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Nasdaq · USD

QCRH

QCR HOLDINGS INC

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4645
SEC CIK
0000906465
Parsed reports
505

Last 12 months

Inside the activity.

2 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202600
Mar 202601
Apr 202611
May 202600
Jun 202611
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2018 Filed Mar 5, 2018 21:36 UTC
BUDD THOMAS DPresident/CEO RB&T
GrantPerformance Shares · Derivative 717 $44.15 $31,655.55
Disclosure

SEC source: 0000906465-18-000024 · edgardoc.xml · derivative · entry 1

BUDD THOMAS D · CIK 0001591909 · President/CEO RB&T

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 717

Underlying: Common Stock · 717 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents a restricted stock unit grant. Each restricted stock unit represents a contingent right to receive one share of QCR Holdings, Inc. common stock or the cash equivalent of one share of common stock. The restricted stock units vest in four annual equal installments beginning on March 1, 2019. The settlement of such units are anticipated to be settled in cash.

F1 · derivative.exercise_date: Represents a restricted stock unit grant. Each restricted stock unit represents a contingent right to receive one share of QCR Holdings, Inc. common stock or the cash equivalent of one share of common stock. The restricted stock units vest in four annual equal installments beginning on March 1, 2019. The settlement of such units are anticipated to be settled in cash.

F1 · derivative.expiration_date: Represents a restricted stock unit grant. Each restricted stock unit represents a contingent right to receive one share of QCR Holdings, Inc. common stock or the cash equivalent of one share of common stock. The restricted stock units vest in four annual equal installments beginning on March 1, 2019. The settlement of such units are anticipated to be settled in cash.

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March 01, 2018 Filed Mar 5, 2018 21:35 UTC GrantCommon Stock 193 $44.15 $8,520.95
Disclosure

SEC source: 0000906465-18-000023 · edgardoc.xml · nonDerivative · entry 1

BESONG JOHN PAUL E · CIK 0001221001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 758

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:35 UTC GrantCommon Stock 329 $44.15 $14,525.35
Disclosure

SEC source: 0000906465-18-000022 · edgardoc.xml · nonDerivative · entry 1

BAIRD PATRICK · CIK 0001218395 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,756.79

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:35 UTC
ANDERSON JOHN HPresident/CEO QCBT
GrantPerformance Shares · Derivative 1,215 $44.15 $53,642.25
Disclosure

SEC source: 0000906465-18-000021 · edgardoc.xml · derivative · entry 1

ANDERSON JOHN H · CIK 0001591963 · President/CEO QCBT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,215

Underlying: Common Stock · 1,215 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents a restricted stock unit grant. Each restricted stock unit represents a contingent right to receive one share of QCR Holdings, Inc. common stock or the cash equivalent of one share of common stock. The restricted stock units vest in four annual equal installments beginning on March 1, 2019. The settlement of such units are anticipated to be settled in cash.

F1 · derivative.exercise_date: Represents a restricted stock unit grant. Each restricted stock unit represents a contingent right to receive one share of QCR Holdings, Inc. common stock or the cash equivalent of one share of common stock. The restricted stock units vest in four annual equal installments beginning on March 1, 2019. The settlement of such units are anticipated to be settled in cash.

F1 · derivative.expiration_date: Represents a restricted stock unit grant. Each restricted stock unit represents a contingent right to receive one share of QCR Holdings, Inc. common stock or the cash equivalent of one share of common stock. The restricted stock units vest in four annual equal installments beginning on March 1, 2019. The settlement of such units are anticipated to be settled in cash.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 23:05 UTC
HULTQUIST DOUGLAS MDirector · President/CEO
SaleCommon Stock 300 $44.35 $13,305.00
Disclosure

SEC source: 0000906465-18-000019 · edgardoc.xml · nonDerivative · entry 3

HULTQUIST DOUGLAS M · CIK 0001222103 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by IRA

Disclosed balance after: 2,557

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2017.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 23:05 UTC
HULTQUIST DOUGLAS MDirector · President/CEO
SaleCommon Stock 1,698 $44.33 $75,272.34
Disclosure

SEC source: 0000906465-18-000019 · edgardoc.xml · nonDerivative · entry 2

HULTQUIST DOUGLAS M · CIK 0001222103 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by IRA

Disclosed balance after: 2,857

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2017.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 23:05 UTC
HULTQUIST DOUGLAS MDirector · President/CEO
SaleCommon Stock 16 $44.25 $708.00
Disclosure

SEC source: 0000906465-18-000019 · edgardoc.xml · nonDerivative · entry 1

HULTQUIST DOUGLAS M · CIK 0001222103 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by IRA

Disclosed balance after: 4,555

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2017.

