Last 12 months
Inside the activity.
0 purchase rows · 9 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 7 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 24, 2017 Filed Mar 13, 2018 23:37 UTC |
Wong GregoryCFO
|
Exercise / conversionCommon Stock | 22,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001117297-18-000009 · edgardoc.xml · nonDerivative · entry 1 Wong Gregory · CIK 0001563458 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,446 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of common stock earned pursuant to the performance RSU award granted on July 25, 2015 resulting from the achievement of the target stock price on November 24, 2017. Read SEC document |
| November 10, 2017 Filed Nov 15, 2017 01:13 UTC |
Valenti DouglasDirector · Chief Executive Officer · 10% owner
|
Tax withholdingCommon Stock | 3,524 | $8.85 | $31,187.40 |
DisclosureSEC source: 0000899243-17-026260 · doc4.xml · nonDerivative · entry 4 Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 387,053 F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes. Read SEC document |
| November 10, 2017 Filed Nov 15, 2017 01:13 UTC |
Valenti DouglasDirector · Chief Executive Officer · 10% owner
|
Tax withholdingCommon Stock | 5,582 | $8.85 | $49,400.70 |
DisclosureSEC source: 0000899243-17-026260 · doc4.xml · nonDerivative · entry 3 Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,577 F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes. Read SEC document |
| November 10, 2017 Filed Nov 15, 2017 01:13 UTC |
Valenti DouglasDirector · Chief Executive Officer · 10% owner
|
Tax withholdingCommon Stock | 1,206 | $8.85 | $10,673.10 |
DisclosureSEC source: 0000899243-17-026260 · doc4.xml · nonDerivative · entry 2 Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 396,159 F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes. Read SEC document |
| November 10, 2017 Filed Nov 15, 2017 01:13 UTC |
Valenti DouglasDirector · Chief Executive Officer · 10% owner
|
Tax withholdingCommon Stock | 99 | $8.85 | $876.15 |
DisclosureSEC source: 0000899243-17-026260 · doc4.xml · nonDerivative · entry 1 Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 397,365 F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes. Read SEC document |
| November 10, 2017 Filed Nov 15, 2017 01:13 UTC |
Wong GregoryCFO
|
Tax withholdingCommon Stock | 294 | $8.85 | $2,601.90 |
DisclosureSEC source: 0000899243-17-026259 · doc4.xml · nonDerivative · entry 3 Wong Gregory · CIK 0001563458 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,946 F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes. Read SEC document |
| November 10, 2017 Filed Nov 15, 2017 01:13 UTC |
Wong GregoryCFO
|
Tax withholdingCommon Stock | 2,349 | $8.85 | $20,788.65 |
DisclosureSEC source: 0000899243-17-026259 · doc4.xml · nonDerivative · entry 2 Wong Gregory · CIK 0001563458 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,240 F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes. Read SEC document |
| November 10, 2017 Filed Nov 15, 2017 01:13 UTC |
Wong GregoryCFO
|
Tax withholdingCommon Stock | 2,349 | $8.85 | $20,788.65 |
DisclosureSEC source: 0000899243-17-026259 · doc4.xml · nonDerivative · entry 1 Wong Gregory · CIK 0001563458 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,589 F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes. Read SEC document |
| November 10, 2017 Filed Nov 15, 2017 01:12 UTC |
SANDS GREGORY PDirector
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 4,759 | $0.00 Strike: $8.85 | $0.00 |
DisclosureSEC source: 0000899243-17-026258 · doc4.xml · derivative · entry 1 SANDS GREGORY P · CIK 0001201719 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,759 Underlying: Common Stock · 4,759 shares Expires 2024-11-09 F2 · price: Mr. Sands elected to receive options in lieu of cash compensation as consideration for his service as a member of QuinStreet, Inc.'s (the "Company") board of directors and a member of the Company's Nominating and Corporate Governance and Compensation Committees for the quarter ended September 30, 2017. The number of options granted was determined by dividing the cash compensation otherwise payable with respect to the quarter by the Black-Scholes value of a single option calculated as of the date of grant. The election is available to independent directors, is made annually and applies to the entire fiscal year. F1 · derivative.exercise_date: The shares of common stock subject to this option are fully vested and exercisable. Read SEC document |
