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Nasdaq · USD

QCRH

QCR HOLDINGS INC

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Tapewire entity
4645
SEC CIK
0000906465
Parsed reports
505

Last 12 months

Inside the activity.

2 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202600
Mar 202601
Apr 202611
May 202600
Jun 202611
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2018 Filed Feb 14, 2019 23:01 UTC
Lindell Christopher JEVP, Corp Comm/Inv Relations
OtherCommon Stock 142 $28.88 $4,101.10
Disclosure

SEC source: 0000906465-19-000017 · edgardoc.xml · nonDerivative · entry 6

Lindell Christopher J · CIK 0001751557 · EVP, Corp Comm/Inv Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,960.3

F1 · shares: Represents the acquisition of shares through the QCR Holdings, Inc. Employee Stock Purchase Plan.

Read SEC document
December 31, 2018 Filed Feb 14, 2019 23:01 UTC OtherCommon Stock 809.69 $32.09 $25,982.95
Disclosure

SEC source: 0000906465-19-000016 · edgardoc.xml · nonDerivative · entry 5

KILMER MARK C · CIK 0001288227 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Managed Account

Disclosed balance after: 34,201.99

Read SEC document
December 31, 2018 Filed Feb 14, 2019 23:01 UTC
HULTQUIST DOUGLAS MDirector · President/CEO
OtherCommon Stock 34.96 $32.09 $1,121.87
Disclosure

SEC source: 0000906465-19-000015 · edgardoc.xml · nonDerivative · entry 2

HULTQUIST DOUGLAS M · CIK 0001222103 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 26,861.32

Read SEC document
December 31, 2018 Filed Feb 14, 2019 23:01 UTC
HULTQUIST DOUGLAS MDirector · President/CEO
OtherCommon Stock 48.75 $32.09 $1,564.39
Disclosure

SEC source: 0000906465-19-000015 · edgardoc.xml · nonDerivative · entry 1

HULTQUIST DOUGLAS M · CIK 0001222103 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Managed Account

Disclosed balance after: 17,174.17

Read SEC document
December 31, 2018 Filed Feb 14, 2019 23:00 UTC
Howard Anne ESVP, Dir Of Human Resources
OtherCommon Stock 25 $28.88 $722.03
Disclosure

SEC source: 0000906465-19-000014 · edgardoc.xml · nonDerivative · entry 4

Howard Anne E · CIK 0001751489 · SVP, Dir Of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 602

F1 · shares: Represents the acquisition of shares through the QCR Holdings, Inc. Employee Stock Purchase Plan.

Read SEC document
December 31, 2018 Filed Feb 14, 2019 23:00 UTC
HELLING LARRY JDirector · President/CEO CRBT
OtherCommon Stock 15.77 $32.09 $506.06
Disclosure

SEC source: 0000906465-19-000013 · edgardoc.xml · nonDerivative · entry 6

HELLING LARRY J · CIK 0001222102 · Director · President/CEO CRBT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 4,285.23

Read SEC document
December 31, 2018 Filed Feb 14, 2019 23:00 UTC
HELLING LARRY JDirector · President/CEO CRBT
OtherCommon Stock 56.38 $32.09 $1,809.23
Disclosure

SEC source: 0000906465-19-000013 · edgardoc.xml · nonDerivative · entry 5

HELLING LARRY J · CIK 0001222102 · Director · President/CEO CRBT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Managed Account

Disclosed balance after: 19,830.29

Read SEC document
December 31, 2018 Filed Feb 14, 2019 23:00 UTC
Grabin Elizabeth A1st VP Dir of Financial Report
OtherCommon Stock 84.41 $32.09 $2,708.72
Disclosure

SEC source: 0000906465-19-000012 · edgardoc.xml · nonDerivative · entry 1

Grabin Elizabeth A · CIK 0001660013 · 1st VP Dir of Financial Report

10b5-1 filing: Not disclosed

Ownership: Indirect · by Managed Account

Disclosed balance after: 772.36

Read SEC document
December 31, 2018 Filed Feb 14, 2019 23:00 UTC
GIPPLE TODD ADirector · EVP, COO & CFO
OtherCommon Stock 2.52 $32.09 $80.87
Disclosure

SEC source: 0000906465-19-000011 · edgardoc.xml · nonDerivative · entry 2

GIPPLE TODD A · CIK 0001218394 · Director · EVP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 685.01

Read SEC document
December 31, 2018 Filed Feb 14, 2019 23:00 UTC
GIPPLE TODD ADirector · EVP, COO & CFO
OtherCommon Stock 135.21 $32.09 $4,338.89
Disclosure

