Tapewire

Nasdaq · USD

QNST

QUINSTREET, INC

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Tapewire entity
4912
SEC CIK
0001117297
Parsed reports
419

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202601
Aug 202607
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 18, 2021 Filed May 19, 2021 23:36 UTC
Valenti DouglasDirector · Chief Executive Officer
SaleCommon Stock 12,933 $18.00 $232,794.00
Disclosure

SEC source: 0001117297-21-000045 · edgardoc.xml · nonDerivative · entry 2

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 2,952,296

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over a multi-year period. The shares sold represent less than 2% of the shares beneficially owned by the reporting person as of December 31, 2020.

F3 · price: The shares were sold at prices between $17.86 and $18.12. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
May 17, 2021 Filed May 19, 2021 23:36 UTC
Valenti DouglasDirector · Chief Executive Officer
SaleCommon Stock 11,772 $17.82 $209,777.04
Disclosure

SEC source: 0001117297-21-000045 · edgardoc.xml · nonDerivative · entry 1

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 2,965,229

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over a multi-year period. The shares sold represent less than 2% of the shares beneficially owned by the reporting person as of December 31, 2020.

F2 · price: The shares were sold at prices between $17.76 and $17.93. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
May 17, 2021 Filed May 19, 2021 16:59 UTC SaleCommon Stock 7,979 $17.79 $141,946.41
Disclosure

SEC source: 0001117297-21-000043 · edgardoc.xml · nonDerivative · entry 1

Wong Gregory · CIK 0001563458 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,154

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 10, 2021 Filed May 12, 2021 16:04 UTC Tax withholdingCommon Stock 865 $17.82 $15,414.30
Disclosure

SEC source: 0001117297-21-000041 · edgardoc.xml · nonDerivative · entry 5

Wong Gregory · CIK 0001563458 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,133

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

Read SEC document
May 10, 2021 Filed May 12, 2021 16:04 UTC Tax withholdingCommon Stock 865 $17.82 $15,414.30
Disclosure

SEC source: 0001117297-21-000041 · edgardoc.xml · nonDerivative · entry 4

Wong Gregory · CIK 0001563458 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,998

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

Read SEC document
May 10, 2021 Filed May 12, 2021 16:04 UTC Tax withholdingCommon Stock 865 $17.82 $15,414.30
Disclosure

SEC source: 0001117297-21-000041 · edgardoc.xml · nonDerivative · entry 3

Wong Gregory · CIK 0001563458 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,863

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

Read SEC document
May 10, 2021 Filed May 12, 2021 16:04 UTC Tax withholdingCommon Stock 865 $17.82 $15,414.30
Disclosure

SEC source: 0001117297-21-000041 · edgardoc.xml · nonDerivative · entry 2

Wong Gregory · CIK 0001563458 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,728

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

Read SEC document
May 10, 2021 Filed May 12, 2021 16:04 UTC Tax withholdingCommon Stock 761 $17.82 $13,561.02
Disclosure

SEC source: 0001117297-21-000041 · edgardoc.xml · nonDerivative · entry 1

Wong Gregory · CIK 0001563458 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,593

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

Read SEC document
May 10, 2021 Filed May 12, 2021 16:03 UTC
Valenti DouglasDirector · Chief Executive Officer
Tax withholdingCommon Stock 3,099 $17.82 $55,224.18
Disclosure

SEC source: 0001117297-21-000040 · edgardoc.xml · nonDerivative · entry 5

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,519

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

Read SEC document
May 10, 2021 Filed May 12, 2021 16:03 UTC
Valenti DouglasDirector · Chief Executive Officer
Tax withholdingCommon Stock 3,099 $17.82 $55,224.18
Disclosure

SEC source: 0001117297-21-000040 · edgardoc.xml · nonDerivative · entry 4

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,618

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

Read SEC document
May 10, 2021 Filed May 12, 2021 16:03 UTC
Valenti DouglasDirector · Chief Executive Officer
Tax withholdingCommon Stock 3,099 $17.82 $55,224.18
Disclosure

SEC source: 0001117297-21-000040 · edgardoc.xml · nonDerivative · entry 3

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,717

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

Read SEC document
May 10, 2021 Filed May 12, 2021 16:03 UTC
Valenti DouglasDirector · Chief Executive Officer
Tax withholdingCommon Stock 3,099 $17.82 $55,224.18
Disclosure

SEC source: 0001117297-21-000040 · edgardoc.xml · nonDerivative · entry 2

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 373,816

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

Read SEC document
May 10, 2021 Filed May 12, 2021 16:03 UTC
Valenti DouglasDirector · Chief Executive Officer
Tax withholdingCommon Stock 2,727 $17.82 $48,595.14
Disclosure

