QNST

SEC source: 0001117297-20-000096 · edgardoc.xml · nonDerivative · entry 1

PAULDINE DAVID J · CIK 0001129817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,498

F1 · shares: Represents shares of common stock that are issuable pursuant to a Restricted Stock Unit (RSU) award. The vesting commencement date of the RSU award is October 29, 2020 and it vests daily over one year.

SEC source: 0001117297-20-000095 · edgardoc.xml · nonDerivative · entry 1

JOSEPHS ROBIN · CIK 0001222801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,402

F1 · shares: Represents shares of common stock that are issuable pursuant to a Restricted Stock Unit (RSU) award. The vesting commencement date of the RSU award is October 29, 2020 and it vests daily over one year.

SEC source: 0001117297-20-000092 · edgardoc.xml · nonDerivative · entry 1

Fieler Anna Liao · CIK 0001724842 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,920

F1 · shares: Represents shares of common stock that are issuable pursuant to a Restricted Stock Unit (RSU) award. The vesting commencement date of the RSU award is October 29, 2020 and it vests daily over one year.

SEC source: 0001117297-20-000084 · edgardoc.xml · nonDerivative · entry 1

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 3,277,001

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over an approximately five year period. The shares sold represent less than 1% of the shares beneficially owned by the reporting person as of December 31, 2019.

F2 · price: The shares were sold at prices between $16.11 and $16.39. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

SEC source: 0001117297-20-000082 · edgardoc.xml · nonDerivative · entry 3

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 3,285,362

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over an approximately five year period. The shares sold represent less than 2% of the shares beneficially owned by the reporting person as of December 31, 2019.

F4 · price: The shares were sold at prices between $16.28 and $16.96. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

SEC source: 0001117297-20-000082 · edgardoc.xml · nonDerivative · entry 2

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 3,303,371

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over an approximately five year period. The shares sold represent less than 2% of the shares beneficially owned by the reporting person as of December 31, 2019.

F3 · price: The shares were sold at prices between $16.89 and $17.24. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

SEC source: 0001117297-20-000082 · edgardoc.xml · nonDerivative · entry 1

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 3,318,507

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over an approximately five year period. The shares sold represent less than 2% of the shares beneficially owned by the reporting person as of December 31, 2019.

F2 · price: The shares were sold at prices between $16.65 and $17.15. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

SEC source: 0001117297-20-000080 · edgardoc.xml · nonDerivative · entry 3

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 3,342,890

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over an approximately five year period. The shares sold represent less than 3% of the shares beneficially owned by the reporting person as of December 31, 2019.

F4 · price: The shares were sold at prices between $16.99 to $17.36. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

SEC source: 0001117297-20-000080 · edgardoc.xml · nonDerivative · entry 2

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 3,368,517

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over an approximately five year period. The shares sold represent less than 3% of the shares beneficially owned by the reporting person as of December 31, 2019.

F3 · price: The shares were sold at prices between $17.05 to $17.78. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

SEC source: 0001117297-20-000080 · edgardoc.xml · nonDerivative · entry 1

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 3,397,960

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over an approximately five year period. The shares sold represent less than 3% of the shares beneficially owned by the reporting person as of December 31, 2019.

F2 · price: The shares were sold at prices between $16.70 to $17.11. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

SEC source: 0001117297-20-000078 · edgardoc.xml · derivative · entry 4

Simons James R. · CIK 0001476267 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2020-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares of common stock subject to this option are fully vested and exercisable.

SEC source: 0001117297-20-000078 · edgardoc.xml · nonDerivative · entry 2

Simons James R. · CIK 0001476267 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,849

F1 · shares: Represents shares withheld by the Issuer from the option exercised by the Reporting Person in order to pay the exercise price. No shares were sold into the market in connection with this withholding.

SEC source: 0001117297-20-000078 · edgardoc.xml · nonDerivative · entry 1

Simons James R. · CIK 0001476267 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,311

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001117297-20-000075 · edgardoc.xml · derivative · entry 3

SANDS GREGORY P · CIK 0001201719 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2020-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares of common stock subject to this option are fully vested and exercisable.

