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Nasdaq · USD

QLYS

QUALYS, INC.

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1519
SEC CIK
0001107843
Parsed reports
793

Last 12 months

Inside the activity.

0 purchase rows · 150 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025012
Dec 2025023
Jan 2026011
Feb 2026011
Mar 202602
Apr 202600
May 202606
Jun 2026028
Jul 2026015
Aug 2026016
Sep 2026021
Oct 202605

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 09, 2018 Filed Aug 13, 2018 18:32 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
Exercise / conversionCommon Stock 20,000 $3.80 $76,000.00
Disclosure

SEC source: 0001209191-18-046491 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,458,092

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 24, 2018.

Read SEC document
August 09, 2018 Filed Aug 13, 2018 22:34 UTC
Thakar Sumedh SChief Product Officer
Exercise / conversionStock Option (right to buy) · Derivative 7,500 $0.00 Strike: $19.26 $0.00
Disclosure

SEC source: 0001209191-18-046492 · doc4.xml · derivative · entry 5

Thakar Sumedh S · CIK 0001558242 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,500

Underlying: Common Stock · 7,500 shares

Expires 2024-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2017.

F5 · derivative.exercise_date: The option is fully vested and immediately exercisable.

Read SEC document
August 09, 2018 Filed Aug 13, 2018 22:34 UTC
Thakar Sumedh SChief Product Officer
SaleCommon Stock 900 $89.87 $80,880.03
Disclosure

SEC source: 0001209191-18-046492 · doc4.xml · nonDerivative · entry 4

Thakar Sumedh S · CIK 0001558242 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,852

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2017.

F4 · price: The sale price represents the weighted average price of the shares sold ranging from $89.75 to $90.00 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
August 09, 2018 Filed Aug 13, 2018 22:34 UTC
Thakar Sumedh SChief Product Officer
SaleCommon Stock 7,000 $89.12 $623,870.10
Disclosure

SEC source: 0001209191-18-046492 · doc4.xml · nonDerivative · entry 3

Thakar Sumedh S · CIK 0001558242 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,752

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2017.

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $88.75 to $89.70 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
August 09, 2018 Filed Aug 13, 2018 22:34 UTC
Thakar Sumedh SChief Product Officer
SaleCommon Stock 4,164 $88.23 $367,394.30
Disclosure

SEC source: 0001209191-18-046492 · doc4.xml · nonDerivative · entry 2

Thakar Sumedh S · CIK 0001558242 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,752

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2017.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $87.75 to $88.65 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
August 09, 2018 Filed Aug 13, 2018 22:34 UTC
Thakar Sumedh SChief Product Officer
Exercise / conversionCommon Stock 7,500 $19.26 $144,450.00
Disclosure

SEC source: 0001209191-18-046492 · doc4.xml · nonDerivative · entry 1

Thakar Sumedh S · CIK 0001558242 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,916

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2017.

Read SEC document
August 08, 2018 Filed Aug 9, 2018 17:33 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0001209191-18-046076 · doc4.xml · derivative · entry 11

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,927

Underlying: Common Stock · 20,000 shares

Expires 2019-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 24, 2018.

F8 · derivative.exercise_date: The option is fully vested and immediately exercisable.

Read SEC document
August 08, 2018 Filed Aug 9, 2018 17:33 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 100 $89.50 $8,950.00
Disclosure

SEC source: 0001209191-18-046076 · doc4.xml · nonDerivative · entry 8

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,438,092

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 24, 2018.

Read SEC document
August 08, 2018 Filed Aug 9, 2018 17:33 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 10,697 $88.87 $950,604.95
Disclosure

SEC source: 0001209191-18-046076 · doc4.xml · nonDerivative · entry 7

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,438,192

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 24, 2018.

F6 · price: The sale price represents the weighted average price of the shares sold ranging from $88.50 to $89.45 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
August 08, 2018 Filed Aug 9, 2018 17:33 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 9,203 $88.19 $811,623.61
Disclosure

SEC source: 0001209191-18-046076 · doc4.xml · nonDerivative · entry 6

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,448,889

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 24, 2018.

F5 · price: The sale price represents the weighted average price of the shares sold ranging from $87.50 to $88.475 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
August 08, 2018 Filed Aug 9, 2018 17:33 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
Exercise / conversionCommon Stock 20,000 $3.80 $76,000.00
Disclosure

SEC source: 0001209191-18-046076 · doc4.xml · nonDerivative · entry 5

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,458,092

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 24, 2018.