Read SEC document
January 31, 2018 Filed Jan 31, 2018 18:25 UTC
HULTQUIST DOUGLAS MDirector · President/CEO
SaleCommon Stock 2,036 $43.90 $89,380.40
Disclosure

SEC source: 0000906465-18-000002 · edgardoc.xml · nonDerivative · entry 1

HULTQUIST DOUGLAS M · CIK 0001222103 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by IRA

Disclosed balance after: 4,571

Read SEC document
January 19, 2018 Filed Jan 19, 2018 18:22 UTC PurchaseCommon Stock 148 $44.29 $6,554.92
Disclosure

SEC source: 0000906465-18-000001 · edgardoc.xml · nonDerivative · entry 1

Ziegler Marie Z. · CIK 0001434721 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,661

Read SEC document
January 04, 2018 Filed Feb 14, 2019 23:01 UTC OtherCommon Stock 9.75 $42.80 $417.30
Disclosure

SEC source: 0000906465-19-000016 · edgardoc.xml · nonDerivative · entry 1

KILMER MARK C · CIK 0001288227 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,195.2

F1 · shares: Represents the acquisition of shares through the QCR Holdings, Inc. Dividend Reinvestment Plan.

Read SEC document
January 04, 2018 Filed Feb 14, 2019 23:00 UTC
HELLING LARRY JDirector · President/CEO CRBT
OtherCommon Stock 7.18 $43.19 $310.10
Disclosure

SEC source: 0000906465-19-000013 · edgardoc.xml · nonDerivative · entry 1

HELLING LARRY J · CIK 0001222102 · Director · President/CEO CRBT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,191.94

F1 · shares: Represents the acquisition of shares through the QCR Holdings, Inc. Dividend Reinvestment Plan.

Read SEC document
January 04, 2018 Filed Feb 14, 2019 22:59 UTC OtherCommon Stock 57.16 $42.80 $2,446.45
Disclosure

SEC source: 0000906465-19-000007 · edgardoc.xml · nonDerivative · entry 1

BAIRD PATRICK · CIK 0001218395 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,484.95

F1 · shares: Represents the acquisition of shares through the QCR Holdings, Inc. Dividend Reinvestment Plan.

Read SEC document
December 31, 2017 Filed Feb 15, 2018 02:19 UTC
ANDERSON JOHN HPresident/CEO QCBT
GrantCommon Stock 25 $38.57 $964.13
Disclosure

SEC source: 0000906465-18-000017 · edgardoc.xml · nonDerivative · entry 4

ANDERSON JOHN H · CIK 0001591963 · President/CEO QCBT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,742

Read SEC document
December 31, 2017 Filed Feb 15, 2018 02:13 UTC
BUDD THOMAS DPresident/CEO RB&T
GrantCommon Stock 21 $38.57 $809.87
Disclosure

SEC source: 0000906465-18-000005 · edgardoc.xml · nonDerivative · entry 4

BUDD THOMAS D · CIK 0001591909 · President/CEO RB&T

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,687

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:19 UTC
HELLING LARRY JDirector · President/CEO CRBT
OtherCommon Stock 18.68 $42.85 $800.44
Disclosure

SEC source: 0000906465-18-000018 · edgardoc.xml · nonDerivative · entry 3

HELLING LARRY J · CIK 0001222102 · Director · President/CEO CRBT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 4,269.46

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:19 UTC
HELLING LARRY JDirector · President/CEO CRBT
OtherCommon Stock 436.83 $42.85 $18,718.17
Disclosure

SEC source: 0000906465-18-000018 · edgardoc.xml · nonDerivative · entry 2

HELLING LARRY J · CIK 0001222102 · Director · President/CEO CRBT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Managed Account

