Last 12 months
Inside the activity.
0 purchase rows · 9 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 7 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 29, 2018 Filed Aug 30, 2018 20:56 UTC |
Simons James R.Director
|
SaleCommon Stock | 1,624 | $15.28 | $24,814.40 |
DisclosureSEC source: 0001235802-18-000141 · primary_doc.xml · nonDerivative · entry 4 Simons James R. · CIK 0001476267 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,370 F1 · kind: These shares were sold under a pre-arranged sales instruction pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.64, inclusive. The reporting person undertakes to provide to Quinstreet, Inc., any security holder of Quinstreet, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (7) to this Form 4. F3 · balance_after: Includes 13,888 shares of common stock that are issuable pursuant to a Restricted Stock Unit (RSU) award. The vesting commencement date of the RSU award is November 10, 2017 and it vests daily over one year. F4 · balance_after: Pursuant to a letter agreement with SPVC V, LLC, the reporting person holds this security for the sole benefit of SPVC V, LLC. Read SEC document |
| August 28, 2018 Filed Aug 30, 2018 20:56 UTC |
Simons James R.Director
|
SaleCommon Stock | 60,885 | $15.57 | $948,235.17 |
DisclosureSEC source: 0001235802-18-000141 · primary_doc.xml · nonDerivative · entry 3 Simons James R. · CIK 0001476267 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · SPVC V, LLC Disclosed balance after: 259,977 F1 · kind: These shares were sold under a pre-arranged sales instruction pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.33 to $15.94, inclusive. The reporting person undertakes to provide to Quinstreet, Inc., any security holder of Quinstreet, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4. F6 · ownership.nature: Represents securities held directly by SPVC V, LLC, which is jointly managed by Split Rock Partners, LLC and Vesbridge Partners, LLC. Voting and investment power over the shares, however, has been delegated solely to Split Rock Partners, LLC. Split Rock Partners, LLC has delegated voting and investment decisions with respect to the shares to three individuals (one of whom is the reporting person) who require a two-thirds vote to act. The reporting person disclaims beneficial ownership of the reported securities, except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 28, 2018 Filed Aug 30, 2018 20:56 UTC |
Simons James R.Director
|
SaleCommon Stock | 1,312 | $15.57 | $20,433.35 |
DisclosureSEC source: 0001235802-18-000141 · primary_doc.xml · nonDerivative · entry 2 Simons James R. · CIK 0001476267 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · SPVC Affiliates Fund Disclosed balance after: 6,473 F1 · kind: These shares were sold under a pre-arranged sales instruction pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.33 to $15.94, inclusive. The reporting person undertakes to provide to Quinstreet, Inc., any security holder of Quinstreet, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4. F5 · ownership.nature: Represents securities held directly by SPVC Affiliates Fund I, LLC, which is jointly managed by Split Rock Partners, LLC and Vesbridge Partners, LLC. Voting and investment power over the shares, however, has been delegated solely to Split Rock Partners, LLC. Split Rock Partners, LLC has delegated voting and investment decisions with respect to the shares to three individuals (one of whom is the reporting person) who require a two-thirds vote to act. The reporting person disclaims beneficial ownership of the reported securities, except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 28, 2018 Filed Aug 30, 2018 20:56 UTC |
Simons James R.Director
|
SaleCommon Stock | 1,196 | $15.57 | $18,626.74 |
DisclosureSEC source: 0001235802-18-000141 · primary_doc.xml · nonDerivative · entry 1 Simons James R. · CIK 0001476267 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,994 F1 · kind: These shares were sold under a pre-arranged sales instruction pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.33 to $15.94, inclusive. The reporting person undertakes to provide to Quinstreet, Inc., any security holder of Quinstreet, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4. F3 · balance_after: Includes 13,888 shares of common stock that are issuable pursuant to a Restricted Stock Unit (RSU) award. The vesting commencement date of the RSU award is November 10, 2017 and it vests daily over one year. F4 · balance_after: Pursuant to a letter agreement with SPVC V, LLC, the reporting person holds this security for the sole benefit of SPVC V, LLC. Read SEC document |
| August 27, 2018 Filed Aug 27, 2018 21:04 UTC |
Simons James R.Director
|
SaleCommon Stock | 80,774 | $16.04 | $1,295,211.09 |
DisclosureSEC source: 0001235802-18-000139 · primary_doc.xml · nonDerivative · entry 9 Simons James R. · CIK 0001476267 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · SPVC V, LLC Disclosed balance after: 320,862 F1 · kind: These shares were sold under a pre-arranged sales instruction pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.84 to $16.33, inclusive. The reporting person undertakes to provide to Quinstreet, Inc., any security holder of Quinstreet, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (8) to this Form 4. F6 · ownership.nature: Represents securities held directly by SPVC V, LLC, which is jointly managed by Split Rock Partners, LLC and Vesbridge Partners, LLC. Voting and investment power over the shares, however, has been delegated solely to Split Rock Partners, LLC. Split Rock Partners, LLC has delegated voting and investment decisions with respect to the shares to three individuals (one of whom is the reporting person) who require a two-thirds vote to act. The reporting person disclaims beneficial ownership of the reported securities, except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 27, 2018 Filed Aug 27, 2018 21:04 UTC |
