantee.

F2 · derivative.expiration_date: Restricted stock units vest 50% after one year after date of issuance and the remaining 50% after two years from the date of issuance, subject to continued employment of the grantee.

Read SEC document
August 24, 2023 Filed Aug 25, 2023 21:10 UTC
SAXE TIMOTHYSR. VP AND CTO
GrantRestricted Stock Unit · Derivative 32,816 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-012674 · form4-08252023_090853.xml · derivative · entry 1

SAXE TIMOTHY · CIK 0001242025 · SR. VP AND CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,816

Underlying: Common Stock · 32,816 shares

Expires not disclosed

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: Restricted stock units vest 50% after one year after date of issuance and the remaining 50% after two years from the date of issuance, subject to continued employment of the grantee.

F2 · derivative.expiration_date: Restricted stock units vest 50% after one year after date of issuance and the remaining 50% after two years from the date of issuance, subject to continued employment of the grantee.

Read SEC document
August 24, 2023 Filed Aug 25, 2023 21:09 UTC
TAUSS GARY HDirector
GrantRestricted Stock Unit · Derivative 4,171 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-012673 · form4-08252023_090857.xml · derivative · entry 3

TAUSS GARY H · CIK 0001261838 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,171

Underlying: Common Stock · 4,171 shares

Expires not disclosed

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

F2 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

Read SEC document
August 24, 2023 Filed Aug 25, 2023 21:08 UTC GrantRestricted Stock Unit · Derivative 4,171 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-012672 · form4-08252023_090826.xml · derivative · entry 3

CHRISTINE RUSSELL · CIK 0001226107 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,171

Underlying: Common Stock · 4,171 shares

Expires not disclosed

F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

F3 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

Read SEC document
August 24, 2023 Filed Aug 25, 2023 21:07 UTC GrantRestricted Stock Unit · Derivative 4,171 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-012671 · form4-08252023_090825.xml · derivative · entry 3

PEASE ANDREW J · CIK 0001256983 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,171

Underlying: Common Stock · 4,171 shares

Expires not disclosed

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

F2 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

Read SEC document
August 24, 2023 Filed Aug 25, 2023 21:07 UTC
Kim JoyceDirector
GrantRestricted Stock Unit · Derivative 2,858 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-012670 · form4-08252023_090853.xml · derivative · entry 3

Kim Joyce · CIK 0001901839 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,858

Underlying: Common Stock · 2,858 shares

Expires not disclosed

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

F2 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

Read SEC document
August 24, 2023 Filed Aug 25, 2023 21:04 UTC GrantRestricted Stock Unit · Derivative 7,030 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-012669 · form4-08252023_090838.xml · derivative · entry 3

FARESE MICHAEL J. · CIK 0001172508 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,030

Underlying: Common Stock · 7,030 shares

Expires not disclosed

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

F2 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

Read SEC document
August 24, 2023 Filed Aug 25, 2023 21:02 UTC GrantRestricted Stock Unit · Derivative 2,858 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-012668 · form4-08252023_090833.xml · derivative · entry 6

Krishnan Radhika · CIK 0001797974 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,858

Underlying: Common Stock · 2,858 shares

Expires not disclosed

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

F2 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

Read SEC document
August 16, 2023 Filed Dec 1, 2023 01:01 UTC
Nader EliasCFO, SVP FINANCE
SaleCommon Stock 1,391 $8.49 $11,808.62
Disclosure

SEC source: 0001415889-23-015646 · form4-12012023_011228.xml · nonDerivative · entry 1

Nader Elias · CIK 0001571322 · CFO, SVP FINANCE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,863

F1 · shares: Shares were sold to cover the taxes from restricted stock units that vested on August 10, 2023.