SEC source: 0001117297-21-000040 · edgardoc.xml · nonDerivative · entry 1

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,915

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

Read SEC document
May 10, 2021 Filed Jul 1, 2021 15:36 UTC
Valenti DouglasDirector · Chief Executive Officer
GiftCommon Stock 15,377 $0.00 $0.00
Disclosure

SEC source: 0001117297-21-000054 · edgardoc.xml · nonDerivative · entry 8

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 2,917,020

Read SEC document
May 10, 2021 Filed Jul 1, 2021 15:36 UTC
Valenti DouglasDirector · Chief Executive Officer
GiftCommon Stock 15,377 $0.00 $0.00
Disclosure

SEC source: 0001117297-21-000054 · edgardoc.xml · nonDerivative · entry 4

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,500

Read SEC document
May 03, 2021 Filed May 5, 2021 22:01 UTC
Valenti DouglasDirector · Chief Executive Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,084 $0.00 Strike: $4.01 $0.00
Disclosure

SEC source: 0001117297-21-000037 · edgardoc.xml · derivative · entry 5

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Common Stock · 2,084 shares

Expires 2024-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested and became exercisable at a rate of 25% of the option on the first anniversary of the vesting commencement date, July 27, 2017, and the remainder of the option vest in equal monthly installments over 36 months thereafter. The initial vest date was July 27, 2018 and the final vest date is July 27, 2021.

Read SEC document
May 03, 2021 Filed May 5, 2021 22:01 UTC
Valenti DouglasDirector · Chief Executive Officer
SaleCommon Stock 2,084 $20.63 $42,992.92
Disclosure

SEC source: 0001117297-21-000037 · edgardoc.xml · nonDerivative · entry 2

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,642

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over a multi-year period. The shares sold represent less than 1% of the shares beneficially owned by the reporting person as of December 31, 2020.

F2 · price: The shares were sold at prices between $20.34 and $20.80. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
May 03, 2021 Filed May 5, 2021 22:01 UTC
Valenti DouglasDirector · Chief Executive Officer
Exercise / conversionCommon Stock 2,084 $4.01 $8,356.84
Disclosure

SEC source: 0001117297-21-000037 · edgardoc.xml · nonDerivative · entry 1

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381,726

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 15:39 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $20.73 $0.00
Disclosure

SEC source: 0001117297-21-000034 · edgardoc.xml · derivative · entry 2

SMITH HILLARY B · CIK 0001492475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2028-04-28

F2 · derivative.exercise_date: Represents shares of common stock subject to a stock option award. The vesting commencement date of the stock option award is April 28, 2021 and it vests monthly in equal installments over a period of four years. The initial vest date is May 28, 2021 and the final vest date is April 28, 2025.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 15:39 UTC GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001117297-21-000034 · edgardoc.xml · nonDerivative · entry 1

SMITH HILLARY B · CIK 0001492475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · shares: Represents shares of common stock that are issuable pursuant to a Restricted Stock Unit (RSU) award. The vesting commencement date of the RSU award is April 28, 2021 and it vests daily over a period of four years.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 23:48 UTC
Valenti DouglasDirector · Chief Executive Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,083 $0.00 Strike: $4.01 $0.00
Disclosure

SEC source: 0001117297-21-000025 · edgardoc.xml · derivative · entry 8

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,334

Underlying: Common Stock · 2,083 shares

Expires 2024-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vested and became exercisable at a rate of 25% of the option on the first anniversary of the vesting commencement date, July 27, 2017, and the remainder of the option vest in equal monthly installments over 36 months thereafter. The initial vest date was July 27, 2018 and the final vest date is July 27, 2021.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 23:48 UTC
Valenti DouglasDirector · Chief Executive Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 225 $0.00 Strike: $3.63 $0.00
Disclosure

SEC source: 0001117297-21-000025 · edgardoc.xml · derivative · entry 7

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,776

Underlying: Common Stock · 225 shares

Expires 2023-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares of common stock subject to this option are fully vested and exercisable.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 23:48 UTC
Valenti DouglasDirector · Chief Executive Officer
SaleCommon Stock 225 $20.78 $4,675.50
Disclosure

SEC source: 0001117297-21-000025 · edgardoc.xml · nonDerivative · entry 4

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,642

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over a multi-year period. The shares sold represent less than 1% of the shares beneficially owned by the reporting person as of December 31, 2020.

F2 · price: The shares were sold at prices between $20.53 and $20.92. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 23:48 UTC
Valenti DouglasDirector · Chief Executive Officer
Exercise / conversionCommon Stock 225 $3.63 $816.75
Disclosure

SEC source: 0001117297-21-000025 · edgardoc.xml · nonDerivative · entry 3

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,867

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 23:48 UTC
Valenti DouglasDirector · Chief Executive Officer
SaleCommon Stock 2,083 $20.78 $43,284.74
Disclosure

SEC source: 0001117297-21-000025 · edgardoc.xml · nonDerivative · entry 2

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,642

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over a multi-year period. The shares sold represent less than 1% of the shares beneficially owned by the reporting person as of December 31, 2020.

