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Nasdaq · USD

QUIK

QUICKLOGIC Corp

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6355
SEC CIK
0000882508
Parsed reports
362

Last 12 months

Inside the activity.

0 purchase rows · 20 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202600
Feb 202601
Mar 202604
Apr 202602
May 202603
Jun 202600
Jul 202600
Aug 202600
Sep 202607
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 03, 2025 Filed Mar 3, 2025 22:59 UTC
TAUSS GARY HDirector
SaleCommon Stock 1,200 $6.30 $7,560.00
Disclosure

SEC source: 0001415889-25-006246 · form4-03032025_100354.xml · nonDerivative · entry 1

TAUSS GARY H · CIK 0001261838 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 18,263

F1 · kind: The sales reported in this Form 4 were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan adopted on March 4, 2024.

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February 24, 2025 Filed Feb 26, 2025 21:09 UTC
SAXE TIMOTHYSR. VP AND CTO
SaleCommon Stock 10,270 $7.08 $72,754.73
Disclosure

SEC source: 0001415889-25-005673 · form4-02262025_090209.xml · nonDerivative · entry 1

SAXE TIMOTHY · CIK 0001242025 · SR. VP AND CTO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 107,339

F1 · kind: The sales reported in this Form 4 were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan adopted on November 21, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $6.985 to $7.38, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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February 12, 2025 Filed Feb 12, 2025 22:54 UTC
Nader EliasCFO, SVP FINANCE
SaleCommon Stock 2,843 $6.75 $19,190.82
Disclosure

SEC source: 0001415889-25-003778 · form4-02122025_100241.xml · nonDerivative · entry 1

Nader Elias · CIK 0001571322 · CFO, SVP FINANCE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,785

F1 · shares: Shares were sold to cover the taxes from restricted stock units that vested on February 10, 2025.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $6.75 to $6.7697, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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February 10, 2025 Filed Feb 11, 2025 22:27 UTC
Nader EliasCFO, SVP FINANCE
Exercise / conversionRestricted Stock Unit · Derivative 4,673 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-003602 · form4-02112025_100219.xml · derivative · entry 2

Nader Elias · CIK 0001571322 · CFO, SVP FINANCE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,346

Underlying: Common Stock · 4,673 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: 25% of the RSUs shall vest on the one-year anniversary of the Grant Date and one eighth of the RSUs shall vest every six months thereafter subject to the continued employment of Mr.Nader with the Company.

F2 · derivative.expiration_date: 25% of the RSUs shall vest on the one-year anniversary of the Grant Date and one eighth of the RSUs shall vest every six months thereafter subject to the continued employment of Mr.Nader with the Company.

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February 10, 2025 Filed Feb 11, 2025 22:27 UTC
Nader EliasCFO, SVP FINANCE
Exercise / conversionCommon Stock 4,673 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-003602 · form4-02112025_100219.xml · nonDerivative · entry 1

Nader Elias · CIK 0001571322 · CFO, SVP FINANCE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,628

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2024 Filed Dec 9, 2024 21:10 UTC
Faith Brian CDirector · PRESIDENT AND CEO
SaleCommon Stock 21,402 $7.39 $158,079.45
Disclosure

SEC source: 0001415889-24-028619 · form4-12092024_041206.xml · nonDerivative · entry 1

Faith Brian C · CIK 0001518884 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 193,584

F1 · shares: Shares were sold to cover the taxes from restricted stock units that vested on November 28, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $7.3160 to $7.3905, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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December 05, 2024 Filed Dec 9, 2024 21:10 UTC
Nader EliasCFO, SVP FINANCE
SaleCommon Stock 8,711 $7.39 $64,339.45
Disclosure

SEC source: 0001415889-24-028618 · form4-12092024_041203.xml · nonDerivative · entry 1

Nader Elias · CIK 0001571322 · CFO, SVP FINANCE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,955

F1 · shares: Shares were sold to cover the taxes from restricted stock units that vested on November 28, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $7.3109 to $7.3905, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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December 05, 2024 Filed Dec 9, 2024 21:10 UTC
SAXE TIMOTHYSR. VP AND CTO
SaleCommon Stock 10,886 $7.39 $80,424.68
Disclosure

