Tapewire

Nasdaq · USD

QNST

QUINSTREET, INC

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Tapewire entity
4912
SEC CIK
0001117297
Parsed reports
419

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202601
Aug 202607
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 06, 2021 Filed Oct 8, 2021 17:43 UTC
Valenti DouglasDirector · Chief Executive Officer
SaleCommon Stock 30,573 $17.37 $531,053.01
Disclosure

SEC source: 0001117297-21-000081 · edgardoc.xml · nonDerivative · entry 1

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 2,717,020

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over a multi-year period. The shares sold represent less than 1% of the shares beneficially owned by the reporting person as of December 31, 2020.

F2 · price: The shares were sold at prices between $17.13 and $17.47. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
October 05, 2021 Filed Oct 5, 2021 23:17 UTC
Valenti DouglasDirector · Chief Executive Officer
SaleCommon Stock 22,813 $17.42 $397,402.46
Disclosure

SEC source: 0001117297-21-000079 · edgardoc.xml · nonDerivative · entry 3

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 2,747,593

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over a multi-year period. The shares sold represent less than 3% of the shares beneficially owned by the reporting person as of December 31, 2020.

F4 · price: The shares were sold at prices between $17.35 and $17.57. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
October 04, 2021 Filed Oct 5, 2021 23:17 UTC
Valenti DouglasDirector · Chief Executive Officer
SaleCommon Stock 15,105 $17.37 $262,373.85
Disclosure

SEC source: 0001117297-21-000079 · edgardoc.xml · nonDerivative · entry 2

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 2,770,406

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over a multi-year period. The shares sold represent less than 3% of the shares beneficially owned by the reporting person as of December 31, 2020.

F3 · price: The shares were sold at prices between $17.25 and $17.90. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 23:17 UTC
Valenti DouglasDirector · Chief Executive Officer
SaleCommon Stock 31,509 $17.87 $563,065.83
Disclosure

SEC source: 0001117297-21-000079 · edgardoc.xml · nonDerivative · entry 1

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 2,785,511

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over a multi-year period. The shares sold represent less than 3% of the shares beneficially owned by the reporting person as of December 31, 2020.

F2 · price: The shares were sold at prices between $17.47 and $18.04. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
September 20, 2021 Filed Sep 22, 2021 20:47 UTC
Valenti DouglasDirector · Chief Executive Officer
SaleCommon Stock 22,563 $17.55 $395,980.65
Disclosure

SEC source: 0001117297-21-000077 · edgardoc.xml · nonDerivative · entry 1

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 2,817,020

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over a multi-year period. The shares sold represent less than 1% of the shares beneficially owned by the reporting person as of December 31, 2020.

F2 · price: The shares were sold at prices between $17.18 and $17.85. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
September 17, 2021 Filed Sep 20, 2021 23:15 UTC
Valenti DouglasDirector · Chief Executive Officer
SaleCommon Stock 42,623 $17.90 $762,951.70
Disclosure

SEC source: 0001117297-21-000075 · edgardoc.xml · nonDerivative · entry 6

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 2,839,583

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over a multi-year period. The shares sold represent less than 3% of the shares beneficially owned by the reporting person as of December 31, 2020

F4 · price: The shares were sold at prices between $17.69 and $18.12. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
September 16, 2021 Filed Sep 20, 2021 23:15 UTC
Valenti DouglasDirector · Chief Executive Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,167 $0.00 Strike: $4.01 $0.00
Disclosure

SEC source: 0001117297-21-000075 · edgardoc.xml · derivative · entry 9

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,167 shares

Expires 2024-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The shares of common stock subject to this option are fully vested and exercisable.

Read SEC document
September 16, 2021 Filed Sep 20, 2021 23:15 UTC
Valenti DouglasDirector · Chief Executive Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,776 $0.00 Strike: $3.63 $0.00
Disclosure

SEC source: 0001117297-21-000075 · edgardoc.xml · derivative · entry 8

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,776 shares

Expires 2023-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The shares of common stock subject to this option are fully vested and exercisable.