F2 · price: The shares were sold at prices between $20.53 and $20.92. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 23:48 UTC
Valenti DouglasDirector · Chief Executive Officer
Exercise / conversionCommon Stock 2,083 $4.01 $8,352.83
Disclosure

SEC source: 0001117297-21-000025 · edgardoc.xml · nonDerivative · entry 1

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 30, 2021 Filed Mar 31, 2021 00:34 UTC
Valenti DouglasDirector · Chief Executive Officer
SaleCommon Stock 7,302 $20.25 $147,865.50
Disclosure

SEC source: 0001117297-21-000022 · edgardoc.xml · nonDerivative · entry 3

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 2,977,001

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over a multi-year period. The shares sold represent less than 3% of the shares beneficially owned by the reporting person as of December 31, 2020.

F4 · price: The shares were sold at prices between $19.93 and $20.44. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
March 29, 2021 Filed Mar 31, 2021 00:34 UTC
Valenti DouglasDirector · Chief Executive Officer
SaleCommon Stock 45,908 $20.35 $934,227.80
Disclosure

SEC source: 0001117297-21-000022 · edgardoc.xml · nonDerivative · entry 2

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 2,984,303

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over a multi-year period. The shares sold represent less than 3% of the shares beneficially owned by the reporting person as of December 31, 2020.

F3 · price: The shares were sold at prices between $19.95 and $20.80. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
March 26, 2021 Filed Mar 31, 2021 00:34 UTC
Valenti DouglasDirector · Chief Executive Officer
SaleCommon Stock 36,701 $20.16 $739,892.16
Disclosure

SEC source: 0001117297-21-000022 · edgardoc.xml · nonDerivative · entry 1

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 3,030,211

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over a multi-year period. The shares sold represent less than 3% of the shares beneficially owned by the reporting person as of December 31, 2020.

F2 · price: The shares were sold at prices between $19.76 and $20.66. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
March 25, 2021 Filed Mar 26, 2021 00:24 UTC
Valenti DouglasDirector · Chief Executive Officer
SaleCommon Stock 50,796 $20.17 $1,024,555.32
Disclosure

SEC source: 0001117297-21-000020 · edgardoc.xml · nonDerivative · entry 2

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 3,066,912

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over a multi-year period. The shares sold represent less than 2% of the shares beneficially owned by the reporting person as of December 31, 2020.

F3 · price: The shares were sold at prices between $19.83 and $20.51. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
March 24, 2021 Filed Mar 26, 2021 00:24 UTC
Valenti DouglasDirector · Chief Executive Officer
SaleCommon Stock 9,293 $21.05 $195,617.65
Disclosure

SEC source: 0001117297-21-000020 · edgardoc.xml · nonDerivative · entry 1

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 3,117,708

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over a multi-year period. The shares sold represent less than 2% of the shares beneficially owned by the reporting person as of December 31, 2020.

F2 · price: The shares were sold at prices between $20.47 and $21.56. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 17:56 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 37,500 $0.00 Strike: $3.91 $0.00
Disclosure

SEC source: 0001117297-21-000018 · edgardoc.xml · derivative · entry 4

PAULDINE DAVID J · CIK 0001129817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,500 shares

Expires 2021-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares of common stock subject to this option are fully vested and exercisable.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 17:56 UTC SaleCommon Stock 37,500 $23.59 $884,625.00
Disclosure

SEC source: 0001117297-21-000018 · edgardoc.xml · nonDerivative · entry 2

PAULDINE DAVID J · CIK 0001129817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,498

F1 · price: The shares were sold at prices between $23.46 and $23.76. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 17:56 UTC Exercise / conversionCommon Stock 37,500 $3.91 $146,625.00
Disclosure

SEC source: 0001117297-21-000018 · edgardoc.xml · nonDerivative · entry 1

PAULDINE DAVID J · CIK 0001129817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,998

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 01, 2021 Filed Mar 2, 2021 19:43 UTC
Valenti DouglasDirector · Chief Executive Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,083 $0.00 Strike: $4.01 $0.00
Disclosure

SEC source: 0001117297-21-000016 · edgardoc.xml · derivative · entry 5

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,417

Underlying: Common Stock · 2,083 shares

Expires 2024-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested and became exercisable at a rate of 25% of the option on the first anniversary of the vesting commencement date, July 27, 2017, and the remainder of the option vest in equal monthly installments over 36 months thereafter. The initial vest date was July 27, 2018 and the final vest date is July 27, 2021.