Simons James R.Director
|
SaleCommon Stock | 1,740 | $16.04 | $27,900.90 |
DisclosureSEC source: 0001235802-18-000139 · primary_doc.xml · nonDerivative · entry 8 Simons James R. · CIK 0001476267 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · SPVC Affiliates Fund Disclosed balance after: 7,785 F1 · kind: These shares were sold under a pre-arranged sales instruction pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.84 to $16.33, inclusive. The reporting person undertakes to provide to Quinstreet, Inc., any security holder of Quinstreet, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (8) to this Form 4. F5 · ownership.nature: Represents securities held directly by SPVC Affiliates Fund I, LLC, which is jointly managed by Split Rock Partners, LLC and Vesbridge Partners, LLC. Voting and investment power over the shares, however, has been delegated solely to Split Rock Partners, LLC. Split Rock Partners, LLC has delegated voting and investment decisions with respect to the shares to three individuals (one of whom is the reporting person) who require a two-thirds vote to act. The reporting person disclaims beneficial ownership of the reported securities, except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 27, 2018 Filed Aug 27, 2018 21:04 UTC |
Simons James R.Director
|
SaleCommon Stock | 1,586 | $16.04 | $25,431.51 |
DisclosureSEC source: 0001235802-18-000139 · primary_doc.xml · nonDerivative · entry 7 Simons James R. · CIK 0001476267 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,190 F1 · kind: These shares were sold under a pre-arranged sales instruction pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.84 to $16.33, inclusive. The reporting person undertakes to provide to Quinstreet, Inc., any security holder of Quinstreet, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (8) to this Form 4. F3 · balance_after: Includes 13,888 shares of common stock that are issuable pursuant to a Restricted Stock Unit (RSU) award. The vesting commencement date of the RSU award is November 10, 2017 and it vests daily over one year. F4 · balance_after: Pursuant to a letter agreement with SPVC V, LLC, the reporting person holds this security for the sole benefit of SPVC V, LLC. Read SEC document |
| August 24, 2018 Filed Aug 27, 2018 21:04 UTC |
Simons James R.Director
|
SaleCommon Stock | 266,465 | $16.12 | $4,295,735.56 |
DisclosureSEC source: 0001235802-18-000139 · primary_doc.xml · nonDerivative · entry 6 Simons James R. · CIK 0001476267 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · SPVC V, LLC Disclosed balance after: 401,636 F1 · kind: These shares were sold under a pre-arranged sales instruction pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.75 to $16.42, inclusive. The reporting person undertakes to provide to Quinstreet, Inc., any security holder of Quinstreet, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (7) to this Form 4. F6 · ownership.nature: Represents securities held directly by SPVC V, LLC, which is jointly managed by Split Rock Partners, LLC and Vesbridge Partners, LLC. Voting and investment power over the shares, however, has been delegated solely to Split Rock Partners, LLC. Split Rock Partners, LLC has delegated voting and investment decisions with respect to the shares to three individuals (one of whom is the reporting person) who require a two-thirds vote to act. The reporting person disclaims beneficial ownership of the reported securities, except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 24, 2018 Filed Aug 27, 2018 21:04 UTC |
Simons James R.Director
|
SaleCommon Stock | 5,741 | $16.12 | $92,551.81 |
DisclosureSEC source: 0001235802-18-000139 · primary_doc.xml · nonDerivative · entry 5 Simons James R. · CIK 0001476267 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · SPVC Affiliates Fund Disclosed balance after: 9,525 F1 · kind: These shares were sold under a pre-arranged sales instruction pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.75 to $16.42, inclusive. The reporting person undertakes to provide to Quinstreet, Inc., any security holder of Quinstreet, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (7) to this Form 4. F5 · ownership.nature: Represents securities held directly by SPVC Affiliates Fund I, LLC, which is jointly managed by Split Rock Partners, LLC and Vesbridge Partners, LLC. Voting and investment power over the shares, however, has been delegated solely to Split Rock Partners, LLC. Split Rock Partners, LLC has delegated voting and investment decisions with respect to the shares to three individuals (one of whom is the reporting person) who require a two-thirds vote to act. The reporting person disclaims beneficial ownership of the reported securities, except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 24, 2018 Filed Aug 27, 2018 21:04 UTC |
Simons James R.Director
|
SaleCommon Stock | 5,233 | $16.12 | $84,362.24 |
