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Nasdaq · USD

QLYS

QUALYS, INC.

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Tapewire entity
1519
SEC CIK
0001107843
Parsed reports
793

Last 12 months

Inside the activity.

0 purchase rows · 150 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025012
Dec 2025023
Jan 2026011
Feb 2026011
Mar 202602
Apr 202600
May 202606
Jun 2026028
Jul 2026015
Aug 2026016
Sep 2026021
Oct 202605

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 16, 2017 Filed Nov 18, 2017 01:30 UTC Amendment SaleCommon Stock 271 $57.93 $15,698.00
Disclosure

SEC source: 0001209191-17-061664 · doc4a.xml · nonDerivative · entry 6

DIXON DONALD R · CIK 0001045434 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 963

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $57.45 to $58.35 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · ownership.nature: The shares are held directly by Dixon Family Trust U/A Dated 6/18/88, for which the Reporting Person and his spouse serve as settlors.

Read SEC document
November 16, 2017 Filed Nov 18, 2017 01:30 UTC Amendment SaleCommon Stock 9,202 $58.61 $539,324.62
Disclosure

SEC source: 0001209191-17-061664 · doc4a.xml · nonDerivative · entry 5

DIXON DONALD R · CIK 0001045434 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,200

F6 · price: The sale price represents the weighted average price of the shares sold ranging from $58.50 to $58.80 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 16, 2017 Filed Nov 18, 2017 01:30 UTC Amendment SaleCommon Stock 25,437 $58.09 $1,477,528.49
Disclosure

SEC source: 0001209191-17-061664 · doc4a.xml · nonDerivative · entry 4

DIXON DONALD R · CIK 0001045434 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,402

F5 · price: The sale price represents the weighted average price of the shares sold ranging from $57.50 to $58.45 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 16, 2017 Filed Nov 17, 2017 22:35 UTC SaleCommon Stock 9,603 $58.60 $562,743.48
Disclosure

SEC source: 0001209191-17-061568 · doc4.xml · nonDerivative · entry 8

DIXON DONALD R · CIK 0001045434 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 123,997

Read SEC document
November 16, 2017 Filed Nov 17, 2017 22:35 UTC SaleCommon Stock 25,100 $58.07 $1,457,614.73
Disclosure

SEC source: 0001209191-17-061568 · doc4.xml · nonDerivative · entry 7

DIXON DONALD R · CIK 0001045434 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 133,600

Read SEC document
November 16, 2017 Filed Nov 17, 2017 22:35 UTC SaleCommon Stock 271 $57.93 $15,698.00
Disclosure

SEC source: 0001209191-17-061568 · doc4.xml · nonDerivative · entry 6

DIXON DONALD R · CIK 0001045434 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 963

Read SEC document
November 16, 2017 Filed Nov 17, 2017 22:35 UTC SaleCommon Stock 9,202 $58.61 $539,324.62
Disclosure

SEC source: 0001209191-17-061568 · doc4.xml · nonDerivative · entry 5

DIXON DONALD R · CIK 0001045434 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,200

Read SEC document
November 16, 2017 Filed Nov 17, 2017 22:35 UTC SaleCommon Stock 25,437 $58.09 $1,477,528.49
Disclosure

SEC source: 0001209191-17-061568 · doc4.xml · nonDerivative · entry 4

DIXON DONALD R · CIK 0001045434 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,402

Read SEC document
November 15, 2017 Filed Nov 17, 2017 17:34 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0001209191-17-061567 · doc4.xml · derivative · entry 9

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381,927

Underlying: Common Stock · 20,000 shares

Expires 2019-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F7 · derivative.exercise_date: The option is fully vested and immediately exercisable.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 17:34 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 200 $58.40 $11,680.00
Disclosure

SEC source: 0001209191-17-061567 · doc4.xml · nonDerivative · entry 4

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,544,435

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 17:34 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 18,900 $57.82 $1,092,743.19
Disclosure

SEC source: 0001209191-17-061567 · doc4.xml · nonDerivative · entry 3

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,544,635

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $57.40 to $58.35 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 17:34 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 900 $57.03 $51,326.01
Disclosure

