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Nasdaq · USD

QLYS

QUALYS, INC.

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1519
SEC CIK
0001107843
Parsed reports
793

Last 12 months

Inside the activity.

0 purchase rows · 150 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025012
Dec 2025023
Jan 2026011
Feb 2026011
Mar 202602
Apr 202600
May 202606
Jun 2026028
Jul 2026015
Aug 2026016
Sep 2026021
Oct 202605

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 09, 2020 Filed Mar 11, 2020 20:57 UTC
Thakar Sumedh SChief Product Officer
Exercise / conversionCommon Stock 1,200 $19.26 $23,112.00
Disclosure

SEC source: 0001209191-20-018141 · doc4.xml · nonDerivative · entry 1

Thakar Sumedh S · CIK 0001558242 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,645

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2019.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 20:56 UTC
POSEY BRUCE KVP, GC and Corp. Sec.
SaleCommon Stock 27 $78.09 $2,108.38
Disclosure

SEC source: 0001209191-20-018140 · doc4.xml · nonDerivative · entry 5

POSEY BRUCE K · CIK 0001254781 · VP, GC and Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,097

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2019.

F6 · price: The sale price represents the weighted average price of the shares sold ranging from $77.93 to $78.50 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 20:56 UTC
POSEY BRUCE KVP, GC and Corp. Sec.
SaleCommon Stock 122 $77.31 $9,431.28
Disclosure

SEC source: 0001209191-20-018140 · doc4.xml · nonDerivative · entry 4

POSEY BRUCE K · CIK 0001254781 · VP, GC and Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,124

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2019.

F5 · price: The sale price represents the weighted average price of the shares sold ranging from $76.92 to $77.88 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 20:56 UTC
POSEY BRUCE KVP, GC and Corp. Sec.
SaleCommon Stock 191 $76.43 $14,598.30
Disclosure

SEC source: 0001209191-20-018140 · doc4.xml · nonDerivative · entry 3

POSEY BRUCE K · CIK 0001254781 · VP, GC and Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,246

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2019.

F4 · price: The sale price represents the weighted average price of the shares sold ranging from $75.91 to $76.85 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 20:56 UTC
POSEY BRUCE KVP, GC and Corp. Sec.
SaleCommon Stock 339 $75.28 $25,520.70
Disclosure

SEC source: 0001209191-20-018140 · doc4.xml · nonDerivative · entry 2

POSEY BRUCE K · CIK 0001254781 · VP, GC and Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,437

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2019.

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $74.87 to $75.86 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 20:56 UTC
POSEY BRUCE KVP, GC and Corp. Sec.
SaleCommon Stock 321 $74.50 $23,913.60
Disclosure

SEC source: 0001209191-20-018140 · doc4.xml · nonDerivative · entry 1

POSEY BRUCE K · CIK 0001254781 · VP, GC and Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,776

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2019.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $73.87 to $74.86 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
March 01, 2020 Filed May 4, 2020 17:52 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
Tax withholdingCommon Stock 1,643 $80.18 $131,735.74
Disclosure

SEC source: 0001209191-20-026914 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,499,111

F1 · shares: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.

F2 · balance_after: Reflects the Reporting Person's holdings as of the filing date of this Form 4.

Read SEC document
February 18, 2020 Filed Feb 19, 2020 21:31 UTC
Fisher Melissa BChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 1,000 $0.00 Strike: $25.56 $0.00
Disclosure

SEC source: 0001209191-20-010535 · doc4.xml · derivative · entry 3

Fisher Melissa B · CIK 0001570337 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,911

Underlying: Common Stock · 1,000 shares

Expires 2026-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 23, 2019.

F2 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the option shall vest on April 28, 2017 and the remaining shares shall vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
February 18, 2020 Filed Feb 19, 2020 21:31 UTC
Fisher Melissa BChief Financial Officer
SaleCommon Stock 1,425 $90.89 $129,518.25
Disclosure

SEC source: 0001209191-20-010535 · doc4.xml · nonDerivative · entry 2

Fisher Melissa B · CIK 0001570337 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,036

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 23, 2019.

