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Nasdaq · USD

QNST

QUINSTREET, INC

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4912
SEC CIK
0001117297
Parsed reports
419

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202601
Aug 202607
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 24, 2017 Filed Mar 13, 2018 23:37 UTC Exercise / conversionCommon Stock 22,500 $0.00 $0.00
Disclosure

SEC source: 0001117297-18-000009 · edgardoc.xml · nonDerivative · entry 1

Wong Gregory · CIK 0001563458 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock earned pursuant to the performance RSU award granted on July 25, 2015 resulting from the achievement of the target stock price on November 24, 2017.

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November 10, 2017 Filed Nov 15, 2017 01:13 UTC
Valenti DouglasDirector · Chief Executive Officer · 10% owner
Tax withholdingCommon Stock 3,524 $8.85 $31,187.40
Disclosure

SEC source: 0000899243-17-026260 · doc4.xml · nonDerivative · entry 4

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,053

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

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November 10, 2017 Filed Nov 15, 2017 01:13 UTC
Valenti DouglasDirector · Chief Executive Officer · 10% owner
Tax withholdingCommon Stock 5,582 $8.85 $49,400.70
Disclosure

SEC source: 0000899243-17-026260 · doc4.xml · nonDerivative · entry 3

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 390,577

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

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November 10, 2017 Filed Nov 15, 2017 01:13 UTC
Valenti DouglasDirector · Chief Executive Officer · 10% owner
Tax withholdingCommon Stock 1,206 $8.85 $10,673.10
Disclosure

SEC source: 0000899243-17-026260 · doc4.xml · nonDerivative · entry 2

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 396,159

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

Read SEC document
November 10, 2017 Filed Nov 15, 2017 01:13 UTC
Valenti DouglasDirector · Chief Executive Officer · 10% owner
Tax withholdingCommon Stock 99 $8.85 $876.15
Disclosure

SEC source: 0000899243-17-026260 · doc4.xml · nonDerivative · entry 1

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,365

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

Read SEC document
November 10, 2017 Filed Nov 15, 2017 01:13 UTC Tax withholdingCommon Stock 294 $8.85 $2,601.90
Disclosure

SEC source: 0000899243-17-026259 · doc4.xml · nonDerivative · entry 3

Wong Gregory · CIK 0001563458 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,946

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

Read SEC document
November 10, 2017 Filed Nov 15, 2017 01:13 UTC Tax withholdingCommon Stock 2,349 $8.85 $20,788.65
Disclosure

SEC source: 0000899243-17-026259 · doc4.xml · nonDerivative · entry 2

Wong Gregory · CIK 0001563458 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,240

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

Read SEC document
November 10, 2017 Filed Nov 15, 2017 01:13 UTC Tax withholdingCommon Stock 2,349 $8.85 $20,788.65
Disclosure

SEC source: 0000899243-17-026259 · doc4.xml · nonDerivative · entry 1

Wong Gregory · CIK 0001563458 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,589

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

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November 10, 2017 Filed Nov 15, 2017 01:12 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 4,759 $0.00 Strike: $8.85 $0.00
Disclosure

SEC source: 0000899243-17-026258 · doc4.xml · derivative · entry 1

SANDS GREGORY P · CIK 0001201719 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,759

Underlying: Common Stock · 4,759 shares

Expires 2024-11-09

F2 · price: Mr. Sands elected to receive options in lieu of cash compensation as consideration for his service as a member of QuinStreet, Inc.'s (the "Company") board of directors and a member of the Company's Nominating and Corporate Governance and Compensation Committees for the quarter ended September 30, 2017. The number of options granted was determined by dividing the cash compensation otherwise payable with respect to the quarter by the Black-Scholes value of a single option calculated as of the date of grant. The election is available to independent directors, is made annually and applies to the entire fiscal year.

F1 · derivative.exercise_date: The shares of common stock subject to this option are fully vested and exercisable.