SEC source: 0001415889-24-028617 · form4-12092024_041201.xml · nonDerivative · entry 1

SAXE TIMOTHY · CIK 0001242025 · SR. VP AND CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,609

F1 · shares: Shares were sold to cover the taxes from restricted stock units that vested on November 28, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $7.345 to $7.3905, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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December 03, 2024 Filed Dec 4, 2024 21:15 UTC
TAUSS GARY HDirector
SaleCommon Stock 1,118 $8.03 $8,977.54
Disclosure

SEC source: 0001415889-24-028243 · form4-12042024_041201.xml · nonDerivative · entry 1

TAUSS GARY H · CIK 0001261838 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 19,463

F1 · kind: The sales reported in this Form 4 were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan adopted on March 4, 2024.

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November 28, 2024 Filed Nov 29, 2024 19:38 UTC
Faith Brian CDirector · PRESIDENT AND CEO
Exercise / conversionRestricted Stock Unit · Derivative 43,032 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-027919 · form4-11292024_071149.xml · derivative · entry 2

Faith Brian C · CIK 0001518884 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 43,032 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: Restricted stock units vest 50% after one year after date of issuance and the remaining 50% after two years from the date of issuance, subject to continued employment of the grantee.

F2 · derivative.expiration_date: Restricted stock units vest 50% after one year after date of issuance and the remaining 50% after two years from the date of issuance, subject to continued employment of the grantee.

Read SEC document
November 28, 2024 Filed Nov 29, 2024 19:38 UTC
Faith Brian CDirector · PRESIDENT AND CEO
Exercise / conversionCommon Stock 43,032 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-027919 · form4-11292024_071149.xml · nonDerivative · entry 1

Faith Brian C · CIK 0001518884 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 214,986

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2024 Filed Nov 29, 2024 19:38 UTC
Nader EliasCFO, SVP FINANCE
Exercise / conversionRestricted Stock Unit · Derivative 16,393 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-027918 · form4-11292024_071124.xml · derivative · entry 2

Nader Elias · CIK 0001571322 · CFO, SVP FINANCE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,393 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: Restricted stock units vest 50% after one year after date of issuance and the remaining 50% after two years from the date of issuance, subject to continued employment of the grantee.

F3 · derivative.expiration_date: Restricted stock units vest 50% after one year after date of issuance and the remaining 50% after two years from the date of issuance, subject to continued employment of the grantee.

Read SEC document
November 28, 2024 Filed Nov 29, 2024 19:38 UTC
Nader EliasCFO, SVP FINANCE
Exercise / conversionCommon Stock 16,393 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-027918 · form4-11292024_071124.xml · nonDerivative · entry 1

Nader Elias · CIK 0001571322 · CFO, SVP FINANCE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 533 ESPP shares purchased in a non-reportable transaction on November 14, 2024.

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November 28, 2024 Filed Nov 29, 2024 19:37 UTC
SAXE TIMOTHYSR. VP AND CTO
Exercise / conversionRestricted Stock Unit · Derivative 20,491 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-027917 · form4-11292024_071122.xml · derivative · entry 2

SAXE TIMOTHY · CIK 0001242025 · SR. VP AND CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,491 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: Restricted stock units vest 50% after one year after date of issuance and the remaining 50% after two years from the date of issuance, subject to continued employment of the grantee.

F2 · derivative.expiration_date: Restricted stock units vest 50% after one year after date of issuance and the remaining 50% after two years from the date of issuance, subject to continued employment of the grantee.

Read SEC document
November 28, 2024 Filed Nov 29, 2024 19:37 UTC
SAXE TIMOTHYSR. VP AND CTO
Exercise / conversionCommon Stock 20,491 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-027917 · form4-11292024_071122.xml · nonDerivative · entry 1

SAXE TIMOTHY · CIK 0001242025 · SR. VP AND CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,495

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2024 Filed Nov 18, 2024 22:04 UTC
Faith Brian CDirector · PRESIDENT AND CEO
PurchaseCommon Stock 1,250 $7.01 $8,762.50
Disclosure

SEC source: 0001415889-24-027108 · form4-11182024_101118.xml · nonDerivative · entry 1

Faith Brian C · CIK 0001518884 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,954

F1 · kind: Represents a purchase of shares by the Reporting Owner on the open market.

