Tapewire

Nasdaq · USD

QNST

QUINSTREET, INC

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Tapewire entity
4912
SEC CIK
0001117297
Parsed reports
419

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202601
Aug 202607
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 10, 2020 Filed Feb 13, 2020 00:46 UTC Tax withholdingCommon Stock 2,554 $14.39 $36,752.06
Disclosure

SEC source: 0001117297-20-000020 · edgardoc.xml · nonDerivative · entry 2

Wong Gregory · CIK 0001563458 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,397

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

Read SEC document
February 10, 2020 Filed Feb 13, 2020 00:46 UTC Tax withholdingCommon Stock 861 $14.39 $12,389.79
Disclosure

SEC source: 0001117297-20-000020 · edgardoc.xml · nonDerivative · entry 1

Wong Gregory · CIK 0001563458 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,951

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

Read SEC document
February 10, 2020 Filed Feb 13, 2020 00:46 UTC
Valenti DouglasDirector · Chief Executive Officer
Tax withholdingCommon Stock 2,192 $14.39 $31,542.88
Disclosure

SEC source: 0001117297-20-000019 · edgardoc.xml · nonDerivative · entry 4

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,500

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

Read SEC document
February 10, 2020 Filed Feb 13, 2020 00:46 UTC
Valenti DouglasDirector · Chief Executive Officer
Tax withholdingCommon Stock 2,162 $14.39 $31,111.18
Disclosure

SEC source: 0001117297-20-000019 · edgardoc.xml · nonDerivative · entry 3

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,692

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

Read SEC document
February 10, 2020 Filed Feb 13, 2020 00:46 UTC
Valenti DouglasDirector · Chief Executive Officer
Tax withholdingCommon Stock 4,323 $14.39 $62,207.97
Disclosure

SEC source: 0001117297-20-000019 · edgardoc.xml · nonDerivative · entry 2

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,854

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

Read SEC document
February 10, 2020 Filed Feb 13, 2020 00:46 UTC
Valenti DouglasDirector · Chief Executive Officer
Tax withholdingCommon Stock 3,099 $14.39 $44,594.61
Disclosure

SEC source: 0001117297-20-000019 · edgardoc.xml · nonDerivative · entry 1

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,177

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

F2 · balance_after: Reflects shares transferred to The Valenti Living Trust from the reporting person's direct holdings.

Read SEC document
February 06, 2020 Filed Feb 7, 2020 01:50 UTC
Valenti DouglasDirector · Chief Executive Officer
SaleCommon Stock 89,658 $14.72 $1,319,765.76
Disclosure

SEC source: 0001117297-20-000016 · edgardoc.xml · nonDerivative · entry 1

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 3,641,772

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2019. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over an approximately one and a half year period. The shares sold represent less than 3% of the shares beneficially owned by the reporting person as of December 31, 2019.

F2 · price: The shares were sold at prices between $14.16 and $15.19. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
February 05, 2020 Filed Feb 6, 2020 01:33 UTC
Valenti DouglasDirector · Chief Executive Officer
SaleCommon Stock 83,856 $12.59 $1,055,747.04
Disclosure

SEC source: 0001117297-20-000013 · edgardoc.xml · nonDerivative · entry 3

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 3,731,430

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2019. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over an approximately one and a half year period. The shares sold represent less than 5% of the shares beneficially owned by the reporting person as of December 31, 2019.

F4 · price: The shares were sold at prices between $12.48 and $13.01. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 01:33 UTC
Valenti DouglasDirector · Chief Executive Officer
SaleCommon Stock 32,325 $12.98 $419,578.50
Disclosure

SEC source: 0001117297-20-000013 · edgardoc.xml · nonDerivative · entry 2

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 3,815,286

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2019. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over an approximately one and a half year period. The shares sold represent less than 5% of the shares beneficially owned by the reporting person as of December 31, 2019.