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November 10, 2017 Filed Jul 13, 2018 21:46 UTC GiftCommon Stock 37,533 $0.00 $0.00
Disclosure

SEC source: 0001117297-18-000034 · edgardoc.xml · nonDerivative · entry 2

PAULDINE DAVID J · CIK 0001129817 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 65,033

Read SEC document
November 10, 2017 Filed Jul 13, 2018 21:46 UTC GiftCommon Stock 37,533 $0.00 $0.00
Disclosure

SEC source: 0001117297-18-000034 · edgardoc.xml · nonDerivative · entry 1

PAULDINE DAVID J · CIK 0001129817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,638

Read SEC document
October 26, 2017 Filed Aug 13, 2018 21:17 UTC
Valenti DouglasDirector · Chief Executive Officer
GiftCommon Stock 613,810 $0.00 $0.00
Disclosure

SEC source: 0000950103-18-009610 · dp94496_5-valenti.xml · nonDerivative · entry 2

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 3,923,601

F4 · shares: This 613,810 share transfer was reflected in holdings appearing in previous Form 4 filings beginning as of February 21, 2018. This 613,810 transfer has no impact on the aggregate number of shares beneficially owned by the reporting person.

F5 · balance_after: Reflects 119,927 shares transferred to The Valenti Living Trust from the reporting person's direct holdings.

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October 26, 2017 Filed Aug 13, 2018 21:17 UTC
Valenti DouglasDirector · Chief Executive Officer
GiftCommon Stock 2,046,034 $0.00 $0.00
Disclosure

SEC source: 0000950103-18-009610 · dp94496_5-valenti.xml · nonDerivative · entry 1

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Partnership

Disclosed balance after: 0

F1 · kind: This transaction represents a transfer of shares that were beneficially owned by the reporting person for the purposes of estate planning and not a sale of securities.

F2 · shares: Reflects 613,810 shares transferred to The Valenti Living Trust from DJ & TL Valenti Investments, LP, which was reflected in holdings appearing in previous Form 4 filings beginning as of February 21, 2018. The 613,810 transfer has no impact on the aggregate number of shares beneficially owned by the reporting person.

F3 · shares: Also reflects 1,432,224 shares transferred to trusts of which the reporting person's now adult children are the beneficiaries.

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October 25, 2017 Filed Oct 27, 2017 18:21 UTC GrantCommon Stock 13,888 $0.00 $0.00
Disclosure

SEC source: 0001117297-17-000037 · edgardoc.xml · nonDerivative · entry 1

MCDONALD JOHN G · CIK 0001111901 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,671

F1 · shares: Represents shares of common stock that are issuable pursuant to a Restricted Stock Unit (RSU) award. The vesting commencement date of the RSU award is November 10, 2017 and it vests daily over one year.

Read SEC document
October 25, 2017 Filed Oct 27, 2017 22:41 UTC GrantCommon Stock 13,888 $0.00 $0.00
Disclosure

SEC source: 0001117297-17-000043 · edgardoc.xml · nonDerivative · entry 1

SHEEHAN ANDREW T · CIK 0001207703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,888

F1 · shares: Represents shares of common stock that are issuable pursuant to a Restricted Stock Unit (RSU) award. The vesting commencement date of the RSU award is November 10, 2017 and it vests daily over one year.

Read SEC document
October 25, 2017 Filed Oct 27, 2017 22:39 UTC GrantCommon Stock 13,888 $0.00 $0.00
Disclosure

SEC source: 0001117297-17-000042 · edgardoc.xml · nonDerivative · entry 1

Glickman Matthew · CIK 0001703076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,888

F1 · shares: Represents shares of common stock that are issuable pursuant to a Restricted Stock Unit (RSU) award. The vesting commencement date of the RSU award is November 10, 2017 and it vests daily over one year.

Read SEC document
October 25, 2017 Filed Oct 27, 2017 22:32 UTC GrantCommon Stock 13,888 $0.00 $0.00
Disclosure

SEC source: 0001117297-17-000041 · edgardoc.xml · nonDerivative · entry 1

Simons James R. · CIK 0001476267 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,671

F1 · shares: Represents shares of common stock that are issuable pursuant to a Restricted Stock Unit (RSU) award. The vesting commencement date of the RSU award is November 10, 2017 and it vests daily over one year.

F2 · balance_after: Pursuant to a letter agreement with SPVC V, LLC, the reporting person holds this security for the sole benefit of SPVC V, LLC.

