Tapewire

Nasdaq · USD

QNST

QUINSTREET, INC

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Tapewire entity
4912
SEC CIK
0001117297
Parsed reports
419

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202601
Aug 202607
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2021 Filed Feb 3, 2021 16:58 UTC
Valenti DouglasDirector · Chief Executive Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,084 $0.00 Strike: $4.01 $0.00
Disclosure

SEC source: 0001117297-21-000008 · edgardoc.xml · derivative · entry 5

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 2,084 shares

Expires 2024-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested and became exercisable at a rate of 25% of the option on the first anniversary of the vesting commencement date, July 27, 2017, and the remainder of the option vest in equal monthly installments over 36 months thereafter. The initial vest date was July 27, 2018 and the final vest date is July 27, 2021.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 16:58 UTC
Valenti DouglasDirector · Chief Executive Officer
SaleCommon Stock 2,084 $21.52 $44,845.60
Disclosure

SEC source: 0001117297-21-000008 · edgardoc.xml · nonDerivative · entry 2

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 390,329

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over a multi-year period. The shares sold represent less than 1% of the shares beneficially owned by the reporting person as of December 31, 2020.

F2 · price: The shares were sold at prices between $21.20 and $21.70. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 16:58 UTC
Valenti DouglasDirector · Chief Executive Officer
Exercise / conversionCommon Stock 2,084 $4.01 $8,356.84
Disclosure

SEC source: 0001117297-21-000008 · edgardoc.xml · nonDerivative · entry 1

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,413

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 12, 2021 Filed Jan 14, 2021 21:20 UTC
Valenti DouglasDirector · Chief Executive Officer
SaleCommon Stock 20,661 $20.81 $429,955.41
Disclosure

SEC source: 0001117297-21-000006 · edgardoc.xml · nonDerivative · entry 1

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 2,959,001

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over a multi-year period. The shares sold represent less than 1% of the shares beneficially owned by the reporting person as of December 31, 2020.

F2 · price: The shares were sold at prices between $20.37 and $21.08. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
January 11, 2021 Filed Jan 11, 2021 23:51 UTC
Valenti DouglasDirector · Chief Executive Officer
SaleCommon Stock 32,099 $20.59 $660,918.41
Disclosure

SEC source: 0001117297-21-000004 · edgardoc.xml · nonDerivative · entry 3

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 2,979,662

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over a multi-year period. The shares sold represent less than 3% of the shares beneficially owned by the reporting person as of December 31, 2020.

F4 · price: The shares were sold at prices between $20.22 and $21.40. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
January 08, 2021 Filed Jan 11, 2021 23:51 UTC
Valenti DouglasDirector · Chief Executive Officer
SaleCommon Stock 24,400 $21.66 $528,504.00
Disclosure

SEC source: 0001117297-21-000004 · edgardoc.xml · nonDerivative · entry 2

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 3,011,761

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over a multi-year period. The shares sold represent less than 3% of the shares beneficially owned by the reporting person as of December 31, 2020.

F3 · price: The shares were sold at prices between $21.36 and $22.47. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
January 07, 2021 Filed Jan 11, 2021 23:51 UTC
Valenti DouglasDirector · Chief Executive Officer
SaleCommon Stock 17,440 $22.21 $387,342.40
Disclosure

SEC source: 0001117297-21-000004 · edgardoc.xml · nonDerivative · entry 1

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 3,036,161

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over a multi-year period. The shares sold represent less than 3% of the shares beneficially owned by the reporting person as of December 31, 2020.

F2 · price: The shares were sold at prices between $21.82 and $22.48. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
January 06, 2021 Filed Jan 7, 2021 01:36 UTC
Valenti DouglasDirector · Chief Executive Officer
SaleCommon Stock 28,200 $21.98 $619,836.00
Disclosure

SEC source: 0001117297-21-000002 · edgardoc.xml · nonDerivative · entry 4

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 3,053,601

F3 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over an approximately five year period. The shares sold represent less than 2% of the shares beneficially owned by the reporting person as of December 31, 2020.

F5 · price: The shares were sold at prices between $21.76 to $22.20. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
January 05, 2021 Filed Jan 7, 2021 01:36 UTC
Valenti DouglasDirector · Chief Executive Officer
SaleCommon Stock 27,200 $21.60 $587,520.00
Disclosure

SEC source: 0001117297-21-000002 · edgardoc.xml · nonDerivative · entry 3

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 3,081,801

F3 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over an approximately five year period. The shares sold represent less than 2% of the shares beneficially owned by the reporting person as of December 31, 2020.