F3 · price: The shares were sold at prices between $12.89 and $13.08. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
February 03, 2020 Filed Feb 6, 2020 01:33 UTC
Valenti DouglasDirector · Chief Executive Officer
SaleCommon Stock 44,161 $12.98 $573,209.78
Disclosure

SEC source: 0001117297-20-000013 · edgardoc.xml · nonDerivative · entry 1

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 3,847,611

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2019. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over an approximately one and a half year period. The shares sold represent less than 5% of the shares beneficially owned by the reporting person as of December 31, 2019.

F2 · price: The shares were sold at prices between $12.83 and $13.11. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
January 21, 2020 Filed Jan 22, 2020 01:23 UTC
Valenti DouglasDirector · Chief Executive Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 979 $0.00 Strike: $3.63 $0.00
Disclosure

SEC source: 0001117297-20-000011 · edgardoc.xml · derivative · entry 5

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,168

Underlying: Common Stock · 979 shares

Expires 2023-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested and became exercisable at a rate of 25% of the option on the first anniversary of the vesting commencement date, July 29, 2016, and the remainder of the option vest in equal monthly installments over 36 months thereafter. The initial vest date was July 29, 2017 and the final vest date is July 29, 2020.

Read SEC document
January 21, 2020 Filed Jan 22, 2020 01:23 UTC
Valenti DouglasDirector · Chief Executive Officer
SaleCommon Stock 979 $14.57 $14,263.15
Disclosure

SEC source: 0001117297-20-000011 · edgardoc.xml · nonDerivative · entry 2

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,750

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2019. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over an approximately one and a half year period. The shares sold represent less than 1% of the shares beneficially owned by the reporting person as of December 31, 2019.

F2 · price: The shares were sold at prices between $14.51 to $14.64. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
January 21, 2020 Filed Jan 22, 2020 01:23 UTC
Valenti DouglasDirector · Chief Executive Officer
Exercise / conversionCommon Stock 979 $3.63 $3,553.77
Disclosure

SEC source: 0001117297-20-000011 · edgardoc.xml · nonDerivative · entry 1

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,729

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 17, 2020 Filed Jan 17, 2020 23:58 UTC
Valenti DouglasDirector · Chief Executive Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,009 $0.00 Strike: $3.63 $0.00
Disclosure

SEC source: 0001117297-20-000009 · edgardoc.xml · derivative · entry 11

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,147

Underlying: Common Stock · 5,009 shares

Expires 2023-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option vested and became exercisable at a rate of 25% of the option on the first anniversary of the vesting commencement date, July 29, 2016, and the remainder of the option vest in equal monthly installments over 36 months thereafter. The initial vest date was July 29, 2017 and the final vest date is July 29, 2020.

Read SEC document
January 17, 2020 Filed Jan 17, 2020 23:58 UTC
Valenti DouglasDirector · Chief Executive Officer
SaleCommon Stock 5,009 $14.61 $73,183.99
Disclosure

SEC source: 0001117297-20-000009 · edgardoc.xml · nonDerivative · entry 6

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,750

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2019. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over an approximately one and a half year period. The shares sold represent less than 1% of the shares beneficially owned by the reporting person as of December 31, 2019.

F4 · price: The shares were sold at prices between $14.46 to $14.68. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
January 17, 2020 Filed Jan 17, 2020 23:58 UTC
Valenti DouglasDirector · Chief Executive Officer
Exercise / conversionCommon Stock 5,009 $3.63 $18,182.67
Disclosure

SEC source: 0001117297-20-000009 · edgardoc.xml · nonDerivative · entry 5

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,759

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 16, 2020 Filed Jan 17, 2020 23:58 UTC
Valenti DouglasDirector · Chief Executive Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,400 $0.00 Strike: $3.63 $0.00
Disclosure

SEC source: 0001117297-20-000009 · edgardoc.xml · derivative · entry 10

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,156

Underlying: Common Stock · 3,400 shares

Expires 2023-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option vested and became exercisable at a rate of 25% of the option on the first anniversary of the vesting commencement date, July 29, 2016, and the remainder of the option vest in equal monthly installments over 36 months thereafter. The initial vest date was July 29, 2017 and the final vest date is July 29, 2020.