Read SEC document
September 16, 2021 Filed Sep 20, 2021 23:15 UTC
Valenti DouglasDirector · Chief Executive Officer
SaleCommon Stock 34,814 $17.89 $622,822.46
Disclosure

SEC source: 0001117297-21-000075 · edgardoc.xml · nonDerivative · entry 5

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 2,882,206

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over a multi-year period. The shares sold represent less than 3% of the shares beneficially owned by the reporting person as of December 31, 2020

F3 · price: The shares were sold at prices between $17.42 and $18.70. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
September 16, 2021 Filed Sep 20, 2021 23:15 UTC
Valenti DouglasDirector · Chief Executive Officer
SaleCommon Stock 4,167 $17.93 $74,714.31
Disclosure

SEC source: 0001117297-21-000075 · edgardoc.xml · nonDerivative · entry 4

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434,587

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over a multi-year period. The shares sold represent less than 3% of the shares beneficially owned by the reporting person as of December 31, 2020

F2 · price: The shares were sold at prices between $17.37 and $18.70. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
September 16, 2021 Filed Sep 20, 2021 23:15 UTC
Valenti DouglasDirector · Chief Executive Officer
Exercise / conversionCommon Stock 4,167 $4.01 $16,709.67
Disclosure

SEC source: 0001117297-21-000075 · edgardoc.xml · nonDerivative · entry 3

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2021 Filed Sep 20, 2021 23:15 UTC
Valenti DouglasDirector · Chief Executive Officer
SaleCommon Stock 3,776 $17.93 $67,703.68
Disclosure

SEC source: 0001117297-21-000075 · edgardoc.xml · nonDerivative · entry 2

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434,587

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over a multi-year period. The shares sold represent less than 3% of the shares beneficially owned by the reporting person as of December 31, 2020

F2 · price: The shares were sold at prices between $17.37 and $18.70. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
September 16, 2021 Filed Sep 20, 2021 23:15 UTC
Valenti DouglasDirector · Chief Executive Officer
Exercise / conversionCommon Stock 3,776 $3.63 $13,706.88
Disclosure

SEC source: 0001117297-21-000075 · edgardoc.xml · nonDerivative · entry 1

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,363

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2021 Filed Feb 11, 2022 23:47 UTC
Valenti DouglasDirector · Chief Executive Officer
SaleCommon Stock 2,083 $18.07 $37,639.81
Disclosure

SEC source: 0000950103-22-002428 · dp166990_4-valenti.xml · nonDerivative · entry 2

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 373,695

F1 · shares: These sales were effected pursuant to a Rule 10b5-1 trading plan. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over a multi-year period. The shares sold represent less than 1% of the shares beneficially owned by the reporting person as of December 31, 2021.

F2 · price: The shares were sold at prices between $17.44 and $18.56. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
September 14, 2021 Filed Sep 16, 2021 15:49 UTC SaleCommon Stock 20,000 $18.69 $373,800.00
Disclosure

SEC source: 0001117297-21-000073 · edgardoc.xml · nonDerivative · entry 1

JOSEPHS ROBIN · CIK 0001222801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,402

F1 · price: The shares were sold at prices between $18.60 to $18.91. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
September 01, 2021 Filed Feb 11, 2022 23:47 UTC
Valenti DouglasDirector · Chief Executive Officer
GiftCommon Stock 165,723 $0.00 $0.00
Disclosure

SEC source: 0000950103-22-002428 · dp166990_4-valenti.xml · nonDerivative · entry 7

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 1,853,540

F5 · shares: The reporting person transferred shares of common stock to an irrevocable trust of which the reporting person is the sole trustee and one of his five sons is the sole beneficiary. This transaction represents a transfer of shares that were beneficially owned by the reporting person for the purposes of estate planning and not a sale of securities.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 16:07 UTC SaleCommon Stock 7,979 $17.03 $135,882.37
Disclosure

SEC source: 0001117297-21-000071 · edgardoc.xml · nonDerivative · entry 1

Wong Gregory · CIK 0001563458 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,135

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 16:05 UTC Tax withholdingCommon Stock 865 $18.10 $15,656.50
Disclosure

SEC source: 0001117297-21-000069 · edgardoc.xml · nonDerivative · entry 7

Wong Gregory · CIK 0001563458 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,114

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 16:05 UTC Tax withholdingCommon Stock 865 $18.10 $15,656.50
Disclosure

SEC source: 0001117297-21-000069 · edgardoc.xml · nonDerivative · entry 6

Wong Gregory · CIK 0001563458 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,979

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 16:05 UTC Tax withholdingCommon Stock 865 $18.10 $15,656.50
Disclosure

SEC source: 0001117297-21-000069 · edgardoc.xml · nonDerivative · entry 5

Wong Gregory · CIK 0001563458 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,844