Disclosed balance after: 19,773.91

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:19 UTC
HELLING LARRY JDirector · President/CEO CRBT
OtherCommon Stock 25.73 $0.00 $0.00
Disclosure

SEC source: 0000906465-18-000018 · edgardoc.xml · nonDerivative · entry 1

HELLING LARRY J · CIK 0001222102 · Director · President/CEO CRBT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,184.76

F1 · shares: 2017 - Shares acquired through the QCR Holdings, Inc. Dividend Reinvestment Plan at $42.08 on 1/6/17; $43.23 on 4/5/17; $47.65 on 7/6/17 and $47.61 on 10/4/17

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:19 UTC
ANDERSON JOHN HPresident/CEO QCBT
OtherCommon Stock 592.69 $42.85 $25,396.77
Disclosure

SEC source: 0000906465-18-000017 · edgardoc.xml · nonDerivative · entry 5

ANDERSON JOHN H · CIK 0001591963 · President/CEO QCBT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Managed Account

Disclosed balance after: 34,545.11

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:17 UTC OtherCommon Stock 543.81 $42.85 $23,302.26
Disclosure

SEC source: 0000906465-18-000016 · edgardoc.xml · nonDerivative · entry 1

BESONG JOHN PAUL E · CIK 0001221001 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 1,377.21

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:16 UTC OtherCommon Stock 535.96 $42.85 $22,965.89
Disclosure

SEC source: 0000906465-18-000015 · edgardoc.xml · nonDerivative · entry 1

Peterson Michael Lawrence · CIK 0001577345 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 3,059.47

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:16 UTC OtherCommon Stock 1,246.18 $42.85 $53,398.81
Disclosure

SEC source: 0000906465-18-000014 · edgardoc.xml · nonDerivative · entry 1

Ralph George T III · CIK 0001634205 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 8,930.75

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:16 UTC OtherCommon Stock 1,148.72 $42.85 $49,222.65
Disclosure

SEC source: 0000906465-18-000013 · edgardoc.xml · nonDerivative · entry 1

Sorensen Donna J. · CIK 0001463784 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 21,245.01

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:15 UTC OtherCommon Stock 1,357.82 $42.85 $58,182.59
Disclosure

SEC source: 0000906465-18-000012 · edgardoc.xml · nonDerivative · entry 1

Ziegler Marie Z. · CIK 0001434721 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 18,892.2

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:15 UTC OtherCommon Stock 1,602.84 $42.85 $68,681.69
Disclosure

SEC source: 0000906465-18-000011 · edgardoc.xml · nonDerivative · entry 2

BAIRD PATRICK · CIK 0001218395 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 24,340.81

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:15 UTC OtherCommon Stock 205.54 $0.00 $0.00
Disclosure

SEC source: 0000906465-18-000011 · edgardoc.xml · nonDerivative · entry 1

BAIRD PATRICK · CIK 0001218395 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,427.79

F1 · shares: 2017 - Shares acquired through the QCR Holdings, Inc. Dividend Reinvestment Plan at $41.95 on 1/6/17; $42.50 on 4/5/17; $47.95 on 7/6/17 and $47.8233 on 10/4/17

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:15 UTC
GIPPLE TODD ADirector · EVP, COO & CFO
OtherCommon Stock 2.8 $42.85 $119.98
Disclosure

SEC source: 0000906465-18-000010 · edgardoc.xml · nonDerivative · entry 2

GIPPLE TODD A · CIK 0001218394 · Director · EVP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 682.49

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:15 UTC
GIPPLE TODD ADirector · EVP, COO & CFO
OtherCommon Stock 1,835.1 $42.85 $78,634.04
Disclosure

SEC source: 0000906465-18-000010 · edgardoc.xml · nonDerivative · entry 1

GIPPLE TODD A · CIK 0001218394 · Director · EVP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Managed Account

Disclosed balance after: 3,318.89

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:14 UTC
HULTQUIST DOUGLAS MDirector · President/CEO
OtherCommon Stock 41.43 $42.85 $1,775.28
Disclosure

SEC source: 0000906465-18-000009 · edgardoc.xml · nonDerivative · entry 2

HULTQUIST DOUGLAS M · CIK 0001222103 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 26,826.36