F4 · price: The shares were sold at prices between $21.05 to $21.92. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
January 04, 2021 Filed Jan 7, 2021 01:36 UTC
Valenti DouglasDirector · Chief Executive Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,083 $0.00 Strike: $4.01 $0.00
Disclosure

SEC source: 0001117297-21-000002 · edgardoc.xml · derivative · entry 6

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,584

Underlying: Common Stock · 2,083 shares

Expires 2024-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option vested and became exercisable at a rate of 25% of the option on the first anniversary of the vesting commencement date, July 27, 2017, and the remainder of the option vest in equal monthly installments over 36 months thereafter. The initial vest date was July 27, 2018 and the final vest date is July 27, 2021.

Read SEC document
January 04, 2021 Filed Jan 7, 2021 01:36 UTC
Valenti DouglasDirector · Chief Executive Officer
SaleCommon Stock 2,083 $21.23 $44,226.26
Disclosure

SEC source: 0001117297-21-000002 · edgardoc.xml · nonDerivative · entry 2

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 390,329

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over an approximately one and a half year period. The shares sold represent less than 1% of the shares beneficially owned by the reporting person as of December 31, 2020.

F2 · price: The shares were sold at prices between $20.88 and $21.61. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
January 04, 2021 Filed Jan 7, 2021 01:36 UTC
Valenti DouglasDirector · Chief Executive Officer
Exercise / conversionCommon Stock 2,083 $4.01 $8,352.83
Disclosure

SEC source: 0001117297-21-000002 · edgardoc.xml · nonDerivative · entry 1

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 17:04 UTC
Valenti DouglasDirector · Chief Executive Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,083 $0.00 Strike: $4.01 $0.00
Disclosure

SEC source: 0001117297-20-000116 · edgardoc.xml · derivative · entry 5

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,667

Underlying: Common Stock · 2,083 shares

Expires 2024-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested and became exercisable at a rate of 25% of the option on the first anniversary of the vesting commencement date, July 27, 2017, and the remainder of the option vest in equal monthly installments over 36 months thereafter. The initial vest date was July 27, 2018 and the final vest date is July 27, 2021.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 17:04 UTC
Valenti DouglasDirector · Chief Executive Officer
SaleCommon Stock 2,083 $18.10 $37,706.47
Disclosure

SEC source: 0001117297-20-000116 · edgardoc.xml · nonDerivative · entry 2

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 390,329

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over an approximately one and a half year period. The shares sold represent less than 1% of the shares beneficially owned by the reporting person as of December 31, 2019.

F2 · price: The shares were sold at prices between $17.86 and $18.25. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 17:04 UTC
Valenti DouglasDirector · Chief Executive Officer
Exercise / conversionCommon Stock 2,083 $4.01 $8,352.83
Disclosure

SEC source: 0001117297-20-000116 · edgardoc.xml · nonDerivative · entry 1

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 24, 2020 Filed Nov 25, 2020 19:33 UTC
Valenti DouglasDirector · Chief Executive Officer
SaleCommon Stock 9,499 $17.70 $168,132.30
Disclosure

SEC source: 0001117297-20-000114 · edgardoc.xml · nonDerivative · entry 2

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 3,109,001

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over an approximately five month period. The shares sold represent less than 1% of the shares beneficially owned by the reporting person as of December 31, 2019.

F3 · price: The shares were sold at prices between $17.53 and $17.80. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
November 23, 2020 Filed Nov 25, 2020 19:33 UTC
Valenti DouglasDirector · Chief Executive Officer
SaleCommon Stock 19,462 $17.65 $343,504.30
Disclosure

SEC source: 0001117297-20-000114 · edgardoc.xml · nonDerivative · entry 1

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 3,118,500

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over an approximately five month period. The shares sold represent less than 1% of the shares beneficially owned by the reporting person as of December 31, 2019.

F2 · price: The shares were sold at prices between $17.45 and $17.80. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
November 20, 2020 Filed Nov 20, 2020 23:47 UTC
Valenti DouglasDirector · Chief Executive Officer
SaleCommon Stock 14,283 $17.36 $247,952.88
Disclosure

SEC source: 0001117297-20-000112 · edgardoc.xml · nonDerivative · entry 3

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 3,137,962

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over an approximately five month period. The shares sold represent less than 2% of the shares beneficially owned by the reporting person as of December 31, 2019.