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November 18, 2024 Filed Nov 20, 2024 00:33 UTC
SAXE TIMOTHYSR. VP AND CTO
SaleCommon Stock 10,000 $6.95 $69,463.00
Disclosure

SEC source: 0001415889-24-027275 · form4-11202024_121100.xml · nonDerivative · entry 1

SAXE TIMOTHY · CIK 0001242025 · SR. VP AND CTO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 108,004

F1 · kind: The sales reported in this Form 4 were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan adopted on November 21, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $6.84 to $7.06, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes 1,078 ESPP shares purchased in a non-reportable transaction on November 14, 2024.

Read SEC document
September 13, 2024 Filed Sep 16, 2024 20:10 UTC
SAXE TIMOTHYSR. VP AND CTO
GrantRestricted Stock Unit · Derivative 37,205 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-023432 · form4-09162024_040912.xml · derivative · entry 1

SAXE TIMOTHY · CIK 0001242025 · SR. VP AND CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,205

Underlying: Common Stock · 37,205 shares

Expires not disclosed

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: Restricted stock units vest 50% after one year after date of issuance and the remaining 50% after two years from the date of issuance, subject to continued employment of the grantee.

F2 · derivative.expiration_date: Restricted stock units vest 50% after one year after date of issuance and the remaining 50% after two years from the date of issuance, subject to continued employment of the grantee.

Read SEC document
September 13, 2024 Filed Sep 16, 2024 20:10 UTC
Nader EliasCFO, SVP FINANCE
GrantRestricted Stock Unit · Derivative 29,763 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-023434 · form4-09162024_040917.xml · derivative · entry 1

Nader Elias · CIK 0001571322 · CFO, SVP FINANCE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,763

Underlying: Common Stock · 29,763 shares

Expires not disclosed

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: Restricted stock units vest 50% after one year after date of issuance and the remaining 50% after two years from the date of issuance, subject to continued employment of the grantee.

F2 · derivative.expiration_date: Restricted stock units vest 50% after one year after date of issuance and the remaining 50% after two years from the date of issuance, subject to continued employment of the grantee.

Read SEC document
September 13, 2024 Filed Sep 16, 2024 20:10 UTC
Faith Brian CDirector · PRESIDENT AND CEO
GrantRestricted Stock Unit · Derivative 65,059 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-023433 · form4-09162024_040915.xml · derivative · entry 1

Faith Brian C · CIK 0001518884 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,059

Underlying: Common Stock · 65,059 shares

Expires not disclosed

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: Restricted stock units vest 50% after one year after date of issuance and the remaining 50% after two years from the date of issuance, subject to continued employment of the grantee.

F2 · derivative.expiration_date: Restricted stock units vest 50% after one year after date of issuance and the remaining 50% after two years from the date of issuance, subject to continued employment of the grantee.

Read SEC document
September 13, 2024 Filed Sep 16, 2024 20:10 UTC GrantRestricted Stock Unit · Derivative 3,240 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-023431 · form4-09162024_040911.xml · derivative · entry 1

CHRISTINE RUSSELL · CIK 0001226107 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,240

Underlying: Common Stock · 3,240 shares

Expires not disclosed

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

F2 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

Read SEC document
September 13, 2024 Filed Sep 16, 2024 20:10 UTC GrantRestricted Stock Unit · Derivative 3,240 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-023430 · form4-09162024_040908.xml · derivative · entry 1

PEASE ANDREW J · CIK 0001256983 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,240

Underlying: Common Stock · 3,240 shares

Expires not disclosed

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

F2 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

Read SEC document
September 13, 2024 Filed Sep 16, 2024 20:10 UTC GrantRestricted Stock Unit · Derivative 7,970 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-023429 · form4-09162024_040906.xml · derivative · entry 1

FARESE MICHAEL J. · CIK 0001172508 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,970

Underlying: Common Stock · 3,240 shares

Expires not disclosed

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

F2 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

Read SEC document
September 13, 2024 Filed Sep 16, 2024 20:10 UTC
TAUSS GARY HDirector
GrantRestricted Stock Unit · Derivative 3,240 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-023428 · form4-09162024_040904.xml · derivative · entry 1