Read SEC document
January 16, 2020 Filed Jan 17, 2020 23:58 UTC
Valenti DouglasDirector · Chief Executive Officer
SaleCommon Stock 3,400 $14.60 $49,649.18
Disclosure

SEC source: 0001117297-20-000009 · edgardoc.xml · nonDerivative · entry 4

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,750

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2019. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over an approximately one and a half year period. The shares sold represent less than 1% of the shares beneficially owned by the reporting person as of December 31, 2019.

F3 · price: The shares were sold at prices between $14.50 to $14.72. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
January 16, 2020 Filed Jan 17, 2020 23:58 UTC
Valenti DouglasDirector · Chief Executive Officer
Exercise / conversionCommon Stock 3,400 $3.63 $12,342.00
Disclosure

SEC source: 0001117297-20-000009 · edgardoc.xml · nonDerivative · entry 3

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 23:58 UTC
Valenti DouglasDirector · Chief Executive Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,400 $0.00 Strike: $3.63 $0.00
Disclosure

SEC source: 0001117297-20-000009 · edgardoc.xml · derivative · entry 9

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,556

Underlying: Common Stock · 2,400 shares

Expires 2023-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option vested and became exercisable at a rate of 25% of the option on the first anniversary of the vesting commencement date, July 29, 2016, and the remainder of the option vest in equal monthly installments over 36 months thereafter. The initial vest date was July 29, 2017 and the final vest date is July 29, 2020.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 23:58 UTC
Valenti DouglasDirector · Chief Executive Officer
SaleCommon Stock 2,400 $14.60 $35,043.12
Disclosure

SEC source: 0001117297-20-000009 · edgardoc.xml · nonDerivative · entry 2

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,750

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2019. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over an approximately one and a half year period. The shares sold represent less than 1% of the shares beneficially owned by the reporting person as of December 31, 2019.

F2 · price: The shares were sold at prices between $14.52 and $14.68. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 23:58 UTC
Valenti DouglasDirector · Chief Executive Officer
Exercise / conversionCommon Stock 2,400 $3.63 $8,712.00
Disclosure

SEC source: 0001117297-20-000009 · edgardoc.xml · nonDerivative · entry 1

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2020 Filed Jan 15, 2020 01:00 UTC
Valenti DouglasDirector · Chief Executive Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,900 $0.00 Strike: $3.63 $0.00
Disclosure

SEC source: 0001117297-20-000006 · edgardoc.xml · derivative · entry 13

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,956

Underlying: Common Stock · 2,900 shares

Expires 2023-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option vested and became exercisable at a rate of 25% of the option on the first anniversary of the vesting commencement date, July 29, 2016, and the remainder of the option vest in equal monthly installments over 36 months thereafter. The initial vest date was July 29, 2017 and the final vest date is July 29, 2020.

Read SEC document
January 14, 2020 Filed Jan 15, 2020 01:00 UTC
Valenti DouglasDirector · Chief Executive Officer
SaleCommon Stock 2,900 $14.62 $42,406.41
Disclosure

SEC source: 0001117297-20-000006 · edgardoc.xml · nonDerivative · entry 8

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,750

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2019. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over an approximately one and a half year period. The shares sold represent less than 1% of the shares beneficially owned by the reporting person as of December 31, 2019.

F4 · price: The shares were sold at prices between $14.51 and $14.74. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
January 14, 2020 Filed Jan 15, 2020 01:00 UTC
Valenti DouglasDirector · Chief Executive Officer
Exercise / conversionCommon Stock 2,900 $3.63 $10,527.00
Disclosure

SEC source: 0001117297-20-000006 · edgardoc.xml · nonDerivative · entry 7

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 13, 2020 Filed Jan 15, 2020 01:00 UTC
Valenti DouglasDirector · Chief Executive Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,663 $0.00 Strike: $3.63 $0.00
Disclosure

SEC source: 0001117297-20-000006 · edgardoc.xml · derivative · entry 12

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,856

Underlying: Common Stock · 4,663 shares

Expires 2023-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option vested and became exercisable at a rate of 25% of the option on the first anniversary of the vesting commencement date, July 29, 2016, and the remainder of the option vest in equal monthly installments over 36 months thereafter. The initial vest date was July 29, 2017 and the final vest date is July 29, 2020.

