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QuantumScape Corp

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4158
SEC CIK
0001811414
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506

Last 12 months

Inside the activity.

0 purchase rows · 57 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 2025010
Dec 202506
Jan 202604
Feb 202605
Mar 202606
Apr 202604
May 202607
Jun 202603
Jul 202603
Aug 202603
Sep 202603
Oct 202603

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 17, 2021 Filed Aug 19, 2021 23:25 UTC
Singh MohitChief Development Officer
Tax withholdingClass A Common Stock 18,219 $20.20 $367,958.21
Disclosure

SEC source: 0001209191-21-052633 · doc4.xml · nonDerivative · entry 1

Singh Mohit · CIK 0001834019 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,411

F1 · shares: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.84 to $20.59, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 268,117 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

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August 17, 2021 Filed Aug 19, 2021 22:00 UTC
Singh JagdeepDirector · Chief Executive Officer · 10% owner · Chairman
Tax withholdingClass A Common Stock 136,641 $20.20 $2,759,656.29
Disclosure

SEC source: 0001209191-21-052610 · doc4.xml · nonDerivative · entry 1

Singh Jagdeep · CIK 0001398826 · Director · Chief Executive Officer · 10% owner · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,496,372

F1 · shares: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.84 to $20.59, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 3,016,310 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

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August 10, 2021 Filed Aug 12, 2021 15:04 UTC
Holme TimothyChief Technology Officer
ConversionClass B Common Stock · Derivative 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-051022 · doc4.xml · derivative · entry 2

Holme Timothy · CIK 0001834249 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,984,992

Underlying: Class A Common Stock · 1,000,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. On August 10, 2021, the Reporting Person directed the conversion of 1,000,000 shares of Class B Common Stock into Class A Common Stock.

F1 · derivative.exercise_date: The Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. On August 10, 2021, the Reporting Person directed the conversion of 1,000,000 shares of Class B Common Stock into Class A Common Stock.

F1 · derivative.expiration_date: The Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. On August 10, 2021, the Reporting Person directed the conversion of 1,000,000 shares of Class B Common Stock into Class A Common Stock.

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August 10, 2021 Filed Aug 12, 2021 15:04 UTC
Holme TimothyChief Technology Officer
ConversionClass A Common Stock 1,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-051022 · doc4.xml · nonDerivative · entry 1

Holme Timothy · CIK 0001834249 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,352,395

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. On August 10, 2021, the Reporting Person directed the conversion of 1,000,000 shares of Class B Common Stock into Class A Common Stock.

F2 · balance_after: Includes 301,630 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

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August 09, 2021 Filed Aug 11, 2021 21:01 UTC
DOERR L JOHNDirector
ConversionClass B Common Stock · Derivative 5,070,533 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-050911 · doc4.xml · derivative · entry 11

DOERR L JOHN · CIK 0001032455 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · see footnote

Disclosed balance after: 10,141,064

Underlying: Class A Common Stock · 5,070,533 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

F14 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

F14 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

F14 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

F2 · ownership.nature: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by KPCB XIV and KPCB XIV FF without consideration to their members (the "Fund Distribution").

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August 09, 2021 Filed Aug 11, 2021 21:01 UTC
DOERR L JOHNDirector
OtherClass A Common Stock 557,108 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-050911 · doc4.xml · nonDerivative · entry 10

DOERR L JOHN · CIK 0001032455 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · see footnote

Disclosed balance after: 1,115,627

F12 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of the Fund Distribution.

F13 · ownership.nature: The sole member of Portico Libre, LLC is Vallejo Ventures Trust. The Reporting Person is a trustee of the Vallejo Ventures Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

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August 09, 2021 Filed Aug 11, 2021 21:01 UTC
DOERR L JOHNDirector
OtherClass A Common Stock 14,214 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-050911 · doc4.xml · nonDerivative · entry 9

DOERR L JOHN · CIK 0001032455 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · see footnote

Disclosed balance after: 28,304

F6 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of the Associates Distribution.