SEC source: 0001117297-20-000075 · edgardoc.xml · nonDerivative · entry 1

SANDS GREGORY P · CIK 0001201719 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,647

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001117297-20-000073 · edgardoc.xml · derivative · entry 1

SANDS GREGORY P · CIK 0001201719 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,744

Underlying: Common Stock · 2,744 shares

Expires 2027-09-02

F2 · price: Mr. Sands elected to receive options in lieu of cash compensation as consideration for his service as a member of QuinStreet, Inc.'s (the "Company") board of directors and a member of the Company's Nominating and Corporate Governance and Compensation Committees for the quarter ended June 30, 2020. The number of options granted was determined by dividing the cash compensation otherwise payable with respect to the quarter by the Black-Scholes value of a single option calculated as of the date of grant. The election is available to independent directors, is made annually and applies to the entire fiscal year.

F1 · derivative.exercise_date: The shares of common stock subject to this option are fully vested and exercisable.

SEC source: 0001117297-20-000071 · edgardoc.xml · derivative · entry 3

SANDS GREGORY P · CIK 0001201719 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,996 shares

Expires 2020-08-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares of common stock subject to this option are fully vested and exercisable.

SEC source: 0001117297-20-000071 · edgardoc.xml · nonDerivative · entry 1

SANDS GREGORY P · CIK 0001201719 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,647

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001117297-20-000069 · edgardoc.xml · nonDerivative · entry 1

Wong Gregory · CIK 0001563458 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,018

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The shares were sold at prices between $13.37 and $13.57. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

SEC source: 0001117297-20-000065 · edgardoc.xml · nonDerivative · entry 6

Wong Gregory · CIK 0001563458 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,604

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

SEC source: 0001117297-20-000065 · edgardoc.xml · nonDerivative · entry 5

Wong Gregory · CIK 0001563458 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,469

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

SEC source: 0001117297-20-000065 · edgardoc.xml · nonDerivative · entry 4

Wong Gregory · CIK 0001563458 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,755

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

SEC source: 0001117297-20-000065 · edgardoc.xml · nonDerivative · entry 3

Wong Gregory · CIK 0001563458 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,620

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

SEC source: 0001117297-20-000065 · edgardoc.xml · nonDerivative · entry 2

Wong Gregory · CIK 0001563458 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,485

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

SEC source: 0001117297-20-000065 · edgardoc.xml · nonDerivative · entry 1

Wong Gregory · CIK 0001563458 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,943

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

SEC source: 0001117297-20-000064 · edgardoc.xml · nonDerivative · entry 6

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405,452

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

SEC source: 0001117297-20-000064 · edgardoc.xml · nonDerivative · entry 5

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,551

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

SEC source: 0001117297-20-000064 · edgardoc.xml · nonDerivative · entry 4

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 419,459

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

SEC source: 0001117297-20-000064 · edgardoc.xml · nonDerivative · entry 3

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,558

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

SEC source: 0001117297-20-000064 · edgardoc.xml · nonDerivative · entry 2

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,657

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

SEC source: 0001117297-20-000064 · edgardoc.xml · nonDerivative · entry 1

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,052

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

SEC source: 0001117297-21-000054 · edgardoc.xml · nonDerivative · entry 5

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 2,866,453

SEC source: 0001117297-21-000054 · edgardoc.xml · nonDerivative · entry 1

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,067

SEC source: 0001117297-20-000055 · edgardoc.xml · derivative · entry 8

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 2,084 shares

Expires 2024-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option vested and became exercisable at a rate of 25% of the option on the first anniversary of the vesting commencement date, July 27, 2017, and the remainder of the option vest in equal monthly installments over 36 months thereafter. The initial vest date was July 27, 2018 and the final vest date is July 27, 2021.

SEC source: 0001117297-20-000055 · edgardoc.xml · derivative · entry 7

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,001

Underlying: Common Stock · 4,167 shares

Expires 2023-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vested and became exercisable at a rate of 25% of the option on the first anniversary of the vesting commencement date, July 29, 2016, and the remainder of the option vest in equal monthly installments over 36 months thereafter. The initial vest date was July 29, 2017 and the final vest date is July 29, 2020.

SEC source: 0001117297-20-000055 · edgardoc.xml · nonDerivative · entry 4

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460,005

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over an approximately one and a half year period. The shares sold represent less than 1% of the shares beneficially owned by the reporting person as of December 31, 2019.

F3 · price: The shares were sold at prices between $11.45 and $11.90. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

SEC source: 0001117297-20-000055 · edgardoc.xml · nonDerivative · entry 3

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 464,172

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001117297-20-000055 · edgardoc.xml · nonDerivative · entry 2

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460,005

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over an approximately one and a half year period. The shares sold represent less than 1% of the shares beneficially owned by the reporting person as of December 31, 2019.