Read SEC document
August 10, 2023 Filed Aug 14, 2023 21:15 UTC
Nader EliasCFO, SVP FINANCE
Exercise / conversionRestricted Stock Unit · Derivative 4,672 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-012222 · form4-08142023_090830.xml · derivative · entry 2

Nader Elias · CIK 0001571322 · CFO, SVP FINANCE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,365

Underlying: Common Stock · 4,672 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 25% of the RSUs shall vest at quarter and 1/8 of the RSU's shall vest quarterly from grant date over 4 year period, subject to the continued employment of Mr. Nader with the Company.

F1 · derivative.expiration_date: 25% of the RSUs shall vest at quarter and 1/8 of the RSU's shall vest quarterly from grant date over 4 year period, subject to the continued employment of Mr. Nader with the Company.

Read SEC document
August 10, 2023 Filed Aug 14, 2023 21:15 UTC
Nader EliasCFO, SVP FINANCE
Exercise / conversionCommon Stock 4,672 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-012222 · form4-08142023_090830.xml · nonDerivative · entry 1

Nader Elias · CIK 0001571322 · CFO, SVP FINANCE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,254

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 19, 2023 Filed Jul 24, 2023 20:45 UTC
SAXE TIMOTHYSR. VP AND CTO
SaleCommon Stock 7,907 $8.42 $66,559.54
Disclosure

SEC source: 0001415889-23-011414 · form4-07242023_080713.xml · nonDerivative · entry 1

SAXE TIMOTHY · CIK 0001242025 · SR. VP AND CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,907

F1 · shares: Shares were sold to cover the taxes from restricted stock units that were awarded and vested on July 15, 2023

Read SEC document
July 19, 2023 Filed Jul 24, 2023 20:43 UTC
Faith Brian CDirector · PRESIDENT AND CEO
SaleCommon Stock 12,658 $8.43 $106,671.50
Disclosure

SEC source: 0001415889-23-011412 · form4-07242023_080739.xml · nonDerivative · entry 1

Faith Brian C · CIK 0001518884 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,810

F1 · shares: Shares were sold to cover the taxes from performance stock units that were awarded and vested on July 15, 2023.

Read SEC document
July 15, 2023 Filed Jul 18, 2023 19:13 UTC
Faith Brian CDirector · PRESIDENT AND CEO
Exercise / conversionRestricted Stock Unit · Derivative 34,129 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-011227 · form4-07182023_070754.xml · derivative · entry 2

Faith Brian C · CIK 0001518884 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,129 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 25% of the RSUs shall vest quarterly from the grant date over a one-year period, subject to the continued employment of Mr. Nader with the Company.

F1 · derivative.expiration_date: 25% of the RSUs shall vest quarterly from the grant date over a one-year period, subject to the continued employment of Mr. Nader with the Company.

Read SEC document
July 15, 2023 Filed Jul 18, 2023 19:13 UTC
Faith Brian CDirector · PRESIDENT AND CEO
Exercise / conversionCommon Stock 34,129 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-011227 · form4-07182023_070754.xml · nonDerivative · entry 1

Faith Brian C · CIK 0001518884 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,468

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2023 Filed Jul 18, 2023 19:02 UTC
SAXE TIMOTHYSR. VP AND CTO
GrantRestricted Stock Unit · Derivative 21,331 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-011225 · form4-07182023_070715.xml · derivative · entry 2

SAXE TIMOTHY · CIK 0001242025 · SR. VP AND CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,331 shares

Expires not disclosed

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: Restricted stock units vest 50% after one year after date of issuance and the remaining 50% after two years from the date of issuance, subject to continued employment of the grantee.

F2 · derivative.expiration_date: Restricted stock units vest 50% after one year after date of issuance and the remaining 50% after two years from the date of issuance, subject to continued employment of the grantee.

Read SEC document
July 15, 2023 Filed Jul 18, 2023 19:02 UTC
SAXE TIMOTHYSR. VP AND CTO
Exercise / conversionCommon Stock 21,331 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-011225 · form4-07182023_070715.xml · nonDerivative · entry 1

SAXE TIMOTHY · CIK 0001242025 · SR. VP AND CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 19:25 UTC
Nader EliasCFO, SVP FINANCE
SaleCommon Stock 5,110 $5.64 $28,825.51
Disclosure

SEC source: 0001415889-23-002671 · form4-02162023_070253.xml · nonDerivative · entry 1

Nader Elias · CIK 0001571322 · CFO, SVP FINANCE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,582

F1 · shares: Shares were sold to cover the taxes from restricted stock units that were awarded and vested on November 10, 2022.