F11 · ownership.nature: Shares are held by The Hampton 1999 Trust Dated May 25, 1999 for which the Reporting Person serves as trustee.

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August 09, 2021 Filed Aug 11, 2021 21:01 UTC
DOERR L JOHNDirector
OtherClass A Common Stock 14,214 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-050911 · doc4.xml · nonDerivative · entry 8

DOERR L JOHN · CIK 0001032455 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · see footnote

Disclosed balance after: 28,304

F6 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of the Associates Distribution.

F10 · ownership.nature: Shares are held by The Austin 1999 Trust Dated May 25, 1999 for which the Reporting Person serves as trustee.

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August 09, 2021 Filed Aug 11, 2021 21:01 UTC
DOERR L JOHNDirector
OtherClass A Common Stock 1,490 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-050911 · doc4.xml · nonDerivative · entry 7

DOERR L JOHN · CIK 0001032455 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · see footnote

Disclosed balance after: 2,966

F6 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of the Associates Distribution.

F9 · ownership.nature: The managing member of Lupum Ventures, LLC is Vallejo Ventures Trust. The Reporting Person is a trustee of the Vallejo Ventures Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

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August 09, 2021 Filed Aug 11, 2021 21:01 UTC
DOERR L JOHNDirector
OtherClass A Common Stock 15,857 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-050911 · doc4.xml · nonDerivative · entry 6

DOERR L JOHN · CIK 0001032455 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · see footnote

Disclosed balance after: 31,626

F6 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of the Associates Distribution.

F8 · ownership.nature: The sole member of KPIC, LLC is Vallejo Ventures Trust. The Reporting Person is a trustee of the Vallejo Ventures Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

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August 09, 2021 Filed Aug 11, 2021 21:01 UTC
DOERR L JOHNDirector
OtherClass A Common Stock 131,766 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-050911 · doc4.xml · nonDerivative · entry 5

DOERR L JOHN · CIK 0001032455 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · see footnote

Disclosed balance after: 262,389

F6 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of the Associates Distribution.

F7 · ownership.nature: Shares are held by Vallejo Ventures Trust for which the Reporting Person and his spouse serve as trustee.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 21:01 UTC
DOERR L JOHNDirector
OtherClass A Common Stock 1,264,555 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-050911 · doc4.xml · nonDerivative · entry 4

DOERR L JOHN · CIK 0001032455 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · see footnote

Disclosed balance after: 351,442

F5 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by KPCB XIV Associates without consideration to its members (the "Associates Distribution").

F4 · ownership.nature: The shares are held directly by KPCB XIV Associates. The Reporting Person is a managing member of KPCB XIV Associates and may be deemed to share voting and investment power over the securities held by KPCB XIV Associates. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

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August 09, 2021 Filed Aug 11, 2021 21:01 UTC
DOERR L JOHNDirector
OtherClass A Common Stock 1,440,919 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-050911 · doc4.xml · nonDerivative · entry 3

DOERR L JOHN · CIK 0001032455 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · see footnote

Disclosed balance after: 1,615,997

F3 · kind: Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the Fund Distribution.

F4 · ownership.nature: The shares are held directly by KPCB XIV Associates. The Reporting Person is a managing member of KPCB XIV Associates and may be deemed to share voting and investment power over the securities held by KPCB XIV Associates. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 21:01 UTC
DOERR L JOHNDirector
OtherClass A Common Stock 5,070,533 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-050911 · doc4.xml · nonDerivative · entry 2

DOERR L JOHN · CIK 0001032455 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · see footnote

Disclosed balance after: 0

F2 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by KPCB XIV and KPCB XIV FF without consideration to their members (the "Fund Distribution").

