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Nasdaq · USD

QUIK

QUICKLOGIC Corp

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Tapewire entity
6355
SEC CIK
0000882508
Parsed reports
362

Last 12 months

Inside the activity.

0 purchase rows · 20 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202600
Feb 202601
Mar 202604
Apr 202602
May 202603
Jun 202600
Jul 202600
Aug 202600
Sep 202607
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 24, 2024 Filed Aug 26, 2024 20:10 UTC
Kim JoyceDirector
Exercise / conversionCommon Stock 2,858 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-022210 · form4-08262024_040801.xml · nonDerivative · entry 1

Kim Joyce · CIK 0001901839 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 19, 2024 Filed Aug 19, 2024 22:01 UTC
SAXE TIMOTHYSR. VP AND CTO
SaleCommon Stock 10,000 $8.44 $84,384.00
Disclosure

SEC source: 0001415889-24-021623 · form4-08192024_100822.xml · nonDerivative · entry 1

SAXE TIMOTHY · CIK 0001242025 · SR. VP AND CTO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 104,934

F1 · kind: The sales reported in this Form 4 were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan adopted on November 21, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $8.335 to $8.74, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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August 14, 2024 Filed Aug 16, 2024 21:02 UTC
Nader EliasCFO, SVP FINANCE
SaleCommon Stock 1,878 $8.05 $15,121.66
Disclosure

SEC source: 0001415889-24-021468 · form4-08162024_090828.xml · nonDerivative · entry 1

Nader Elias · CIK 0001571322 · CFO, SVP FINANCE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,803

F1 · shares: Shares were sold to cover the taxes from restricted stock units that vested on August 10, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $8.01 to $8.3067, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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August 10, 2024 Filed Aug 13, 2024 20:10 UTC
Nader EliasCFO, SVP FINANCE
Exercise / conversionRestricted Stock Unit · Derivative 4,673 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-021150 · form4-08132024_040801.xml · derivative · entry 2

Nader Elias · CIK 0001571322 · CFO, SVP FINANCE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,019

Underlying: Common Stock · 4,673 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% of the RSUs shall vest on the one-year anniversary of the Grant Date and one eighth of the RSUs shall vest every six months thereafter subject to the continued employment of Mr.Nader with the Company.

F2 · derivative.expiration_date: 25% of the RSUs shall vest on the one-year anniversary of the Grant Date and one eighth of the RSUs shall vest every six months thereafter subject to the continued employment of Mr.Nader with the Company.

Read SEC document
August 10, 2024 Filed Aug 13, 2024 20:10 UTC
Nader EliasCFO, SVP FINANCE
Exercise / conversionCommon Stock 4,673 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-021150 · form4-08132024_040801.xml · nonDerivative · entry 1

Nader Elias · CIK 0001571322 · CFO, SVP FINANCE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,681

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 1,801 ESPP shares purchased in a non-reportable transaction on May 14, 2022,

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June 03, 2024 Filed Jun 3, 2024 20:23 UTC
TAUSS GARY HDirector
SaleCommon Stock 938 $13.06 $12,250.28
Disclosure

SEC source: 0001415889-24-015161 · form4-06032024_080630.xml · nonDerivative · entry 1

TAUSS GARY H · CIK 0001261838 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 17,021

F1 · kind: The sales reported in this Form 4 were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan adopted on March 4, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $13.06 to $13.11, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 20, 2024 Filed May 20, 2024 21:31 UTC
SAXE TIMOTHYSR. VP AND CTO
SaleCommon Stock 10,000 $11.76 $117,640.00
Disclosure

SEC source: 0001415889-24-013791 · form4-05202024_090557.xml · nonDerivative · entry 1

SAXE TIMOTHY · CIK 0001242025 · SR. VP AND CTO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 114,934

F1 · kind: The sales reported in this Form 4 were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan adopted on November 21, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $11.66 to $11.925, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes 798 ESPP shares purchased in a non-reportable transaction on May 14, 2024.