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 16:05 UTC Tax withholdingCommon Stock 4,737 $18.10 $85,739.70
Disclosure

SEC source: 0001117297-21-000069 · edgardoc.xml · nonDerivative · entry 4

Wong Gregory · CIK 0001563458 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,709

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 16:05 UTC Tax withholdingCommon Stock 865 $18.10 $15,656.50
Disclosure

SEC source: 0001117297-21-000069 · edgardoc.xml · nonDerivative · entry 3

Wong Gregory · CIK 0001563458 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,446

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 16:05 UTC Tax withholdingCommon Stock 761 $18.10 $13,774.10
Disclosure

SEC source: 0001117297-21-000069 · edgardoc.xml · nonDerivative · entry 2

Wong Gregory · CIK 0001563458 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,311

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 16:05 UTC Tax withholdingCommon Stock 5,082 $18.10 $91,984.20
Disclosure

SEC source: 0001117297-21-000069 · edgardoc.xml · nonDerivative · entry 1

Wong Gregory · CIK 0001563458 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,072

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 15:54 UTC
Valenti DouglasDirector · Chief Executive Officer
Tax withholdingCommon Stock 3,099 $18.10 $56,091.90
Disclosure

SEC source: 0001117297-21-000068 · edgardoc.xml · nonDerivative · entry 7

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434,587

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 15:54 UTC
Valenti DouglasDirector · Chief Executive Officer
Tax withholdingCommon Stock 3,099 $18.10 $56,091.90
Disclosure

SEC source: 0001117297-21-000068 · edgardoc.xml · nonDerivative · entry 6

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,686

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 15:54 UTC
Valenti DouglasDirector · Chief Executive Officer
Tax withholdingCommon Stock 3,099 $18.10 $56,091.90
Disclosure

SEC source: 0001117297-21-000068 · edgardoc.xml · nonDerivative · entry 5

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,785

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 15:54 UTC
Valenti DouglasDirector · Chief Executive Officer
Tax withholdingCommon Stock 12,395 $18.10 $224,349.50
Disclosure

SEC source: 0001117297-21-000068 · edgardoc.xml · nonDerivative · entry 4

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,884

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 15:54 UTC
Valenti DouglasDirector · Chief Executive Officer
Tax withholdingCommon Stock 3,099 $18.10 $56,091.90
Disclosure

SEC source: 0001117297-21-000068 · edgardoc.xml · nonDerivative · entry 3

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 456,279

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 15:54 UTC
Valenti DouglasDirector · Chief Executive Officer
Tax withholdingCommon Stock 2,727 $18.10 $49,358.70
Disclosure

SEC source: 0001117297-21-000068 · edgardoc.xml · nonDerivative · entry 2

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,378

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 15:54 UTC
Valenti DouglasDirector · Chief Executive Officer
Tax withholdingCommon Stock 12,395 $18.10 $224,349.50
Disclosure

SEC source: 0001117297-21-000068 · edgardoc.xml · nonDerivative · entry 1

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462,105

F1 · kind: Exempt transaction pursuant to Section 16b-3 for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares in this Form 4 for any reason other than to cover required taxes.

Read SEC document
August 10, 2021 Filed Feb 11, 2022 23:47 UTC
Valenti DouglasDirector · Chief Executive Officer
GiftCommon Stock 40,587 $0.00 $0.00
Disclosure

SEC source: 0000950103-22-002428 · dp166990_4-valenti.xml · nonDerivative · entry 5

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 2,657,607

F3 · shares: Reflects shares transferred to The Valenti Living Trust from the reporting person's direct holdings.

Read SEC document
August 10, 2021 Filed Feb 11, 2022 23:47 UTC
Valenti DouglasDirector · Chief Executive Officer
GiftCommon Stock 40,587 $0.00 $0.00
Disclosure

SEC source: 0000950103-22-002428 · dp166990_4-valenti.xml · nonDerivative · entry 1

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,778

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July 27, 2021 Filed Feb 11, 2022 23:47 UTC
Valenti DouglasDirector · Chief Executive Officer
GiftCommon Stock 638,344 $0.00 $0.00
Disclosure

SEC source: 0000950103-22-002428 · dp166990_4-valenti.xml · nonDerivative · entry 6

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 2,019,263

F4 · shares: The reporting person transferred shares of common stock to four of his five sons in equal proportion and to each in their individual capacity. This transaction represents a transfer of shares that were beneficially owned by the reporting person for the purposes of estate planning and not a sale of securities.