SEC source: 0000906465-19-000011 · edgardoc.xml · nonDerivative · entry 1

GIPPLE TODD A · CIK 0001218394 · Director · EVP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Managed Account

Disclosed balance after: 6,018.1

Read SEC document
December 31, 2018 Filed Feb 14, 2019 23:00 UTC
BUDD THOMAS DPresident/CEO RB&T
OtherCommon Stock 45.91 $32.09 $1,473.25
Disclosure

SEC source: 0000906465-19-000010 · edgardoc.xml · nonDerivative · entry 5

BUDD THOMAS D · CIK 0001591909 · President/CEO RB&T

10b5-1 filing: Not disclosed

Ownership: Indirect · by Managed Account

Disclosed balance after: 1,895.83

Read SEC document
December 31, 2018 Filed Feb 14, 2019 23:00 UTC
BUDD THOMAS DPresident/CEO RB&T
OtherCommon Stock 29 $28.88 $837.55
Disclosure

SEC source: 0000906465-19-000010 · edgardoc.xml · nonDerivative · entry 4

BUDD THOMAS D · CIK 0001591909 · President/CEO RB&T

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,641

F1 · shares: Represents the acquisition of shares through the QCR Holdings, Inc. Employee Stock Purchase Plan.

Read SEC document
December 31, 2018 Filed Feb 14, 2019 23:00 UTC OtherCommon Stock 403.36 $32.09 $12,943.82
Disclosure

SEC source: 0000906465-19-000009 · edgardoc.xml · nonDerivative · entry 1

BESONG JOHN PAUL E · CIK 0001221001 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 1,780.57

Read SEC document
December 31, 2018 Filed Feb 14, 2019 22:59 UTC OtherCommon Stock 57.78 $32.09 $1,854.16
Disclosure

SEC source: 0000906465-19-000008 · edgardoc.xml · nonDerivative · entry 1

Bates Mary Kay · CIK 0001742493 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 57.78

Read SEC document
December 31, 2018 Filed Feb 14, 2019 22:59 UTC OtherCommon Stock 1,047.19 $32.09 $33,604.33
Disclosure

SEC source: 0000906465-19-000007 · edgardoc.xml · nonDerivative · entry 5

BAIRD PATRICK · CIK 0001218395 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 25,388

Read SEC document
December 31, 2018 Filed Feb 14, 2019 22:59 UTC
ANDERSON JOHN HPresident/CEO QCBT
OtherCommon Stock 538.42 $32.09 $17,277.90
Disclosure

SEC source: 0000906465-19-000006 · edgardoc.xml · nonDerivative · entry 2

ANDERSON JOHN H · CIK 0001591963 · President/CEO QCBT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Managed Account

Disclosed balance after: 35,083.53

Read SEC document
December 13, 2018 Filed Dec 13, 2018 22:44 UTC PurchaseCommon Stock 20,000 $33.51 $670,294.00
Disclosure

SEC source: 0000906465-18-000060 · edgardoc.xml · nonDerivative · entry 1

Peterson Michael Lawrence · CIK 0001577345 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,477

Read SEC document
December 12, 2018 Filed Dec 14, 2018 17:28 UTC
Grabin Elizabeth A1st VP Dir of Financial Report
PurchaseCommon Stock 410 $33.80 $13,858.00
Disclosure

SEC source: 0000906465-18-000061 · edgardoc.xml · nonDerivative · entry 1

Grabin Elizabeth A · CIK 0001660013 · 1st VP Dir of Financial Report

10b5-1 filing: Not disclosed

Ownership: Indirect · by Managed Account

Disclosed balance after: 687.95

Read SEC document
December 11, 2018 Filed Dec 13, 2018 22:42 UTC
GIPPLE TODD ADirector · EVP, COO & CFO
PurchaseCommon Stock 2,564 $33.80 $86,663.20
Disclosure

SEC source: 0000906465-18-000059 · edgardoc.xml · nonDerivative · entry 1

GIPPLE TODD A · CIK 0001218394 · Director · EVP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Managed Account

Disclosed balance after: 5,882.89

Read SEC document
October 18, 2018 Filed Oct 18, 2018 16:24 UTC PurchaseCommon Stock 170 $38.59 $6,560.30
Disclosure

SEC source: 0000906465-18-000057 · edgardoc.xml · nonDerivative · entry 1

Ziegler Marie Z. · CIK 0001434721 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,442

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2017.