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October 25, 2017 Filed Oct 27, 2017 22:30 UTC GrantCommon Stock 13,888 $0.00 $0.00
Disclosure

SEC source: 0001117297-17-000040 · edgardoc.xml · nonDerivative · entry 1

Sennett Marjorie T. · CIK 0001616123 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,671

F1 · shares: Represents shares of common stock that are issuable pursuant to a Restricted Stock Unit (RSU) award. The vesting commencement date of the RSU award is November 10, 2017 and it vests daily over one year.

Read SEC document
October 25, 2017 Filed Oct 27, 2017 22:28 UTC GrantCommon Stock 13,888 $0.00 $0.00
Disclosure

SEC source: 0001117297-17-000039 · edgardoc.xml · nonDerivative · entry 1

SANDS GREGORY P · CIK 0001201719 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,671

F1 · shares: Represents shares of common stock that are issuable pursuant to a Restricted Stock Unit (RSU) award. The vesting commencement date of the RSU award is November 10, 2017 and it vests daily over one year.

Read SEC document
October 25, 2017 Filed Oct 27, 2017 22:24 UTC GrantCommon Stock 13,888 $0.00 $0.00
Disclosure

SEC source: 0001117297-17-000038 · edgardoc.xml · nonDerivative · entry 1

PAULDINE DAVID J · CIK 0001129817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,171

F1 · shares: Represents shares of common stock that are issuable pursuant to a Restricted Stock Unit (RSU) award. The vesting commencement date of the RSU award is November 10, 2017 and it vests daily over one year.

Read SEC document
October 25, 2017 Filed Oct 27, 2017 22:16 UTC GrantCommon Stock 13,888 $0.00 $0.00
Disclosure

SEC source: 0001117297-17-000036 · edgardoc.xml · nonDerivative · entry 1

JOSEPHS ROBIN · CIK 0001222801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,671

F1 · shares: Represents shares of common stock that are issuable pursuant to a Restricted Stock Unit (RSU) award. The vesting commencement date of the RSU award is November 10, 2017 and it vests daily over one year.

Read SEC document
October 25, 2017 Filed Oct 27, 2017 22:09 UTC GrantCommon Stock 13,888 $0.00 $0.00
Disclosure

SEC source: 0001117297-17-000035 · edgardoc.xml · nonDerivative · entry 1

Huizinga Stuart · CIK 0001366006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,671

F1 · shares: Represents shares of common stock that are issuable pursuant to a Restricted Stock Unit (RSU) award. The vesting commencement date of the RSU award is November 10, 2017 and it vests daily over one year.

Read SEC document
September 13, 2017 Filed Sep 15, 2017 20:53 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 8,302 $0.00 Strike: $5.72 $0.00
Disclosure

SEC source: 0001117297-17-000031 · edgardoc.xml · derivative · entry 1

SANDS GREGORY P · CIK 0001201719 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,302

Underlying: Common Stock · 8,302 shares

Expires 2024-09-12

F2 · price: Mr. Sands elected to receive options in lieu of cash compensation as consideration for his service as a member of QuinStreet, Inc.'s (the "Company") board of directors and a member of the Company's Nominating and Corporate Governance and Compensation Committees for the quarter ended June 30, 2017. The number of options granted was determined by dividing the cash compensation otherwise payable with respect to the quarter by the Black-Scholes value of a single option calculated as of the date of grant. The election is available to independent directors, is made annually and applies to the entire fiscal year.

F1 · derivative.exercise_date: The shares of common stock subject to this option are fully vested and exercisable.

Read SEC document
August 10, 2017 Filed Aug 14, 2017 23:59 UTC
Valenti DouglasDirector · Chief Executive Officer · 10% owner
Tax withholdingCommon Stock 1,293 $4.04 $5,223.72
Disclosure

SEC source: 0001117297-17-000030 · edgardoc.xml · nonDerivative · entry 5

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,464

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

Read SEC document
August 10, 2017 Filed Aug 14, 2017 23:59 UTC
Valenti DouglasDirector · Chief Executive Officer · 10% owner
Tax withholdingCommon Stock 3,524 $4.04 $14,236.96
Disclosure

SEC source: 0001117297-17-000030 · edgardoc.xml · nonDerivative · entry 4

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,757

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

Read SEC document
August 10, 2017 Filed Aug 14, 2017 23:59 UTC
Valenti DouglasDirector · Chief Executive Officer · 10% owner
Tax withholdingCommon Stock 18,790 $4.04 $75,911.60
Disclosure