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:14 UTC
HULTQUIST DOUGLAS MDirector · President/CEO
OtherCommon Stock 69.54 $42.85 $2,979.79
Disclosure

SEC source: 0000906465-18-000009 · edgardoc.xml · nonDerivative · entry 1

HULTQUIST DOUGLAS M · CIK 0001222103 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Managed Account

Disclosed balance after: 17,125.42

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:14 UTC OtherCommon Stock 1,192.54 $42.85 $51,100.34
Disclosure

SEC source: 0000906465-18-000008 · edgardoc.xml · nonDerivative · entry 2

KILMER MARK C · CIK 0001288227 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Managed Account

Disclosed balance after: 33,392.3

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:14 UTC OtherCommon Stock 35.12 $0.00 $0.00
Disclosure

SEC source: 0000906465-18-000008 · edgardoc.xml · nonDerivative · entry 1

KILMER MARK C · CIK 0001288227 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,185.45

F1 · shares: 2017 - Shares acquired through the QCR Holdings, Inc. Dividend Reinvestment Plan at $41.95 on 1/6/17; $42.50 on 4/5/17; $47.95 on 7/6/17 and $47.8233 on 10/4/17

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:14 UTC OtherCommon Stock 1,046.42 $42.85 $44,839.10
Disclosure

SEC source: 0000906465-18-000007 · edgardoc.xml · nonDerivative · entry 2

NEUMAN LINDA K · CIK 0001582315 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 10,402.78

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:14 UTC OtherCommon Stock 15.92 $0.00 $0.00
Disclosure

SEC source: 0000906465-18-000007 · edgardoc.xml · nonDerivative · entry 1

NEUMAN LINDA K · CIK 0001582315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,095.28

F1 · shares: 2017 - Shares acquired through the QCR Holdings, Inc. Dividend Reinvestment Plan at $41.95 on 1/6/17; $42.50 on 4/5/17; $47.95 on 7/6/17 and $47.8233 on 10/4/17

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:13 UTC
Grabin Elizabeth A1st VP Contr/Financial Report
OtherCommon Stock 128.91 $42.85 $5,523.79
Disclosure

SEC source: 0000906465-18-000006 · edgardoc.xml · nonDerivative · entry 1

Grabin Elizabeth A · CIK 0001660013 · 1st VP Contr/Financial Report

10b5-1 filing: Not disclosed

Ownership: Indirect · by Managed Account

Disclosed balance after: 277.95

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:13 UTC
BUDD THOMAS DPresident/CEO RB&T
OtherCommon Stock 602.02 $42.85 $25,796.56
Disclosure

SEC source: 0000906465-18-000005 · edgardoc.xml · nonDerivative · entry 5

BUDD THOMAS D · CIK 0001591909 · President/CEO RB&T

10b5-1 filing: Not disclosed

Ownership: Indirect · by Managed Account

Disclosed balance after: 1,849.92

Read SEC document
December 19, 2017 Filed Dec 19, 2017 15:43 UTC
HELLING LARRY JDirector · President/CEO CRBT
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,021 $15.62 Strike: $15.62 $15,948.02
Disclosure

SEC source: 0000906465-17-000063 · edgardoc.xml · derivative · entry 6

HELLING LARRY J · CIK 0001222102 · Director · President/CEO CRBT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,021 shares

Expires 2018-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 19, 2017 Filed Dec 19, 2017 15:43 UTC
HELLING LARRY JDirector · President/CEO CRBT
SaleCommon Stock 1,021 $44.40 $45,332.40
Disclosure

SEC source: 0000906465-17-000063 · edgardoc.xml · nonDerivative · entry 2

HELLING LARRY J · CIK 0001222102 · Director · President/CEO CRBT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,159.03

Read SEC document
December 19, 2017 Filed Dec 19, 2017 15:43 UTC
HELLING LARRY JDirector · President/CEO CRBT
Exercise / conversionCommon Stock 1,021 $15.62 $15,948.02
Disclosure

SEC source: 0000906465-17-000063 · edgardoc.xml · nonDerivative · entry 1

HELLING LARRY J · CIK 0001222102 · Director · President/CEO CRBT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,180.03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2017 Filed Dec 15, 2017 16:41 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 300 $15.62 Strike: $15.62 $4,686.00
Disclosure