Read SEC document
February 18, 2020 Filed Feb 19, 2020 21:31 UTC
Fisher Melissa BChief Financial Officer
Exercise / conversionCommon Stock 1,000 $25.56 $25,560.00
Disclosure

SEC source: 0001209191-20-010535 · doc4.xml · nonDerivative · entry 1

Fisher Melissa B · CIK 0001570337 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,461

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 23, 2019.

Read SEC document
February 10, 2020 Filed Feb 11, 2020 21:23 UTC
Thakar Sumedh SChief Product Officer
Exercise / conversionStock Option (right to buy) · Derivative 1,200 $0.00 Strike: $19.26 $0.00
Disclosure

SEC source: 0001209191-20-008307 · doc4.xml · derivative · entry 4

Thakar Sumedh S · CIK 0001558242 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,100

Underlying: Common Stock · 1,200 shares

Expires 2024-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2019.

F4 · derivative.exercise_date: The option is fully vested and immediately exercisable.

Read SEC document
February 10, 2020 Filed Feb 11, 2020 21:23 UTC
Thakar Sumedh SChief Product Officer
SaleCommon Stock 2,285 $89.76 $205,109.37
Disclosure

SEC source: 0001209191-20-008307 · doc4.xml · nonDerivative · entry 3

Thakar Sumedh S · CIK 0001558242 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,812

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2019.

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $89.40 to $89.99 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
February 10, 2020 Filed Feb 11, 2020 21:23 UTC
Thakar Sumedh SChief Product Officer
SaleCommon Stock 4,923 $89.02 $438,263.68
Disclosure

SEC source: 0001209191-20-008307 · doc4.xml · nonDerivative · entry 2

Thakar Sumedh S · CIK 0001558242 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,097

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2019.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $88.40 to $89.36 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
February 10, 2020 Filed Feb 11, 2020 21:23 UTC
Thakar Sumedh SChief Product Officer
Exercise / conversionCommon Stock 1,200 $19.26 $23,112.00
Disclosure

SEC source: 0001209191-20-008307 · doc4.xml · nonDerivative · entry 1

Thakar Sumedh S · CIK 0001558242 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,020

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2019.

Read SEC document
February 10, 2020 Filed Feb 11, 2020 21:23 UTC
POSEY BRUCE KVP, GC and Corp. Sec.
SaleCommon Stock 298 $89.80 $26,760.55
Disclosure

SEC source: 0001209191-20-008304 · doc4.xml · nonDerivative · entry 2

POSEY BRUCE K · CIK 0001254781 · VP, GC and Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,404

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2019.

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $89.40 to $89.99 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
February 10, 2020 Filed Feb 11, 2020 21:23 UTC
POSEY BRUCE KVP, GC and Corp. Sec.
SaleCommon Stock 702 $89.06 $62,517.38
Disclosure

SEC source: 0001209191-20-008304 · doc4.xml · nonDerivative · entry 1

POSEY BRUCE K · CIK 0001254781 · VP, GC and Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,702

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2019.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $88.40 to $89.39 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 17:14 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
Tax withholdingCommon Stock 8,024 $88.57 $710,685.68
Disclosure

SEC source: 0001209191-20-008385 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,502,653

F1 · shares: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.

Read SEC document
February 01, 2020 Filed Feb 4, 2020 18:01 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
Tax withholdingCommon Stock 4,782 $85.74 $410,008.68
Disclosure

SEC source: 0001209191-20-006519 · doc4.xml · nonDerivative · entry 2

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,515,712

F2 · shares: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.

Read SEC document
February 01, 2020 Filed Feb 4, 2020 23:02 UTC
Fisher Melissa BChief Financial Officer
Tax withholdingCommon Stock 734 $85.74 $62,933.16
Disclosure

SEC source: 0001209191-20-006523 · doc4.xml · nonDerivative · entry 1

Fisher Melissa B · CIK 0001570337 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,184

F1 · shares: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.