| November 10, 2017 Filed Jul 13, 2018 21:46 UTC |
PAULDINE DAVID JDirector
|
GiftCommon Stock | 37,533 | $0.00 | $0.00 |
DisclosureSEC source: 0001117297-18-000034 · edgardoc.xml · nonDerivative · entry 2 PAULDINE DAVID J · CIK 0001129817 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 65,033 Read SEC document |
| November 10, 2017 Filed Jul 13, 2018 21:46 UTC |
PAULDINE DAVID JDirector
|
GiftCommon Stock | 37,533 | $0.00 | $0.00 |
DisclosureSEC source: 0001117297-18-000034 · edgardoc.xml · nonDerivative · entry 1 PAULDINE DAVID J · CIK 0001129817 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,638 Read SEC document |
| October 26, 2017 Filed Aug 13, 2018 21:17 UTC |
Valenti DouglasDirector · Chief Executive Officer
|
GiftCommon Stock | 613,810 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-18-009610 · dp94496_5-valenti.xml · nonDerivative · entry 2 Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 3,923,601 F4 · shares: This 613,810 share transfer was reflected in holdings appearing in previous Form 4 filings beginning as of February 21, 2018. This 613,810 transfer has no impact on the aggregate number of shares beneficially owned by the reporting person. F5 · balance_after: Reflects 119,927 shares transferred to The Valenti Living Trust from the reporting person's direct holdings. Read SEC document |
| October 26, 2017 Filed Aug 13, 2018 21:17 UTC |
Valenti DouglasDirector · Chief Executive Officer
|
GiftCommon Stock | 2,046,034 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-18-009610 · dp94496_5-valenti.xml · nonDerivative · entry 1 Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Partnership Disclosed balance after: 0 F1 · kind: This transaction represents a transfer of shares that were beneficially owned by the reporting person for the purposes of estate planning and not a sale of securities. F2 · shares: Reflects 613,810 shares transferred to The Valenti Living Trust from DJ & TL Valenti Investments, LP, which was reflected in holdings appearing in previous Form 4 filings beginning as of February 21, 2018. The 613,810 transfer has no impact on the aggregate number of shares beneficially owned by the reporting person. F3 · shares: Also reflects 1,432,224 shares transferred to trusts of which the reporting person's now adult children are the beneficiaries. Read SEC document |
| October 25, 2017 Filed Oct 27, 2017 18:21 UTC |
MCDONALD JOHN GDirector
|
GrantCommon Stock | 13,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001117297-17-000037 · edgardoc.xml · nonDerivative · entry 1 MCDONALD JOHN G · CIK 0001111901 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,671 F1 · shares: Represents shares of common stock that are issuable pursuant to a Restricted Stock Unit (RSU) award. The vesting commencement date of the RSU award is November 10, 2017 and it vests daily over one year. Read SEC document |
| October 25, 2017 Filed Oct 27, 2017 22:41 UTC |
SHEEHAN ANDREW TDirector
|
GrantCommon Stock | 13,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001117297-17-000043 · edgardoc.xml · nonDerivative · entry 1 SHEEHAN ANDREW T · CIK 0001207703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,888 F1 · shares: Represents shares of common stock that are issuable pursuant to a Restricted Stock Unit (RSU) award. The vesting commencement date of the RSU award is November 10, 2017 and it vests daily over one year. Read SEC document |
| October 25, 2017 Filed Oct 27, 2017 22:39 UTC |
Glickman MatthewDirector
|
GrantCommon Stock | 13,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001117297-17-000042 · edgardoc.xml · nonDerivative · entry 1 Glickman Matthew · CIK 0001703076 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,888 F1 · shares: Represents shares of common stock that are issuable pursuant to a Restricted Stock Unit (RSU) award. The vesting commencement date of the RSU award is November 10, 2017 and it vests daily over one year. Read SEC document |
| October 25, 2017 Filed Oct 27, 2017 22:32 UTC |
Simons James R.Director
|
GrantCommon Stock | 13,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001117297-17-000041 · edgardoc.xml · nonDerivative · entry 1 Simons James R. · CIK 0001476267 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,671 F1 · shares: Represents shares of common stock that are issuable pursuant to a Restricted Stock Unit (RSU) award. The vesting commencement date of the RSU award is November 10, 2017 and it vests daily over one year. F2 · balance_after: Pursuant to a letter agreement with SPVC V, LLC, the reporting person holds this security for the sole benefit of SPVC V, LLC. Read SEC document |