Read SEC document
October 03, 2018 Filed Feb 14, 2019 23:01 UTC OtherCommon Stock 6.65 $39.46 $262.40
Disclosure

SEC source: 0000906465-19-000018 · edgardoc.xml · nonDerivative · entry 1

NEUMAN LINDA K · CIK 0001582315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,362.93

F1 · shares: Represents the acquisition of shares through the QCR Holdings, Inc. Dividend Reinvestment Plan.

Read SEC document
October 03, 2018 Filed Feb 14, 2019 23:01 UTC
Lindell Christopher JEVP, Corp Comm/Inv Relations
OtherCommon Stock 10.88 $39.46 $429.30
Disclosure

SEC source: 0000906465-19-000017 · edgardoc.xml · nonDerivative · entry 5

Lindell Christopher J · CIK 0001751557 · EVP, Corp Comm/Inv Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,818.3

F2 · shares: Represents the acquisition of shares through the QCR Holdings, Inc. Dividend Reinvestment Plan.

Read SEC document
October 03, 2018 Filed Feb 14, 2019 23:01 UTC OtherCommon Stock 12.74 $39.46 $502.69
Disclosure

SEC source: 0000906465-19-000016 · edgardoc.xml · nonDerivative · entry 4

KILMER MARK C · CIK 0001288227 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,490.28

F1 · shares: Represents the acquisition of shares through the QCR Holdings, Inc. Dividend Reinvestment Plan.

Read SEC document
October 03, 2018 Filed Feb 14, 2019 23:00 UTC
HELLING LARRY JDirector · President/CEO CRBT
OtherCommon Stock 10.67 $39.32 $419.60
Disclosure

SEC source: 0000906465-19-000013 · edgardoc.xml · nonDerivative · entry 4

HELLING LARRY J · CIK 0001222102 · Director · President/CEO CRBT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,538.49

F1 · shares: Represents the acquisition of shares through the QCR Holdings, Inc. Dividend Reinvestment Plan.

Read SEC document
October 03, 2018 Filed Feb 14, 2019 22:59 UTC OtherCommon Stock 75.18 $39.46 $2,966.45
Disclosure

SEC source: 0000906465-19-000007 · edgardoc.xml · nonDerivative · entry 4

BAIRD PATRICK · CIK 0001218395 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,015.06

F1 · shares: Represents the acquisition of shares through the QCR Holdings, Inc. Dividend Reinvestment Plan.

Read SEC document
September 30, 2018 Filed Feb 14, 2019 23:01 UTC
Lindell Christopher JEVP, Corp Comm/Inv Relations
OtherCommon Stock 128 $36.77 $4,705.92
Disclosure

SEC source: 0000906465-19-000017 · edgardoc.xml · nonDerivative · entry 4

Lindell Christopher J · CIK 0001751557 · EVP, Corp Comm/Inv Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,807.42

F1 · shares: Represents the acquisition of shares through the QCR Holdings, Inc. Employee Stock Purchase Plan.

Read SEC document
September 30, 2018 Filed Feb 14, 2019 23:00 UTC
Howard Anne ESVP, Dir Of Human Resources
OtherCommon Stock 23 $36.77 $845.60
Disclosure

SEC source: 0000906465-19-000014 · edgardoc.xml · nonDerivative · entry 3

Howard Anne E · CIK 0001751489 · SVP, Dir Of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 577

F1 · shares: Represents the acquisition of shares through the QCR Holdings, Inc. Employee Stock Purchase Plan.

Read SEC document
September 30, 2018 Filed Feb 14, 2019 23:00 UTC
BUDD THOMAS DPresident/CEO RB&T
OtherCommon Stock 27 $36.77 $992.66
Disclosure

SEC source: 0000906465-19-000010 · edgardoc.xml · nonDerivative · entry 3

BUDD THOMAS D · CIK 0001591909 · President/CEO RB&T

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,612

F1 · shares: Represents the acquisition of shares through the QCR Holdings, Inc. Employee Stock Purchase Plan.

Read SEC document
September 19, 2018 Filed Sep 21, 2018 21:20 UTC
BUDD THOMAS DPresident/CEO RB&T
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 600 $43.00 Strike: $17.49 $25,800.00
Disclosure

SEC source: 0000906465-18-000056 · edgardoc.xml · derivative · entry 6

BUDD THOMAS D · CIK 0001591909 · President/CEO RB&T

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199

Underlying: Common Stock · 600 shares

Expires 2025-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 19, 2018 Filed Sep 21, 2018 21:20 UTC
BUDD THOMAS DPresident/CEO RB&T
Exercise / conversionCommon Stock 600 $17.49 $10,494.00
Disclosure