F4 · price: The shares were sold at prices between $17.10 and $17.55. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
November 19, 2020 Filed Nov 20, 2020 23:47 UTC
Valenti DouglasDirector · Chief Executive Officer
SaleCommon Stock 15,208 $17.20 $261,577.60
Disclosure

SEC source: 0001117297-20-000112 · edgardoc.xml · nonDerivative · entry 2

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 3,152,245

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over an approximately five month period. The shares sold represent less than 2% of the shares beneficially owned by the reporting person as of December 31, 2019.

F3 · price: The shares were sold at prices between $17.10 and $17.34. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 23:47 UTC
Valenti DouglasDirector · Chief Executive Officer
SaleCommon Stock 11,600 $17.21 $199,636.00
Disclosure

SEC source: 0001117297-20-000112 · edgardoc.xml · nonDerivative · entry 1

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 3,167,453

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over an approximately five month period. The shares sold represent less than 2% of the shares beneficially owned by the reporting person as of December 31, 2019.

F2 · price: The shares were sold at prices between $17.10 and $17.35. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 01:19 UTC
Valenti DouglasDirector · Chief Executive Officer
SaleCommon Stock 15,600 $17.25 $269,100.00
Disclosure

SEC source: 0001117297-20-000106 · edgardoc.xml · nonDerivative · entry 3

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 3,179,053

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over an approximately five month period. The shares sold represent less than 2% of the shares beneficially owned by the reporting person as of December 31, 2019.

F4 · price: The shares were sold at prices between $17.01 and $17.48. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 22:11 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 37,500 $0.00 Strike: $3.91 $0.00
Disclosure

SEC source: 0001117297-20-000110 · edgardoc.xml · derivative · entry 4

PAULDINE DAVID J · CIK 0001129817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 37,500 shares

Expires 2021-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares of common stock subject to this option are fully vested and exercisable.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 22:11 UTC SaleCommon Stock 37,500 $17.28 $647,988.75
Disclosure

SEC source: 0001117297-20-000110 · edgardoc.xml · nonDerivative · entry 2

PAULDINE DAVID J · CIK 0001129817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,498

F1 · price: The shares were sold at prices between $17.26 and $17.36. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 22:11 UTC Exercise / conversionCommon Stock 37,500 $3.91 $146,625.00
Disclosure

SEC source: 0001117297-20-000110 · edgardoc.xml · nonDerivative · entry 1

PAULDINE DAVID J · CIK 0001129817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,998

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 22:10 UTC SaleCommon Stock 5,040 $17.27 $87,040.80
Disclosure

SEC source: 0001117297-20-000109 · edgardoc.xml · nonDerivative · entry 1

Wong Gregory · CIK 0001563458 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,927

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 01:19 UTC
Valenti DouglasDirector · Chief Executive Officer
SaleCommon Stock 18,000 $17.56 $316,080.00
Disclosure

SEC source: 0001117297-20-000106 · edgardoc.xml · nonDerivative · entry 2

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 3,194,653

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over an approximately five month period. The shares sold represent less than 2% of the shares beneficially owned by the reporting person as of December 31, 2019.

F3 · price: The shares were sold at prices between $17.40 and $17.82. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
November 14, 2020 Filed Jul 1, 2021 15:36 UTC GiftCommon Stock 6,578 $0.00 $0.00
Disclosure

SEC source: 0001117297-21-000055 · edgardoc.xml · nonDerivative · entry 2

PAULDINE DAVID J · CIK 0001129817 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 96,982

Read SEC document
November 14, 2020 Filed Jul 1, 2021 15:36 UTC GiftCommon Stock 6,578 $0.00 $0.00
Disclosure

SEC source: 0001117297-21-000055 · edgardoc.xml · nonDerivative · entry 1

PAULDINE DAVID J · CIK 0001129817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,920

Read SEC document
November 13, 2020 Filed Nov 18, 2020 01:19 UTC
Valenti DouglasDirector · Chief Executive Officer
SaleCommon Stock 24,400 $17.18 $419,192.00
Disclosure

SEC source: 0001117297-20-000106 · edgardoc.xml · nonDerivative · entry 1

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 3,212,653

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over an approximately five month period. The shares sold represent less than 2% of the shares beneficially owned by the reporting person as of December 31, 2019.

