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Nasdaq · USD

QLYS

QUALYS, INC.

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1519
SEC CIK
0001107843
Parsed reports
793

Last 12 months

Inside the activity.

0 purchase rows · 150 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025012
Dec 2025023
Jan 2026011
Feb 2026011
Mar 202602
Apr 202600
May 202606
Jun 2026028
Jul 2026015
Aug 2026016
Sep 2026021
Oct 202605

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 01, 2017 Filed May 2, 2017 20:51 UTC
Deeba AmerVP Corp Dev & Strat Alliances
Exercise / conversionCommon Stock 2,000 $2.80 $5,600.00
Disclosure

SEC source: 0001209191-17-029239 · doc4.xml · nonDerivative · entry 2

Deeba Amer · CIK 0001558241 · VP Corp Dev & Strat Alliances

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,353

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2016.

Read SEC document
May 01, 2017 Filed Aug 3, 2017 20:46 UTC
Thakar Sumedh SChief Product Officer
Tax withholdingCommon Stock 1,397 $38.90 $54,343.30
Disclosure

SEC source: 0001209191-17-047381 · doc4.xml · nonDerivative · entry 2

Thakar Sumedh S · CIK 0001558242 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,962

F1 · shares: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.

Read SEC document
May 01, 2017 Filed Aug 3, 2017 20:44 UTC
POSEY BRUCE KVP, GC and Corp. Sec.
Tax withholdingCommon Stock 373 $38.90 $14,509.70
Disclosure

SEC source: 0001209191-17-047378 · doc4.xml · nonDerivative · entry 2

POSEY BRUCE K · CIK 0001254781 · VP, GC and Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,146

F1 · shares: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.

Read SEC document
May 01, 2017 Filed Aug 3, 2017 20:40 UTC
Fisher Melissa BChief Financial Officer
Tax withholdingCommon Stock 2,964 $38.90 $115,299.60
Disclosure

SEC source: 0001209191-17-047374 · doc4.xml · nonDerivative · entry 1

Fisher Melissa B · CIK 0001570337 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,601

F1 · shares: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.

Read SEC document
May 01, 2017 Filed Aug 3, 2017 20:37 UTC
Deeba AmerVP Corp Dev & Strat Alliances
Tax withholdingCommon Stock 458 $38.90 $17,816.20
Disclosure

SEC source: 0001209191-17-047364 · doc4.xml · nonDerivative · entry 2

Deeba Amer · CIK 0001558241 · VP Corp Dev & Strat Alliances

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,353

F1 · shares: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.

Read SEC document
April 28, 2017 Filed May 2, 2017 16:49 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
GrantCommon Stock 369,065 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-029236 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,456,607

F1 · shares: The reported securities represent restricted stock units ("RSUs") which vest quarterly in installments of approximately 15.94% of the total number of RSUs over the year after May 1, 2017, and in installments of approximately 3.02% of the total number of RSUs over the three years after May 1, 2018, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
April 28, 2017 Filed May 2, 2017 20:55 UTC
POSEY BRUCE KVP, GC and Corp. Sec.
GrantCommon Stock 11,827 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-029245 · doc4.xml · nonDerivative · entry 1

POSEY BRUCE K · CIK 0001254781 · VP, GC and Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,953

F1 · shares: The reported securities represent restricted stock units which vest quarterly in equal installments over four years after May 1, 2017, subject to the Reporting Person's continued Service through each vesting date.

Read SEC document
April 28, 2017 Filed May 2, 2017 20:57 UTC
Thakar Sumedh SChief Product Officer
GrantCommon Stock 89,374 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-029249 · doc4.xml · nonDerivative · entry 1

Thakar Sumedh S · CIK 0001558242 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,150

F1 · shares: The reported securities represent restricted stock units ("RSUs") which vest quarterly in installments of approximately 9.17% of the total number of RSUs over the year after May 1, 2017, and in installments of approximately 5.28% of the total number of RSUs over the three years after May 1, 2018, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
April 28, 2017 Filed May 2, 2017 20:53 UTC
Fisher Melissa BChief Financial Officer
GrantCommon Stock 68,858 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-029243 · doc4.xml · nonDerivative · entry 1