DisclosureSEC source: 0001235802-18-000139 · primary_doc.xml · nonDerivative · entry 4 Simons James R. · CIK 0001476267 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,776 F1 · kind: These shares were sold under a pre-arranged sales instruction pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.75 to $16.42, inclusive. The reporting person undertakes to provide to Quinstreet, Inc., any security holder of Quinstreet, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (7) to this Form 4. F3 · balance_after: Includes 13,888 shares of common stock that are issuable pursuant to a Restricted Stock Unit (RSU) award. The vesting commencement date of the RSU award is November 10, 2017 and it vests daily over one year. F4 · balance_after: Pursuant to a letter agreement with SPVC V, LLC, the reporting person holds this security for the sole benefit of SPVC V, LLC. Read SEC document |
| August 23, 2018 Filed Aug 27, 2018 21:04 UTC |
Simons James R.Director
|
SaleCommon Stock | 234,087 | $15.46 | $3,619,991.59 |
DisclosureSEC source: 0001235802-18-000139 · primary_doc.xml · nonDerivative · entry 3 Simons James R. · CIK 0001476267 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · SPVC V, LLC Disclosed balance after: 668,101 F1 · kind: These shares were sold under a pre-arranged sales instruction pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.82, inclusive. The reporting person undertakes to provide to Quinstreet, Inc., any security holder of Quinstreet, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4. F6 · ownership.nature: Represents securities held directly by SPVC V, LLC, which is jointly managed by Split Rock Partners, LLC and Vesbridge Partners, LLC. Voting and investment power over the shares, however, has been delegated solely to Split Rock Partners, LLC. Split Rock Partners, LLC has delegated voting and investment decisions with respect to the shares to three individuals (one of whom is the reporting person) who require a two-thirds vote to act. The reporting person disclaims beneficial ownership of the reported securities, except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 23, 2018 Filed Aug 27, 2018 21:04 UTC |
Simons James R.Director
|
SaleCommon Stock | 5,044 | $15.46 | $78,001.93 |
DisclosureSEC source: 0001235802-18-000139 · primary_doc.xml · nonDerivative · entry 2 Simons James R. · CIK 0001476267 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · SPVC Affiliates Fund Disclosed balance after: 15,266 F1 · kind: These shares were sold under a pre-arranged sales instruction pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.82, inclusive. The reporting person undertakes to provide to Quinstreet, Inc., any security holder of Quinstreet, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4. F5 · ownership.nature: Represents securities held directly by SPVC Affiliates Fund I, LLC, which is jointly managed by Split Rock Partners, LLC and Vesbridge Partners, LLC. Voting and investment power over the shares, however, has been delegated solely to Split Rock Partners, LLC. Split Rock Partners, LLC has delegated voting and investment decisions with respect to the shares to three individuals (one of whom is the reporting person) who require a two-thirds vote to act. The reporting person disclaims beneficial ownership of the reported securities, except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 23, 2018 Filed Aug 27, 2018 21:04 UTC |
Simons James R.Director
|
SaleCommon Stock | 4,597 | $15.46 | $71,089.39 |
DisclosureSEC source: 0001235802-18-000139 · primary_doc.xml · nonDerivative · entry 1 Simons James R. · CIK 0001476267 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,009 F1 · kind: These shares were sold under a pre-arranged sales instruction pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.82, inclusive. The reporting person undertakes to provide to Quinstreet, Inc., any security holder of Quinstreet, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4. F3 · balance_after: Includes 13,888 shares of common stock that are issuable pursuant to a Restricted Stock Unit (RSU) award. The vesting commencement date of the RSU award is November 10, 2017 and it vests daily over one year. F4 · balance_after: Pursuant to a letter agreement with SPVC V, LLC, the reporting person holds this security for the sole benefit of SPVC V, LLC. Read SEC document |
| August 22, 2018 Filed Aug 23, 2018 20:31 UTC |
SHEEHAN ANDREW TDirector
|
SaleCommon Stock | 27,538 | $14.33 | $394,619.54 |
DisclosureSEC source: 0001117297-18-000054 · edgardoc.xml · nonDerivative · entry 2 SHEEHAN ANDREW T · CIK 0001207703 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Partnership Disclosed balance after: 115,623 F2 · price: The shares were sold at prices between $14.325 and $14.33. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price. Read SEC document |
| August 21, 2018 Filed Aug 22, 2018 20:39 UTC |
Simons James R.Director
|
SaleCommon Stock | 17,878 | $14.26 | $254,949.22 |
DisclosureSEC source: 0001235802-18-000138 · primary_doc.xml · nonDerivative · entry 6 Simons James R. · CIK 0001476267 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · SPVC V, LLC Disclosed balance after: 902,188 F1 · kind: These shares were sold under a pre-arranged sales instruction pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.10 to $14.36, inclusive. The reporting person undertakes to provide to Quinstreet, Inc., any security holder of Quinstreet, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (7) to this Form 4. F6 · ownership.nature: Represents securities held directly by SPVC V, LLC, which is jointly managed by Split Rock Partners, LLC and Vesbridge Partners, LLC. Voting and investment power over the shares, however, has been delegated solely to Split Rock Partners, LLC. Split Rock Partners, LLC has delegated voting and investment decisions with respect to the shares to three individuals (one of whom is the reporting person) who require a two-thirds vote to act. The reporting person disclaims beneficial ownership of the reported securities, except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 21, 2018 Filed Aug 22, 2018 20:39 UTC |