| October 25, 2017 Filed Oct 27, 2017 22:30 UTC |
Sennett MarjorieDirector
|
GrantCommon Stock | 13,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001117297-17-000040 · edgardoc.xml · nonDerivative · entry 1 Sennett Marjorie T. · CIK 0001616123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,671 F1 · shares: Represents shares of common stock that are issuable pursuant to a Restricted Stock Unit (RSU) award. The vesting commencement date of the RSU award is November 10, 2017 and it vests daily over one year. Read SEC document |
| October 25, 2017 Filed Oct 27, 2017 22:28 UTC |
SANDS GREGORY PDirector
|
GrantCommon Stock | 13,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001117297-17-000039 · edgardoc.xml · nonDerivative · entry 1 SANDS GREGORY P · CIK 0001201719 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,671 F1 · shares: Represents shares of common stock that are issuable pursuant to a Restricted Stock Unit (RSU) award. The vesting commencement date of the RSU award is November 10, 2017 and it vests daily over one year. Read SEC document |
| October 25, 2017 Filed Oct 27, 2017 22:24 UTC |
PAULDINE DAVID JDirector
|
GrantCommon Stock | 13,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001117297-17-000038 · edgardoc.xml · nonDerivative · entry 1 PAULDINE DAVID J · CIK 0001129817 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,171 F1 · shares: Represents shares of common stock that are issuable pursuant to a Restricted Stock Unit (RSU) award. The vesting commencement date of the RSU award is November 10, 2017 and it vests daily over one year. Read SEC document |
| October 25, 2017 Filed Oct 27, 2017 22:16 UTC |
JOSEPHS ROBINDirector
|
GrantCommon Stock | 13,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001117297-17-000036 · edgardoc.xml · nonDerivative · entry 1 JOSEPHS ROBIN · CIK 0001222801 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,671 F1 · shares: Represents shares of common stock that are issuable pursuant to a Restricted Stock Unit (RSU) award. The vesting commencement date of the RSU award is November 10, 2017 and it vests daily over one year. Read SEC document |
| October 25, 2017 Filed Oct 27, 2017 22:09 UTC |
Huizinga StuartDirector
|
GrantCommon Stock | 13,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001117297-17-000035 · edgardoc.xml · nonDerivative · entry 1 Huizinga Stuart · CIK 0001366006 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,671 F1 · shares: Represents shares of common stock that are issuable pursuant to a Restricted Stock Unit (RSU) award. The vesting commencement date of the RSU award is November 10, 2017 and it vests daily over one year. Read SEC document |
| September 13, 2017 Filed Sep 15, 2017 20:53 UTC |
SANDS GREGORY PDirector
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 8,302 | $0.00 Strike: $5.72 | $0.00 |
DisclosureSEC source: 0001117297-17-000031 · edgardoc.xml · derivative · entry 1 SANDS GREGORY P · CIK 0001201719 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,302 Underlying: Common Stock · 8,302 shares Expires 2024-09-12 F2 · price: Mr. Sands elected to receive options in lieu of cash compensation as consideration for his service as a member of QuinStreet, Inc.'s (the "Company") board of directors and a member of the Company's Nominating and Corporate Governance and Compensation Committees for the quarter ended June 30, 2017. The number of options granted was determined by dividing the cash compensation otherwise payable with respect to the quarter by the Black-Scholes value of a single option calculated as of the date of grant. The election is available to independent directors, is made annually and applies to the entire fiscal year. F1 · derivative.exercise_date: The shares of common stock subject to this option are fully vested and exercisable. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 23:59 UTC |
Valenti DouglasDirector · Chief Executive Officer · 10% owner
|
Tax withholdingCommon Stock | 1,293 | $4.04 | $5,223.72 |
DisclosureSEC source: 0001117297-17-000030 · edgardoc.xml · nonDerivative · entry 5 Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 397,464 F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 23:59 UTC |
Valenti DouglasDirector · Chief Executive Officer · 10% owner
|
Tax withholdingCommon Stock | 3,524 | $4.04 | $14,236.96 |