TAUSS GARY H · CIK 0001261838 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,240

Underlying: Common Stock · 3,240 shares

Expires not disclosed

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

F2 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

Read SEC document
September 13, 2024 Filed Sep 16, 2024 20:10 UTC
Kim JoyceDirector
GrantRestricted Stock Unit · Derivative 3,240 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-023427 · form4-09162024_040901.xml · derivative · entry 1

Kim Joyce · CIK 0001901839 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,240

Underlying: Common Stock · 3,240 shares

Expires not disclosed

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

F2 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

Read SEC document
September 05, 2024 Filed Sep 6, 2024 01:10 UTC
Nader EliasCFO, SVP FINANCE
SaleCommon Stock 4,458 $7.42 $33,056.52
Disclosure

SEC source: 0001415889-24-022990 · form4-09062024_010909.xml · nonDerivative · entry 1

Nader Elias · CIK 0001571322 · CFO, SVP FINANCE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,740

F1 · kind: In 2022, 2023 and the first half of 2024, the issuer miscalculated the withholding amount due and failed to withhold a sufficient number of shares to properly cover the tax liability owed by the Reporting Person. To rectify this, shares were sold to satisfy such tax liability. The Reporting Person's percentage ownership will remain relatively constant as a result of the vesting of additional shares on August 24, 2024 previously issued to the Reporting Person and the one-time grant of restricted stock units that vested on August 26, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $7.40 to $7.45, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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September 03, 2024 Filed Sep 4, 2024 20:10 UTC
TAUSS GARY HDirector
SaleCommon Stock 611 $8.27 $5,053.03
Disclosure

SEC source: 0001415889-24-022760 · form4-09042024_040901.xml · nonDerivative · entry 1

TAUSS GARY H · CIK 0001261838 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,581

F1 · kind: The sales reported in this Form 4 were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan adopted on March 4, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $8.27 to $8.31, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 29, 2024 Filed Aug 30, 2024 20:10 UTC
Faith Brian CDirector · PRESIDENT AND CEO
SaleCommon Stock 28,029 $8.10 $227,088.16
Disclosure

SEC source: 0001415889-24-022624 · form4-08302024_040805.xml · nonDerivative · entry 1

Faith Brian C · CIK 0001518884 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,704

F1 · shares: Shares were sold to cover the taxes from restricted stock units that vested on August 24 and August 26, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $7.925 to $8.215, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 29, 2024 Filed Aug 30, 2024 20:10 UTC
SAXE TIMOTHYSR. VP AND CTO
SaleCommon Stock 16,641 $8.10 $134,823.72
Disclosure

SEC source: 0001415889-24-022622 · form4-08302024_040801.xml · nonDerivative · entry 1

SAXE TIMOTHY · CIK 0001242025 · SR. VP AND CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,926

F1 · shares: Shares were sold to cover the taxes from restricted stock units that vested on August 24 and August 26, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $7.925 to $8.215, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 29, 2024 Filed Aug 30, 2024 20:10 UTC
Nader EliasCFO, SVP FINANCE
SaleCommon Stock 11,657 $8.10 $94,443.85
Disclosure

SEC source: 0001415889-24-022623 · form4-08302024_040803.xml · nonDerivative · entry 1

Nader Elias · CIK 0001571322 · CFO, SVP FINANCE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,198

F1 · shares: Shares were sold to cover the taxes from restricted stock units that vested on August 24 and 26, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $7.925 to $8.215, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 28, 2024 Filed Aug 28, 2024 22:52 UTC
Faith Brian CDirector · PRESIDENT AND CEO
SaleCommon Stock 17,116 $8.23 $140,840.72
Disclosure

SEC source: 0001415889-24-022498 · form4-08282024_100811.xml · nonDerivative · entry 1

Faith Brian C · CIK 0001518884 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 198,733

F1 · kind: In 2022, 2023 and the first half of 2024, the issuer miscalculated the withholding amount due and failed to withhold a sufficient number of shares to properly cover the tax liability owed by the Reporting Person. To rectify this, shares were sold to satisfy such tax liability. The Reporting Person's percentage ownership will remain relatively constant as a result of the vesting of additional shares on August 24, 2024 previously issued to the Reporting Person and the one-time grant of restricted stock units that vested on August 26, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $8.14 to $8.53, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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August 27, 2024 Filed Aug 27, 2024 23:01 UTC
Faith Brian CDirector · PRESIDENT AND CEO
SaleCommon Stock 27,866 $8.83 $246,120.87
Disclosure

