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Nasdaq · USD

QLYS

QUALYS, INC.

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1519
SEC CIK
0001107843
Parsed reports
793

Last 12 months

Inside the activity.

0 purchase rows · 150 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025012
Dec 2025023
Jan 2026011
Feb 2026011
Mar 202602
Apr 202600
May 202606
Jun 2026028
Jul 2026015
Aug 2026016
Sep 2026021
Oct 202605

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 10, 2017 Filed Mar 13, 2017 16:12 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 471,308 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0001209191-17-020159 · doc4.xml · derivative · entry 5

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 581,927

Underlying: Common Stock · 471,308 shares

Expires 2019-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option is subject to an early exercise provision and was immediately exercisable. One forty-eighth of the shares subject to the option vested on February 25, 2011 and one forty-eighth of the shares subject to the option vested monthly thereafter.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 16:12 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 20,000 $34.82 $696,488.00
Disclosure

SEC source: 0001209191-17-020159 · doc4.xml · nonDerivative · entry 3

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,637,542

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $34.45 to $35.05 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 16:12 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
Exercise / conversionCommon Stock 471,308 $3.80 $1,790,970.40
Disclosure

SEC source: 0001209191-17-020159 · doc4.xml · nonDerivative · entry 2

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,657,542

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 16:12 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 20,000 $34.36 $687,216.00
Disclosure

SEC source: 0001209191-17-020159 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,186,234

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $34.05 to $34.60 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 20:10 UTC
Thakar Sumedh SChief Product Officer
Exercise / conversionStock Option (right to buy) · Derivative 1,600 $0.00 Strike: $8.40 $0.00
Disclosure

SEC source: 0001209191-17-020155 · doc4.xml · derivative · entry 5

Thakar Sumedh S · CIK 0001558242 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,700

Underlying: Common Stock · 1,600 shares

Expires 2022-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2016.

F4 · derivative.exercise_date: The option is subject to an early exercise provision and was immediately exercisable. One forty-eighth of the shares subject to the option vested on May 30, 2012 and one forty-eighth of the shares subject to the option vested monthly thereafter.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 20:10 UTC
Thakar Sumedh SChief Product Officer
Exercise / conversionStock Option (right to buy) · Derivative 289 $0.00 Strike: $5.90 $0.00
Disclosure

SEC source: 0001209191-17-020155 · doc4.xml · derivative · entry 4

Thakar Sumedh S · CIK 0001558242 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 289 shares

Expires 2021-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2016.

F3 · derivative.exercise_date: The option is subject to an early exercise provision and was immediately exercisable. One forty-eighth of the shares subject to the option vested on December 4, 2011 and one forty-eighth of the shares subject to the option vested monthly thereafter.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 20:10 UTC
Thakar Sumedh SChief Product Officer
SaleCommon Stock 1,889 $34.44 $65,057.92
Disclosure

SEC source: 0001209191-17-020155 · doc4.xml · nonDerivative · entry 3

Thakar Sumedh S · CIK 0001558242 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,776

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2016.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $34.10 to $34.60 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 20:10 UTC
Thakar Sumedh SChief Product Officer
Exercise / conversionCommon Stock 1,600 $8.40 $13,440.00
Disclosure

SEC source: 0001209191-17-020155 · doc4.xml · nonDerivative · entry 2

Thakar Sumedh S · CIK 0001558242 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,665

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2016.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 20:10 UTC
Thakar Sumedh SChief Product Officer
Exercise / conversionCommon Stock 289 $5.90 $1,705.10
Disclosure

SEC source: 0001209191-17-020155 · doc4.xml · nonDerivative · entry 1

Thakar Sumedh S · CIK 0001558242 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2016.

Read SEC document
March 08, 2017 Filed Mar 9, 2017 17:17 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 20,000 $34.50 $690,032.00
Disclosure

SEC source: 0001209191-17-019667 · doc4.xml · nonDerivative · entry 2

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,206,234

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $34.10 to $34.725 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 17:17 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 20,000 $34.23 $684,666.00
Disclosure

SEC source: 0001209191-17-019667 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,226,234

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $34.00 to $34.45 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
March 06, 2017 Filed Mar 7, 2017 19:04 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 20,000 $34.22 $684,468.00
Disclosure

SEC source: 0001209191-17-019015 · doc4.xml · nonDerivative · entry 2

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,246,234

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $34.00 to $34.70 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 19:04 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 20,000 $35.05 $700,978.00
Disclosure