Read SEC document
August 08, 2018 Filed Aug 9, 2018 21:34 UTC
POSEY BRUCE KVP, GC and Corp. Sec.
Exercise / conversionStock Option (right to buy) · Derivative 2,000 $0.00 Strike: $37.28 $0.00
Disclosure

SEC source: 0001209191-18-046078 · doc4.xml · derivative · entry 4

POSEY BRUCE K · CIK 0001254781 · VP, GC and Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,000

Underlying: Common Stock · 2,000 shares

Expires 2025-07-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 17, 2018.

F4 · derivative.exercise_date: This option is fully vested and immediately exercisable.

Read SEC document
August 08, 2018 Filed Aug 9, 2018 21:34 UTC
POSEY BRUCE KVP, GC and Corp. Sec.
SaleCommon Stock 800 $88.92 $71,135.04
Disclosure

SEC source: 0001209191-18-046078 · doc4.xml · nonDerivative · entry 3

POSEY BRUCE K · CIK 0001254781 · VP, GC and Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,548

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 17, 2018.

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $88.65 to $89.10 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
August 08, 2018 Filed Aug 9, 2018 21:34 UTC
POSEY BRUCE KVP, GC and Corp. Sec.
SaleCommon Stock 1,200 $88.21 $105,852.12
Disclosure

SEC source: 0001209191-18-046078 · doc4.xml · nonDerivative · entry 2

POSEY BRUCE K · CIK 0001254781 · VP, GC and Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,348

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 17, 2018.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $87.60 to $88.55 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
August 08, 2018 Filed Aug 9, 2018 21:34 UTC
POSEY BRUCE KVP, GC and Corp. Sec.
Exercise / conversionCommon Stock 2,000 $37.28 $74,560.00
Disclosure

SEC source: 0001209191-18-046078 · doc4.xml · nonDerivative · entry 1

POSEY BRUCE K · CIK 0001254781 · VP, GC and Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,548

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 17, 2018.

Read SEC document
August 07, 2018 Filed Aug 9, 2018 17:33 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0001209191-18-046076 · doc4.xml · derivative · entry 10

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,927

Underlying: Common Stock · 20,000 shares

Expires 2019-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 24, 2018.

F8 · derivative.exercise_date: The option is fully vested and immediately exercisable.

Read SEC document
August 07, 2018 Filed Aug 9, 2018 17:33 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 200 $89.30 $17,860.00
Disclosure

SEC source: 0001209191-18-046076 · doc4.xml · nonDerivative · entry 4

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,438,092

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 24, 2018.

F4 · price: The sale price represents the weighted average price of the shares sold ranging from $89.15 to $89.45 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
August 07, 2018 Filed Aug 9, 2018 17:33 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 9,110 $88.17 $803,186.79
Disclosure

SEC source: 0001209191-18-046076 · doc4.xml · nonDerivative · entry 3

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,438,292

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 24, 2018.

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $88.05 to $89.00 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
August 07, 2018 Filed Aug 9, 2018 17:33 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 10,690 $87.74 $937,987.64
Disclosure

SEC source: 0001209191-18-046076 · doc4.xml · nonDerivative · entry 2

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,447,402

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 24, 2018.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $87.05 to $88.025 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
August 07, 2018 Filed Aug 9, 2018 17:33 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
Exercise / conversionCommon Stock 20,000 $3.80 $76,000.00
Disclosure

SEC source: 0001209191-18-046076 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,458,092

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 24, 2018.

Read SEC document
August 07, 2018 Filed Aug 9, 2018 21:33 UTC SaleCommon Stock 950 $89.14 $84,678.73
Disclosure

SEC source: 0001209191-18-046077 · doc4.xml · nonDerivative · entry 2

Hank Jeffrey P · CIK 0001329632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,743

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 7, 2018.

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $88.90 to $89.40 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
August 07, 2018 Filed Aug 9, 2018 21:33 UTC SaleCommon Stock 1,550 $88.20 $136,717.44
Disclosure

SEC source: 0001209191-18-046077 · doc4.xml · nonDerivative · entry 1

Hank Jeffrey P · CIK 0001329632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,693

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 7, 2018.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $87.75 to $88.70 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
August 06, 2018 Filed Aug 7, 2018 17:46 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0001209191-18-045738 · doc4.xml · derivative · entry 12

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,927

Underlying: Common Stock · 20,000 shares

Expires 2019-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 24, 2018.

F10 · derivative.exercise_date: The option is fully vested and immediately exercisable.

Read SEC document
August 06, 2018 Filed Aug 7, 2018 17:46 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 4,116 $87.39 $359,716.59
Disclosure

SEC source: 0001209191-18-045738 · doc4.xml · nonDerivative · entry 9

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,438,092

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 24, 2018.