Simons James R.Director
|
SaleCommon Stock | 386 | $14.26 | $5,504.55 |
DisclosureSEC source: 0001235802-18-000138 · primary_doc.xml · nonDerivative · entry 5 Simons James R. · CIK 0001476267 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · SPVC Affiliates Fund Disclosed balance after: 20,310 F1 · kind: These shares were sold under a pre-arranged sales instruction pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.10 to $14.36, inclusive. The reporting person undertakes to provide to Quinstreet, Inc., any security holder of Quinstreet, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (7) to this Form 4. F5 · ownership.nature: Represents securities held directly by SPVC Affiliates Fund I, LLC, which is jointly managed by Split Rock Partners, LLC and Vesbridge Partners, LLC. Voting and investment power over the shares, however, has been delegated solely to Split Rock Partners, LLC. Split Rock Partners, LLC has delegated voting and investment decisions with respect to the shares to three individuals (one of whom is the reporting person) who require a two-thirds vote to act. The reporting person disclaims beneficial ownership of the reported securities, except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 21, 2018 Filed Aug 22, 2018 20:39 UTC |
Simons James R.Director
|
SaleCommon Stock | 351 | $14.26 | $5,005.44 |
DisclosureSEC source: 0001235802-18-000138 · primary_doc.xml · nonDerivative · entry 4 Simons James R. · CIK 0001476267 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,606 F1 · kind: These shares were sold under a pre-arranged sales instruction pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.10 to $14.36, inclusive. The reporting person undertakes to provide to Quinstreet, Inc., any security holder of Quinstreet, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (7) to this Form 4. F3 · balance_after: Includes 13,888 shares of common stock that are issuable pursuant to a Restricted Stock Unit (RSU) award. The vesting commencement date of the RSU award is November 10, 2017 and it vests daily over one year. F4 · balance_after: Pursuant to a letter agreement with SPVC V, LLC, the reporting person holds this security for the sole benefit of SPVC V, LLC. Read SEC document |
| August 21, 2018 Filed Aug 23, 2018 20:31 UTC |
SHEEHAN ANDREW TDirector
|
SaleCommon Stock | 72,069 | $14.41 | $1,038,514.29 |
DisclosureSEC source: 0001117297-18-000054 · edgardoc.xml · nonDerivative · entry 1 SHEEHAN ANDREW T · CIK 0001207703 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Partnership Disclosed balance after: 143,161 F1 · price: The shares were sold at prices between $14.40 and $14.50. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 20:39 UTC |
Simons James R.Director
|
SaleCommon Stock | 62,774 | $13.90 | $872,294.95 |
DisclosureSEC source: 0001235802-18-000138 · primary_doc.xml · nonDerivative · entry 3 Simons James R. · CIK 0001476267 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · SPVC V, LLC Disclosed balance after: 920,066 F1 · kind: These shares were sold under a pre-arranged sales instruction pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.46 to $14.01, inclusive. The reporting person undertakes to provide to Quinstreet, Inc., any security holder of Quinstreet, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4. F6 · ownership.nature: Represents securities held directly by SPVC V, LLC, which is jointly managed by Split Rock Partners, LLC and Vesbridge Partners, LLC. Voting and investment power over the shares, however, has been delegated solely to Split Rock Partners, LLC. Split Rock Partners, LLC has delegated voting and investment decisions with respect to the shares to three individuals (one of whom is the reporting person) who require a two-thirds vote to act. The reporting person disclaims beneficial ownership of the reported securities, except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 20:39 UTC |
Simons James R.Director
|
SaleCommon Stock | 1,352 | $13.90 | $18,787.12 |
DisclosureSEC source: 0001235802-18-000138 · primary_doc.xml · nonDerivative · entry 2 Simons James R. · CIK 0001476267 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · SPVC Affiliates Fund Disclosed balance after: 20,696 F1 · kind: These shares were sold under a pre-arranged sales instruction pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.46 to $14.01, inclusive. The reporting person undertakes to provide to Quinstreet, Inc., any security holder of Quinstreet, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4. F5 · ownership.nature: Represents securities held directly by SPVC Affiliates Fund I, LLC, which is jointly managed by Split Rock Partners, LLC and Vesbridge Partners, LLC. Voting and investment power over the shares, however, has been delegated solely to Split Rock Partners, LLC. Split Rock Partners, LLC has delegated voting and investment decisions with respect to the shares to three individuals (one of whom is the reporting person) who require a two-thirds vote to act. The reporting person disclaims beneficial ownership of the reported securities, except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 20:39 UTC |
Simons James R.Director
|
SaleCommon Stock | 1,234 | $13.90 | $17,147.42 |