DisclosureSEC source: 0001117297-17-000030 · edgardoc.xml · nonDerivative · entry 4 Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398,757 F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 23:59 UTC |
Valenti DouglasDirector · Chief Executive Officer · 10% owner
|
Tax withholdingCommon Stock | 18,790 | $4.04 | $75,911.60 |
DisclosureSEC source: 0001117297-17-000030 · edgardoc.xml · nonDerivative · entry 3 Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 402,281 F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 23:59 UTC |
Valenti DouglasDirector · Chief Executive Officer · 10% owner
|
Tax withholdingCommon Stock | 1,206 | $4.04 | $4,872.24 |
DisclosureSEC source: 0001117297-17-000030 · edgardoc.xml · nonDerivative · entry 2 Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 421,071 F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 23:59 UTC |
Valenti DouglasDirector · Chief Executive Officer · 10% owner
|
Tax withholdingCommon Stock | 99 | $4.04 | $399.96 |
DisclosureSEC source: 0001117297-17-000030 · edgardoc.xml · nonDerivative · entry 1 Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 422,277 F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 23:54 UTC |
Wong GregoryCFO
|
Tax withholdingCommon Stock | 177 | $4.04 | $715.08 |
DisclosureSEC source: 0001117297-17-000029 · edgardoc.xml · nonDerivative · entry 4 Wong Gregory · CIK 0001563458 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,938 F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 23:54 UTC |
Wong GregoryCFO
|
Tax withholdingCommon Stock | 9,395 | $4.04 | $37,955.80 |
DisclosureSEC source: 0001117297-17-000029 · edgardoc.xml · nonDerivative · entry 3 Wong Gregory · CIK 0001563458 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,115 F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 23:54 UTC |
Wong GregoryCFO
|
Tax withholdingCommon Stock | 2,349 | $4.04 | $9,489.96 |
DisclosureSEC source: 0001117297-17-000029 · edgardoc.xml · nonDerivative · entry 2 Wong Gregory · CIK 0001563458 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,510 F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 23:54 UTC |
Wong GregoryCFO
|
Tax withholdingCommon Stock | 294 | $4.04 | $1,187.76 |
DisclosureSEC source: 0001117297-17-000029 · edgardoc.xml · nonDerivative · entry 1 Wong Gregory · CIK 0001563458 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,859 F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 23:28 UTC |
Valenti DouglasDirector · Chief Executive Officer · 10% owner
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $4.01 | $0.00 |
DisclosureSEC source: 0001117297-17-000026 · edgardoc.xml · derivative · entry 6 Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2024-07-26 F4 · derivative.exercise_date: The shares of common stock subject to the option vest and become exercisable at a rate of 25% of the shares underlying the option on the first anniversary of the vesting commencement date, July 27, 2017, and the remainder of the shares underlying the option vest in equal monthly installments over 36 months thereafter. The initial vest date is July 27, 2018 and the final vest date is July 27, 2021. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 23:28 UTC |
Valenti DouglasDirector · Chief Executive Officer · 10% owner
|
GrantCommon Stock | 54,719 | $0.00 | $0.00 |
DisclosureSEC source: 0001117297-17-000026 · edgardoc.xml · nonDerivative · entry 2 Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 475,621 F2 · shares: Represents shares of common stock that are issuable pursuant to a RSU award. 100% of the RSUs vest on August 10, 2018. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 23:28 UTC |
Valenti DouglasDirector · Chief Executive Officer · 10% owner
|
GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001117297-17-000026 · edgardoc.xml · nonDerivative · entry 1 Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420,902 F1 · shares: Represents shares of common stock that are issuable pursuant to a Restricted Stock Unit (RSU) award. The vesting commencement date of the RSU award is August 10, 2017 and it vests 25% after one year and quarterly thereafter in equal installments over a period of 3 years. The initial vest date will be August 10, 2018 and the final vest date will be August 10, 2021. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 23:22 UTC |
Wong GregoryCFO
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $4.01 | $0.00 |