Read SEC document
January 13, 2020 Filed Jan 15, 2020 01:00 UTC
Valenti DouglasDirector · Chief Executive Officer
SaleCommon Stock 4,663 $14.59 $68,010.32
Disclosure

SEC source: 0001117297-20-000006 · edgardoc.xml · nonDerivative · entry 6

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,750

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2019. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over an approximately one and a half year period. The shares sold represent less than 1% of the shares beneficially owned by the reporting person as of December 31, 2019.

F3 · price: The shares were sold at prices between $14.44 and $14.74. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
January 13, 2020 Filed Jan 15, 2020 01:00 UTC
Valenti DouglasDirector · Chief Executive Officer
Exercise / conversionCommon Stock 4,663 $3.63 $16,926.69
Disclosure

SEC source: 0001117297-20-000006 · edgardoc.xml · nonDerivative · entry 5

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,413

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 10, 2020 Filed Jan 15, 2020 01:00 UTC
Valenti DouglasDirector · Chief Executive Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 303 $0.00 Strike: $4.01 $0.00
Disclosure

SEC source: 0001117297-20-000006 · edgardoc.xml · derivative · entry 14

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,584

Underlying: Common Stock · 303 shares

Expires 2024-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option vested and became exercisable at a rate of 25% of the option on the first anniversary of the vesting commencement date, July 27, 2017, and the remainder of the option vest in equal monthly installments over 36 months thereafter. The initial vest date was July 27, 2018 and the final vest date is July 27, 2021.

Read SEC document
January 10, 2020 Filed Jan 15, 2020 01:00 UTC
Valenti DouglasDirector · Chief Executive Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,101 $0.00 Strike: $3.63 $0.00
Disclosure

SEC source: 0001117297-20-000006 · edgardoc.xml · derivative · entry 11

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,519

Underlying: Common Stock · 2,101 shares

Expires 2023-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option vested and became exercisable at a rate of 25% of the option on the first anniversary of the vesting commencement date, July 29, 2016, and the remainder of the option vest in equal monthly installments over 36 months thereafter. The initial vest date was July 29, 2017 and the final vest date is July 29, 2020.

Read SEC document
January 10, 2020 Filed Jan 15, 2020 01:00 UTC
Valenti DouglasDirector · Chief Executive Officer
SaleCommon Stock 2,101 $14.49 $30,446.64
Disclosure

SEC source: 0001117297-20-000006 · edgardoc.xml · nonDerivative · entry 4

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,750

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2019. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over an approximately one and a half year period. The shares sold represent less than 1% of the shares beneficially owned by the reporting person as of December 31, 2019.

F2 · price: The shares were sold at prices between $14.40 and $14.73. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
January 10, 2020 Filed Jan 15, 2020 01:00 UTC
Valenti DouglasDirector · Chief Executive Officer
Exercise / conversionCommon Stock 2,101 $3.63 $7,626.63
Disclosure

SEC source: 0001117297-20-000006 · edgardoc.xml · nonDerivative · entry 3

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,851

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 10, 2020 Filed Jan 15, 2020 01:00 UTC
Valenti DouglasDirector · Chief Executive Officer
SaleCommon Stock 303 $14.49 $4,391.65
Disclosure

SEC source: 0001117297-20-000006 · edgardoc.xml · nonDerivative · entry 2

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,750

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2019. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over an approximately one and a half year period. The shares sold represent less than 1% of the shares beneficially owned by the reporting person as of December 31, 2019.