DisclosureSEC source: 0001235802-18-000138 · primary_doc.xml · nonDerivative · entry 1 Simons James R. · CIK 0001476267 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,957 F1 · kind: These shares were sold under a pre-arranged sales instruction pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.46 to $14.01, inclusive. The reporting person undertakes to provide to Quinstreet, Inc., any security holder of Quinstreet, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4. F3 · balance_after: Includes 13,888 shares of common stock that are issuable pursuant to a Restricted Stock Unit (RSU) award. The vesting commencement date of the RSU award is November 10, 2017 and it vests daily over one year. F4 · balance_after: Pursuant to a letter agreement with SPVC V, LLC, the reporting person holds this security for the sole benefit of SPVC V, LLC. Read SEC document |
| August 17, 2018 Filed Aug 17, 2018 21:12 UTC |
Simons James R.Director
|
SaleCommon Stock | 51,034 | $13.59 | $693,368.34 |
DisclosureSEC source: 0001235802-18-000125 · primary_doc.xml · nonDerivative · entry 9 Simons James R. · CIK 0001476267 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · SPVC V, LLC Disclosed balance after: 982,840 F1 · kind: These shares were sold under a pre-arranged sales instruction pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.45 to $13.70, inclusive. The reporting person undertakes to provide to Quinstreet, Inc., any security holder of Quinstreet, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (8) to this Form 4. F6 · ownership.nature: Represents securities held directly by SPVC V, LLC, which is jointly managed by Split Rock Partners, LLC and Vesbridge Partners, LLC. Voting and investment power over the shares, however, has been delegated solely to Split Rock Partners, LLC. Split Rock Partners, LLC has delegated voting and investment decisions with respect to the shares to three individuals (one of whom is the reporting person) who require a two-thirds vote to act. The reporting person disclaims beneficial ownership of the reported securities, except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 17, 2018 Filed Aug 17, 2018 21:12 UTC |
Simons James R.Director
|
SaleCommon Stock | 1,100 | $13.59 | $14,945.04 |
DisclosureSEC source: 0001235802-18-000125 · primary_doc.xml · nonDerivative · entry 8 Simons James R. · CIK 0001476267 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · SPVC Affiliates Fund Disclosed balance after: 22,048 F1 · kind: These shares were sold under a pre-arranged sales instruction pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.45 to $13.70, inclusive. The reporting person undertakes to provide to Quinstreet, Inc., any security holder of Quinstreet, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (8) to this Form 4. F5 · ownership.nature: Represents securities held directly by SPVC Affiliates Fund I, LLC, which is jointly managed by Split Rock Partners, LLC and Vesbridge Partners, LLC. Voting and investment power over the shares, however, has been delegated solely to Split Rock Partners, LLC. Split Rock Partners, LLC has delegated voting and investment decisions with respect to the shares to three individuals (one of whom is the reporting person) who require a two-thirds vote to act. The reporting person disclaims beneficial ownership of the reported securities, except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 17, 2018 Filed Aug 17, 2018 21:12 UTC |
Simons James R.Director
|
SaleCommon Stock | 1,001 | $13.59 | $13,599.99 |
DisclosureSEC source: 0001235802-18-000125 · primary_doc.xml · nonDerivative · entry 7 Simons James R. · CIK 0001476267 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,191 F1 · kind: These shares were sold under a pre-arranged sales instruction pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.45 to $13.70, inclusive. The reporting person undertakes to provide to Quinstreet, Inc., any security holder of Quinstreet, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (8) to this Form 4. F3 · balance_after: Includes 13,888 shares of common stock that are issuable pursuant to a Restricted Stock Unit (RSU) award. The vesting commencement date of the RSU award is November 10, 2017 and it vests daily over one year. F4 · balance_after: Pursuant to a letter agreement with SPVC V, LLC, the reporting person holds this security for the sole benefit of SPVC V, LLC. Read SEC document |
| August 17, 2018 Filed Aug 21, 2018 21:13 UTC |
Wong GregoryCFO
|
SaleCommon Stock | 9,091 | $13.44 | $122,183.04 |
DisclosureSEC source: 0001117297-18-000052 · edgardoc.xml · nonDerivative · entry 1 Wong Gregory · CIK 0001563458 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,501 F1 · shares: These shares were sold pursuant to Mr. Wong's 10b5-1 Plan established on December 13, 2017. Read SEC document |
| August 16, 2018 Filed Aug 17, 2018 21:12 UTC |
Simons James R.Director
|
SaleCommon Stock | 127,860 | $13.59 | $1,737,975.41 |
DisclosureSEC source: 0001235802-18-000125 · primary_doc.xml · nonDerivative · entry 6 Simons James R. · CIK 0001476267 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · SPVC V, LLC Disclosed balance after: 1,033,874 F1 · kind: These shares were sold under a pre-arranged sales instruction pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.20 to $13.86, inclusive. The reporting person undertakes to provide to Quinstreet, Inc., any security holder of Quinstreet, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (7) to this Form 4. F6 · ownership.nature: Represents securities held directly by SPVC V, LLC, which is jointly managed by Split Rock Partners, LLC and Vesbridge Partners, LLC. Voting and investment power over the shares, however, has been delegated solely to Split Rock Partners, LLC. Split Rock Partners, LLC has delegated voting and investment decisions with respect to the shares to three individuals (one of whom is the reporting person) who require a two-thirds vote to act. The reporting person disclaims beneficial ownership of the reported securities, except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 16, 2018 Filed Aug 17, 2018 21:12 UTC |