SEC source: 0001415889-24-022348 · form4-08272024_110812.xml · nonDerivative · entry 2

Faith Brian C · CIK 0001518884 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 215,849

F2 · kind: In 2022, 2023 and the first half of 2024, the issuer miscalculated the withholding amount due and failed to withhold a sufficient number of shares to properly cover the tax liability owed by the Reporting Person. To rectify this, shares were sold to satisfy such tax liability. The Reporting Person's percentage ownership will remain relatively constant as a result of the vesting of additional shares on August 24, 2024 previously issued to the Reporting Person and the one-time grant of restricted stock units that vested on August 26, 2024.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $8.75 to $9.02, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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August 26, 2024 Filed Aug 27, 2024 23:01 UTC
SAXE TIMOTHYSR. VP AND CTO
GrantCommon Stock 12,225 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-022349 · form4-08272024_110837.xml · nonDerivative · entry 1

SAXE TIMOTHY · CIK 0001242025 · SR. VP AND CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,567

F1 · kind: Represents a one-time grant of restricted stock units that vest 100% upon grant date, August 26, 2024. One-time grant was issued to compensate Reporting Person for miscalculation by issuer of shares required to be sold to cover tax liability owed by the Reporting Person.

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August 26, 2024 Filed Aug 27, 2024 23:01 UTC
Faith Brian CDirector · PRESIDENT AND CEO
GrantCommon Stock 16,865 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-022348 · form4-08272024_110812.xml · nonDerivative · entry 1

Faith Brian C · CIK 0001518884 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 243,715

F1 · kind: Represents a one-time grant of restricted stock units that vest 100% upon grant date, August 26, 2024. One-time grant was issued to compensate Reporting Person for miscalculation by issuer of shares required to be sold to cover tax liability owed by the Reporting Person.

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August 26, 2024 Filed Aug 27, 2024 23:00 UTC
Nader EliasCFO, SVP FINANCE
GrantCommon Stock 6,926 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-022347 · form4-08272024_110835.xml · nonDerivative · entry 1

Nader Elias · CIK 0001571322 · CFO, SVP FINANCE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,855

F1 · kind: Represents a one-time grant of restricted stock units that vest 100% upon grant date, August 26, 2024. One-time grant was issued to compensate Reporting Person for miscalculation by issuer of shares required to be sold to cover tax liability owed by the Reporting Person.

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August 24, 2024 Filed Aug 26, 2024 20:10 UTC
Nader EliasCFO, SVP FINANCE
Exercise / conversionRestricted Stock Unit · Derivative 13,126 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-022217 · form4-08262024_040816.xml · derivative · entry 2

Nader Elias · CIK 0001571322 · CFO, SVP FINANCE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,126

Underlying: Common Stock · 13,126 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted stock units vest 50% after one year after date of issuance and the remaining 50% after two years from the date of issuance, subject to continued employment of the grantee.

F1 · derivative.expiration_date: Restricted stock units vest 50% after one year after date of issuance and the remaining 50% after two years from the date of issuance, subject to continued employment of the grantee.

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August 24, 2024 Filed Aug 26, 2024 20:10 UTC
Nader EliasCFO, SVP FINANCE
Exercise / conversionCommon Stock 13,126 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-022217 · form4-08262024_040816.xml · nonDerivative · entry 1

Nader Elias · CIK 0001571322 · CFO, SVP FINANCE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 24, 2024 Filed Aug 26, 2024 20:10 UTC
Faith Brian CDirector · PRESIDENT AND CEO
Exercise / conversionRestricted Stock Unit · Derivative 34,457 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-022216 · form4-08262024_040814.xml · derivative · entry 2

Faith Brian C · CIK 0001518884 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,456

Underlying: Common Stock · 34,457 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted stock units vest 50% after one year after date of issuance and the remaining 50% after two years from the date of issuance, subject to continued employment of the grantee.