F8 · price: The sale price represents the weighted average price of the shares sold ranging from $87.30 to $87.50 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
August 06, 2018 Filed Aug 7, 2018 17:46 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 14,584 $86.82 $1,266,196.01
Disclosure

SEC source: 0001209191-18-045738 · doc4.xml · nonDerivative · entry 8

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,442,208

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 24, 2018.

F7 · price: The sale price represents the weighted average price of the shares sold ranging from $86.30 to $87.25 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
August 06, 2018 Filed Aug 7, 2018 17:46 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 1,300 $85.85 $111,609.94
Disclosure

SEC source: 0001209191-18-045738 · doc4.xml · nonDerivative · entry 7

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,456,792

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 24, 2018.

F6 · price: The sale price represents the weighted average price of the shares sold ranging from $85.30 to $86.25 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
August 06, 2018 Filed Aug 7, 2018 17:46 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
Exercise / conversionCommon Stock 20,000 $3.80 $76,000.00
Disclosure

SEC source: 0001209191-18-045738 · doc4.xml · nonDerivative · entry 6

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,458,092

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 24, 2018.

Read SEC document
August 06, 2018 Filed Aug 7, 2018 21:47 UTC
Fisher Melissa BChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 1,500 $0.00 Strike: $25.56 $0.00
Disclosure

SEC source: 0001209191-18-045739 · doc4.xml · derivative · entry 4

Fisher Melissa B · CIK 0001570337 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,411

Underlying: Common Stock · 1,500 shares

Expires 2026-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the option shall vest on April 28, 2017 and the remaining shares shall vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
August 06, 2018 Filed Aug 7, 2018 21:47 UTC
Fisher Melissa BChief Financial Officer
SaleCommon Stock 300 $87.33 $26,200.05
Disclosure

SEC source: 0001209191-18-045739 · doc4.xml · nonDerivative · entry 3

Fisher Melissa B · CIK 0001570337 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,830

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $87.275 to $87.40 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
August 06, 2018 Filed Aug 7, 2018 21:47 UTC
Fisher Melissa BChief Financial Officer
SaleCommon Stock 1,200 $86.72 $104,061.72
Disclosure

SEC source: 0001209191-18-045739 · doc4.xml · nonDerivative · entry 2

Fisher Melissa B · CIK 0001570337 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,130

F1 · price: The sale price represents the weighted average price of the shares sold ranging from $86.275 to $87.10 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
August 06, 2018 Filed Aug 7, 2018 21:47 UTC
Fisher Melissa BChief Financial Officer
Exercise / conversionCommon Stock 1,500 $25.56 $38,340.00
Disclosure

SEC source: 0001209191-18-045739 · doc4.xml · nonDerivative · entry 1

Fisher Melissa B · CIK 0001570337 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2018 Filed Aug 7, 2018 17:46 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0001209191-18-045738 · doc4.xml · derivative · entry 11

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,927

Underlying: Common Stock · 20,000 shares

Expires 2019-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 24, 2018.

F10 · derivative.exercise_date: The option is fully vested and immediately exercisable.

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August 03, 2018 Filed Aug 7, 2018 17:46 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 300 $86.83 $26,049.99
Disclosure

SEC source: 0001209191-18-045738 · doc4.xml · nonDerivative · entry 5

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,438,092

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 24, 2018.

F5 · price: The sale price represents the weighted average price of the shares sold ranging from $86.50 to $87.00 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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August 03, 2018 Filed Aug 7, 2018 17:46 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 501 $85.54 $42,857.44
Disclosure

SEC source: 0001209191-18-045738 · doc4.xml · nonDerivative · entry 4

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,438,392

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 24, 2018.

F4 · price: The sale price represents the weighted average price of the shares sold ranging from $85.35 to $86.15 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
August 03, 2018 Filed Aug 7, 2018 17:46 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 17,471 $84.76 $1,480,808.77
Disclosure

SEC source: 0001209191-18-045738 · doc4.xml · nonDerivative · entry 3

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,438,893

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 24, 2018.

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $84.35 to $85.30 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
August 03, 2018 Filed Aug 7, 2018 17:46 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 1,728 $83.94 $145,055.40
Disclosure

SEC source: 0001209191-18-045738 · doc4.xml · nonDerivative · entry 2

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,456,364

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 24, 2018.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $83.40 to $84.25 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
August 03, 2018 Filed Aug 7, 2018 17:46 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
Exercise / conversionCommon Stock 20,000 $3.80 $76,000.00
Disclosure

SEC source: 0001209191-18-045738 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,458,092

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 24, 2018.