Read SEC document
February 01, 2020 Filed Feb 4, 2020 23:02 UTC
POSEY BRUCE KVP, GC and Corp. Sec.
Tax withholdingCommon Stock 406 $85.74 $34,810.44
Disclosure

SEC source: 0001209191-20-006526 · doc4.xml · nonDerivative · entry 1

POSEY BRUCE K · CIK 0001254781 · VP, GC and Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,449

F1 · shares: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.

Read SEC document
February 01, 2020 Filed Feb 4, 2020 23:03 UTC
Thakar Sumedh SChief Product Officer
Tax withholdingCommon Stock 1,320 $85.74 $113,176.80
Disclosure

SEC source: 0001209191-20-006528 · doc4.xml · nonDerivative · entry 1

Thakar Sumedh S · CIK 0001558242 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,378

F1 · shares: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.

Read SEC document
February 01, 2020 Filed Feb 5, 2020 16:13 UTC Amendment
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
Tax withholdingCommon Stock 9,817 $85.74 $841,709.58
Disclosure

SEC source: 0001209191-20-006861 · doc4a.xml · nonDerivative · entry 2

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,510,677

F2 · shares: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.

Read SEC document
February 01, 2020 Filed Feb 5, 2020 21:17 UTC Amendment
Thakar Sumedh SChief Product Officer
Tax withholdingCommon Stock 9,878 $85.74 $846,939.72
Disclosure

SEC source: 0001209191-20-006875 · doc4a.xml · nonDerivative · entry 1

Thakar Sumedh S · CIK 0001558242 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,820

F1 · shares: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.

Read SEC document
February 01, 2020 Filed Feb 5, 2020 21:15 UTC Amendment
POSEY BRUCE KVP, GC and Corp. Sec.
Tax withholdingCommon Stock 2,451 $85.74 $210,148.74
Disclosure

SEC source: 0001209191-20-006868 · doc4a.xml · nonDerivative · entry 1

POSEY BRUCE K · CIK 0001254781 · VP, GC and Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,404

F1 · shares: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.

Read SEC document
February 01, 2020 Filed Feb 5, 2020 21:13 UTC Amendment
Fisher Melissa BChief Financial Officer
Tax withholdingCommon Stock 5,457 $85.74 $467,883.18
Disclosure

SEC source: 0001209191-20-006862 · doc4a.xml · nonDerivative · entry 1

Fisher Melissa B · CIK 0001570337 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,461

F1 · shares: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.

Read SEC document
January 21, 2020 Filed Jan 23, 2020 21:24 UTC
Fisher Melissa BChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 1,000 $0.00 Strike: $25.56 $0.00
Disclosure

SEC source: 0001209191-20-004673 · doc4.xml · derivative · entry 3

Fisher Melissa B · CIK 0001570337 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,911

Underlying: Common Stock · 1,000 shares

Expires 2026-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 23, 2019.

F2 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the option shall vest on April 28, 2017 and the remaining shares shall vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
January 21, 2020 Filed Jan 23, 2020 21:24 UTC
Fisher Melissa BChief Financial Officer
SaleCommon Stock 1,000 $84.83 $84,830.00
Disclosure

SEC source: 0001209191-20-004673 · doc4.xml · nonDerivative · entry 2

Fisher Melissa B · CIK 0001570337 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,918

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 23, 2019.

Read SEC document
January 21, 2020 Filed Jan 23, 2020 21:24 UTC
Fisher Melissa BChief Financial Officer
Exercise / conversionCommon Stock 1,000 $25.56 $25,560.00
Disclosure

SEC source: 0001209191-20-004673 · doc4.xml · nonDerivative · entry 1

Fisher Melissa B · CIK 0001570337 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,918

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 23, 2019.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 21:31 UTC
Fisher Melissa BChief Financial Officer
SaleCommon Stock 450 $84.07 $37,831.50
Disclosure

SEC source: 0001209191-20-004013 · doc4.xml · nonDerivative · entry 1

Fisher Melissa B · CIK 0001570337 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,918

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 23, 2019.