SEC source: 0001209191-17-019015 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,266,234

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $34.65 to $35.25 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 17:24 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 20,000 $34.68 $693,570.00
Disclosure

SEC source: 0001209191-17-017762 · doc4.xml · nonDerivative · entry 3

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,286,234

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F4 · price: The sale price represents the weighted average price of the shares sold ranging from $34.55 to $34.90 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 22:21 UTC
Deeba AmerVP Corp Dev & Strat Alliances
Exercise / conversionStock Option (right to buy) · Derivative 2,000 $0.00 Strike: $2.80 $0.00
Disclosure

SEC source: 0001209191-17-016800 · doc4.xml · derivative · entry 3

Deeba Amer · CIK 0001558241 · VP Corp Dev & Strat Alliances

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,000

Underlying: Common Stock · 2,000 shares

Expires 2019-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2016.

F3 · derivative.exercise_date: The option is fully vested and immediately exercisable.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 22:21 UTC
Deeba AmerVP Corp Dev & Strat Alliances
SaleCommon Stock 2,000 $35.36 $70,718.80
Disclosure

SEC source: 0001209191-17-016800 · doc4.xml · nonDerivative · entry 2

Deeba Amer · CIK 0001558241 · VP Corp Dev & Strat Alliances

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,838

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2016.

F2 · price: The sale price reported for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $35.00 to $35.75 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 22:21 UTC
Deeba AmerVP Corp Dev & Strat Alliances
Exercise / conversionCommon Stock 2,000 $2.80 $5,600.00
Disclosure

SEC source: 0001209191-17-016800 · doc4.xml · nonDerivative · entry 1

Deeba Amer · CIK 0001558241 · VP Corp Dev & Strat Alliances

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2016.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 17:24 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 505 $35.76 $18,058.75
Disclosure

SEC source: 0001209191-17-017762 · doc4.xml · nonDerivative · entry 2

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,306,234

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $35.75 to $35.80 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 17:24 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 19,495 $35.23 $686,871.23
Disclosure

SEC source: 0001209191-17-017762 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,306,739

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $34.75 to $35.70 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 16:25 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 20,000 $35.34 $706,826.00
Disclosure

SEC source: 0001209191-17-015857 · doc4.xml · nonDerivative · entry 2

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,326,234

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $34.90 to $35.90 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 16:25 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 20,000 $36.21 $724,240.00
Disclosure

SEC source: 0001209191-17-015857 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,346,234

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $36.00 to $36.60 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
February 24, 2017 Filed Feb 27, 2017 17:49 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 20,000 $36.44 $728,764.00
Disclosure

SEC source: 0001209191-17-014923 · doc4.xml · nonDerivative · entry 2

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,366,234

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $36.20 to $36.70 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 17:49 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 20,000 $36.43 $728,694.00
Disclosure

SEC source: 0001209191-17-014923 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,386,234

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $36.00 to $36.625 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
February 22, 2017 Filed Feb 23, 2017 17:23 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 20,000 $36.52 $730,416.00
Disclosure

SEC source: 0001209191-17-013905 · doc4.xml · nonDerivative · entry 3

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,406,234

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F4 · price: The sale price represents the weighted average price of the shares sold ranging from $36.25 to $36.65 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 17:23 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 4,086 $36.59 $149,487.94
Disclosure

SEC source: 0001209191-17-013905 · doc4.xml · nonDerivative · entry 2

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,426,234

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $36.55 to $36.65 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 17:23 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 15,914 $36.00 $572,959.70
Disclosure

SEC source: 0001209191-17-013905 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,430,320

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $35.55 to $36.50 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
February 17, 2017 Filed Feb 21, 2017 16:52 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 13,300 $35.39 $470,623.16
Disclosure

SEC source: 0001209191-17-012762 · doc4.xml · nonDerivative · entry 3

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,446,234

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F4 · price: The sale price represents the weighted average price of the shares sold ranging from $35.20 to $35.55 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
February 17, 2017 Filed Feb 21, 2017 16:52 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 6,700 $34.37 $230,309.82
Disclosure

SEC source: 0001209191-17-012762 · doc4.xml · nonDerivative · entry 2

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,459,534

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $34.15 to $34.95 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 16:52 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 20,000 $34.29 $685,882.00
Disclosure

SEC source: 0001209191-17-012762 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,466,234

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $34.10 to $34.85 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
February 15, 2017 Filed Feb 16, 2017 02:17 UTC
POSEY BRUCE KVP, GC and Corp. Sec.
Exercise / conversionStock Option (right to buy) · Derivative 8,093 $0.00 Strike: $8.90 $0.00
Disclosure

SEC source: 0001209191-17-011313 · doc4.xml · derivative · entry 3

POSEY BRUCE K · CIK 0001254781 · VP, GC and Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 8,093 shares

Expires 2022-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 22, 2016.