F1 · ownership.nature: The shares are held for convenience in the name of "KPCB Holdings, Inc., as nominee" for the accounts of Kleiner Perkins Caufield & Byers XIV, LLC ("KPCB XIV") and KPCB XIV Founders Fund, LLC ("KPCB XIV FF") (collectively, the "KPCB Entities"). The managing member of KPCB XIV and KPCB XIV FF is KPCB XIV Associates, LLC ("KPCB XIV Associates"). The Reporting Person, a managing member of KPCB XIV Associates, exercises shared voting and dispositive control over the shares held by the KPCB Entities.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 21:01 UTC
DOERR L JOHNDirector
ConversionClass A Common Stock 5,070,533 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-050911 · doc4.xml · nonDerivative · entry 1

DOERR L JOHN · CIK 0001032455 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · see footnote

Disclosed balance after: 5,070,533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The shares are held for convenience in the name of "KPCB Holdings, Inc., as nominee" for the accounts of Kleiner Perkins Caufield & Byers XIV, LLC ("KPCB XIV") and KPCB XIV Founders Fund, LLC ("KPCB XIV FF") (collectively, the "KPCB Entities"). The managing member of KPCB XIV and KPCB XIV FF is KPCB XIV Associates, LLC ("KPCB XIV Associates"). The Reporting Person, a managing member of KPCB XIV Associates, exercises shared voting and dispositive control over the shares held by the KPCB Entities.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 21:01 UTC
Singh JagdeepDirector · Chief Executive Officer · 10% owner · Chairman
OtherClass A Common Stock 1,592 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-050916 · doc4.xml · nonDerivative · entry 1

Singh Jagdeep · CIK 0001398826 · Director · Chief Executive Officer · 10% owner · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By: The Singh Family Trust UDT dated October 3, 1996

Disclosed balance after: 969,289

F1 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Kleiner Perkins Caufield & Byers XIV, LLC and KPCB XIV Founders Fund, LLC to their members (including the Reporting Person) without consideration.

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August 03, 2021 Filed Aug 4, 2021 21:00 UTC Exercise / conversionStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $2.38 $0.00
Disclosure

SEC source: 0001209191-21-049680 · doc4.xml · derivative · entry 9

Leohold Jurgen · CIK 0001834036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,175

Underlying: Class A Common Stock · 100,000 shares

Expires 2029-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: 20% of the shares subject to the option will vest and become exercisable on December 11, 2020, and the remaining shares will vest monthly thereafter, subject to the Reporting Person's continued service at each vesting date.

Read SEC document
August 03, 2021 Filed Aug 4, 2021 21:00 UTC SaleClass A Common Stock 200 $23.04 $4,607.00
Disclosure

SEC source: 0001209191-21-049680 · doc4.xml · nonDerivative · entry 7

Leohold Jurgen · CIK 0001834036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,295

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.00 to $23.07, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
August 03, 2021 Filed Aug 4, 2021 21:00 UTC SaleClass A Common Stock 15,619 $22.44 $350,420.07
Disclosure

SEC source: 0001209191-21-049680 · doc4.xml · nonDerivative · entry 6

Leohold Jurgen · CIK 0001834036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,495

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.00 to $22.87, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
August 03, 2021 Filed Aug 4, 2021 21:00 UTC SaleClass A Common Stock 34,181 $21.70 $741,669.59
Disclosure

SEC source: 0001209191-21-049680 · doc4.xml · nonDerivative · entry 5

Leohold Jurgen · CIK 0001834036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,114

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.54 to $21.87, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
August 03, 2021 Filed Aug 4, 2021 21:00 UTC Exercise / conversionClass A Common Stock 100,000 $2.38 $237,700.00
Disclosure

SEC source: 0001209191-21-049680 · doc4.xml · nonDerivative · entry 4

Leohold Jurgen · CIK 0001834036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 00:52 UTC
Prinz FritzDirector
SaleClass A Common Stock 84,029 $23.38 $1,964,572.81
Disclosure

SEC source: 0001209191-21-049502 · doc4.xml · nonDerivative · entry 3

Prinz Fritz · CIK 0001834027 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Friedrich Prinz and Gertrud Prinz, Trustees of the Prinz Family Trust dated September 17, 2018

Disclosed balance after: 0

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.00 to $23.78, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 00:52 UTC
Prinz FritzDirector
SaleClass A Common Stock 215,971 $22.49 $4,857,878.90
Disclosure