SEC source: 0001209191-17-061567 · doc4.xml · nonDerivative · entry 2

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,563,535

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $56.40 to $57.30 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 17:34 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
Exercise / conversionCommon Stock 20,000 $3.80 $76,000.00
Disclosure

SEC source: 0001209191-17-061567 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,564,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

Read SEC document
November 15, 2017 Filed Nov 18, 2017 01:30 UTC Amendment SaleCommon Stock 6,374 $57.80 $368,447.16
Disclosure

SEC source: 0001209191-17-061664 · doc4a.xml · nonDerivative · entry 3

DIXON DONALD R · CIK 0001045434 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 158,700

F1 · price: The sale price represents the weighted average price of the shares sold ranging from $57.45 to $58.40 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F4 · ownership.nature: The shares are held directly by Donald and Elizabeth Dixon Family Limited Partnership, for which the Reporting Person and his spouse serve as general partners.

Read SEC document
November 15, 2017 Filed Nov 18, 2017 01:30 UTC Amendment SaleCommon Stock 49 $57.80 $2,832.40
Disclosure

SEC source: 0001209191-17-061664 · doc4a.xml · nonDerivative · entry 2

DIXON DONALD R · CIK 0001045434 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,234

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $57.45 to $58.35 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · ownership.nature: The shares are held directly by Dixon Family Trust U/A Dated 6/18/88, for which the Reporting Person and his spouse serve as settlors.

Read SEC document
November 15, 2017 Filed Nov 18, 2017 01:30 UTC Amendment SaleCommon Stock 7,707 $57.80 $445,500.82
Disclosure

SEC source: 0001209191-17-061664 · doc4a.xml · nonDerivative · entry 1

DIXON DONALD R · CIK 0001045434 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,839

F1 · price: The sale price represents the weighted average price of the shares sold ranging from $57.45 to $58.40 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 22:35 UTC SaleCommon Stock 6,374 $57.80 $368,447.16
Disclosure

SEC source: 0001209191-17-061568 · doc4.xml · nonDerivative · entry 3

DIXON DONALD R · CIK 0001045434 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 158,700

Read SEC document
November 15, 2017 Filed Nov 17, 2017 22:35 UTC SaleCommon Stock 49 $57.80 $2,832.40
Disclosure

SEC source: 0001209191-17-061568 · doc4.xml · nonDerivative · entry 2

DIXON DONALD R · CIK 0001045434 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,234

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $57.50 to $57.55 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · ownership.nature: The shares are held directly by Dixon Family Trust U/A Dated 6/18/88, for which the Reporting Person and his spouse serve as settlors.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 22:35 UTC SaleCommon Stock 7,707 $57.80 $445,500.82
Disclosure

SEC source: 0001209191-17-061568 · doc4.xml · nonDerivative · entry 1

DIXON DONALD R · CIK 0001045434 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,839

F1 · price: The sale price represents the weighted average price of the shares sold ranging from $57.05 to $57.75 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 14, 2017 Filed Nov 15, 2017 16:34 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0001209191-17-060911 · doc4.xml · derivative · entry 8

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,927

Underlying: Common Stock · 20,000 shares

Expires 2019-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F6 · derivative.exercise_date: The option is fully vested and immediately exercisable.

Read SEC document
November 14, 2017 Filed Nov 15, 2017 16:34 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 20,000 $57.94 $1,158,758.00
Disclosure

SEC source: 0001209191-17-060911 · doc4.xml · nonDerivative · entry 5

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,544,435

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F4 · price: The sale price represents the weighted average price of the shares sold ranging from $57.45 to $58.40 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 14, 2017 Filed Nov 15, 2017 16:34 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
Exercise / conversionCommon Stock 20,000 $3.80 $76,000.00
Disclosure

SEC source: 0001209191-17-060911 · doc4.xml · nonDerivative · entry 4

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,564,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

Read SEC document
November 13, 2017 Filed Nov 15, 2017 16:34 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0001209191-17-060911 · doc4.xml · derivative · entry 7

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421,927

Underlying: Common Stock · 20,000 shares

Expires 2019-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F6 · derivative.exercise_date: The option is fully vested and immediately exercisable.