Fisher Melissa B · CIK 0001570337 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,565

F1 · shares: The reported securities represent restricted stock units which vest quarterly in equal installments over four years after May 1, 2017, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
April 28, 2017 Filed May 2, 2017 20:51 UTC
Deeba AmerVP Corp Dev & Strat Alliances
GrantCommon Stock 21,515 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-029239 · doc4.xml · nonDerivative · entry 1

Deeba Amer · CIK 0001558241 · VP Corp Dev & Strat Alliances

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,353

F1 · shares: The reported securities represent restricted stock units ("RSUs") which vest quarterly in installments of approximately 8.23% of the total number of RSUs over the year after May 1, 2017, and in installments of approximately 5.59% of the total number of RSUs over the three years after May 1, 2018, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
April 20, 2017 Filed Apr 21, 2017 16:34 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 10,000 $35.58 $355,763.00
Disclosure

SEC source: 0001209191-17-027840 · doc4.xml · nonDerivative · entry 2

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,087,542

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $35.15 to $35.80 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 16:34 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 20,000 $35.82 $716,460.00
Disclosure

SEC source: 0001209191-17-027840 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,097,542

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $35.60 to $36.15 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
April 18, 2017 Filed Apr 19, 2017 16:21 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 1,485 $35.95 $53,381.44
Disclosure

SEC source: 0001209191-17-027457 · doc4.xml · nonDerivative · entry 3

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,117,542

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F4 · price: The sale price represents the weighted average price of the shares sold ranging from $35.90 to $36.05 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
April 18, 2017 Filed Apr 19, 2017 16:21 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 18,515 $35.45 $656,354.90
Disclosure

SEC source: 0001209191-17-027457 · doc4.xml · nonDerivative · entry 2

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,119,027

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $34.90 to $35.875 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
April 17, 2017 Filed Apr 19, 2017 16:21 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 20,000 $35.75 $715,074.00
Disclosure

SEC source: 0001209191-17-027457 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,137,542

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $35.55 to $36.00 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
April 13, 2017 Filed Apr 14, 2017 13:54 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 20,000 $36.22 $724,334.00
Disclosure

SEC source: 0001209191-17-026966 · doc4.xml · nonDerivative · entry 2

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,157,542

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $35.80 to $36.75 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
April 12, 2017 Filed Apr 14, 2017 13:54 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 20,000 $36.60 $731,920.00
Disclosure

SEC source: 0001209191-17-026966 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,177,542

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $36.40 to $37.00 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
April 11, 2017 Filed Apr 12, 2017 19:48 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 20,000 $36.74 $734,822.00
Disclosure

SEC source: 0001209191-17-026745 · doc4.xml · nonDerivative · entry 2

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,197,542

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $36.45 to $37.10 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
April 10, 2017 Filed Apr 12, 2017 19:48 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 20,000 $36.84 $736,870.00
Disclosure

SEC source: 0001209191-17-026745 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,217,542

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $36.65 to $37.20 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
April 10, 2017 Filed Apr 12, 2017 23:46 UTC
Thakar Sumedh SChief Product Officer
Exercise / conversionStock Option (right to buy) · Derivative 1,800 $0.00 Strike: $8.40 $0.00
Disclosure

SEC source: 0001209191-17-026743 · doc4.xml · derivative · entry 3

Thakar Sumedh S · CIK 0001558242 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,900

Underlying: Common Stock · 1,800 shares

Expires 2022-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2016.

F3 · derivative.exercise_date: The option is subject to an early exercise provision and was immediately exercisable. One forty-eighth of the shares subject to the option vested on May 30, 2012 and one forty-eighth of the shares subject to the option vested monthly thereafter.