SEC source: 0001117297-17-000030 · edgardoc.xml · nonDerivative · entry 3

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402,281

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

Read SEC document
August 10, 2017 Filed Aug 14, 2017 23:59 UTC
Valenti DouglasDirector · Chief Executive Officer · 10% owner
Tax withholdingCommon Stock 1,206 $4.04 $4,872.24
Disclosure

SEC source: 0001117297-17-000030 · edgardoc.xml · nonDerivative · entry 2

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421,071

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

Read SEC document
August 10, 2017 Filed Aug 14, 2017 23:59 UTC
Valenti DouglasDirector · Chief Executive Officer · 10% owner
Tax withholdingCommon Stock 99 $4.04 $399.96
Disclosure

SEC source: 0001117297-17-000030 · edgardoc.xml · nonDerivative · entry 1

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,277

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

Read SEC document
August 10, 2017 Filed Aug 14, 2017 23:54 UTC Tax withholdingCommon Stock 177 $4.04 $715.08
Disclosure

SEC source: 0001117297-17-000029 · edgardoc.xml · nonDerivative · entry 4

Wong Gregory · CIK 0001563458 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,938

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

Read SEC document
August 10, 2017 Filed Aug 14, 2017 23:54 UTC Tax withholdingCommon Stock 9,395 $4.04 $37,955.80
Disclosure

SEC source: 0001117297-17-000029 · edgardoc.xml · nonDerivative · entry 3

Wong Gregory · CIK 0001563458 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,115

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

Read SEC document
August 10, 2017 Filed Aug 14, 2017 23:54 UTC Tax withholdingCommon Stock 2,349 $4.04 $9,489.96
Disclosure

SEC source: 0001117297-17-000029 · edgardoc.xml · nonDerivative · entry 2

Wong Gregory · CIK 0001563458 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,510

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

Read SEC document
August 10, 2017 Filed Aug 14, 2017 23:54 UTC Tax withholdingCommon Stock 294 $4.04 $1,187.76
Disclosure

SEC source: 0001117297-17-000029 · edgardoc.xml · nonDerivative · entry 1

Wong Gregory · CIK 0001563458 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,859

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

Read SEC document
July 27, 2017 Filed Jul 31, 2017 23:28 UTC
Valenti DouglasDirector · Chief Executive Officer · 10% owner
GrantNon-Qualified Stock Option (right to buy) · Derivative 100,000 $0.00 Strike: $4.01 $0.00
Disclosure

SEC source: 0001117297-17-000026 · edgardoc.xml · derivative · entry 6

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2024-07-26

F4 · derivative.exercise_date: The shares of common stock subject to the option vest and become exercisable at a rate of 25% of the shares underlying the option on the first anniversary of the vesting commencement date, July 27, 2017, and the remainder of the shares underlying the option vest in equal monthly installments over 36 months thereafter. The initial vest date is July 27, 2018 and the final vest date is July 27, 2021.

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July 27, 2017 Filed Jul 31, 2017 23:28 UTC
Valenti DouglasDirector · Chief Executive Officer · 10% owner
GrantCommon Stock 54,719 $0.00 $0.00
Disclosure

SEC source: 0001117297-17-000026 · edgardoc.xml · nonDerivative · entry 2

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 475,621

F2 · shares: Represents shares of common stock that are issuable pursuant to a RSU award. 100% of the RSUs vest on August 10, 2018.

Read SEC document
July 27, 2017 Filed Jul 31, 2017 23:28 UTC
Valenti DouglasDirector · Chief Executive Officer · 10% owner
GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001117297-17-000026 · edgardoc.xml · nonDerivative · entry 1

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420,902

F1 · shares: Represents shares of common stock that are issuable pursuant to a Restricted Stock Unit (RSU) award. The vesting commencement date of the RSU award is August 10, 2017 and it vests 25% after one year and quarterly thereafter in equal installments over a period of 3 years. The initial vest date will be August 10, 2018 and the final vest date will be August 10, 2021.