F4 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. One fourth of the shares subject to the option vested on May 21, 2013 and one forty-eighth of the shares vest monthly thereafter.

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February 15, 2017 Filed Feb 16, 2017 02:17 UTC
POSEY BRUCE KVP, GC and Corp. Sec.
Exercise / conversionCommon Stock 8,093 $8.90 $72,027.70
Disclosure

SEC source: 0001209191-17-011313 · doc4.xml · nonDerivative · entry 2

POSEY BRUCE K · CIK 0001254781 · VP, GC and Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,126

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 22, 2016.

F3 · balance_after: The amount of securities beneficially owned following the reported transactions reflects a temporary reduction as of February 13, 2017 and a subsequent exercise of an option by the Reporting Person on February 15, 2017 for a number of shares equal to the disposed securities.

Read SEC document
February 15, 2017 Filed Feb 16, 2017 18:57 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 20,000 $34.80 $696,054.00
Disclosure

SEC source: 0001209191-17-011700 · doc4.xml · nonDerivative · entry 2

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,486,234

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $34.65 to $34.90 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
February 14, 2017 Filed Feb 16, 2017 18:57 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 20,000 $34.97 $699,402.00
Disclosure

SEC source: 0001209191-17-011700 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,506,234

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $34.75 to $35.10 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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February 13, 2017 Filed Feb 13, 2017 21:10 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 1,198 $35.06 $42,004.88
Disclosure

SEC source: 0001209191-17-010253 · doc4.xml · nonDerivative · entry 4

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,526,234

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F5 · price: The sale price represents the weighted average price of the shares sold ranging from $35.05 to $35.10 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
February 13, 2017 Filed Feb 13, 2017 21:10 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 18,802 $34.74 $653,173.96
Disclosure

SEC source: 0001209191-17-010253 · doc4.xml · nonDerivative · entry 3

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,527,432

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F4 · price: The sale price represents the weighted average price of the shares sold ranging from $34.05 to $35.025 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 02:17 UTC
POSEY BRUCE KVP, GC and Corp. Sec.
SaleCommon Stock 8,093 $35.00 $283,287.37
Disclosure

SEC source: 0001209191-17-011313 · doc4.xml · nonDerivative · entry 1

POSEY BRUCE K · CIK 0001254781 · VP, GC and Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,033

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 22, 2016.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $35.00 to $35.05 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · balance_after: The amount of securities beneficially owned following the reported transactions reflects a temporary reduction as of February 13, 2017 and a subsequent exercise of an option by the Reporting Person on February 15, 2017 for a number of shares equal to the disposed securities.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 21:10 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 412 $34.90 $14,378.18
Disclosure

SEC source: 0001209191-17-010253 · doc4.xml · nonDerivative · entry 2

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,546,234

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $34.75 to $34.95 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 21:10 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 19,588 $34.12 $668,368.02
Disclosure

SEC source: 0001209191-17-010253 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,546,646

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $33.75 to $34.70 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
February 09, 2017 Filed Feb 13, 2017 23:20 UTC
Thakar Sumedh SChief Product Officer
Exercise / conversionStock Option (right to buy) · Derivative 1,600 $0.00 Strike: $5.90 $0.00
Disclosure

SEC source: 0001209191-17-010176 · doc4.xml · derivative · entry 5

Thakar Sumedh S · CIK 0001558242 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289

Underlying: Common Stock · 1,600 shares

Expires 2021-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2016.

F5 · derivative.exercise_date: The option is subject to an early exercise provision and was immediately exercisable. One forty-eighth of the shares subject to the option vested on December 4, 2011 and one forty-eighth of the shares subject to the option vested monthly thereafter.

Read SEC document
February 09, 2017 Filed Feb 13, 2017 23:20 UTC
Thakar Sumedh SChief Product Officer
SaleCommon Stock 300 $35.38 $10,614.99
Disclosure

SEC source: 0001209191-17-010176 · doc4.xml · nonDerivative · entry 4

Thakar Sumedh S · CIK 0001558242 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,776

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2016.