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April 02, 2024 Filed Apr 4, 2024 21:27 UTC
Nader EliasCFO, SVP FINANCE
SaleCommon Stock 2,474 $15.54 $38,448.93
Disclosure

SEC source: 0001415889-24-010316 · form4-04042024_090449.xml · nonDerivative · entry 1

Nader Elias · CIK 0001571322 · CFO, SVP FINANCE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,207

F1 · shares: Shares were sold to cover the taxes from performance stock units that were awarded and vested on March 28, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $15.266 to $15.55, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
April 02, 2024 Filed Apr 4, 2024 21:26 UTC
Faith Brian CDirector · PRESIDENT AND CEO
SaleCommon Stock 2,810 $15.54 $43,664.31
Disclosure

SEC source: 0001415889-24-010315 · form4-04042024_090457.xml · nonDerivative · entry 1

Faith Brian C · CIK 0001518884 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,393

F1 · shares: Shares were sold to cover the taxes from performance stock units that were awarded and vested on March 28, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $15.19 to $15.55, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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April 02, 2024 Filed Apr 4, 2024 21:25 UTC
SAXE TIMOTHYSR. VP AND CTO
SaleCommon Stock 1,974 $15.54 $30,681.68
Disclosure

SEC source: 0001415889-24-010314 · form4-04042024_090419.xml · nonDerivative · entry 1

SAXE TIMOTHY · CIK 0001242025 · SR. VP AND CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,136

F1 · shares: Shares were sold to cover the taxes from performance stock units that were awarded and vested on March 28, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $15.32 to $15.55, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 31, 2024 Filed Apr 2, 2024 20:55 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,858 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-009791 · form4-04022024_080456.xml · derivative · entry 2

Krishnan Radhika · CIK 0001797974 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,858 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: Vesting date has been accelerated pursuant to the Reporting Owner's resignation from the Quicklogic Board of Directors.

F3 · derivative.expiration_date: Vesting date has been accelerated pursuant to the Reporting Owner's resignation from the Quicklogic Board of Directors.

Read SEC document
March 31, 2024 Filed Apr 2, 2024 20:55 UTC Exercise / conversionCommon Stock 2,858 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-009791 · form4-04022024_080456.xml · nonDerivative · entry 1

Krishnan Radhika · CIK 0001797974 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents accelerated vesting of Restricted Stock Units granted August 24, 2023 pursuant to the Reporting Owner's resignation from the Quicklogic Board of Directors.

Read SEC document
March 28, 2024 Filed Mar 29, 2024 20:05 UTC
Nader EliasCFO, SVP FINANCE
GrantCommon Stock 6,711 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-009429 · form4-03292024_040306.xml · nonDerivative · entry 1

Nader Elias · CIK 0001571322 · CFO, SVP FINANCE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,681

F1 · kind: Represents a grant of restricted stock units that vest 100% upon grant date , March 28, 2024.

Read SEC document
March 28, 2024 Filed Mar 29, 2024 20:05 UTC
Faith Brian CDirector · PRESIDENT AND CEO
GrantCommon Stock 7,624 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-009428 · form4-03292024_040303.xml · nonDerivative · entry 1

Faith Brian C · CIK 0001518884 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,203

F1 · kind: Represents a grant of restricted stock units that vest 100% upon grant date , March 28, 2024.

Read SEC document
March 28, 2024 Filed Mar 29, 2024 20:05 UTC
SAXE TIMOTHYSR. VP AND CTO
GrantCommon Stock 5,355 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-009427 · form4-03292024_040301.xml · nonDerivative · entry 1

SAXE TIMOTHY · CIK 0001242025 · SR. VP AND CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,110

F1 · kind: Represents a grant of restricted stock units that vest 100% upon grant date , March 28, 2024.