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July 27, 2017 Filed Jul 31, 2017 23:22 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 40,000 $0.00 Strike: $4.01 $0.00
Disclosure

SEC source: 0001117297-17-000025 · edgardoc.xml · derivative · entry 3

Wong Gregory · CIK 0001563458 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2024-07-26

F3 · derivative.exercise_date: The shares of common stock subject to the option vest and become exercisable at a rate of 25% of the shares underlying the option on the first anniversary of the vesting commencement date, July 27, 2017, and the remainder of the shares underlying the option vest in equal monthly installments over 36 months thereafter. The initial vest date is July 27, 2018 and the final vest date is July 27, 2021.

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July 27, 2017 Filed Jul 31, 2017 23:22 UTC GrantCommon Stock 18,125 $0.00 $0.00
Disclosure

SEC source: 0001117297-17-000025 · edgardoc.xml · nonDerivative · entry 2

Wong Gregory · CIK 0001563458 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,153

F2 · shares: Represents shares of common stock that are issuable pursuant to a RSU award. 100% of the RSUs vest on August 10, 2018.

Read SEC document
July 27, 2017 Filed Jul 31, 2017 23:22 UTC GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001117297-17-000025 · edgardoc.xml · nonDerivative · entry 1

Wong Gregory · CIK 0001563458 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,028

F1 · shares: Represents shares of common stock that are issuable pursuant to a Restricted Stock Unit (RSU) award. The vesting commencement date of the RSU award is August 10, 2017 and it vests 25% after one year and quarterly thereafter in equal installments over a period of 3 years. The initial vest date will be August 10, 2018 and the final vest date will be August 10, 2021.

Read SEC document
July 27, 2017 Filed Jul 31, 2017 23:18 UTC
Collins Martin JSVP & General Counsel
GrantNon-Qualified Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $4.01 $0.00
Disclosure

SEC source: 0001117297-17-000024 · edgardoc.xml · derivative · entry 3

Collins Martin J · CIK 0001381250 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2024-07-26

F3 · derivative.exercise_date: The shares of common stock subject to the option vest and become exercisable at a rate of 25% of the shares underlying the option on the first anniversary of the vesting commencement date, July 27, 2017, and the remainder of the shares underlying the option vest in equal monthly installments over 36 months thereafter. The initial vest date is July 27, 2018 and the final vest date is July 27, 2021.

Read SEC document
July 27, 2017 Filed Jul 31, 2017 23:18 UTC
Collins Martin JSVP & General Counsel
GrantCommon Stock 19,500 $0.00 $0.00
Disclosure

SEC source: 0001117297-17-000024 · edgardoc.xml · nonDerivative · entry 2

Collins Martin J · CIK 0001381250 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,708

F2 · shares: Represents shares of common stock that are issuable pursuant to a RSU award. 100% of the RSUs vest on August 10, 2018.

Read SEC document
July 27, 2017 Filed Jul 31, 2017 23:18 UTC
Collins Martin JSVP & General Counsel
GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001117297-17-000024 · edgardoc.xml · nonDerivative · entry 1

Collins Martin J · CIK 0001381250 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,208

F1 · shares: Represents shares of common stock that are issuable pursuant to a Restricted Stock Unit (RSU) award. The vesting commencement date of the RSU award is August 10, 2017 and it vests 25% after one year and quarterly thereafter in equal installments over a period of 3 years. The initial vest date will be August 10, 2018 and the final vest date will be August 10, 2021.

Read SEC document
July 27, 2017 Filed Jul 31, 2017 23:15 UTC
Brooks PeterSenior Vice President
GrantNon-Qualified Stock Option (right to buy) · Derivative 14,000 $0.00 Strike: $4.01 $0.00
Disclosure

SEC source: 0001117297-17-000023 · edgardoc.xml · derivative · entry 3

Brooks Peter · CIK 0001582277 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 14,000 shares

Expires 2024-07-26

F3 · derivative.exercise_date: The shares of common stock subject to the option vest and become exercisable at a rate of 25% of the shares underlying the option on the first anniversary of the vesting commencement date, July 27, 2017, and the remainder of the shares underlying the option vest in equal monthly installments over 36 months thereafter. The initial vest date is July 27, 2018 and the final vest date is July 27, 2021.

Read SEC document
July 27, 2017 Filed Jul 31, 2017 23:15 UTC
Brooks PeterSenior Vice President
GrantCommon Stock 14,880 $0.00 $0.00
Disclosure

SEC source: 0001117297-17-000023 · edgardoc.xml · nonDerivative · entry 2

Brooks Peter · CIK 0001582277 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,683

F2 · shares: Represents shares of common stock that are issuable pursuant to a RSU award. 100% of the RSUs vest on August 10, 2018.