SEC source: 0000906465-18-000056 · edgardoc.xml · nonDerivative · entry 3

BUDD THOMAS D · CIK 0001591909 · President/CEO RB&T

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,492

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 19, 2018 Filed Sep 21, 2018 21:20 UTC
BUDD THOMAS DPresident/CEO RB&T
SaleCommon Stock 224 $43.00 $9,632.00
Disclosure

SEC source: 0000906465-18-000056 · edgardoc.xml · nonDerivative · entry 2

BUDD THOMAS D · CIK 0001591909 · President/CEO RB&T

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,892

Read SEC document
September 19, 2018 Filed Sep 21, 2018 21:20 UTC
BUDD THOMAS DPresident/CEO RB&T
SaleCommon Stock 600 $43.00 $25,800.00
Disclosure

SEC source: 0000906465-18-000056 · edgardoc.xml · nonDerivative · entry 1

BUDD THOMAS D · CIK 0001591909 · President/CEO RB&T

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,116

Read SEC document
July 19, 2018 Filed Jul 25, 2018 12:32 UTC PurchaseCommon Stock 142 $45.70 $6,489.40
Disclosure

SEC source: 0000906465-18-000051 · edgardoc.xml · nonDerivative · entry 1

Ziegler Marie Z. · CIK 0001434721 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,272

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2017.

Read SEC document
July 12, 2018 Filed Jul 13, 2018 18:51 UTC
BUDD THOMAS DPresident/CEO RB&T
SaleCommon Stock 473 $49.50 $23,413.50
Disclosure

SEC source: 0000906465-18-000050 · edgardoc.xml · nonDerivative · entry 1

BUDD THOMAS D · CIK 0001591909 · President/CEO RB&T

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,716

Read SEC document
July 09, 2018 Filed Jul 12, 2018 18:30 UTC
BUDD THOMAS DPresident/CEO RB&T
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 856 $22.64 Strike: $22.64 $19,379.84
Disclosure

SEC source: 0000906465-18-000049 · edgardoc.xml · derivative · entry 5

BUDD THOMAS D · CIK 0001591909 · President/CEO RB&T

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 856

Underlying: Common Stock · 856 shares

Expires 2026-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 09, 2018 Filed Jul 12, 2018 18:30 UTC
BUDD THOMAS DPresident/CEO RB&T
SaleCommon Stock 856 $49.50 $42,372.00
Disclosure

SEC source: 0000906465-18-000049 · edgardoc.xml · nonDerivative · entry 2

BUDD THOMAS D · CIK 0001591909 · President/CEO RB&T

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,189

Read SEC document
July 09, 2018 Filed Jul 12, 2018 18:30 UTC
BUDD THOMAS DPresident/CEO RB&T
Exercise / conversionCommon Stock 856 $22.64 $19,379.84
Disclosure

SEC source: 0000906465-18-000049 · edgardoc.xml · nonDerivative · entry 1

BUDD THOMAS D · CIK 0001591909 · President/CEO RB&T

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,045

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 05, 2018 Filed Feb 14, 2019 23:01 UTC OtherCommon Stock 10.32 $48.65 $502.07
Disclosure

SEC source: 0000906465-19-000016 · edgardoc.xml · nonDerivative · entry 3

KILMER MARK C · CIK 0001288227 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,477.54

F1 · shares: Represents the acquisition of shares through the QCR Holdings, Inc. Dividend Reinvestment Plan.

Read SEC document
July 05, 2018 Filed Feb 14, 2019 23:00 UTC
HELLING LARRY JDirector · President/CEO CRBT
OtherCommon Stock 8.62 $48.62 $419.13
Disclosure

SEC source: 0000906465-19-000013 · edgardoc.xml · nonDerivative · entry 3

HELLING LARRY J · CIK 0001222102 · Director · President/CEO CRBT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,527.82

F1 · shares: Represents the acquisition of shares through the QCR Holdings, Inc. Dividend Reinvestment Plan.

Read SEC document
July 05, 2018 Filed Feb 14, 2019 22:59 UTC OtherCommon Stock 60.9 $48.65 $2,962.79
Disclosure

SEC source: 0000906465-19-000007 · edgardoc.xml · nonDerivative · entry 3

BAIRD PATRICK · CIK 0001218395 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,939.88

F1 · shares: Represents the acquisition of shares through the QCR Holdings, Inc. Dividend Reinvestment Plan.