F2 · price: The shares were sold at prices between $16.95 and $17.42. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
November 12, 2020 Filed Nov 13, 2020 00:49 UTC
Valenti DouglasDirector · Chief Executive Officer
SaleCommon Stock 16,052 $17.05 $273,686.60
Disclosure

SEC source: 0001117297-20-000104 · edgardoc.xml · nonDerivative · entry 7

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 3,237,053

F2 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over an approximately five month period. The shares sold represent less than 2% of the shares beneficially owned by the reporting person as of December 31, 2019.

F4 · price: The shares were sold at prices between $16.91 and $17.33. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 00:49 UTC
Valenti DouglasDirector · Chief Executive Officer
SaleCommon Stock 23,896 $17.04 $407,187.84
Disclosure

SEC source: 0001117297-20-000104 · edgardoc.xml · nonDerivative · entry 6

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 3,253,105

F2 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over an approximately five month period. The shares sold represent less than 2% of the shares beneficially owned by the reporting person as of December 31, 2019.

F3 · price: The shares were sold at prices between $16.89 and $17.25. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
November 10, 2020 Filed Nov 13, 2020 00:46 UTC Tax withholdingCommon Stock 1,240 $17.06 $21,154.40
Disclosure

SEC source: 0001117297-20-000103 · edgardoc.xml · nonDerivative · entry 5

Wong Gregory · CIK 0001563458 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,967

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

Read SEC document
November 10, 2020 Filed Nov 13, 2020 00:46 UTC Tax withholdingCommon Stock 1,240 $17.06 $21,154.40
Disclosure

SEC source: 0001117297-20-000103 · edgardoc.xml · nonDerivative · entry 4

Wong Gregory · CIK 0001563458 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,207

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

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November 10, 2020 Filed Nov 13, 2020 00:46 UTC Tax withholdingCommon Stock 1,240 $17.06 $21,154.40
Disclosure

SEC source: 0001117297-20-000103 · edgardoc.xml · nonDerivative · entry 3

Wong Gregory · CIK 0001563458 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,447

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

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November 10, 2020 Filed Nov 13, 2020 00:46 UTC Tax withholdingCommon Stock 1,240 $17.06 $21,154.40
Disclosure

SEC source: 0001117297-20-000103 · edgardoc.xml · nonDerivative · entry 2

Wong Gregory · CIK 0001563458 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,687

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

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November 10, 2020 Filed Nov 13, 2020 00:46 UTC Tax withholdingCommon Stock 1,091 $17.06 $18,612.46
Disclosure

SEC source: 0001117297-20-000103 · edgardoc.xml · nonDerivative · entry 1

Wong Gregory · CIK 0001563458 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,927

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

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November 10, 2020 Filed Nov 13, 2020 00:49 UTC
Valenti DouglasDirector · Chief Executive Officer
Tax withholdingCommon Stock 3,099 $17.06 $52,868.94
Disclosure

SEC source: 0001117297-20-000104 · edgardoc.xml · nonDerivative · entry 5

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 390,329

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

Read SEC document
November 10, 2020 Filed Nov 13, 2020 00:49 UTC
Valenti DouglasDirector · Chief Executive Officer
Tax withholdingCommon Stock 3,099 $17.06 $52,868.94
Disclosure

SEC source: 0001117297-20-000104 · edgardoc.xml · nonDerivative · entry 4

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,428

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

Read SEC document
November 10, 2020 Filed Nov 13, 2020 00:49 UTC
Valenti DouglasDirector · Chief Executive Officer
Tax withholdingCommon Stock 3,099 $17.06 $52,868.94
Disclosure

SEC source: 0001117297-20-000104 · edgardoc.xml · nonDerivative · entry 3

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 396,527

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

Read SEC document
November 10, 2020 Filed Nov 13, 2020 00:49 UTC
Valenti DouglasDirector · Chief Executive Officer
Tax withholdingCommon Stock 3,099 $17.06 $52,868.94
Disclosure

SEC source: 0001117297-20-000104 · edgardoc.xml · nonDerivative · entry 2

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,626

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

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November 10, 2020 Filed Nov 13, 2020 00:49 UTC
Valenti DouglasDirector · Chief Executive Officer
Tax withholdingCommon Stock 2,727 $17.06 $46,522.62
Disclosure