SEC source: 0001209191-21-049502 · doc4.xml · nonDerivative · entry 2

Prinz Fritz · CIK 0001834027 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Friedrich Prinz and Gertrud Prinz, Trustees of the Prinz Family Trust dated September 17, 2018

Disclosed balance after: 84,029

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.00 to $22.99, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 00:50 UTC
Hettrich KevinChief Financial Officer
SaleClass A Common Stock 59,193 $23.33 $1,381,120.67
Disclosure

SEC source: 0001209191-21-049501 · doc4.xml · nonDerivative · entry 3

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 713,111

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.94 to $23.77, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

F4 · balance_after: Includes 603,263 shares represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 00:50 UTC
Hettrich KevinChief Financial Officer
SaleClass A Common Stock 102,933 $22.43 $2,308,591.62
Disclosure

SEC source: 0001209191-21-049501 · doc4.xml · nonDerivative · entry 2

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 772,304

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.94 to $22.93, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 21:00 UTC Exercise / conversionStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $1.33 $0.00
Disclosure

SEC source: 0001209191-21-049680 · doc4.xml · derivative · entry 8

Leohold Jurgen · CIK 0001834036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,175

Underlying: Class A Common Stock · 50,000 shares

Expires 2027-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 20% of the shares subject to the option vested and became exercisable on January 1, 2019, and the remaining shares will vest monthly thereafter, subject to the Reporting Person's continued service at each vesting date.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 21:00 UTC SaleClass A Common Stock 10,169 $23.31 $237,027.19
Disclosure

SEC source: 0001209191-21-049680 · doc4.xml · nonDerivative · entry 3

Leohold Jurgen · CIK 0001834036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,295

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.02 to $23.70, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 21:00 UTC SaleClass A Common Stock 39,831 $22.41 $892,712.29
Disclosure

SEC source: 0001209191-21-049680 · doc4.xml · nonDerivative · entry 2

Leohold Jurgen · CIK 0001834036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,464

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.00 to $22.985, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 21:00 UTC Exercise / conversionClass A Common Stock 50,000 $1.33 $66,260.00
Disclosure

SEC source: 0001209191-21-049680 · doc4.xml · nonDerivative · entry 1

Leohold Jurgen · CIK 0001834036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2021 Filed Aug 4, 2021 00:52 UTC
Prinz FritzDirector
SaleClass A Common Stock 200,000 $22.61 $4,522,180.00
Disclosure

SEC source: 0001209191-21-049502 · doc4.xml · nonDerivative · entry 1

Prinz Fritz · CIK 0001834027 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Friedrich Prinz and Gertrud Prinz, Trustees of the Prinz Family Trust dated September 17, 2018

Disclosed balance after: 300,000

F1 · shares: The Reporting Person transferred 500,000 shares from direct ownership to Friedrich Prinz and Gertrud Prinz, Trustees of the Prinz Family Trust dated September 17, 2018 on July 30, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.50 to $22.73, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 30, 2021 Filed Aug 4, 2021 00:50 UTC
Hettrich KevinChief Financial Officer
SaleClass A Common Stock 162,126 $22.96 $3,721,796.88
Disclosure

SEC source: 0001209191-21-049501 · doc4.xml · nonDerivative · entry 1

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 875,237

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.50 to $23.47, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
July 30, 2021 Filed Aug 4, 2021 00:49 UTC SaleClass A Common Stock 2,458 $23.40 $57,508.35
Disclosure

SEC source: 0001209191-21-049500 · doc4.xml · nonDerivative · entry 6

MIRRO JUSTIN E · CIK 0001641982 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Justin E. Mirro 2020 Qualified Annuity Trust

Disclosed balance after: 250,000

F1 · kind: All sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.34 to $23.56, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

F9 · ownership.nature: Held of record by the Justin E. Mirro 2020 Qualified Annuity Trust under agreement dated June 27, 2020, for which the Reporting Person serves as trustee. The Reporting Person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

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July 30, 2021 Filed Aug 4, 2021 00:49 UTC SaleClass A Common Stock 47,542 $22.92 $1,089,829.04
Disclosure