Read SEC document
April 10, 2017 Filed Apr 12, 2017 23:46 UTC
Thakar Sumedh SChief Product Officer
SaleCommon Stock 1,800 $36.85 $66,335.04
Disclosure

SEC source: 0001209191-17-026743 · doc4.xml · nonDerivative · entry 2

Thakar Sumedh S · CIK 0001558242 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,776

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2016.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $36.70 to $37.10 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
April 10, 2017 Filed Apr 12, 2017 23:46 UTC
Thakar Sumedh SChief Product Officer
Exercise / conversionCommon Stock 1,800 $8.40 $15,120.00
Disclosure

SEC source: 0001209191-17-026743 · doc4.xml · nonDerivative · entry 1

Thakar Sumedh S · CIK 0001558242 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2016.

Read SEC document
April 07, 2017 Filed Apr 10, 2017 18:16 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 20,000 $36.82 $736,344.00
Disclosure

SEC source: 0001209191-17-026458 · doc4.xml · nonDerivative · entry 2

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,237,542

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $36.60 to $37.05 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
April 06, 2017 Filed Apr 10, 2017 18:16 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 20,000 $36.44 $728,718.00
Disclosure

SEC source: 0001209191-17-026458 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,257,542

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $36.10 to $36.95 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
April 05, 2017 Filed Apr 6, 2017 17:16 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 20,000 $36.88 $737,562.00
Disclosure

SEC source: 0001209191-17-026119 · doc4.xml · nonDerivative · entry 2

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,277,542

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $36.55 to $37.325 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
April 04, 2017 Filed Apr 6, 2017 17:16 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 20,000 $37.03 $740,548.00
Disclosure

SEC source: 0001209191-17-026119 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,297,542

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $36.70 to $37.60 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 16:30 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 4,427 $38.04 $168,385.81
Disclosure

SEC source: 0001209191-17-024774 · doc4.xml · nonDerivative · entry 3

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,317,542

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F4 · price: The sale price represents the weighted average price of the shares sold ranging from $38.00 to $38.20 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 16:30 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 15,573 $37.24 $579,935.41
Disclosure

SEC source: 0001209191-17-024774 · doc4.xml · nonDerivative · entry 2

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,321,969

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $36.975 to $37.95 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 20:31 UTC
Deeba AmerVP Corp Dev & Strat Alliances
Exercise / conversionStock Option (right to buy) · Derivative 2,000 $0.00 Strike: $2.80 $0.00
Disclosure

SEC source: 0001209191-17-024788 · doc4.xml · derivative · entry 4

Deeba Amer · CIK 0001558241 · VP Corp Dev & Strat Alliances

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,000

Underlying: Common Stock · 2,000 shares

Expires 2019-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2016.

F4 · derivative.exercise_date: The option is fully vested and immediately exercisable.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 20:31 UTC
Deeba AmerVP Corp Dev & Strat Alliances
SaleCommon Stock 400 $38.06 $15,224.00
Disclosure

SEC source: 0001209191-17-024788 · doc4.xml · nonDerivative · entry 3

Deeba Amer · CIK 0001558241 · VP Corp Dev & Strat Alliances

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,838

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2016.

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $38.00 to $38.10 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 20:31 UTC
Deeba AmerVP Corp Dev & Strat Alliances
SaleCommon Stock 1,600 $37.23 $59,560.00
Disclosure

SEC source: 0001209191-17-024788 · doc4.xml · nonDerivative · entry 2

Deeba Amer · CIK 0001558241 · VP Corp Dev & Strat Alliances

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,238

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2016.

F2 · price: The sale price reported for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $36.95 to $37.80 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 20:31 UTC
Deeba AmerVP Corp Dev & Strat Alliances
Exercise / conversionCommon Stock 2,000 $2.80 $5,600.00
Disclosure

SEC source: 0001209191-17-024788 · doc4.xml · nonDerivative · entry 1

Deeba Amer · CIK 0001558241 · VP Corp Dev & Strat Alliances

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2016.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 16:30 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 20,000 $37.75 $754,932.00
Disclosure

SEC source: 0001209191-17-024774 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,337,542

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $37.40 to $38.075 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
March 30, 2017 Filed Mar 31, 2017 16:45 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 100 $38.35 $3,835.00
Disclosure