Read SEC document
March 21, 2024 Filed Mar 21, 2024 22:07 UTC
SAXE TIMOTHYSR. VP AND CTO
SaleCommon Stock 400 $17.58 $7,032.00
Disclosure

SEC source: 0001415889-24-008872 · form4-03212024_100310.xml · nonDerivative · entry 2

SAXE TIMOTHY · CIK 0001242025 · SR. VP AND CTO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 120,755

F1 · kind: The sales reported in this Form 4 were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan adopted on November 21, 2023.

Read SEC document
March 21, 2024 Filed Mar 21, 2024 22:07 UTC
SAXE TIMOTHYSR. VP AND CTO
SaleCommon Stock 9,600 $16.28 $156,287.04
Disclosure

SEC source: 0001415889-24-008872 · form4-03212024_100310.xml · nonDerivative · entry 1

SAXE TIMOTHY · CIK 0001242025 · SR. VP AND CTO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 121,155

F1 · kind: The sales reported in this Form 4 were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan adopted on November 21, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.50 to $17.43, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 05, 2024 Filed Mar 6, 2024 21:15 UTC SaleCommon Stock 4,444 $16.74 $74,392.56
Disclosure

SEC source: 0001415889-24-007004 · form4-03062024_040310.xml · nonDerivative · entry 1

CHRISTINE RUSSELL · CIK 0001226107 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,717

Read SEC document
March 01, 2024 Filed Mar 4, 2024 21:16 UTC
TAUSS GARY HDirector
SaleCommon Stock 800 $16.06 $12,844.16
Disclosure

SEC source: 0001415889-24-006272 · form4-03042024_040301.xml · nonDerivative · entry 1

TAUSS GARY H · CIK 0001261838 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,959

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.0309 to $16.09, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 21:39 UTC
Nader EliasCFO, SVP FINANCE
SaleCommon Stock 2,006 $12.43 $24,934.58
Disclosure

SEC source: 0001415889-24-004154 · form4-02162024_090213.xml · nonDerivative · entry 1

Nader Elias · CIK 0001571322 · CFO, SVP FINANCE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,970

F1 · shares: Shares were sold to cover the taxes from restricted stock units that vested on February 10, 2024.

Read SEC document
February 10, 2024 Filed Feb 13, 2024 21:42 UTC
Nader EliasCFO, SVP FINANCE
Exercise / conversionRestricted Stock Unit · Derivative 4,673 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-003545 · form4-02132024_090214.xml · derivative · entry 2

Nader Elias · CIK 0001571322 · CFO, SVP FINANCE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,692

Underlying: Common Stock · 4,673 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 25% of the RSUs shall vest at quarter and 1/8 of the RSU's shall vest quarterly from grant date over 4 year period, subject to the continued employment of Mr. Nader with the Company.

F1 · derivative.expiration_date: 25% of the RSUs shall vest at quarter and 1/8 of the RSU's shall vest quarterly from grant date over 4 year period, subject to the continued employment of Mr. Nader with the Company.

Read SEC document
February 10, 2024 Filed Feb 13, 2024 21:42 UTC
Nader EliasCFO, SVP FINANCE
Exercise / conversionCommon Stock 4,673 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-003545 · form4-02132024_090214.xml · nonDerivative · entry 1

Nader Elias · CIK 0001571322 · CFO, SVP FINANCE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,976

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2024 Filed Feb 7, 2024 21:15 UTC
Nader EliasCFO, SVP FINANCE
SaleCommon Stock 2,230 $11.42 $25,466.38
Disclosure

SEC source: 0001415889-24-002914 · form4-02072024_040204.xml · nonDerivative · entry 1

Nader Elias · CIK 0001571322 · CFO, SVP FINANCE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,303

F1 · shares: Shares were sold to cover the taxes from restricted stock units that were awarded and vested on February 1, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $11.4123 to $11.42, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 06, 2024 Filed Feb 7, 2024 21:15 UTC
Faith Brian CDirector · PRESIDENT AND CEO
SaleCommon Stock 2,555 $11.42 $29,179.12
Disclosure