Simons James R.Director
|
SaleCommon Stock | 2,754 | $13.59 | $37,434.57 |
DisclosureSEC source: 0001235802-18-000125 · primary_doc.xml · nonDerivative · entry 5 Simons James R. · CIK 0001476267 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · SPVC Affiliates Fund Disclosed balance after: 23,148 F1 · kind: These shares were sold under a pre-arranged sales instruction pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.20 to $13.86, inclusive. The reporting person undertakes to provide to Quinstreet, Inc., any security holder of Quinstreet, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (7) to this Form 4. F5 · ownership.nature: Represents securities held directly by SPVC Affiliates Fund I, LLC, which is jointly managed by Split Rock Partners, LLC and Vesbridge Partners, LLC. Voting and investment power over the shares, however, has been delegated solely to Split Rock Partners, LLC. Split Rock Partners, LLC has delegated voting and investment decisions with respect to the shares to three individuals (one of whom is the reporting person) who require a two-thirds vote to act. The reporting person disclaims beneficial ownership of the reported securities, except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 16, 2018 Filed Aug 17, 2018 21:12 UTC |
Simons James R.Director
|
SaleCommon Stock | 2,511 | $13.59 | $34,131.52 |
DisclosureSEC source: 0001235802-18-000125 · primary_doc.xml · nonDerivative · entry 4 Simons James R. · CIK 0001476267 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,192 F1 · kind: These shares were sold under a pre-arranged sales instruction pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.20 to $13.86, inclusive. The reporting person undertakes to provide to Quinstreet, Inc., any security holder of Quinstreet, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (7) to this Form 4. F3 · balance_after: Includes 13,888 shares of common stock that are issuable pursuant to a Restricted Stock Unit (RSU) award. The vesting commencement date of the RSU award is November 10, 2017 and it vests daily over one year. F4 · balance_after: Pursuant to a letter agreement with SPVC V, LLC, the reporting person holds this security for the sole benefit of SPVC V, LLC. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 21:12 UTC |
Simons James R.Director
|
SaleCommon Stock | 61,084 | $13.93 | $850,906.23 |
DisclosureSEC source: 0001235802-18-000125 · primary_doc.xml · nonDerivative · entry 3 Simons James R. · CIK 0001476267 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · SPVC V, LLC Disclosed balance after: 1,161,734 F1 · kind: These shares were sold under a pre-arranged sales instruction pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.76 to $14.39, inclusive. The reporting person undertakes to provide to Quinstreet, Inc., any security holder of Quinstreet, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4. F6 · ownership.nature: Represents securities held directly by SPVC V, LLC, which is jointly managed by Split Rock Partners, LLC and Vesbridge Partners, LLC. Voting and investment power over the shares, however, has been delegated solely to Split Rock Partners, LLC. Split Rock Partners, LLC has delegated voting and investment decisions with respect to the shares to three individuals (one of whom is the reporting person) who require a two-thirds vote to act. The reporting person disclaims beneficial ownership of the reported securities, except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 21:12 UTC |
Simons James R.Director
|
SaleCommon Stock | 1,316 | $13.93 | $18,332.01 |
DisclosureSEC source: 0001235802-18-000125 · primary_doc.xml · nonDerivative · entry 2 Simons James R. · CIK 0001476267 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · SPVC Affiliates Fund Disclosed balance after: 25,902 F1 · kind: These shares were sold under a pre-arranged sales instruction pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.76 to $14.39, inclusive. The reporting person undertakes to provide to Quinstreet, Inc., any security holder of Quinstreet, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4. F5 · ownership.nature: Represents securities held directly by SPVC Affiliates Fund I, LLC, which is jointly managed by Split Rock Partners, LLC and Vesbridge Partners, LLC. Voting and investment power over the shares, however, has been delegated solely to Split Rock Partners, LLC. Split Rock Partners, LLC has delegated voting and investment decisions with respect to the shares to three individuals (one of whom is the reporting person) who require a two-thirds vote to act. The reporting person disclaims beneficial ownership of the reported securities, except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 21:12 UTC |
Simons James R.Director
|
SaleCommon Stock | 1,200 | $13.93 | $16,716.12 |