DisclosureSEC source: 0001117297-17-000025 · edgardoc.xml · derivative · entry 3 Wong Gregory · CIK 0001563458 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2024-07-26 F3 · derivative.exercise_date: The shares of common stock subject to the option vest and become exercisable at a rate of 25% of the shares underlying the option on the first anniversary of the vesting commencement date, July 27, 2017, and the remainder of the shares underlying the option vest in equal monthly installments over 36 months thereafter. The initial vest date is July 27, 2018 and the final vest date is July 27, 2021. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 23:22 UTC |
Wong GregoryCFO
|
GrantCommon Stock | 18,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001117297-17-000025 · edgardoc.xml · nonDerivative · entry 2 Wong Gregory · CIK 0001563458 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,153 F2 · shares: Represents shares of common stock that are issuable pursuant to a RSU award. 100% of the RSUs vest on August 10, 2018. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 23:22 UTC |
Wong GregoryCFO
|
GrantCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001117297-17-000025 · edgardoc.xml · nonDerivative · entry 1 Wong Gregory · CIK 0001563458 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,028 F1 · shares: Represents shares of common stock that are issuable pursuant to a Restricted Stock Unit (RSU) award. The vesting commencement date of the RSU award is August 10, 2017 and it vests 25% after one year and quarterly thereafter in equal installments over a period of 3 years. The initial vest date will be August 10, 2018 and the final vest date will be August 10, 2021. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 23:18 UTC |
Collins Martin JSVP & General Counsel
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $4.01 | $0.00 |
DisclosureSEC source: 0001117297-17-000024 · edgardoc.xml · derivative · entry 3 Collins Martin J · CIK 0001381250 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2024-07-26 F3 · derivative.exercise_date: The shares of common stock subject to the option vest and become exercisable at a rate of 25% of the shares underlying the option on the first anniversary of the vesting commencement date, July 27, 2017, and the remainder of the shares underlying the option vest in equal monthly installments over 36 months thereafter. The initial vest date is July 27, 2018 and the final vest date is July 27, 2021. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 23:18 UTC |
Collins Martin JSVP & General Counsel
|
GrantCommon Stock | 19,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001117297-17-000024 · edgardoc.xml · nonDerivative · entry 2 Collins Martin J · CIK 0001381250 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,708 F2 · shares: Represents shares of common stock that are issuable pursuant to a RSU award. 100% of the RSUs vest on August 10, 2018. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 23:18 UTC |
Collins Martin JSVP & General Counsel
|
GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001117297-17-000024 · edgardoc.xml · nonDerivative · entry 1 Collins Martin J · CIK 0001381250 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,208 F1 · shares: Represents shares of common stock that are issuable pursuant to a Restricted Stock Unit (RSU) award. The vesting commencement date of the RSU award is August 10, 2017 and it vests 25% after one year and quarterly thereafter in equal installments over a period of 3 years. The initial vest date will be August 10, 2018 and the final vest date will be August 10, 2021. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 23:15 UTC |
Brooks PeterSenior Vice President
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 14,000 | $0.00 Strike: $4.01 | $0.00 |
DisclosureSEC source: 0001117297-17-000023 · edgardoc.xml · derivative · entry 3 Brooks Peter · CIK 0001582277 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Underlying: Common Stock · 14,000 shares Expires 2024-07-26 F3 · derivative.exercise_date: The shares of common stock subject to the option vest and become exercisable at a rate of 25% of the shares underlying the option on the first anniversary of the vesting commencement date, July 27, 2017, and the remainder of the shares underlying the option vest in equal monthly installments over 36 months thereafter. The initial vest date is July 27, 2018 and the final vest date is July 27, 2021. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 23:15 UTC |
Brooks PeterSenior Vice President