SEC source: 0001415889-24-002915 · form4-02072024_040207.xml · nonDerivative · entry 1

Faith Brian C · CIK 0001518884 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,579

F1 · shares: Shares were sold to cover the taxes from restricted stock units that were awarded and vested on February 1, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $11.42 to $11.45, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 06, 2024 Filed Feb 7, 2024 21:15 UTC
SAXE TIMOTHYSR. VP AND CTO
SaleCommon Stock 1,724 $11.42 $19,687.22
Disclosure

SEC source: 0001415889-24-002913 · form4-02072024_040201.xml · nonDerivative · entry 1

SAXE TIMOTHY · CIK 0001242025 · SR. VP AND CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,755

F1 · shares: Shares were sold to cover the taxes from restricted stock units that were awarded and vested on February 1, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $11.3766 to $11.42, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 01, 2024 Filed Feb 6, 2024 00:52 UTC
SAXE TIMOTHYSR. VP AND CTO
GrantCommon Stock 4,294 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-002748 · form4-02062024_120213.xml · nonDerivative · entry 2

SAXE TIMOTHY · CIK 0001242025 · SR. VP AND CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,479

F2 · kind: Represents a grant of restricted stock units that vest 100% upon grant date , February 1, 2024.

F3 · balance_after: Includes 1,182 ESPP shares purchased in a non-reportable transaction on May 14, 2022, 1,379 ESPP shares purchased in a non-reportable transaction on November 14, 2022, 1,508 ESPP shares purchased in a non-reportable transaction on May 14, 2023, and 1,503 ESPP shares purchased in a non-reportable transaction on November 14, 2023 .

Read SEC document
February 01, 2024 Filed Feb 6, 2024 00:48 UTC
Faith Brian CDirector · PRESIDENT AND CEO
GrantCommon Stock 6,337 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-002747 · form4-02062024_120218.xml · nonDerivative · entry 1

Faith Brian C · CIK 0001518884 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,134

F1 · kind: Represents a grant of restricted stock units that vest 100% upon grant date , February 1, 2024.

Read SEC document
February 01, 2024 Filed Feb 6, 2024 00:47 UTC
Nader EliasCFO, SVP FINANCE
GrantCommon Stock 5,531 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-002746 · form4-02062024_120229.xml · nonDerivative · entry 1

Nader Elias · CIK 0001571322 · CFO, SVP FINANCE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,533

F1 · kind: Represents a grant of restricted stock units that vest 100% upon grant date , February 1, 2024.

F2 · balance_after: Includes 3,112 ESPP shares purchased in a non-reportable transaction on November 14, 2022, 3,400 ESPP shares purchased in a non-reportable transaction on May 14, 2023, and 1,402 ESPP shares purchased in a non-reportable transaction on November 14, 2023 .

Read SEC document
November 30, 2023 Filed Dec 1, 2023 01:02 UTC
Faith Brian CDirector · PRESIDENT AND CEO
SaleCommon Stock 16,046 $11.60 $186,194.57
Disclosure

SEC source: 0001415889-23-015647 · form4-12012023_011209.xml · nonDerivative · entry 2

Faith Brian C · CIK 0001518884 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 183,797

F1 · shares: Shares were sold to cover the taxes from restricted stock units that vested on November 28, 2023

Read SEC document
November 30, 2023 Filed Dec 1, 2023 01:01 UTC
Nader EliasCFO, SVP FINANCE
SaleCommon Stock 6,116 $11.60 $70,954.16
Disclosure

SEC source: 0001415889-23-015646 · form4-12012023_011228.xml · nonDerivative · entry 3

Nader Elias · CIK 0001571322 · CFO, SVP FINANCE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,140

F2 · shares: Shares were sold to cover the taxes from restricted stock units that vested on November 28, 2023.