Read SEC document
January 13, 2020 Filed Feb 4, 2020 18:01 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
GiftCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006519 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,520,494

F1 · shares: This transaction involved a transfer of securities from the Reporting Person to a family member who does not share the household of the Reporting Person. The Reporting Person disclaims beneficial ownership of the shares held in trust by this family member, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of these shares for the purposes of Section 16 or for any other purpose.

Read SEC document
January 13, 2020 Filed Feb 5, 2020 16:13 UTC Amendment
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
GiftCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006861 · doc4a.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,520,494

F1 · shares: This transaction involved a transfer of securities from the Reporting Person to a family member who does not share the household of the Reporting Person. The Reporting Person disclaims beneficial ownership of the shares held in trust by this family member, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of these shares for the purposes of Section 16 or for any other purpose.

Read SEC document
January 09, 2020 Filed Jan 10, 2020 21:28 UTC
Thakar Sumedh SChief Product Officer
Exercise / conversionStock Option (right to buy) · Derivative 1,200 $0.00 Strike: $19.26 $0.00
Disclosure

SEC source: 0001209191-20-003060 · doc4.xml · derivative · entry 3

Thakar Sumedh S · CIK 0001558242 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,300

Underlying: Common Stock · 1,200 shares

Expires 2024-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2019.

F3 · derivative.exercise_date: The option is fully vested and immediately exercisable.

Read SEC document
January 09, 2020 Filed Jan 10, 2020 21:28 UTC
Thakar Sumedh SChief Product Officer
SaleCommon Stock 3,728 $84.14 $313,690.70
Disclosure

SEC source: 0001209191-20-003060 · doc4.xml · nonDerivative · entry 2

Thakar Sumedh S · CIK 0001558242 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,698

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2019.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $83.85 to $84.77 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
January 09, 2020 Filed Jan 10, 2020 21:28 UTC
Thakar Sumedh SChief Product Officer
Exercise / conversionCommon Stock 1,200 $19.26 $23,112.00
Disclosure

SEC source: 0001209191-20-003060 · doc4.xml · nonDerivative · entry 1

Thakar Sumedh S · CIK 0001558242 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,426

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2019.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 21:27 UTC
POSEY BRUCE KVP, GC and Corp. Sec.
SaleCommon Stock 100 $84.61 $8,461.00
Disclosure

SEC source: 0001209191-20-003058 · doc4.xml · nonDerivative · entry 2

POSEY BRUCE K · CIK 0001254781 · VP, GC and Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,855

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2019.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 21:27 UTC
POSEY BRUCE KVP, GC and Corp. Sec.
SaleCommon Stock 900 $83.77 $75,394.98
Disclosure

SEC source: 0001209191-20-003058 · doc4.xml · nonDerivative · entry 1

POSEY BRUCE K · CIK 0001254781 · VP, GC and Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,955

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2019.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $83.16 to $84.14 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 16:24 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
Tax withholdingCommon Stock 1,462 $84.24 $123,158.88
Disclosure

SEC source: 0001209191-20-001814 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,545,494

F1 · shares: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.

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January 02, 2020 Filed Jan 6, 2020 21:23 UTC Exercise / conversionStock Option (right to buy) · Derivative 11,250 $0.00 Strike: $4.10 $0.00
Disclosure

SEC source: 0001209191-20-001802 · doc4.xml · derivative · entry 3

Hank Jeffrey P · CIK 0001329632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,250 shares

Expires 2020-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 13, 2019.

F3 · derivative.exercise_date: This option is fully vested and immediately exercisable.

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January 02, 2020 Filed Jan 6, 2020 21:23 UTC SaleCommon Stock 11,250 $84.02 $945,183.38
Disclosure

SEC source: 0001209191-20-001802 · doc4.xml · nonDerivative · entry 2

Hank Jeffrey P · CIK 0001329632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,714

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 13, 2019.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $83.48 to $84.43 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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January 02, 2020 Filed Jan 6, 2020 21:23 UTC Exercise / conversionCommon Stock 11,250 $4.10 $46,125.00
Disclosure

SEC source: 0001209191-20-001802 · doc4.xml · nonDerivative · entry 1

Hank Jeffrey P · CIK 0001329632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,964

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 13, 2019.