F1 · derivative.expiration_date: Restricted stock units vest 50% after one year after date of issuance and the remaining 50% after two years from the date of issuance, subject to continued employment of the grantee.

Read SEC document
August 24, 2024 Filed Aug 26, 2024 20:10 UTC
Faith Brian CDirector · PRESIDENT AND CEO
Exercise / conversionCommon Stock 34,457 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-022216 · form4-08262024_040814.xml · nonDerivative · entry 1

Faith Brian C · CIK 0001518884 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 226,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 24, 2024 Filed Aug 26, 2024 20:10 UTC
SAXE TIMOTHYSR. VP AND CTO
Exercise / conversionRestricted Stock Unit · Derivative 16,408 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-022215 · form4-08262024_040812.xml · derivative · entry 2

SAXE TIMOTHY · CIK 0001242025 · SR. VP AND CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,408

Underlying: Common Stock · 16,408 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted stock units vest 50% after one year after date of issuance and the remaining 50% after two years from the date of issuance, subject to continued employment of the grantee.

F1 · derivative.expiration_date: Restricted stock units vest 50% after one year after date of issuance and the remaining 50% after two years from the date of issuance, subject to continued employment of the grantee.

Read SEC document
August 24, 2024 Filed Aug 26, 2024 20:10 UTC
SAXE TIMOTHYSR. VP AND CTO
Exercise / conversionCommon Stock 16,408 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-022215 · form4-08262024_040812.xml · nonDerivative · entry 1

SAXE TIMOTHY · CIK 0001242025 · SR. VP AND CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 24, 2024 Filed Aug 26, 2024 20:10 UTC
TAUSS GARY HDirector
Exercise / conversionRestricted Stock Unit · Derivative 4,171 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-022214 · form4-08262024_040810.xml · derivative · entry 2

TAUSS GARY H · CIK 0001261838 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,171 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

F1 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

Read SEC document
August 24, 2024 Filed Aug 26, 2024 20:10 UTC
TAUSS GARY HDirector
Exercise / conversionCommon Stock 4,171 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-022214 · form4-08262024_040810.xml · nonDerivative · entry 1

TAUSS GARY H · CIK 0001261838 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,192

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 24, 2024 Filed Aug 26, 2024 20:10 UTC Exercise / conversionRestricted Stock Unit · Derivative 4,171 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-022213 · form4-08262024_040808.xml · derivative · entry 2

CHRISTINE RUSSELL · CIK 0001226107 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,171 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

F1 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

Read SEC document
August 24, 2024 Filed Aug 26, 2024 20:10 UTC Exercise / conversionCommon Stock 4,171 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-022213 · form4-08262024_040808.xml · nonDerivative · entry 1

CHRISTINE RUSSELL · CIK 0001226107 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 24, 2024 Filed Aug 26, 2024 20:10 UTC Exercise / conversionRestricted Stock Unit · Derivative 7,030 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-022211 · form4-08262024_040803.xml · derivative · entry 2

FARESE MICHAEL J. · CIK 0001172508 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,030 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

F1 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

Read SEC document
August 24, 2024 Filed Aug 26, 2024 20:10 UTC Exercise / conversionCommon Stock 7,030 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-022211 · form4-08262024_040803.xml · nonDerivative · entry 1

FARESE MICHAEL J. · CIK 0001172508 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,240

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 24, 2024 Filed Aug 26, 2024 20:10 UTC Exercise / conversionRestricted Stock Unit · Derivative 4,171 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-022212 · form4-08262024_040805.xml · derivative · entry 2

PEASE ANDREW J · CIK 0001256983 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,171 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

F1 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

Read SEC document
August 24, 2024 Filed Aug 26, 2024 20:10 UTC Exercise / conversionCommon Stock 4,171 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-022212 · form4-08262024_040805.xml · nonDerivative · entry 1

PEASE ANDREW J · CIK 0001256983 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,311

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 24, 2024 Filed Aug 26, 2024 20:10 UTC
Kim JoyceDirector
Exercise / conversionRestricted Stock Unit · Derivative 2,858 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-022210 · form4-08262024_040801.xml · derivative · entry 2

Kim Joyce · CIK 0001901839 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,858 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

F1 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.