Read SEC document
July 27, 2017 Filed Jul 31, 2017 23:15 UTC
Brooks PeterSenior Vice President
GrantCommon Stock 14,000 $0.00 $0.00
Disclosure

SEC source: 0001117297-17-000023 · edgardoc.xml · nonDerivative · entry 1

Brooks Peter · CIK 0001582277 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,803

F1 · shares: Represents shares of common stock that are issuable pursuant to a Restricted Stock Unit (RSU) award. The vesting commencement date of the RSU award is August 10, 2017 and it vests 25% after one year and quarterly thereafter in equal installments over a period of 3 years. The initial vest date will be August 10, 2018 and the final vest date will be August 10, 2021.

Read SEC document
July 27, 2017 Filed Jul 31, 2017 23:12 UTC
Bhanap NinaChief Technology Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 40,000 $0.00 Strike: $4.01 $0.00
Disclosure

SEC source: 0001117297-17-000022 · edgardoc.xml · derivative · entry 3

Bhanap Nina · CIK 0001478995 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2024-07-26

F3 · derivative.exercise_date: The shares of common stock subject to the option vest and become exercisable at a rate of 25% of the shares underlying the option on the first anniversary of the vesting commencement date, July 27, 2017, and the remainder of the shares underlying the option vest in equal monthly installments over 36 months thereafter. The initial vest date is July 27, 2018 and the final vest date is July 27, 2021.

Read SEC document
July 27, 2017 Filed Jul 31, 2017 23:12 UTC
Bhanap NinaChief Technology Officer
GrantCommon Stock 21,125 $0.00 $0.00
Disclosure

SEC source: 0001117297-17-000022 · edgardoc.xml · nonDerivative · entry 2

Bhanap Nina · CIK 0001478995 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,832

F2 · shares: Represents shares of common stock that are issuable pursuant to a RSU award. 100% of the RSUs vest on August 10, 2018.

Read SEC document
July 27, 2017 Filed Jul 31, 2017 23:12 UTC
Bhanap NinaChief Technology Officer
GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001117297-17-000022 · edgardoc.xml · nonDerivative · entry 1

Bhanap Nina · CIK 0001478995 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,707

F1 · shares: Represents shares of common stock that are issuable pursuant to a Restricted Stock Unit (RSU) award. The vesting commencement date of the RSU award is August 10, 2017 and it vests 25% after one year and quarterly thereafter in equal installments over a period of 3 years. The initial vest date will be August 10, 2018 and the final vest date will be August 10, 2021.

Read SEC document
July 03, 2017 Filed Jul 7, 2017 00:07 UTC
Bhanap NinaChief Technology Officer
SaleCommon Stock 5,905 $4.00 $23,620.00
Disclosure

SEC source: 0001117297-17-000021 · edgardoc.xml · nonDerivative · entry 1

Bhanap Nina · CIK 0001478995 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,707

F1 · shares: These shares were sold pursuant to Ms. Bhanap's 10b5-1 Plan established on February 21, 2017.

F2 · price: The shares were sold at prices between $3.95 and $4.21. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

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June 02, 2017 Filed Jun 5, 2017 22:30 UTC
Bhanap NinaChief Technology Officer
SaleCommon Stock 1,331 $4.01 $5,337.31
Disclosure

SEC source: 0001117297-17-000020 · edgardoc.xml · nonDerivative · entry 2

Bhanap Nina · CIK 0001478995 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,612

F1 · shares: These shares were sold pursuant to Ms. Bhanap's 10b5-1 Plan established on February 21, 2017.

F3 · price: The shares were sold at prices between $3.98 and $4.02. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 22:30 UTC
Bhanap NinaChief Technology Officer
SaleCommon Stock 4,574 $3.95 $18,067.30
Disclosure

SEC source: 0001117297-17-000020 · edgardoc.xml · nonDerivative · entry 1

Bhanap Nina · CIK 0001478995 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,943

F1 · shares: These shares were sold pursuant to Ms. Bhanap's 10b5-1 Plan established on February 21, 2017.

F2 · price: The shares were sold at prices between $3.86 and $4.02. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.