Read SEC document
February 10, 2023 Filed Feb 13, 2023 21:13 UTC
Nader EliasCFO, SVP FINANCE
Exercise / conversionRestricted Stock Unit · Derivative 9,346 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-002332 · form4-02132023_090245.xml · derivative · entry 3

Nader Elias · CIK 0001571322 · CFO, SVP FINANCE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,346

Underlying: Common Stock · 9,346 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% of the RSUs shall vest at quarter and 1/8 of the RSU's shall vest quarterly from grant date over 4 year period, subject to the continued employment of Mr. Nader with the Company.

F2 · derivative.expiration_date: 25% of the RSUs shall vest at quarter and 1/8 of the RSU's shall vest quarterly from grant date over 4 year period, subject to the continued employment of Mr. Nader with the Company.

Read SEC document
February 10, 2023 Filed Feb 13, 2023 21:13 UTC
Nader EliasCFO, SVP FINANCE
Exercise / conversionRestricted Stock Unit · Derivative 2,804 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-002332 · form4-02132023_090245.xml · derivative · entry 2

Nader Elias · CIK 0001571322 · CFO, SVP FINANCE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,804

Underlying: Common Stock · 2,804 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 25% of the RSUs shall vest quarterly from the grant date over a one-year period, subject to the continued employment of Mr. Nader with the Company.

F1 · derivative.expiration_date: 25% of the RSUs shall vest quarterly from the grant date over a one-year period, subject to the continued employment of Mr. Nader with the Company.

Read SEC document
February 10, 2023 Filed Feb 13, 2023 21:13 UTC
Nader EliasCFO, SVP FINANCE
Exercise / conversionCommon Stock 12,150 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-002332 · form4-02132023_090245.xml · nonDerivative · entry 1

Nader Elias · CIK 0001571322 · CFO, SVP FINANCE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 21:32 UTC
Kim JoyceDirector
Exercise / conversionRestricted Stock Unit · Derivative 3,996 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-22-012482 · form4-12132022_091249.xml · derivative · entry 2

Kim Joyce · CIK 0001901839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,996 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

F1 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 21:32 UTC
Kim JoyceDirector
Exercise / conversionCommon Stock 3,996 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-012482 · form4-12132022_091249.xml · nonDerivative · entry 1

Kim Joyce · CIK 0001901839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,996

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2022 Filed Aug 25, 2023 21:02 UTC Exercise / conversionRestricted Stock Unit · Derivative 3,996 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-012668 · form4-08252023_090833.xml · derivative · entry 4

Krishnan Radhika · CIK 0001797974 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,996 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

F2 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

Read SEC document
December 09, 2022 Filed Aug 25, 2023 21:02 UTC Exercise / conversionCommon Stock 3,996 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-012668 · form4-08252023_090833.xml · nonDerivative · entry 1

Krishnan Radhika · CIK 0001797974 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,996

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2022 Filed Dec 9, 2022 22:50 UTC
SAXE TIMOTHYSR. VP AND CTO
SaleCommon Stock 5,857 $5.91 $34,614.87
Disclosure

SEC source: 0001415889-22-012354 · form4-12092022_101213.xml · nonDerivative · entry 1

SAXE TIMOTHY · CIK 0001242025 · SR. VP AND CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,483

F1 · shares: Shares were sold to cover the taxes from restricted stock units that were awarded and vested on November 28, 2022

Read SEC document
November 28, 2022 Filed Nov 30, 2022 16:33 UTC
SAXE TIMOTHYSR. VP AND CTO
Exercise / conversionRestricted Stock Unit · Derivative 16,393 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-22-011836 · form4-11302022_041156.xml · derivative · entry 4