F4 · price: The sale price represents the weighted average price of the shares sold ranging from $35.35 to $35.45 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
February 09, 2017 Filed Feb 13, 2017 23:20 UTC
Thakar Sumedh SChief Product Officer
SaleCommon Stock 3,343 $34.96 $116,869.94
Disclosure

SEC source: 0001209191-17-010176 · doc4.xml · nonDerivative · entry 3

Thakar Sumedh S · CIK 0001558242 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,076

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2016.

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $34.35 to $35.30 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
February 09, 2017 Filed Feb 13, 2017 23:20 UTC
Thakar Sumedh SChief Product Officer
SaleCommon Stock 200 $33.23 $6,645.00
Disclosure

SEC source: 0001209191-17-010176 · doc4.xml · nonDerivative · entry 2

Thakar Sumedh S · CIK 0001558242 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,419

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2016.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $33.20 to $33.25 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
February 09, 2017 Filed Feb 13, 2017 23:20 UTC
Thakar Sumedh SChief Product Officer
Exercise / conversionCommon Stock 1,600 $5.90 $9,440.00
Disclosure

SEC source: 0001209191-17-010176 · doc4.xml · nonDerivative · entry 1

Thakar Sumedh S · CIK 0001558242 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,619

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2016.

Read SEC document
February 01, 2017 Filed Feb 2, 2017 21:44 UTC
Deeba AmerVP Corp Dev & Strat Alliances
Exercise / conversionStock Option (right to buy) · Derivative 2,000 $0.00 Strike: $2.80 $0.00
Disclosure

SEC source: 0001209191-17-007129 · doc4.xml · derivative · entry 3

Deeba Amer · CIK 0001558241 · VP Corp Dev & Strat Alliances

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,000

Underlying: Common Stock · 2,000 shares

Expires 2019-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2016.

F3 · derivative.exercise_date: The option is fully vested and immediately exercisable.

Read SEC document
February 01, 2017 Filed Feb 2, 2017 21:44 UTC
Deeba AmerVP Corp Dev & Strat Alliances
SaleCommon Stock 2,000 $36.03 $72,062.40
Disclosure

SEC source: 0001209191-17-007129 · doc4.xml · nonDerivative · entry 2

Deeba Amer · CIK 0001558241 · VP Corp Dev & Strat Alliances

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,838

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2016.

F2 · price: The sale price reported for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $35.80 to $36.15 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
February 01, 2017 Filed Feb 2, 2017 21:44 UTC
Deeba AmerVP Corp Dev & Strat Alliances
Exercise / conversionCommon Stock 2,000 $2.80 $5,600.00
Disclosure

SEC source: 0001209191-17-007129 · doc4.xml · nonDerivative · entry 1

Deeba Amer · CIK 0001558241 · VP Corp Dev & Strat Alliances

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2016.

Read SEC document
February 01, 2017 Filed Aug 3, 2017 20:46 UTC
Thakar Sumedh SChief Product Officer
Tax withholdingCommon Stock 1,472 $36.20 $53,286.40
Disclosure

SEC source: 0001209191-17-047381 · doc4.xml · nonDerivative · entry 1

Thakar Sumedh S · CIK 0001558242 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,359

F1 · shares: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.

Read SEC document
February 01, 2017 Filed Aug 3, 2017 20:44 UTC
POSEY BRUCE KVP, GC and Corp. Sec.
Tax withholdingCommon Stock 434 $36.20 $15,710.80
Disclosure

SEC source: 0001209191-17-047378 · doc4.xml · nonDerivative · entry 1

POSEY BRUCE K · CIK 0001254781 · VP, GC and Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,519

F1 · shares: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.

Read SEC document
February 01, 2017 Filed Aug 3, 2017 20:37 UTC
Deeba AmerVP Corp Dev & Strat Alliances
Tax withholdingCommon Stock 542 $36.20 $19,620.40
Disclosure

SEC source: 0001209191-17-047364 · doc4.xml · nonDerivative · entry 1

Deeba Amer · CIK 0001558241 · VP Corp Dev & Strat Alliances

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,811

F1 · shares: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.

Read SEC document
January 18, 2017 Filed Jan 18, 2017 18:58 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 20 $0.00 Strike: $1.90 $0.00
Disclosure

SEC source: 0001209191-17-004314 · doc4.xml · derivative · entry 7

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20 shares

Expires 2017-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is fully vested and immediately exercisable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.