Read SEC document
June 30, 2018 Filed Feb 14, 2019 23:01 UTC
Lindell Christopher JEVP, Corp Comm/Inv Relations
OtherCommon Stock 95 $38.57 $3,663.68
Disclosure

SEC source: 0000906465-19-000017 · edgardoc.xml · nonDerivative · entry 3

Lindell Christopher J · CIK 0001751557 · EVP, Corp Comm/Inv Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268.42

F1 · shares: Represents the acquisition of shares through the QCR Holdings, Inc. Employee Stock Purchase Plan.

Read SEC document
June 30, 2018 Filed Feb 14, 2019 23:00 UTC
Howard Anne ESVP, Dir Of Human Resources
OtherCommon Stock 19 $38.57 $732.74
Disclosure

SEC source: 0000906465-19-000014 · edgardoc.xml · nonDerivative · entry 2

Howard Anne E · CIK 0001751489 · SVP, Dir Of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57

F1 · shares: Represents the acquisition of shares through the QCR Holdings, Inc. Employee Stock Purchase Plan.

Read SEC document
June 30, 2018 Filed Feb 14, 2019 23:00 UTC
BUDD THOMAS DPresident/CEO RB&T
OtherCommon Stock 22 $38.57 $848.43
Disclosure

SEC source: 0000906465-19-000010 · edgardoc.xml · nonDerivative · entry 2

BUDD THOMAS D · CIK 0001591909 · President/CEO RB&T

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,282

F1 · shares: Represents the acquisition of shares through the QCR Holdings, Inc. Employee Stock Purchase Plan.

Read SEC document
May 16, 2018 Filed May 17, 2018 17:57 UTC
HELLING LARRY JPresident/CEO CRBT
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,500 $47.70 Strike: $9.30 $71,550.00
Disclosure

SEC source: 0000906465-18-000045 · edgardoc.xml · derivative · entry 6

HELLING LARRY J · CIK 0001222102 · President/CEO CRBT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,081

Underlying: Common Stock · 1,500 shares

Expires 2019-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2018 Filed May 17, 2018 17:57 UTC
HELLING LARRY JPresident/CEO CRBT
SaleCommon Stock 1,500 $47.70 $71,550.00
Disclosure

SEC source: 0000906465-18-000045 · edgardoc.xml · nonDerivative · entry 2

HELLING LARRY J · CIK 0001222102 · President/CEO CRBT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,503.76

Read SEC document
May 16, 2018 Filed May 17, 2018 17:57 UTC
HELLING LARRY JPresident/CEO CRBT
Exercise / conversionCommon Stock 1,500 $9.30 $13,950.00
Disclosure

SEC source: 0000906465-18-000045 · edgardoc.xml · nonDerivative · entry 1

HELLING LARRY J · CIK 0001222102 · President/CEO CRBT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,003.76

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2018 Filed May 10, 2018 21:53 UTC
Grabin Elizabeth A1st VP Dir of Financial Report
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 157 $47.50 Strike: $45.00 $7,457.50
Disclosure

SEC source: 0000906465-18-000044 · edgardoc.xml · derivative · entry 10

Grabin Elizabeth A · CIK 0001660013 · 1st VP Dir of Financial Report

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468

Underlying: Common Stock · 157 shares

Expires 2027-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options are exercisable in annual increments of 25% each, with the first 25% vesting on the first anniversary of the option grant.

Read SEC document
May 09, 2018 Filed May 10, 2018 21:53 UTC
Grabin Elizabeth A1st VP Dir of Financial Report
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 200 $47.50 Strike: $22.64 $9,500.00
Disclosure

SEC source: 0000906465-18-000044 · edgardoc.xml · derivative · entry 9

Grabin Elizabeth A · CIK 0001660013 · 1st VP Dir of Financial Report

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400

Underlying: Common Stock · 200 shares

Expires 2026-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2018 Filed May 10, 2018 21:53 UTC
Grabin Elizabeth A1st VP Dir of Financial Report
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 125 $47.50 Strike: $17.49 $5,937.50
Disclosure

SEC source: 0000906465-18-000044 · edgardoc.xml · derivative · entry 8

Grabin Elizabeth A · CIK 0001660013 · 1st VP Dir of Financial Report

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125

Underlying: Common Stock · 125 shares

Expires 2025-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2018 Filed May 10, 2018 21:53 UTC
Grabin Elizabeth A1st VP Dir of Financial Report
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 35 $47.50 Strike: $17.10 $1,662.50
Disclosure

SEC source: 0000906465-18-000044 · edgardoc.xml · derivative · entry 7

Grabin Elizabeth A · CIK 0001660013 · 1st VP Dir of Financial Report

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35

Underlying: Common Stock · 35 shares

Expires 2024-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.