|
GrantCommon Stock | 14,880 | $0.00 | $0.00 |
DisclosureSEC source: 0001117297-17-000023 · edgardoc.xml · nonDerivative · entry 2 Brooks Peter · CIK 0001582277 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,683 F2 · shares: Represents shares of common stock that are issuable pursuant to a RSU award. 100% of the RSUs vest on August 10, 2018. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 23:15 UTC |
Brooks PeterSenior Vice President
|
GrantCommon Stock | 14,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001117297-17-000023 · edgardoc.xml · nonDerivative · entry 1 Brooks Peter · CIK 0001582277 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,803 F1 · shares: Represents shares of common stock that are issuable pursuant to a Restricted Stock Unit (RSU) award. The vesting commencement date of the RSU award is August 10, 2017 and it vests 25% after one year and quarterly thereafter in equal installments over a period of 3 years. The initial vest date will be August 10, 2018 and the final vest date will be August 10, 2021. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 23:12 UTC |
Bhanap NinaChief Technology Officer
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $4.01 | $0.00 |
DisclosureSEC source: 0001117297-17-000022 · edgardoc.xml · derivative · entry 3 Bhanap Nina · CIK 0001478995 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2024-07-26 F3 · derivative.exercise_date: The shares of common stock subject to the option vest and become exercisable at a rate of 25% of the shares underlying the option on the first anniversary of the vesting commencement date, July 27, 2017, and the remainder of the shares underlying the option vest in equal monthly installments over 36 months thereafter. The initial vest date is July 27, 2018 and the final vest date is July 27, 2021. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 23:12 UTC |
Bhanap NinaChief Technology Officer
|
GrantCommon Stock | 21,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001117297-17-000022 · edgardoc.xml · nonDerivative · entry 2 Bhanap Nina · CIK 0001478995 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,832 F2 · shares: Represents shares of common stock that are issuable pursuant to a RSU award. 100% of the RSUs vest on August 10, 2018. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 23:12 UTC |
Bhanap NinaChief Technology Officer
|
GrantCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001117297-17-000022 · edgardoc.xml · nonDerivative · entry 1 Bhanap Nina · CIK 0001478995 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,707 F1 · shares: Represents shares of common stock that are issuable pursuant to a Restricted Stock Unit (RSU) award. The vesting commencement date of the RSU award is August 10, 2017 and it vests 25% after one year and quarterly thereafter in equal installments over a period of 3 years. The initial vest date will be August 10, 2018 and the final vest date will be August 10, 2021. Read SEC document |
| July 03, 2017 Filed Jul 7, 2017 00:07 UTC |
Bhanap NinaChief Technology Officer
|
SaleCommon Stock | 5,905 | $4.00 | $23,620.00 |
DisclosureSEC source: 0001117297-17-000021 · edgardoc.xml · nonDerivative · entry 1 Bhanap Nina · CIK 0001478995 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,707 F1 · shares: These shares were sold pursuant to Ms. Bhanap's 10b5-1 Plan established on February 21, 2017. F2 · price: The shares were sold at prices between $3.95 and $4.21. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 22:30 UTC |
Bhanap NinaChief Technology Officer
|
SaleCommon Stock | 1,331 | $4.01 | $5,337.31 |
DisclosureSEC source: 0001117297-17-000020 · edgardoc.xml · nonDerivative · entry 2 Bhanap Nina · CIK 0001478995 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,612 F1 · shares: These shares were sold pursuant to Ms. Bhanap's 10b5-1 Plan established on February 21, 2017. F3 · price: The shares were sold at prices between $3.98 and $4.02. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 22:30 UTC |
Bhanap NinaChief Technology Officer
|
SaleCommon Stock | 4,574 | $3.95 | $18,067.30 |
DisclosureSEC source: 0001117297-17-000020 · edgardoc.xml · nonDerivative · entry 1 Bhanap Nina · CIK 0001478995 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,943 F1 · shares: These shares were sold pursuant to Ms. Bhanap's 10b5-1 Plan established on February 21, 2017. F2 · price: The shares were sold at prices between $3.86 and $4.02. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.