Read SEC document
November 30, 2023 Filed Dec 1, 2023 01:00 UTC
SAXE TIMOTHYSR. VP AND CTO
SaleCommon Stock 7,637 $11.61 $88,679.32
Disclosure

SEC source: 0001415889-23-015645 · form4-12012023_011241.xml · nonDerivative · entry 2

SAXE TIMOTHY · CIK 0001242025 · SR. VP AND CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,762

F1 · shares: Shares were sold to cover the taxes from restricted stock units that vested on November 28, 2023.

Read SEC document
November 28, 2023 Filed Dec 1, 2023 01:02 UTC
Faith Brian CDirector · PRESIDENT AND CEO
Exercise / conversionRestricted Stock Unit · Derivative 43,033 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-015647 · form4-12012023_011209.xml · derivative · entry 3

Faith Brian C · CIK 0001518884 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,032

Underlying: Common Stock · 43,033 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: Restricted stock units vest 50% after one year after date of issuance and the remaining 50% after two years from the date of issuance, subject to continued employment of the grantee.

F3 · derivative.expiration_date: Restricted stock units vest 50% after one year after date of issuance and the remaining 50% after two years from the date of issuance, subject to continued employment of the grantee.

Read SEC document
November 28, 2023 Filed Dec 1, 2023 01:02 UTC
Faith Brian CDirector · PRESIDENT AND CEO
Exercise / conversionCommon Stock 43,033 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-015647 · form4-12012023_011209.xml · nonDerivative · entry 1

Faith Brian C · CIK 0001518884 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 199,843

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2023 Filed Dec 1, 2023 01:01 UTC
Nader EliasCFO, SVP FINANCE
Exercise / conversionRestricted Stock Unit · Derivative 16,393 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-015646 · form4-12012023_011228.xml · derivative · entry 4

Nader Elias · CIK 0001571322 · CFO, SVP FINANCE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,393

Underlying: Common Stock · 16,393 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: Restricted stock units vest 50% after one year after date of issuance and the remaining 50% after two years from the date of issuance, subject to continued employment of the grantee.

F4 · derivative.expiration_date: Restricted stock units vest 50% after one year after date of issuance and the remaining 50% after two years from the date of issuance, subject to continued employment of the grantee.

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November 28, 2023 Filed Dec 1, 2023 01:01 UTC
Nader EliasCFO, SVP FINANCE
Exercise / conversionCommon Stock 16,393 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-015646 · form4-12012023_011228.xml · nonDerivative · entry 2

Nader Elias · CIK 0001571322 · CFO, SVP FINANCE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,256

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 28, 2023 Filed Dec 1, 2023 01:00 UTC
SAXE TIMOTHYSR. VP AND CTO
Exercise / conversionRestricted Stock Unit · Derivative 20,492 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-015645 · form4-12012023_011241.xml · derivative · entry 3

SAXE TIMOTHY · CIK 0001242025 · SR. VP AND CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,491

Underlying: Common Stock · 20,492 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: Restricted stock units vest 50% after one year after date of issuance and the remaining 50% after two years from the date of issuance, subject to continued employment of the grantee.

F3 · derivative.expiration_date: Restricted stock units vest 50% after one year after date of issuance and the remaining 50% after two years from the date of issuance, subject to continued employment of the grantee.

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November 28, 2023 Filed Dec 1, 2023 01:00 UTC
SAXE TIMOTHYSR. VP AND CTO
Exercise / conversionCommon Stock 20,492 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-015645 · form4-12012023_011241.xml · nonDerivative · entry 1

SAXE TIMOTHY · CIK 0001242025 · SR. VP AND CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,399

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 25, 2023 Filed Aug 25, 2023 21:09 UTC
TAUSS GARY HDirector
Exercise / conversionRestricted Stock Unit · Derivative 4,444 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-012673 · form4-08252023_090857.xml · derivative · entry 4

TAUSS GARY H · CIK 0001261838 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,444 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