SAXE TIMOTHY · CIK 0001242025 · SR. VP AND CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,393 shares

Expires 2022-11-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
November 28, 2022 Filed Nov 30, 2022 16:33 UTC
SAXE TIMOTHYSR. VP AND CTO
GrantRestricted Stock Unit · Derivative 16,393 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-22-011836 · form4-11302022_041156.xml · derivative · entry 3

SAXE TIMOTHY · CIK 0001242025 · SR. VP AND CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,393

Underlying: Common Stock · 16,393 shares

Expires 2022-11-28

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
November 28, 2022 Filed Nov 30, 2022 16:33 UTC
SAXE TIMOTHYSR. VP AND CTO
GrantRestricted Stock Unit · Derivative 40,983 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-22-011836 · form4-11302022_041156.xml · derivative · entry 2

SAXE TIMOTHY · CIK 0001242025 · SR. VP AND CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,983

Underlying: Common Stock · 40,983 shares

Expires not disclosed

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: Restricted stock units vest 50% after one year after date of issuance and the remaining 50% after two years from the date of issuance, subject to continued employment of the grantee.

F2 · derivative.expiration_date: Restricted stock units vest 50% after one year after date of issuance and the remaining 50% after two years from the date of issuance, subject to continued employment of the grantee.

Read SEC document
November 28, 2022 Filed Nov 30, 2022 16:33 UTC
SAXE TIMOTHYSR. VP AND CTO
Exercise / conversionCommon Stock 16,393 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-011836 · form4-11302022_041156.xml · nonDerivative · entry 1

SAXE TIMOTHY · CIK 0001242025 · SR. VP AND CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,340

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2022 Filed Nov 30, 2022 16:30 UTC
Nader EliasCFO, SVP FINANCE
GrantRestricted Stock Unit · Derivative 32,786 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-22-011834 · form4-11302022_041127.xml · derivative · entry 1

Nader Elias · CIK 0001571322 · CFO, SVP FINANCE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,786

Underlying: Common Stock · 32,786 shares

Expires not disclosed

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: Restricted stock units vest 50% after one year after date of issuance and the remaining 50% after two years from the date of issuance, subject to continued employment of the grantee.

F2 · derivative.expiration_date: Restricted stock units vest 50% after one year after date of issuance and the remaining 50% after two years from the date of issuance, subject to continued employment of the grantee.

Read SEC document
November 28, 2022 Filed Nov 30, 2022 16:28 UTC
Faith Brian CDirector · PRESIDENT AND CEO
GrantRestricted Stock Unit · Derivative 86,065 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-22-011832 · form4-11302022_041107.xml · derivative · entry 1

Faith Brian C · CIK 0001518884 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,065

Underlying: Common Stock · 86,065 shares

Expires not disclosed

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: Restricted stock units vest 50% after one year after date of issuance and the remaining 50% after two years from the date of issuance, subject to continued employment of the grantee.

F2 · derivative.expiration_date: Restricted stock units vest 50% after one year after date of issuance and the remaining 50% after two years from the date of issuance, subject to continued employment of the grantee.

Read SEC document
November 15, 2022 Filed Nov 16, 2022 22:21 UTC
Nader EliasCFO, SVP FINANCE
SaleCommon Stock 935 $6.80 $6,354.82
Disclosure

SEC source: 0001415889-22-011448 · form4-11162022_101140.xml · nonDerivative · entry 1

Nader Elias · CIK 0001571322 · CFO, SVP FINANCE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,542

F1 · shares: Shares were sold to cover the taxes from restricted stock units that were awarded and vested on November 10, 2022.

Read SEC document
November 10, 2022 Filed Nov 14, 2022 18:32 UTC
Nader EliasCFO, SVP FINANCE
Exercise / conversionRestricted Stock Unit · Derivative 2,804 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-22-011328 · form4-11142022_061152.xml · derivative · entry 2

Nader Elias · CIK 0001571322 · CFO, SVP FINANCE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,804

Underlying: Common Stock · 2,804 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 25% of the RSUs shall vest quarterly from the grant date over a one-year period, subject to the continued employment of Mr. Nader with the Company.