DisclosureSEC source: 0001235802-18-000125 · primary_doc.xml · nonDerivative · entry 1 Simons James R. · CIK 0001476267 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,703 F1 · kind: These shares were sold under a pre-arranged sales instruction pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.76 to $14.39, inclusive. The reporting person undertakes to provide to Quinstreet, Inc., any security holder of Quinstreet, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4. F3 · balance_after: Includes 13,888 shares of common stock that are issuable pursuant to a Restricted Stock Unit (RSU) award. The vesting commencement date of the RSU award is November 10, 2017 and it vests daily over one year. F4 · balance_after: Pursuant to a letter agreement with SPVC V, LLC, the reporting person holds this security for the sole benefit of SPVC V, LLC. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 23:13 UTC |
Wong GregoryCFO
|
Exercise / conversionPerformance Shares · Derivative | 2,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001117297-18-000050 · edgardoc.xml · derivative · entry 7 Wong Gregory · CIK 0001563458 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Represents shares of common stock that are issuable pursuant to a performance RSU award with a grant date of July 25, 2015. Subject to the achievement of a target stock price (the "performance condition") prior to the expiration date of August 10, 2019, 25% of the RSUs vest on August 10, 2016, and the remaining RSUs vest quarterly thereafter over a period of 3 years, but in no event will vesting occur earlier than the date the performance condition is met. F3 · derivative.expiration_date: Represents shares of common stock that are issuable pursuant to a performance RSU award with a grant date of July 25, 2015. Subject to the achievement of a target stock price (the "performance condition") prior to the expiration date of August 10, 2019, 25% of the RSUs vest on August 10, 2016, and the remaining RSUs vest quarterly thereafter over a period of 3 years, but in no event will vesting occur earlier than the date the performance condition is met. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 23:13 UTC |
Wong GregoryCFO
|
Tax withholdingCommon Stock | 2,162 | $13.60 | $29,403.20 |
DisclosureSEC source: 0001117297-18-000050 · edgardoc.xml · nonDerivative · entry 6 Wong Gregory · CIK 0001563458 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,592 F2 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 23:13 UTC |
Wong GregoryCFO
|
Tax withholdingCommon Stock | 8,987 | $13.60 | $122,223.20 |
DisclosureSEC source: 0001117297-18-000050 · edgardoc.xml · nonDerivative · entry 5 Wong Gregory · CIK 0001563458 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,754 F2 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 23:13 UTC |
Wong GregoryCFO
|
Tax withholdingCommon Stock | 4,958 | $13.60 | $67,428.80 |
DisclosureSEC source: 0001117297-18-000050 · edgardoc.xml · nonDerivative · entry 4 Wong Gregory · CIK 0001563458 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,741 F2 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 23:13 UTC |
Wong GregoryCFO
|
Tax withholdingCommon Stock | 2,882 | $13.60 | $39,195.20 |
DisclosureSEC source: 0001117297-18-000050 · edgardoc.xml · nonDerivative · entry 3 Wong Gregory · CIK 0001563458 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,699 F2 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 23:13 UTC |
Wong GregoryCFO
|
Tax withholdingCommon Stock | 865 | $13.60 | $11,764.00 |
DisclosureSEC source: 0001117297-18-000050 · edgardoc.xml · nonDerivative · entry 2 Wong Gregory · CIK 0001563458 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,581 F2 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 23:13 UTC |
Wong GregoryCFO
|
Exercise / conversionCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001117297-18-000050 · edgardoc.xml · nonDerivative · entry 1 Wong Gregory · CIK 0001563458 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,446 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of common stock earned pursuant to the performance RSU award granted on July 25, 2015 resulting from the achievement of the target stock price on November 24, 2017. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 23:12 UTC |
Valenti DouglasDirector · Chief Executive Officer
|
Exercise / conversionPerformance Shares · Derivative | 5,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001117297-18-000049 · edgardoc.xml · derivative · entry 11 Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,000 Underlying: Common Stock · 5,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Represents shares of common stock that are issuable pursuant to a performance RSU award with a grant date of July 25, 2015. Subject to the achievement of a target stock price (the "performance condition") prior to the expiration date of August 10, 2019, 25% of the RSUs vest on August 10, 2016, and the remaining RSUs vest quarterly thereafter over a period of 3 years, but in no event will vesting occur earlier than the date the performance condition is met. F5 · derivative.expiration_date: Represents shares of common stock that are issuable pursuant to a performance RSU award with a grant date of July 25, 2015. Subject to the achievement of a target stock price (the "performance condition") prior to the expiration date of August 10, 2019, 25% of the RSUs vest on August 10, 2016, and the remaining RSUs vest quarterly thereafter over a period of 3 years, but in no event will vesting occur earlier than the date the performance condition is met. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 23:12 UTC |
Valenti DouglasDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 27,130 | $13.60 | $368,968.00 |
DisclosureSEC source: 0001117297-18-000049 · edgardoc.xml · nonDerivative · entry 8 Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,000 F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 23:12 UTC |