Read SEC document
August 02, 2018 Filed Aug 3, 2018 16:53 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0001209191-18-045312 · doc4.xml · derivative · entry 7

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,927

Underlying: Common Stock · 20,000 shares

Expires 2019-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 24, 2018.

F7 · derivative.exercise_date: This option is fully vested and immediately exercisable.

Read SEC document
August 02, 2018 Filed Aug 3, 2018 16:53 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 3,090 $86.05 $265,888.01
Disclosure

SEC source: 0001209191-18-045312 · doc4.xml · nonDerivative · entry 5

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,438,092

F2 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 24, 2018.

F5 · price: The sale price represents the weighted average price of the shares sold ranging from $86.00 to $86.20 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
August 02, 2018 Filed Aug 3, 2018 16:53 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 11,347 $85.46 $969,735.04
Disclosure

SEC source: 0001209191-18-045312 · doc4.xml · nonDerivative · entry 4

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,441,182

F2 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 24, 2018.

F4 · price: The sale price represents the weighted average price of the shares sold ranging from $85.00 to $85.975 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
August 02, 2018 Filed Aug 3, 2018 16:53 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 5,563 $84.65 $470,920.19
Disclosure

SEC source: 0001209191-18-045312 · doc4.xml · nonDerivative · entry 3

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,452,529

F2 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 24, 2018.

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $84.00 to $84.95 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
August 02, 2018 Filed Aug 3, 2018 16:53 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
Exercise / conversionCommon Stock 20,000 $3.80 $76,000.00
Disclosure

SEC source: 0001209191-18-045312 · doc4.xml · nonDerivative · entry 2

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,458,092

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 24, 2018.

Read SEC document
August 02, 2018 Filed Aug 3, 2018 20:55 UTC
Deeba AmerVP Corp Dev & Strat Alliances
OtherCommon Stock 28,853 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-045315 · doc4.xml · nonDerivative · entry 2

Deeba Amer · CIK 0001558241 · VP Corp Dev & Strat Alliances

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,867

F2 · shares: The reported shares represent the number of unvested restricted stock units cancelled in connection with the Reporting Person's termination of employment, as reported in the Form 8-K filed by the Issuer on July 31, 2018.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 16:53 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
Tax withholdingCommon Stock 8,709 $85.05 $740,700.45
Disclosure

SEC source: 0001209191-18-045312 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,438,092

F1 · shares: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 21:01 UTC
Thakar Sumedh SChief Product Officer
Tax withholdingCommon Stock 6,402 $85.05 $544,490.10
Disclosure

SEC source: 0001209191-18-045329 · doc4.xml · nonDerivative · entry 1

Thakar Sumedh S · CIK 0001558242 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,416

F1 · shares: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 20:57 UTC
POSEY BRUCE KVP, GC and Corp. Sec.
Tax withholdingCommon Stock 985 $85.05 $83,774.25
Disclosure

SEC source: 0001209191-18-045318 · doc4.xml · nonDerivative · entry 1

POSEY BRUCE K · CIK 0001254781 · VP, GC and Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,548

F1 · shares: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 20:55 UTC
Deeba AmerVP Corp Dev & Strat Alliances
Tax withholdingCommon Stock 1,394 $85.05 $118,559.70
Disclosure

SEC source: 0001209191-18-045315 · doc4.xml · nonDerivative · entry 1

Deeba Amer · CIK 0001558241 · VP Corp Dev & Strat Alliances

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,720

F1 · shares: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 20:56 UTC
Fisher Melissa BChief Financial Officer
Tax withholdingCommon Stock 2,951 $85.05 $250,982.55
Disclosure

SEC source: 0001209191-18-045316 · doc4.xml · nonDerivative · entry 1

Fisher Melissa B · CIK 0001570337 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,830

F1 · shares: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 22:41 UTC
Thakar Sumedh SChief Product Officer
GrantCommon Stock 5,552 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-044474 · doc4.xml · nonDerivative · entry 1

Thakar Sumedh S · CIK 0001558242 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,818

F1 · shares: The reported securities represent restricted stock units which vest quarterly in equal installments over two years after August 1, 2018, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 22:40 UTC
POSEY BRUCE KVP, GC and Corp. Sec.
GrantCommon Stock 4,442 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-044473 · doc4.xml · nonDerivative · entry 1

POSEY BRUCE K · CIK 0001254781 · VP, GC and Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,533

F1 · shares: The reported securities represent restricted stock units which vest quarterly in equal installments over two years after August 1, 2018, subject to the Reporting Person's continued service through each vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.