F1 · derivative.expiration_date: 25% of the RSUs shall vest quarterly from the grant date over a one-year period, subject to the continued employment of Mr. Nader with the Company.

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November 10, 2022 Filed Nov 14, 2022 18:32 UTC
Nader EliasCFO, SVP FINANCE
Exercise / conversionCommon Stock 2,804 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-011328 · form4-11142022_061152.xml · nonDerivative · entry 1

Nader Elias · CIK 0001571322 · CFO, SVP FINANCE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 25, 2022 Filed Aug 25, 2023 21:09 UTC
TAUSS GARY HDirector
GrantRestricted Stock Unit · Derivative 4,444 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-012673 · form4-08252023_090857.xml · derivative · entry 2

TAUSS GARY H · CIK 0001261838 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,444

Underlying: Common Stock · 4,444 shares

Expires not disclosed

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

F2 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

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August 25, 2022 Filed Aug 25, 2023 21:08 UTC GrantRestricted Stock Unit · Derivative 4,444 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-012672 · form4-08252023_090826.xml · derivative · entry 2

CHRISTINE RUSSELL · CIK 0001226107 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,444

Underlying: Common Stock · 4,444 shares

Expires not disclosed

F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

F3 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

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August 25, 2022 Filed Aug 25, 2023 21:07 UTC GrantRestricted Stock Unit · Derivative 4,444 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-012671 · form4-08252023_090825.xml · derivative · entry 2

PEASE ANDREW J · CIK 0001256983 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,444

Underlying: Common Stock · 4,444 shares

Expires not disclosed

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

F2 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

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August 25, 2022 Filed Aug 25, 2023 21:07 UTC
Kim JoyceDirector
GrantRestricted Stock Unit · Derivative 3,046 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-012670 · form4-08252023_090853.xml · derivative · entry 2

Kim Joyce · CIK 0001901839 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,046

Underlying: Common Stock · 3,046 shares

Expires not disclosed

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

F2 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

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August 25, 2022 Filed Aug 25, 2023 21:04 UTC GrantRestricted Stock Unit · Derivative 7,490 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-012669 · form4-08252023_090838.xml · derivative · entry 2

FARESE MICHAEL J. · CIK 0001172508 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,490

Underlying: Common Stock · 7,490 shares

Expires not disclosed

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

F2 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

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August 25, 2022 Filed Aug 25, 2023 21:02 UTC GrantRestricted Stock Unit · Derivative 3,046 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-012668 · form4-08252023_090833.xml · derivative · entry 5

Krishnan Radhika · CIK 0001797974 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,046

Underlying: Common Stock · 3,046 shares

Expires not disclosed

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

F2 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

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August 15, 2022 Filed Aug 16, 2022 16:02 UTC
Nader EliasCFO, SVP FINANCE
SaleCommon Stock 1,876 $8.26 $15,495.95
Disclosure

SEC source: 0001415889-22-008675 · form4-08162022_090856.xml · nonDerivative · entry 1

Nader Elias · CIK 0001571322 · CFO, SVP FINANCE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,673

F1 · shares: Shares were sold to cover the taxes from restricted stock units that were awarded and vested on August 10, 2022.

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August 15, 2022 Filed Feb 6, 2024 00:46 UTC Amendment
Nader EliasCFO, SVP FINANCE
SaleCommon Stock 928 $8.26 $7,665.37
Disclosure

SEC source: 0001415889-24-002745 · form4a-02062024_120239.xml · nonDerivative · entry 1

Nader Elias · CIK 0001571322 · CFO, SVP FINANCE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,621

F1 · shares: Shares were sold to cover the taxes from restricted stock units that were awarded and vested on August 10, 2022.