Read SEC document
November 13, 2017 Filed Nov 15, 2017 16:34 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 16,405 $57.74 $947,203.37
Disclosure

SEC source: 0001209191-17-060911 · doc4.xml · nonDerivative · entry 3

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,544,435

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $57.35 to $58.20 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 13, 2017 Filed Nov 15, 2017 16:34 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 3,595 $57.04 $205,063.47
Disclosure

SEC source: 0001209191-17-060911 · doc4.xml · nonDerivative · entry 2

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,560,840

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $56.35 to $57.30 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 13, 2017 Filed Nov 15, 2017 16:34 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
Exercise / conversionCommon Stock 20,000 $3.80 $76,000.00
Disclosure

SEC source: 0001209191-17-060911 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,564,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

Read SEC document
November 10, 2017 Filed Nov 13, 2017 17:18 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0001209191-17-060374 · doc4.xml · derivative · entry 9

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441,927

Underlying: Common Stock · 20,000 shares

Expires 2019-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F7 · derivative.exercise_date: The option is fully vested and immediately exercisable.

Read SEC document
November 10, 2017 Filed Nov 13, 2017 17:18 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 17,289 $56.83 $982,473.36
Disclosure

SEC source: 0001209191-17-060374 · doc4.xml · nonDerivative · entry 6

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,544,435

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F5 · price: The sale price represents the weighted average price of the shares sold ranging from $56.50 to $57.25 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 10, 2017 Filed Nov 13, 2017 17:18 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 2,711 $56.22 $152,417.30
Disclosure

SEC source: 0001209191-17-060374 · doc4.xml · nonDerivative · entry 5

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,561,724

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F4 · price: The sale price represents the weighted average price of the shares sold ranging from $55.50 to $56.45 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 10, 2017 Filed Nov 13, 2017 17:18 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
Exercise / conversionCommon Stock 20,000 $3.80 $76,000.00
Disclosure

SEC source: 0001209191-17-060374 · doc4.xml · nonDerivative · entry 4

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,564,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 17:18 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0001209191-17-060374 · doc4.xml · derivative · entry 8

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,927

Underlying: Common Stock · 20,000 shares

Expires 2019-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F7 · derivative.exercise_date: The option is fully vested and immediately exercisable.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 17:18 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 3,167 $56.63 $179,350.38
Disclosure

SEC source: 0001209191-17-060374 · doc4.xml · nonDerivative · entry 3

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,544,435

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $56.55 to $56.95 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 17:18 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 16,833 $56.26 $946,948.83
Disclosure

SEC source: 0001209191-17-060374 · doc4.xml · nonDerivative · entry 2

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,547,602

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $55.55 to $56.525 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 17:18 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
Exercise / conversionCommon Stock 20,000 $3.80 $76,000.00
Disclosure

SEC source: 0001209191-17-060374 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,564,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 22:21 UTC
Thakar Sumedh SChief Product Officer
Exercise / conversionStock Option (right to buy) · Derivative 2,000 $0.00 Strike: $12.68 $0.00
Disclosure

SEC source: 0001209191-17-060378 · doc4.xml · derivative · entry 3

Thakar Sumedh S · CIK 0001558242 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,011

Underlying: Common Stock · 2,000 shares

Expires 2023-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2017.

F3 · derivative.exercise_date: The option is fully vested and immediately exercisable.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 22:21 UTC
Thakar Sumedh SChief Product Officer
SaleCommon Stock 7,694 $56.33 $433,409.18
Disclosure

SEC source: 0001209191-17-060378 · doc4.xml · nonDerivative · entry 2

Thakar Sumedh S · CIK 0001558242 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,436

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2017.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $55.85 to $56.65 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 22:21 UTC
Thakar Sumedh SChief Product Officer
Exercise / conversionCommon Stock 2,000 $12.68 $25,360.00
Disclosure

SEC source: 0001209191-17-060378 · doc4.xml · nonDerivative · entry 1

Thakar Sumedh S · CIK 0001558242 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,130

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2017.