F2 · price: The shares were sold at prices between $14.40 and $14.73. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
January 10, 2020 Filed Jan 15, 2020 01:00 UTC
Valenti DouglasDirector · Chief Executive Officer
Exercise / conversionCommon Stock 303 $4.01 $1,215.03
Disclosure

SEC source: 0001117297-20-000006 · edgardoc.xml · nonDerivative · entry 1

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,053

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 09, 2020 Filed Jan 10, 2020 00:49 UTC
Valenti DouglasDirector · Chief Executive Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,200 $0.00 Strike: $4.01 $0.00
Disclosure

SEC source: 0001117297-20-000004 · edgardoc.xml · derivative · entry 20

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,887

Underlying: Common Stock · 2,200 shares

Expires 2024-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option vested and became exercisable at a rate of 25% of the option on the first anniversary of the vesting commencement date, July 27, 2017, and the remainder of the option vest in equal monthly installments over 36 months thereafter. The initial vest date was July 27, 2018 and the final vest date is July 27, 2021.

Read SEC document
January 09, 2020 Filed Jan 10, 2020 00:49 UTC
Valenti DouglasDirector · Chief Executive Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,200 $0.00 Strike: $3.63 $0.00
Disclosure

SEC source: 0001117297-20-000004 · edgardoc.xml · derivative · entry 17

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,620

Underlying: Common Stock · 2,200 shares

Expires 2023-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option vested and became exercisable at a rate of 25% of the option on the first anniversary of the vesting commencement date, July 29, 2016, and the remainder of the option vest in equal monthly installments over 36 months thereafter. The initial vest date was July 29, 2017 and the final vest date is July 29, 2020.

Read SEC document
January 09, 2020 Filed Jan 10, 2020 00:49 UTC
Valenti DouglasDirector · Chief Executive Officer
SaleCommon Stock 2,200 $14.73 $32,407.32
Disclosure

SEC source: 0001117297-20-000004 · edgardoc.xml · nonDerivative · entry 12

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,750

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2019. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over an approximately one and a half year period. The shares sold represent less than 1% of the shares beneficially owned by the reporting person as of December 31, 2019.

F4 · price: The shares were sold at prices between $14.66 and $14.89. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
January 09, 2020 Filed Jan 10, 2020 00:49 UTC
Valenti DouglasDirector · Chief Executive Officer
Exercise / conversionCommon Stock 2,200 $3.63 $7,986.00
Disclosure

SEC source: 0001117297-20-000004 · edgardoc.xml · nonDerivative · entry 11

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,950

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 09, 2020 Filed Jan 10, 2020 00:49 UTC
Valenti DouglasDirector · Chief Executive Officer
SaleCommon Stock 2,200 $14.73 $32,411.28
Disclosure

SEC source: 0001117297-20-000004 · edgardoc.xml · nonDerivative · entry 10

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,750

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2019. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over an approximately one and a half year period. The shares sold represent less than 1% of the shares beneficially owned by the reporting person as of December 31, 2019.

F4 · price: The shares were sold at prices between $14.66 and $14.89. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
January 09, 2020 Filed Jan 10, 2020 00:49 UTC
Valenti DouglasDirector · Chief Executive Officer
Exercise / conversionCommon Stock 2,200 $4.01 $8,822.00
Disclosure

SEC source: 0001117297-20-000004 · edgardoc.xml · nonDerivative · entry 9

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,950

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 00:49 UTC
Valenti DouglasDirector · Chief Executive Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,800 $0.00 Strike: $4.01 $0.00
Disclosure

SEC source: 0001117297-20-000004 · edgardoc.xml · derivative · entry 19

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,087

Underlying: Common Stock · 2,800 shares

Expires 2024-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option vested and became exercisable at a rate of 25% of the option on the first anniversary of the vesting commencement date, July 27, 2017, and the remainder of the option vest in equal monthly installments over 36 months thereafter. The initial vest date was July 27, 2018 and the final vest date is July 27, 2021.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 00:49 UTC
Valenti DouglasDirector · Chief Executive Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,800 $0.00 Strike: $3.63 $0.00
Disclosure