F2 · shares: Reflects a reduced number of shares sold to cover taxes.

F3 · balance_after: Reflects corrected shares beneficially held due to reduced number of shares previously sold for taxes on August 15,2022 and amended on February 5, 2024.

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August 10, 2022 Filed Aug 11, 2022 19:56 UTC
Nader EliasCFO, SVP FINANCE
Exercise / conversionRestricted Stock Unit · Derivative 2,804 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-22-008491 · form4-08112022_120837.xml · derivative · entry 2

Nader Elias · CIK 0001571322 · CFO, SVP FINANCE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,608

Underlying: Common Stock · 2,804 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 25% of the RSUs shall vest quarterly from the grant date over a one-year period, subject to the continued employment of Mr. Nader with the Company.

F1 · derivative.expiration_date: 25% of the RSUs shall vest quarterly from the grant date over a one-year period, subject to the continued employment of Mr. Nader with the Company.

Read SEC document
August 10, 2022 Filed Aug 11, 2022 19:56 UTC
Nader EliasCFO, SVP FINANCE
Exercise / conversionCommon Stock 2,804 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-008491 · form4-08112022_120837.xml · nonDerivative · entry 1

Nader Elias · CIK 0001571322 · CFO, SVP FINANCE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2022 Filed Jul 27, 2022 17:02 UTC
Faith Brian CDirector · PRESIDENT AND CEO
SaleCommon Stock 16,395 $7.71 $126,477.59
Disclosure

SEC source: 0001415889-22-007991 · form4-07272022_100742.xml · nonDerivative · entry 1

Faith Brian C · CIK 0001518884 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,339

F1 · shares: Shares were sold to cover the taxes from performance stock units that were awarded and vested on July 15, 2022.

Read SEC document
July 26, 2022 Filed Feb 6, 2024 00:52 UTC
SAXE TIMOTHYSR. VP AND CTO
SaleCommon Stock 7,149 $7.72 $55,186.71
Disclosure

SEC source: 0001415889-24-002748 · form4-02062024_120213.xml · nonDerivative · entry 1

SAXE TIMOTHY · CIK 0001242025 · SR. VP AND CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,613

F1 · shares: Shares were sold to cover the taxes from restricted stock units that vested on July 15, 2022.

Read SEC document
July 15, 2022 Filed Jul 19, 2022 20:41 UTC
Faith Brian CDirector · PRESIDENT AND CEO
Exercise / conversionRestricted Stock Unit · Derivative 34,130 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-22-007783 · form4-07192022_010712.xml · derivative · entry 2

Faith Brian C · CIK 0001518884 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,129

Underlying: Common Stock · 34,130 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted stock units vest 50% after one year after date of issuance and the remaining 50% after two years from the date of issuance, subject to continued employment of the grantee.

F1 · derivative.expiration_date: Restricted stock units vest 50% after one year after date of issuance and the remaining 50% after two years from the date of issuance, subject to continued employment of the grantee.

Read SEC document
July 15, 2022 Filed Jul 19, 2022 20:41 UTC
Faith Brian CDirector · PRESIDENT AND CEO
Exercise / conversionCommon Stock 34,130 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-007783 · form4-07192022_010712.xml · nonDerivative · entry 1

Faith Brian C · CIK 0001518884 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,734

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2022 Filed Jul 19, 2022 20:40 UTC
SAXE TIMOTHYSR. VP AND CTO
Exercise / conversionRestricted Stock Unit · Derivative 21,331 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-22-007781 · form4-07192022_010715.xml · derivative · entry 2

SAXE TIMOTHY · CIK 0001242025 · SR. VP AND CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,331

Underlying: Common Stock · 21,331 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted stock units vest 50% after one year after date of issuance and the remaining 50% after two years from the date of issuance, subject to continued employment of the grantee.

F1 · derivative.expiration_date: Restricted stock units vest 50% after one year after date of issuance and the remaining 50% after two years from the date of issuance, subject to continued employment of the grantee.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.