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July 26, 2021 Filed Jul 28, 2021 16:54 UTC
Ahmed AsmauDirector
GrantNon-Qualified Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $18.32 $0.00
Disclosure

SEC source: 0001117297-21-000065 · edgardoc.xml · derivative · entry 2

Ahmed Asmau · CIK 0001858936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2028-07-26

F2 · derivative.exercise_date: Represents shares of common stock subject to a stock option award. The vesting commencement date of the stock option award is July 26, 2021 and it vests monthly in equal installments over a period of four years. The initial vest date is August 26, 2021 and the final vest date is July 26, 2025.

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July 26, 2021 Filed Jul 28, 2021 16:54 UTC
Ahmed AsmauDirector
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001117297-21-000065 · edgardoc.xml · nonDerivative · entry 1

Ahmed Asmau · CIK 0001858936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · shares: Represents shares of common stock that are issuable pursuant to a Restricted Stock Unit (RSU) award. The vesting commencement date of the RSU award is July 26, 2021 and it vests daily over a period of four years.

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July 26, 2021 Filed Jul 28, 2021 16:50 UTC GrantCommon Stock 41,000 $0.00 $0.00
Disclosure

SEC source: 0001117297-21-000064 · edgardoc.xml · nonDerivative · entry 2

Wong Gregory · CIK 0001563458 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,154

F2 · shares: Represents shares of common stock issuable pursuant to a Performance-based Restricted Stock Unit (PSU) award, previously granted on July 29, 2020, and earned from performance based on the achievement of certain performance metrics during the fiscal year ended June 30, 2021, as determined on July 26, 2021. 25% of the PSUs vest on August 10, 2021, and the remaining PSUs vest quarterly thereafter over a period of 3 years.

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July 26, 2021 Filed Jul 28, 2021 16:50 UTC GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001117297-21-000064 · edgardoc.xml · nonDerivative · entry 1

Wong Gregory · CIK 0001563458 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,154

F1 · shares: Represents shares of common stock that are issuable pursuant to a Restricted Stock Unit (RSU) award. The vesting commencement date of the RSU award is August 10, 2021 and it vests 25% after one year and quarterly thereafter in equal installments over a period of 3 years. The initial vest date will be August 10, 2022 and the final vest date will be August 10, 2025.

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July 26, 2021 Filed Jul 28, 2021 16:50 UTC
Valenti DouglasDirector · Chief Executive Officer
GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001117297-21-000063 · edgardoc.xml · nonDerivative · entry 2

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 474,500

F2 · shares: Represents shares of common stock issuable pursuant to a Performance-based Restricted Stock Unit (PSU) award, previously granted on July 29, 2020, and earned from performance based on the achievement of certain performance metrics during the fiscal year ended June 30, 2021, as determined on July 26, 2021. 25% of the PSUs vest on August 10, 2021, and the remaining PSUs vest quarterly thereafter over a period of 3 years.

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July 26, 2021 Filed Jul 28, 2021 16:50 UTC
Valenti DouglasDirector · Chief Executive Officer
GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001117297-21-000063 · edgardoc.xml · nonDerivative · entry 1

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,500

F1 · shares: Represents shares of common stock that are issuable pursuant to a Restricted Stock Unit (RSU) award. The vesting commencement date of the RSU award is August 10, 2021 and it vests 25% after one year and quarterly thereafter in equal installments over a period of 3 years. The initial vest date will be August 10, 2022 and the final vest date will be August 10, 2025.

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June 01, 2021 Filed Jun 3, 2021 16:02 UTC
Valenti DouglasDirector · Chief Executive Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,083 $0.00 Strike: $4.01 $0.00
Disclosure

SEC source: 0001117297-21-000051 · edgardoc.xml · derivative · entry 5

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,167

Underlying: Common Stock · 2,083 shares

Expires 2024-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested and became exercisable at a rate of 25% of the option on the first anniversary of the vesting commencement date, July 27, 2017, and the remainder of the option vest in equal monthly installments over 36 months thereafter. The initial vest date was July 27, 2018 and the final vest date is July 27, 2021.

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June 01, 2021 Filed Jun 3, 2021 16:02 UTC
Valenti DouglasDirector · Chief Executive Officer
SaleCommon Stock 2,083 $18.22 $37,952.26
Disclosure

SEC source: 0001117297-21-000051 · edgardoc.xml · nonDerivative · entry 2

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,519

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over a multi-year period. The shares sold represent less than 1% of the shares beneficially owned by the reporting person as of December 31, 2020.