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December 18, 2019 Filed Dec 19, 2019 21:20 UTC
Fisher Melissa BChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 1,000 $0.00 Strike: $25.56 $0.00
Disclosure

SEC source: 0001209191-19-061299 · doc4.xml · derivative · entry 3

Fisher Melissa B · CIK 0001570337 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,911

Underlying: Common Stock · 1,000 shares

Expires 2026-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 23, 2019.

F2 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the option shall vest on April 28, 2017 and the remaining shares shall vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

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December 18, 2019 Filed Dec 19, 2019 21:20 UTC
Fisher Melissa BChief Financial Officer
SaleCommon Stock 1,000 $84.76 $84,760.00
Disclosure

SEC source: 0001209191-19-061299 · doc4.xml · nonDerivative · entry 2

Fisher Melissa B · CIK 0001570337 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,368

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 23, 2019.

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December 18, 2019 Filed Dec 19, 2019 21:20 UTC
Fisher Melissa BChief Financial Officer
Exercise / conversionCommon Stock 1,000 $25.56 $25,560.00
Disclosure

SEC source: 0001209191-19-061299 · doc4.xml · nonDerivative · entry 1

Fisher Melissa B · CIK 0001570337 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 23, 2019.

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December 16, 2019 Filed Dec 17, 2019 23:33 UTC
Fisher Melissa BChief Financial Officer
SaleCommon Stock 450 $85.80 $38,610.00
Disclosure

SEC source: 0001209191-19-060987 · doc4.xml · nonDerivative · entry 1

Fisher Melissa B · CIK 0001570337 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,368

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 23, 2019.

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December 09, 2019 Filed Dec 10, 2019 21:33 UTC
Thakar Sumedh SChief Product Officer
Exercise / conversionStock Option (right to buy) · Derivative 1,200 $0.00 Strike: $19.26 $0.00
Disclosure

SEC source: 0001209191-19-059864 · doc4.xml · derivative · entry 3

Thakar Sumedh S · CIK 0001558242 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,500

Underlying: Common Stock · 1,200 shares

Expires 2024-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2019.

F3 · derivative.exercise_date: The option is fully vested and immediately exercisable.

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December 09, 2019 Filed Dec 10, 2019 21:33 UTC
Thakar Sumedh SChief Product Officer
SaleCommon Stock 3,733 $85.85 $320,481.04
Disclosure

SEC source: 0001209191-19-059864 · doc4.xml · nonDerivative · entry 2

Thakar Sumedh S · CIK 0001558242 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,226

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2019.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $85.38 to $86.35 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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December 09, 2019 Filed Dec 10, 2019 21:33 UTC
Thakar Sumedh SChief Product Officer
Exercise / conversionCommon Stock 1,200 $19.26 $23,112.00
Disclosure

SEC source: 0001209191-19-059864 · doc4.xml · nonDerivative · entry 1

Thakar Sumedh S · CIK 0001558242 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,959

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2019.

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December 09, 2019 Filed Dec 10, 2019 21:32 UTC
POSEY BRUCE KVP, GC and Corp. Sec.
SaleCommon Stock 1,000 $85.87 $85,867.50
Disclosure

SEC source: 0001209191-19-059862 · doc4.xml · nonDerivative · entry 1

POSEY BRUCE K · CIK 0001254781 · VP, GC and Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,855

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2019.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $85.47 to $86.24 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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December 05, 2019 Filed Dec 6, 2019 17:10 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
GiftCommon Stock 7,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-059512 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,546,956

Read SEC document
November 18, 2019 Filed Nov 19, 2019 22:19 UTC
Fisher Melissa BChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 1,000 $0.00 Strike: $25.56 $0.00
Disclosure

SEC source: 0001209191-19-057253 · doc4.xml · derivative · entry 4

Fisher Melissa B · CIK 0001570337 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,911

Underlying: Common Stock · 1,000 shares

Expires 2026-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the option shall vest on April 28, 2017 and the remaining shares shall vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.