F2 · price: The shares were sold at prices between $11.46 and $11.90. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

SEC source: 0001117297-20-000055 · edgardoc.xml · nonDerivative · entry 1

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462,089

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001117297-20-000053 · edgardoc.xml · derivative · entry 2

Fieler Anna Liao · CIK 0001724842 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2027-07-29

F2 · derivative.exercise_date: Represents shares of common stock subject to a stock option award. The vesting commencement date of the stock option award is July 29, 2020 and it vests monthly in equal installments over a period of four years. The initial vest date is August 29, 2020 and the final vest date is July 29, 2024.

SEC source: 0001117297-20-000053 · edgardoc.xml · nonDerivative · entry 1

Fieler Anna Liao · CIK 0001724842 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

F1 · shares: Represents shares of common stock that are issuable pursuant to a Restricted Stock Unit (RSU) award. The vesting commencement date of the RSU award is July 29, 2020 and it vests daily over a period of four years.

SEC source: 0001117297-20-000052 · edgardoc.xml · nonDerivative · entry 2

Wong Gregory · CIK 0001563458 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,105

F2 · shares: Represents shares of common stock issuable pursuant to a Performance-based Restricted Stock Unit (PSU) award, previously granted on July 25, 2019, and earned from performance based on the achievement of certain performance metrics during the fiscal year ended June 30, 2020, as determined on July 29, 2020. 25% of the PSUs vest on August 10, 2020, and the remaining PSUs vest quarterly thereafter over a period of 3 years.

SEC source: 0001117297-20-000052 · edgardoc.xml · nonDerivative · entry 1

Wong Gregory · CIK 0001563458 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,905

F1 · shares: Represents shares of common stock that are issuable pursuant to a Restricted Stock Unit (RSU) award. The vesting commencement date of the RSU award is August 10, 2020 and it vests 25% after one year and quarterly thereafter in equal installments over a period of 3 years. The initial vest date will be August 10, 2021 and the final vest date will be August 10, 2024.

SEC source: 0001117297-20-000051 · edgardoc.xml · nonDerivative · entry 2

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460,005

F2 · shares: Represents shares of common stock issuable pursuant to a Performance-based Restricted Stock Unit (PSU) award, previously granted on July 25, 2019, and earned from performance based on the achievement of certain performance metrics during the fiscal year ended June 30, 2020, as determined on July 29, 2020. 25% of the PSUs vest on August 10, 2020, and the remaining PSUs vest quarterly thereafter over a period of 3 years.

SEC source: 0001117297-20-000051 · edgardoc.xml · nonDerivative · entry 1

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,005

F1 · shares: Represents shares of common stock that are issuable pursuant to a Restricted Stock Unit (RSU) award. The vesting commencement date of the RSU award is August 10, 2020 and it vests 25% after one year and quarterly thereafter in equal installments over a period of 3 years. The initial vest date will be August 10, 2021 and the final vest date will be August 10, 2024.

SEC source: 0001117297-20-000042 · edgardoc.xml · derivative · entry 8

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,084

Underlying: Common Stock · 4,166 shares

Expires 2024-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option vested and became exercisable at a rate of 25% of the option on the first anniversary of the vesting commencement date, July 27, 2017, and the remainder of the option vest in equal monthly installments over 36 months thereafter. The initial vest date was July 27, 2018 and the final vest date is July 27, 2021.

SEC source: 0001117297-20-000042 · edgardoc.xml · derivative · entry 7

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,168

Underlying: Common Stock · 8,333 shares

Expires 2023-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vested and became exercisable at a rate of 25% of the option on the first anniversary of the vesting commencement date, July 29, 2016, and the remainder of the option vest in equal monthly installments over 36 months thereafter. The initial vest date was July 29, 2017 and the final vest date is July 29, 2020.

SEC source: 0001117297-20-000042 · edgardoc.xml · nonDerivative · entry 4

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,005

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2019. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over an approximately one and a half year period. The shares sold represent less than 1% of the shares beneficially owned by the reporting person as of December 31, 2019.

F3 · price: The shares were sold at prices between $10.26 and $10.66. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

SEC source: 0001117297-20-000042 · edgardoc.xml · nonDerivative · entry 3

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,171

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001117297-20-000042 · edgardoc.xml · nonDerivative · entry 2

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,005

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2019. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over an approximately one and a half year period. The shares sold represent less than 1% of the shares beneficially owned by the reporting person as of December 31, 2019.

F2 · price: The shares were sold at prices between $10.26 and $10.69. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.