SEC source: 0001209191-17-023878 · doc4.xml · nonDerivative · entry 3

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,357,542

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

Read SEC document
March 30, 2017 Filed Mar 31, 2017 16:45 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 19,900 $37.64 $748,940.48
Disclosure

SEC source: 0001209191-17-023878 · doc4.xml · nonDerivative · entry 2

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,357,642

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $37.35 to $38.25 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
March 29, 2017 Filed Mar 31, 2017 16:45 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 20,000 $36.71 $734,242.00
Disclosure

SEC source: 0001209191-17-023878 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,377,542

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $36.40 to $36.90 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
March 28, 2017 Filed Mar 29, 2017 18:00 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 20,000 $36.10 $721,950.00
Disclosure

SEC source: 0001209191-17-023576 · doc4.xml · nonDerivative · entry 3

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,397,542

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F4 · price: The sale price represents the weighted average price of the shares sold ranging from $35.70 to $36.35 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
March 27, 2017 Filed Mar 29, 2017 18:00 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 5,434 $36.14 $196,360.31
Disclosure

SEC source: 0001209191-17-023576 · doc4.xml · nonDerivative · entry 2

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,417,542

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $36.05 to $36.25 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
March 27, 2017 Filed Mar 29, 2017 18:00 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 14,566 $35.62 $518,871.51
Disclosure

SEC source: 0001209191-17-023576 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,422,976

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $35.05 to $36.00 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
March 24, 2017 Filed Mar 27, 2017 16:45 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 20,000 $35.87 $717,460.00
Disclosure

SEC source: 0001209191-17-022965 · doc4.xml · nonDerivative · entry 2

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,437,542

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $35.60 to $36.25 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
March 23, 2017 Filed Mar 27, 2017 16:45 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 20,000 $35.84 $716,800.00
Disclosure

SEC source: 0001209191-17-022965 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,457,542

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $35.35 to $36.10 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
March 22, 2017 Filed Mar 23, 2017 17:00 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 20,000 $35.02 $700,460.00
Disclosure

SEC source: 0001209191-17-022593 · doc4.xml · nonDerivative · entry 2

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,477,542

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $34.75 to $35.40 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
March 21, 2017 Filed Mar 23, 2017 17:00 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 20,000 $35.21 $704,280.00
Disclosure

SEC source: 0001209191-17-022593 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,497,542

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $34.70 to $35.85 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 17:30 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 20,000 $34.90 $698,010.00
Disclosure

SEC source: 0001209191-17-022090 · doc4.xml · nonDerivative · entry 2

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,517,542

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $34.75 to $35.10 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
March 17, 2017 Filed Mar 21, 2017 17:30 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 20,000 $35.28 $705,686.00
Disclosure

SEC source: 0001209191-17-022090 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,537,542

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $34.90 to $35.55 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 16:31 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 20,000 $35.04 $700,830.00
Disclosure

SEC source: 0001209191-17-021405 · doc4.xml · nonDerivative · entry 2

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,557,542

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $34.575 to $35.40 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 16:31 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 20,000 $34.22 $684,494.00
Disclosure

SEC source: 0001209191-17-021405 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,577,542

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $33.875 to $34.55 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
March 14, 2017 Filed Mar 15, 2017 17:34 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 1,002 $34.96 $35,025.11
Disclosure

SEC source: 0001209191-17-020871 · doc4.xml · nonDerivative · entry 3

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,597,542

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F4 · price: The sale price represents the weighted average price of the shares sold ranging from $34.80 to $35.20 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
March 14, 2017 Filed Mar 15, 2017 17:34 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 18,998 $34.25 $650,605.51
Disclosure

SEC source: 0001209191-17-020871 · doc4.xml · nonDerivative · entry 2

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,598,544

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $33.80 to $34.775 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
March 13, 2017 Filed Mar 15, 2017 17:34 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 20,000 $34.98 $699,622.00
Disclosure

SEC source: 0001209191-17-020871 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,617,542

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $34.75 to $35.25 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.