SEC source: 0000906465-17-000061 · edgardoc.xml · derivative · entry 7

BAIRD PATRICK · CIK 0001218395 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 300 shares

Expires 2018-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2017 Filed Dec 15, 2017 16:41 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 500 $15.62 Strike: $15.62 $7,810.00
Disclosure

SEC source: 0000906465-17-000061 · edgardoc.xml · derivative · entry 6

BAIRD PATRICK · CIK 0001218395 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300

Underlying: Common Stock · 500 shares

Expires 2018-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2017 Filed Dec 15, 2017 16:41 UTC SaleCommon Stock 300 $43.23 $12,969.00
Disclosure

SEC source: 0000906465-17-000061 · edgardoc.xml · nonDerivative · entry 4

BAIRD PATRICK · CIK 0001218395 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,222.25

Read SEC document
December 15, 2017 Filed Dec 15, 2017 16:41 UTC Exercise / conversionCommon Stock 300 $15.62 $4,686.00
Disclosure

SEC source: 0000906465-17-000061 · edgardoc.xml · nonDerivative · entry 3

BAIRD PATRICK · CIK 0001218395 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,522.25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2017 Filed Dec 15, 2017 16:41 UTC SaleCommon Stock 500 $43.23 $21,615.00
Disclosure

SEC source: 0000906465-17-000061 · edgardoc.xml · nonDerivative · entry 2

BAIRD PATRICK · CIK 0001218395 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,222.25

Read SEC document
December 15, 2017 Filed Dec 15, 2017 16:41 UTC Exercise / conversionCommon Stock 500 $15.62 $7,810.00
Disclosure

SEC source: 0000906465-17-000061 · edgardoc.xml · nonDerivative · entry 1

BAIRD PATRICK · CIK 0001218395 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,722.25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2017 Filed Dec 15, 2017 22:50 UTC
BUDD THOMAS DPresident/CEO RB&T
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 654 $17.10 Strike: $17.10 $11,183.40
Disclosure

SEC source: 0000906465-17-000062 · edgardoc.xml · derivative · entry 8

BUDD THOMAS D · CIK 0001591909 · President/CEO RB&T

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 654

Underlying: Common Stock · 654 shares

Expires 2024-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2017 Filed Dec 15, 2017 22:50 UTC
BUDD THOMAS DPresident/CEO RB&T
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 343 $15.65 Strike: $15.65 $5,367.95
Disclosure

SEC source: 0000906465-17-000062 · edgardoc.xml · derivative · entry 7

BUDD THOMAS D · CIK 0001591909 · President/CEO RB&T

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343

Underlying: Common Stock · 343 shares

Expires 2023-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2017 Filed Dec 15, 2017 22:50 UTC
BUDD THOMAS DPresident/CEO RB&T
SaleCommon Stock 343 $44.30 $15,194.90
Disclosure

SEC source: 0000906465-17-000062 · edgardoc.xml · nonDerivative · entry 4

BUDD THOMAS D · CIK 0001591909 · President/CEO RB&T

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,554

Read SEC document
December 14, 2017 Filed Dec 15, 2017 22:50 UTC
BUDD THOMAS DPresident/CEO RB&T
Exercise / conversionCommon Stock 343 $15.65 $5,367.95
Disclosure

SEC source: 0000906465-17-000062 · edgardoc.xml · nonDerivative · entry 3

BUDD THOMAS D · CIK 0001591909 · President/CEO RB&T

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,897

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2017 Filed Dec 15, 2017 22:50 UTC
BUDD THOMAS DPresident/CEO RB&T
SaleCommon Stock 654 $44.35 $29,004.90
Disclosure

SEC source: 0000906465-17-000062 · edgardoc.xml · nonDerivative · entry 2

BUDD THOMAS D · CIK 0001591909 · President/CEO RB&T

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,554

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December 14, 2017 Filed Dec 15, 2017 22:50 UTC
BUDD THOMAS DPresident/CEO RB&T
Exercise / conversionCommon Stock 654 $17.10 $11,183.40
Disclosure

SEC source: 0000906465-17-000062 · edgardoc.xml · nonDerivative · entry 1

BUDD THOMAS D · CIK 0001591909 · President/CEO RB&T

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,208

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.