SEC source: 0001209191-21-049500 · doc4.xml · nonDerivative · entry 5

MIRRO JUSTIN E · CIK 0001641982 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Justin E. Mirro 2020 Qualified Annuity Trust

Disclosed balance after: 252,458

F1 · kind: All sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.34 to $23.31, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

F9 · ownership.nature: Held of record by the Justin E. Mirro 2020 Qualified Annuity Trust under agreement dated June 27, 2020, for which the Reporting Person serves as trustee. The Reporting Person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

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July 30, 2021 Filed Aug 4, 2021 00:49 UTC SaleClass A Common Stock 1,834 $23.43 $42,966.04
Disclosure

SEC source: 0001209191-21-049500 · doc4.xml · nonDerivative · entry 4

MIRRO JUSTIN E · CIK 0001641982 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kensington Capital Trust

Disclosed balance after: 250,000

F1 · kind: All sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.37 to $23.56, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

F6 · ownership.nature: Held of record by the Kensington Capital Trust under agreement dated June 27, 2020, for which the Reporting Person's spouse serves as a trustee. The Reporting Person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

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July 30, 2021 Filed Aug 4, 2021 00:49 UTC SaleClass A Common Stock 48,166 $22.93 $1,104,369.31
Disclosure

SEC source: 0001209191-21-049500 · doc4.xml · nonDerivative · entry 3

MIRRO JUSTIN E · CIK 0001641982 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kensington Capital Trust

Disclosed balance after: 251,834

F1 · kind: All sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.37 to $23.36, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

F6 · ownership.nature: Held of record by the Kensington Capital Trust under agreement dated June 27, 2020, for which the Reporting Person's spouse serves as a trustee. The Reporting Person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

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July 30, 2021 Filed Aug 4, 2021 00:49 UTC SaleClass A Common Stock 10,258 $23.40 $240,037.20
Disclosure

SEC source: 0001209191-21-049500 · doc4.xml · nonDerivative · entry 2

MIRRO JUSTIN E · CIK 0001641982 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kensington Capital Partners, LLC

Disclosed balance after: 944,898

F1 · kind: All sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.33 to $23.56, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

F3 · ownership.nature: Held of record by Kensington Capital Partners, LLC, for which the Reporting Person is the managing member and sole owner.

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July 30, 2021 Filed Aug 4, 2021 00:49 UTC SaleClass A Common Stock 189,742 $22.92 $4,349,247.15
Disclosure

SEC source: 0001209191-21-049500 · doc4.xml · nonDerivative · entry 1

MIRRO JUSTIN E · CIK 0001641982 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kensington Capital Partners, LLC

Disclosed balance after: 955,156

F1 · kind: All sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.33 to $23.32, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

F3 · ownership.nature: Held of record by Kensington Capital Partners, LLC, for which the Reporting Person is the managing member and sole owner.

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July 22, 2021 Filed Jul 27, 2021 00:51 UTC
Singh JagdeepDirector · Chief Executive Officer · 10% owner · Chairman
ConversionClass B Common Stock · Derivative 250,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-048260 · doc4.xml · derivative · entry 4

Singh Jagdeep · CIK 0001398826 · Director · Chief Executive Officer · 10% owner · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Benedikt Prinz 2019 Trust dated June 17, 2019

Disclosed balance after: 1,090,582

Underlying: Class A Common Stock · 250,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

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July 22, 2021 Filed Jul 27, 2021 00:51 UTC
Singh JagdeepDirector · Chief Executive Officer · 10% owner · Chairman
ConversionClass B Common Stock · Derivative 250,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-048260 · doc4.xml · derivative · entry 3

Singh Jagdeep · CIK 0001398826 · Director · Chief Executive Officer · 10% owner · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Marie Helen Prinz 2019 Trust dated June 17, 2019

Disclosed balance after: 1,090,582

Underlying: Class A Common Stock · 250,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