F2 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

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August 25, 2023 Filed Aug 25, 2023 21:09 UTC
TAUSS GARY HDirector
Exercise / conversionCommon Stock 4,444 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-012673 · form4-08252023_090857.xml · nonDerivative · entry 1

TAUSS GARY H · CIK 0001261838 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,759

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 25, 2023 Filed Aug 25, 2023 21:08 UTC Exercise / conversionRestricted Stock Unit · Derivative 4,444 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-012672 · form4-08252023_090826.xml · derivative · entry 4

CHRISTINE RUSSELL · CIK 0001226107 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,444 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

F3 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

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August 25, 2023 Filed Aug 25, 2023 21:08 UTC Exercise / conversionCommon Stock 4,444 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-012672 · form4-08252023_090826.xml · nonDerivative · entry 1

CHRISTINE RUSSELL · CIK 0001226107 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,161

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Previously submitted report miscalculated shares beneficially owned

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August 25, 2023 Filed Aug 25, 2023 21:07 UTC Exercise / conversionRestricted Stock Unit · Derivative 4,444 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-012671 · form4-08252023_090825.xml · derivative · entry 4

PEASE ANDREW J · CIK 0001256983 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,444 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

F2 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

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August 25, 2023 Filed Aug 25, 2023 21:07 UTC Exercise / conversionCommon Stock 4,444 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-012671 · form4-08252023_090825.xml · nonDerivative · entry 1

PEASE ANDREW J · CIK 0001256983 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,140

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 25, 2023 Filed Aug 25, 2023 21:07 UTC
Kim JoyceDirector
Exercise / conversionRestricted Stock Unit · Derivative 3,046 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-012670 · form4-08252023_090853.xml · derivative · entry 4

Kim Joyce · CIK 0001901839 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,046 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

F2 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

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August 25, 2023 Filed Aug 25, 2023 21:07 UTC
Kim JoyceDirector
Exercise / conversionCommon Stock 3,046 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-012670 · form4-08252023_090853.xml · nonDerivative · entry 1

Kim Joyce · CIK 0001901839 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,042

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 25, 2023 Filed Aug 25, 2023 21:04 UTC Exercise / conversionRestricted Stock Unit · Derivative 7,490 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-012669 · form4-08252023_090838.xml · derivative · entry 4

FARESE MICHAEL J. · CIK 0001172508 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,490 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

F2 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

Read SEC document
August 25, 2023 Filed Aug 25, 2023 21:04 UTC Exercise / conversionCommon Stock 7,490 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-012669 · form4-08252023_090838.xml · nonDerivative · entry 1

FARESE MICHAEL J. · CIK 0001172508 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,210

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 25, 2023 Filed Aug 25, 2023 21:02 UTC Exercise / conversionRestricted Stock Unit · Derivative 3,046 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-012668 · form4-08252023_090833.xml · derivative · entry 7

Krishnan Radhika · CIK 0001797974 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

F2 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

Read SEC document
August 25, 2023 Filed Aug 25, 2023 21:02 UTC Exercise / conversionCommon Stock 3,046 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-012668 · form4-08252023_090833.xml · nonDerivative · entry 2

Krishnan Radhika · CIK 0001797974 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,042

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 24, 2023 Filed Aug 25, 2023 21:11 UTC
Nader EliasCFO, SVP FINANCE
GrantRestricted Stock Unit · Derivative 26,252 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-012676 · form4-08252023_090811.xml · derivative · entry 1

Nader Elias · CIK 0001571322 · CFO, SVP FINANCE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,252

Underlying: Common Stock · 26,252 shares

Expires not disclosed

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: Restricted stock units vest 50% after one year after date of issuance and the remaining 50% after two years from the date of issuance, subject to continued employment of the grantee.

F2 · derivative.expiration_date: Restricted stock units vest 50% after one year after date of issuance and the remaining 50% after two years from the date of issuance, subject to continued employment of the grantee.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.