SEC source: 0001117297-20-000104 · edgardoc.xml · nonDerivative · entry 1

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402,725

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

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November 10, 2020 Filed Jul 1, 2021 15:36 UTC
Valenti DouglasDirector · Chief Executive Officer
GiftCommon Stock 15,377 $0.00 $0.00
Disclosure

SEC source: 0001117297-21-000054 · edgardoc.xml · nonDerivative · entry 6

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 2,881,830

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November 10, 2020 Filed Jul 1, 2021 15:36 UTC
Valenti DouglasDirector · Chief Executive Officer
GiftCommon Stock 15,377 $0.00 $0.00
Disclosure

SEC source: 0001117297-21-000054 · edgardoc.xml · nonDerivative · entry 2

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,690

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November 02, 2020 Filed Nov 4, 2020 17:02 UTC
Valenti DouglasDirector · Chief Executive Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 6,250 $0.00 Strike: $4.01 $0.00
Disclosure

SEC source: 0001117297-20-000100 · edgardoc.xml · derivative · entry 5

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 6,250 shares

Expires 2024-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested and became exercisable at a rate of 25% of the option on the first anniversary of the vesting commencement date, July 27, 2017, and the remainder of the option vest in equal monthly installments over 36 months thereafter. The initial vest date was July 27, 2018 and the final vest date is July 27, 2021.

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November 02, 2020 Filed Nov 4, 2020 17:02 UTC
Valenti DouglasDirector · Chief Executive Officer
SaleCommon Stock 6,250 $16.04 $100,250.63
Disclosure

SEC source: 0001117297-20-000100 · edgardoc.xml · nonDerivative · entry 2

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405,452

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over an approximately one and a half year period. The shares sold represent less than 1% of the shares beneficially owned by the reporting person as of December 31, 2019.

F2 · price: The shares were sold at prices between $15.82 and $16.28. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

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November 02, 2020 Filed Nov 4, 2020 17:02 UTC
Valenti DouglasDirector · Chief Executive Officer
Exercise / conversionCommon Stock 6,250 $4.01 $25,062.50
Disclosure

SEC source: 0001117297-20-000100 · edgardoc.xml · nonDerivative · entry 1

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411,702

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 29, 2020 Filed Nov 2, 2020 21:47 UTC GrantCommon Stock 5,920 $0.00 $0.00
Disclosure

SEC source: 0001117297-20-000097 · edgardoc.xml · nonDerivative · entry 1

SHEEHAN ANDREW T · CIK 0001207703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,731

F1 · shares: Represents shares of common stock that are issuable pursuant to a Restricted Stock Unit (RSU) award. The vesting commencement date of the RSU award is October 29, 2020 and it vests daily over one year.

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October 29, 2020 Filed Nov 2, 2020 21:47 UTC GrantCommon Stock 5,920 $0.00 $0.00
Disclosure

SEC source: 0001117297-20-000098 · edgardoc.xml · nonDerivative · entry 1

Simons James R. · CIK 0001476267 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,769

F1 · shares: Represents shares of common stock that are issuable pursuant to a Restricted Stock Unit (RSU) award. The vesting commencement date of the RSU award is October 29, 2020 and it vests daily over one year.

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October 29, 2020 Filed Nov 2, 2020 21:47 UTC GrantCommon Stock 5,920 $0.00 $0.00
Disclosure

SEC source: 0001117297-20-000094 · edgardoc.xml · nonDerivative · entry 1

Huizinga Stuart · CIK 0001366006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,902

F1 · shares: Represents shares of common stock that are issuable pursuant to a Restricted Stock Unit (RSU) award. The vesting commencement date of the RSU award is October 29, 2020 and it vests daily over one year.

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October 29, 2020 Filed Nov 2, 2020 21:46 UTC GrantCommon Stock 5,920 $0.00 $0.00
Disclosure

SEC source: 0001117297-20-000093 · edgardoc.xml · nonDerivative · entry 1

Glickman Matthew · CIK 0001703076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,119

F1 · shares: Represents shares of common stock that are issuable pursuant to a Restricted Stock Unit (RSU) award. The vesting commencement date of the RSU award is October 29, 2020 and it vests daily over one year.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.