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July 22, 2021 Filed Jul 27, 2021 00:51 UTC
Singh JagdeepDirector · Chief Executive Officer · 10% owner · Chairman
ConversionClass A Common Stock 250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-048260 · doc4.xml · nonDerivative · entry 2

Singh Jagdeep · CIK 0001398826 · Director · Chief Executive Officer · 10% owner · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Benedikt Prinz 2019 Trust dated June 17, 2019

Disclosed balance after: 250,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

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July 22, 2021 Filed Jul 27, 2021 00:51 UTC
Singh JagdeepDirector · Chief Executive Officer · 10% owner · Chairman
ConversionClass A Common Stock 250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-048260 · doc4.xml · nonDerivative · entry 1

Singh Jagdeep · CIK 0001398826 · Director · Chief Executive Officer · 10% owner · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Marie Helen Prinz 2019 Trust dated June 17, 2019

Disclosed balance after: 250,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

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July 22, 2021 Filed Jul 26, 2021 23:41 UTC
Prinz FritzDirector
ConversionClass B Common Stock · Derivative 250,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-048247 · doc4.xml · derivative · entry 6

Prinz Fritz · CIK 0001834027 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Benedikt Prinz 2019 Trust dated June 17, 2019

Disclosed balance after: 1,090,582

Underlying: Class A Common Stock · 250,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

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July 22, 2021 Filed Jul 26, 2021 23:41 UTC
Prinz FritzDirector
ConversionClass B Common Stock · Derivative 250,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-048247 · doc4.xml · derivative · entry 5

Prinz Fritz · CIK 0001834027 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Marie Helen Prinz 2019 Trust dated June 17, 2019

Disclosed balance after: 1,090,582

Underlying: Class A Common Stock · 250,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

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July 22, 2021 Filed Jul 26, 2021 23:41 UTC
Prinz FritzDirector
ConversionClass B Common Stock · Derivative 500,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-048247 · doc4.xml · derivative · entry 4

Prinz Fritz · CIK 0001834027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,890,327

Underlying: Class A Common Stock · 500,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

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July 22, 2021 Filed Jul 26, 2021 23:41 UTC
Prinz FritzDirector
ConversionClass A Common Stock 250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-048247 · doc4.xml · nonDerivative · entry 3

Prinz Fritz · CIK 0001834027 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Benedikt Prinz 2019 Trust dated June 17, 2019

Disclosed balance after: 250,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

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July 22, 2021 Filed Jul 26, 2021 23:41 UTC
Prinz FritzDirector
ConversionClass A Common Stock 250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-048247 · doc4.xml · nonDerivative · entry 2

Prinz Fritz · CIK 0001834027 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Marie Helen Prinz 2019 Trust dated June 17, 2019

Disclosed balance after: 250,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

Read SEC document
July 22, 2021 Filed Jul 26, 2021 23:41 UTC
Prinz FritzDirector
ConversionClass A Common Stock 500,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-048247 · doc4.xml · nonDerivative · entry 1

Prinz Fritz · CIK 0001834027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

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June 11, 2021 Filed Jun 14, 2021 22:00 UTC Exercise / conversionStock Option (right to buy) · Derivative 150,000 $0.00 Strike: $1.33 $0.00
Disclosure

SEC source: 0001209191-21-040317 · doc4.xml · derivative · entry 3

Leohold Jurgen · CIK 0001834036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,175

Underlying: Class A Common Stock · 150,000 shares

Expires 2027-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 11, 2021 Filed Jun 14, 2021 22:00 UTC SaleClass A Common Stock 52,705 $27.76 $1,463,085.53
Disclosure

SEC source: 0001209191-21-040317 · doc4.xml · nonDerivative · entry 2

Leohold Jurgen · CIK 0001834036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,295

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.65 to $27.84, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

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June 11, 2021 Filed Jun 14, 2021 22:00 UTC Exercise / conversionClass A Common Stock 150,000 $1.33 $198,780.00
Disclosure

SEC source: 0001209191-21-040317 · doc4.xml · nonDerivative · entry 1

Leohold Jurgen · CIK 0001834036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.