F2 · price: The shares were sold at prices between $18.06 and $18.43. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

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June 01, 2021 Filed Jun 3, 2021 16:02 UTC
Valenti DouglasDirector · Chief Executive Officer
Exercise / conversionCommon Stock 2,083 $4.01 $8,352.83
Disclosure

SEC source: 0001117297-21-000051 · edgardoc.xml · nonDerivative · entry 1

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,602

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 27, 2021 Filed May 27, 2021 23:49 UTC
Valenti DouglasDirector · Chief Executive Officer
SaleCommon Stock 21,299 $18.37 $391,262.63
Disclosure

SEC source: 0001117297-21-000049 · edgardoc.xml · nonDerivative · entry 3

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 2,827,001

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over a multi-year period. The shares sold represent less than 3% of the shares beneficially owned by the reporting person as of December 31, 2020.

F4 · price: The shares were sold at prices between $18.09 and $18.57. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

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May 26, 2021 Filed May 27, 2021 23:49 UTC
Valenti DouglasDirector · Chief Executive Officer
SaleCommon Stock 33,144 $18.30 $606,535.20
Disclosure

SEC source: 0001117297-21-000049 · edgardoc.xml · nonDerivative · entry 2

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 2,848,300

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over a multi-year period. The shares sold represent less than 3% of the shares beneficially owned by the reporting person as of December 31, 2020.

F3 · price: The shares were sold at prices between $18.10 and $18.42. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

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May 25, 2021 Filed May 27, 2021 23:49 UTC
Valenti DouglasDirector · Chief Executive Officer
SaleCommon Stock 21,400 $18.17 $388,838.00
Disclosure

SEC source: 0001117297-21-000049 · edgardoc.xml · nonDerivative · entry 1

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 2,881,444

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over a multi-year period. The shares sold represent less than 3% of the shares beneficially owned by the reporting person as of December 31, 2020.

F2 · price: The shares were sold at prices between $17.99 and $18.58. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

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May 24, 2021 Filed May 24, 2021 23:22 UTC
Valenti DouglasDirector · Chief Executive Officer
SaleCommon Stock 10,822 $18.31 $198,150.82
Disclosure

SEC source: 0001117297-21-000047 · edgardoc.xml · nonDerivative · entry 3

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 2,902,844

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over a multi-year period. The shares sold represent less than 2% of the shares beneficially owned by the reporting person as of December 31, 2020.

F4 · price: The shares were sold at prices between $18.23 and $18.44. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

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May 21, 2021 Filed May 24, 2021 23:22 UTC
Valenti DouglasDirector · Chief Executive Officer
SaleCommon Stock 10,730 $18.19 $195,178.70
Disclosure

SEC source: 0001117297-21-000047 · edgardoc.xml · nonDerivative · entry 2

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 2,913,666

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over a multi-year period. The shares sold represent less than 2% of the shares beneficially owned by the reporting person as of December 31, 2020.

F3 · price: The shares were sold at prices between $18.05 and $18.53. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

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May 20, 2021 Filed May 24, 2021 23:22 UTC
Valenti DouglasDirector · Chief Executive Officer
SaleCommon Stock 10,800 $18.01 $194,508.00
Disclosure

SEC source: 0001117297-21-000047 · edgardoc.xml · nonDerivative · entry 1

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 2,924,396

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over a multi-year period. The shares sold represent less than 2% of the shares beneficially owned by the reporting person as of December 31, 2020.

F2 · price: The shares were sold at prices between $17.91 and $18.15. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

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May 19, 2021 Filed May 19, 2021 23:36 UTC
Valenti DouglasDirector · Chief Executive Officer
SaleCommon Stock 17,100 $17.87 $305,577.00
Disclosure

SEC source: 0001117297-21-000045 · edgardoc.xml · nonDerivative · entry 3

Valenti Douglas · CIK 0001478988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 2,935,196

F1 · shares: These shares were effected pursuant to a Rule 10b5-1 trading plan. The plan was implemented to meet long-term estate planning and diversification objectives of the reporting person, and extend over a multi-year period. The shares sold represent less than 2% of the shares beneficially owned by the reporting person as of December 31, 2020.

F4 · price: The shares were sold at prices between $17.57 and $18.07. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.