Valenti DouglasDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 12,395 | $13.60 | $168,572.00 |
DisclosureSEC source: 0001117297-18-000049 · edgardoc.xml · nonDerivative · entry 7 Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,130 F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 23:12 UTC |
Valenti DouglasDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 6,198 | $13.60 | $84,292.80 |
DisclosureSEC source: 0001117297-18-000049 · edgardoc.xml · nonDerivative · entry 6 Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,525 F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 23:12 UTC |
Valenti DouglasDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 5,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001117297-18-000049 · edgardoc.xml · nonDerivative · entry 5 Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,723 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Represents shares of common stock earned pursuant to the performance RSU award granted on July 25, 2015 resulting from the achievement of the target stock price on November 24, 2017. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 23:12 UTC |
Valenti DouglasDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 4,649 | $13.60 | $63,226.40 |
DisclosureSEC source: 0001117297-18-000049 · edgardoc.xml · nonDerivative · entry 4 Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,473 F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 23:12 UTC |
Valenti DouglasDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 1,591 | $13.60 | $21,637.60 |
DisclosureSEC source: 0001117297-18-000049 · edgardoc.xml · nonDerivative · entry 3 Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,122 F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 23:12 UTC |
Valenti DouglasDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 2,603 | $13.60 | $35,400.80 |
DisclosureSEC source: 0001117297-18-000049 · edgardoc.xml · nonDerivative · entry 2 Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,713 F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 23:12 UTC |
Valenti DouglasDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 130 | $13.60 | $1,768.00 |
DisclosureSEC source: 0001117297-18-000049 · edgardoc.xml · nonDerivative · entry 1 Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324,316 F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes. F2 · balance_after: Reflects shares transferred to The Valenti Living Trust from the reporting person's direct holdings. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 21:00 UTC |
Simons James R.Director
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SaleCommon Stock | 288 | $15.00 | $4,320.00 |
DisclosureSEC source: 0001235802-18-000119 · primary_doc.xml · nonDerivative · entry 3 Simons James R. · CIK 0001476267 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · SPVC V, LLC Disclosed balance after: 1,222,818 F1 · kind: These shares were sold under a pre-arranged sales instruction pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F5 · ownership.nature: Represents securities held directly by SPVC V, LLC, which is jointly managed by Split Rock Partners, LLC and Vesbridge Partners, LLC. Voting and investment power over the shares, however, has been delegated solely to Split Rock Partners, LLC. Split Rock Partners, LLC has delegated voting and investment decisions with respect to the shares to three individuals (one of whom is the reporting person) who require a two-thirds vote to act. The reporting person disclaims beneficial ownership of the reported securities, except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 21:00 UTC |
Simons James R.Director
|
SaleCommon Stock | 6 | $15.00 | $90.00 |
DisclosureSEC source: 0001235802-18-000119 · primary_doc.xml · nonDerivative · entry 2 Simons James R. · CIK 0001476267 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · SPVC Affiliates Fund Disclosed balance after: 27,218 F1 · kind: These shares were sold under a pre-arranged sales instruction pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F4 · ownership.nature: Represents securities held directly by SPVC Affiliates Fund I, LLC, which is jointly managed by Split Rock Partners, LLC and Vesbridge Partners, LLC. Voting and investment power over the shares, however, has been delegated solely to Split Rock Partners, LLC. Split Rock Partners, LLC has delegated voting and investment decisions with respect to the shares to three individuals (one of whom is the reporting person) who require a two-thirds vote to act. The reporting person disclaims beneficial ownership of the reported securities, except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 21:00 UTC |
Simons James R.Director
|
SaleCommon Stock | 6 | $15.00 | $90.00 |
DisclosureSEC source: 0001235802-18-000119 · primary_doc.xml · nonDerivative · entry 1 Simons James R. · CIK 0001476267 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,903 F1 · kind: These shares were sold under a pre-arranged sales instruction pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · balance_after: Includes 13,888 shares of common stock that are issuable pursuant to a Restricted Stock Unit (RSU) award. The vesting commencement date of the RSU award is November 10, 2017 and it vests daily over one year. F3 · balance_after: Pursuant to a letter agreement with SPVC V, LLC, the reporting person holds this security for the sole benefit of SPVC V, LLC. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.