SEC source: 0001117297-20-000004 · edgardoc.xml · derivative · entry 16

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,820

Underlying: Common Stock · 2,800 shares

Expires 2023-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option vested and became exercisable at a rate of 25% of the option on the first anniversary of the vesting commencement date, July 29, 2016, and the remainder of the option vest in equal monthly installments over 36 months thereafter. The initial vest date was July 29, 2017 and the final vest date is July 29, 2020.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 00:49 UTC
Valenti DouglasDirector · Chief Executive Officer
SaleCommon Stock 2,800 $14.89 $41,683.88
Disclosure

SEC source: 0001117297-20-000004 · edgardoc.xml · nonDerivative · entry 8

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,750

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2019. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over an approximately one and a half year period. The shares sold represent less than 1% of the shares beneficially owned by the reporting person as of December 31, 2019.

F3 · price: The shares were sold at prices between $14.77 and $15.02. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 00:49 UTC
Valenti DouglasDirector · Chief Executive Officer
Exercise / conversionCommon Stock 2,800 $3.63 $10,164.00
Disclosure

SEC source: 0001117297-20-000004 · edgardoc.xml · nonDerivative · entry 7

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,550

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 00:49 UTC
Valenti DouglasDirector · Chief Executive Officer
SaleCommon Stock 2,800 $14.89 $41,690.60
Disclosure

SEC source: 0001117297-20-000004 · edgardoc.xml · nonDerivative · entry 6

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,750

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2019. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over an approximately one and a half year period. The shares sold represent less than 1% of the shares beneficially owned by the reporting person as of December 31, 2019.

F3 · price: The shares were sold at prices between $14.77 and $15.02. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 00:49 UTC
Valenti DouglasDirector · Chief Executive Officer
Exercise / conversionCommon Stock 2,800 $4.01 $11,228.00
Disclosure

SEC source: 0001117297-20-000004 · edgardoc.xml · nonDerivative · entry 5

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,550

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 07, 2020 Filed Jan 10, 2020 00:49 UTC
Valenti DouglasDirector · Chief Executive Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,732 $0.00 Strike: $4.01 $0.00
Disclosure

SEC source: 0001117297-20-000004 · edgardoc.xml · derivative · entry 18

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,887

Underlying: Common Stock · 2,732 shares

Expires 2024-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option vested and became exercisable at a rate of 25% of the option on the first anniversary of the vesting commencement date, July 27, 2017, and the remainder of the option vest in equal monthly installments over 36 months thereafter. The initial vest date was July 27, 2018 and the final vest date is July 27, 2021.

Read SEC document
January 07, 2020 Filed Jan 10, 2020 00:49 UTC
Valenti DouglasDirector · Chief Executive Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,743 $0.00 Strike: $3.63 $0.00
Disclosure

SEC source: 0001117297-20-000004 · edgardoc.xml · derivative · entry 15

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,620

Underlying: Common Stock · 2,743 shares

Expires 2023-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option vested and became exercisable at a rate of 25% of the option on the first anniversary of the vesting commencement date, July 29, 2016, and the remainder of the option vest in equal monthly installments over 36 months thereafter. The initial vest date was July 29, 2017 and the final vest date is July 29, 2020.

Read SEC document
January 07, 2020 Filed Jan 10, 2020 00:49 UTC
Valenti DouglasDirector · Chief Executive Officer
SaleCommon Stock 2,743 $15.08 $41,373.22
Disclosure

SEC source: 0001117297-20-000004 · edgardoc.xml · nonDerivative · entry 4

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,750

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2019. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over an approximately one and a half year period. The shares sold represent less than 1% of the shares beneficially owned by the reporting person as of December 31, 2019.

F2 · price: The shares were sold at prices between $14.93 and $15.29. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
January 07, 2020 Filed Jan 10, 2020 00:49 UTC
Valenti DouglasDirector · Chief Executive Officer
Exercise / conversionCommon Stock 2,743 $3.63 $9,957.09
Disclosure

SEC source: 0001117297-20-000004 · edgardoc.xml · nonDerivative · entry 3

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.