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March 01, 2021 Filed Mar 2, 2021 19:43 UTC
Valenti DouglasDirector · Chief Executive Officer
SaleCommon Stock 2,083 $24.52 $51,075.16
Disclosure

SEC source: 0001117297-21-000016 · edgardoc.xml · nonDerivative · entry 2

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,642

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over a multi-year period. The shares sold represent less than 1% of the shares beneficially owned by the reporting person as of December 31, 2020.

F2 · price: The shares were sold at prices between $24.23 and $24.93. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

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March 01, 2021 Filed Mar 2, 2021 19:43 UTC
Valenti DouglasDirector · Chief Executive Officer
Exercise / conversionCommon Stock 2,083 $4.01 $8,352.83
Disclosure

SEC source: 0001117297-21-000016 · edgardoc.xml · nonDerivative · entry 1

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 16, 2021 Filed Feb 18, 2021 17:04 UTC SaleCommon Stock 69,083 $24.54 $1,695,296.82
Disclosure

SEC source: 0001117297-21-000014 · edgardoc.xml · nonDerivative · entry 1

Wong Gregory · CIK 0001563458 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,354

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The shares were sold at prices between $24.22 and $25.20. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

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February 10, 2021 Filed Feb 12, 2021 19:33 UTC Tax withholdingCommon Stock 988 $24.46 $24,166.48
Disclosure

SEC source: 0001117297-21-000012 · edgardoc.xml · nonDerivative · entry 5

Wong Gregory · CIK 0001563458 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,437

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

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February 10, 2021 Filed Feb 12, 2021 19:33 UTC Tax withholdingCommon Stock 865 $24.46 $21,157.90
Disclosure

SEC source: 0001117297-21-000012 · edgardoc.xml · nonDerivative · entry 4

Wong Gregory · CIK 0001563458 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,425

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

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February 10, 2021 Filed Feb 12, 2021 19:33 UTC Tax withholdingCommon Stock 1,028 $24.46 $25,144.88
Disclosure

SEC source: 0001117297-21-000012 · edgardoc.xml · nonDerivative · entry 3

Wong Gregory · CIK 0001563458 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,290

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

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February 10, 2021 Filed Feb 12, 2021 19:33 UTC Tax withholdingCommon Stock 848 $24.46 $20,742.08
Disclosure

SEC source: 0001117297-21-000012 · edgardoc.xml · nonDerivative · entry 2

Wong Gregory · CIK 0001563458 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,318

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

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February 10, 2021 Filed Feb 12, 2021 19:33 UTC Tax withholdingCommon Stock 761 $24.46 $18,614.06
Disclosure

SEC source: 0001117297-21-000012 · edgardoc.xml · nonDerivative · entry 1

Wong Gregory · CIK 0001563458 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,166

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 19:33 UTC
Valenti DouglasDirector · Chief Executive Officer
Tax withholdingCommon Stock 2,162 $24.46 $52,882.52
Disclosure

SEC source: 0001117297-21-000011 · edgardoc.xml · nonDerivative · entry 5

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,642

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 19:33 UTC
Valenti DouglasDirector · Chief Executive Officer
Tax withholdingCommon Stock 2,299 $24.46 $56,233.54
Disclosure

SEC source: 0001117297-21-000011 · edgardoc.xml · nonDerivative · entry 4

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381,804

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 19:33 UTC
Valenti DouglasDirector · Chief Executive Officer
Tax withholdingCommon Stock 2,162 $24.46 $52,882.52
Disclosure

SEC source: 0001117297-21-000011 · edgardoc.xml · nonDerivative · entry 3

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,103

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 19:33 UTC
Valenti DouglasDirector · Chief Executive Officer
Tax withholdingCommon Stock 2,162 $24.46 $52,882.52
Disclosure

SEC source: 0001117297-21-000011 · edgardoc.xml · nonDerivative · entry 2

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386,265

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 19:33 UTC
Valenti DouglasDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,902 $24.46 $46,522.92
Disclosure

SEC source: 0001117297-21-000011 · edgardoc.xml · nonDerivative · entry 1

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,427

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

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February 10, 2021 Filed Jul 1, 2021 15:36 UTC
Valenti DouglasDirector · Chief Executive Officer
GiftCommon Stock 19,813 $0.00 $0.00
Disclosure

SEC source: 0001117297-21-000054 · edgardoc.xml · nonDerivative · entry 7

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 2,901,643

Read SEC document
February 10, 2021 Filed Jul 1, 2021 15:36 UTC
Valenti DouglasDirector · Chief Executive Officer
GiftCommon Stock 19,813 $0.00 $0.00
Disclosure

SEC source: 0001117297-21-000054 · edgardoc.xml · nonDerivative · entry 3

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,877

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.