Read SEC document
November 08, 2017 Filed Nov 9, 2017 17:10 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0001209191-17-060023 · doc4.xml · derivative · entry 9

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481,927

Underlying: Common Stock · 20,000 shares

Expires 2019-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F7 · derivative.exercise_date: The option is fully vested and immediately exercisable.

Read SEC document
November 08, 2017 Filed Nov 9, 2017 17:10 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 6,711 $57.35 $384,881.22
Disclosure

SEC source: 0001209191-17-060023 · doc4.xml · nonDerivative · entry 6

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,544,435

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F5 · price: The sale price represents the weighted average price of the shares sold ranging from $57.15 to $57.75 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 08, 2017 Filed Nov 9, 2017 17:10 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 13,289 $56.89 $756,025.83
Disclosure

SEC source: 0001209191-17-060023 · doc4.xml · nonDerivative · entry 5

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,551,146

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F4 · price: The sale price represents the weighted average price of the shares sold ranging from $56.15 to $57.10 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 08, 2017 Filed Nov 9, 2017 17:10 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
Exercise / conversionCommon Stock 20,000 $3.80 $76,000.00
Disclosure

SEC source: 0001209191-17-060023 · doc4.xml · nonDerivative · entry 4

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,564,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

Read SEC document
November 07, 2017 Filed Nov 9, 2017 17:10 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0001209191-17-060023 · doc4.xml · derivative · entry 8

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 501,927

Underlying: Common Stock · 20,000 shares

Expires 2019-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F7 · derivative.exercise_date: The option is fully vested and immediately exercisable.

Read SEC document
November 07, 2017 Filed Nov 9, 2017 17:10 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 870 $57.59 $50,100.52
Disclosure

SEC source: 0001209191-17-060023 · doc4.xml · nonDerivative · entry 3

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,544,435

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $57.45 to $57.75 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 07, 2017 Filed Nov 9, 2017 17:10 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 19,130 $56.91 $1,088,632.82
Disclosure

SEC source: 0001209191-17-060023 · doc4.xml · nonDerivative · entry 2

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,545,305

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $56.45 to $57.40 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 07, 2017 Filed Nov 9, 2017 17:10 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
Exercise / conversionCommon Stock 20,000 $3.80 $76,000.00
Disclosure

SEC source: 0001209191-17-060023 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,564,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

Read SEC document
November 06, 2017 Filed Nov 7, 2017 16:54 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0001209191-17-059621 · doc4.xml · derivative · entry 8

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 521,927

Underlying: Common Stock · 20,000 shares

Expires 2019-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F6 · derivative.exercise_date: The option is fully vested and immediately exercisable.

Read SEC document
November 06, 2017 Filed Nov 7, 2017 16:54 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 2,526 $57.89 $146,219.28
Disclosure

SEC source: 0001209191-17-059621 · doc4.xml · nonDerivative · entry 5

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,544,435

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F4 · price: The sale price represents the weighted average price of the shares sold ranging from $57.65 to $58.15 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 06, 2017 Filed Nov 7, 2017 16:54 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 17,474 $57.28 $1,000,830.34
Disclosure

SEC source: 0001209191-17-059621 · doc4.xml · nonDerivative · entry 4

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,546,961

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $56.65 to $57.60 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 06, 2017 Filed Nov 7, 2017 16:54 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
Exercise / conversionCommon Stock 20,000 $3.80 $76,000.00
Disclosure

SEC source: 0001209191-17-059621 · doc4.xml · nonDerivative · entry 3

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,564,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

Read SEC document
November 03, 2017 Filed Nov 7, 2017 16:54 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0001209191-17-059621 · doc4.xml · derivative · entry 7

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 541,927

Underlying: Common Stock · 20,000 shares

Expires 2019-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F6 · derivative.exercise_date: The option is fully vested and immediately exercisable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.