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QUALCOMM INC/DE

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2852
SEC CIK
0000804328
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3,870

Last 12 months

Inside the activity.

0 purchase rows · 113 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202509
Dec 2025014
Jan 202603
Feb 202605
Mar 202606
Apr 202604
May 2026030
Jun 2026011
Jul 2026011
Aug 202608
Sep 2026011
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 06, 2012 Filed Sep 10, 2012 16:04 UTC
JACOBS PAUL EDirector · Chairman & CEO
Exercise / conversionCommon Stock 9,284 $34.83 $323,361.72
Disclosure

SEC source: 0001234452-12-000316 · edgardoc.xml · nonDerivative · entry 1

JACOBS PAUL E · CIK 0001191310 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 131,234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

Read SEC document
September 06, 2012 Filed Sep 10, 2012 16:03 UTC
ABERLE DEREK KEVP & Group President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $41.33 $0.00
Disclosure

SEC source: 0001234452-12-000315 · edgardoc.xml · derivative · entry 6

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,000

Underlying: Common Stock · 1,000 shares

Expires 2017-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
September 06, 2012 Filed Sep 10, 2012 16:03 UTC
ABERLE DEREK KEVP & Group President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,000 $0.00 Strike: $35.66 $0.00
Disclosure

SEC source: 0001234452-12-000315 · edgardoc.xml · derivative · entry 5

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,750

Underlying: Common Stock · 2,000 shares

Expires 2018-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
September 06, 2012 Filed Sep 10, 2012 16:03 UTC
ABERLE DEREK KEVP & Group President
SaleCommon Stock 1,000 $62.50 $62,500.00
Disclosure

SEC source: 0001234452-12-000315 · edgardoc.xml · nonDerivative · entry 4

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,054

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 06, 2012 Filed Sep 10, 2012 16:03 UTC
ABERLE DEREK KEVP & Group President
Exercise / conversionCommon Stock 1,000 $41.33 $41,330.00
Disclosure

SEC source: 0001234452-12-000315 · edgardoc.xml · nonDerivative · entry 3

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2012 Filed Sep 10, 2012 16:03 UTC
ABERLE DEREK KEVP & Group President
SaleCommon Stock 2,000 $62.50 $125,000.00
Disclosure

SEC source: 0001234452-12-000315 · edgardoc.xml · nonDerivative · entry 2

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,054

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 06, 2012 Filed Sep 10, 2012 16:03 UTC
ABERLE DEREK KEVP & Group President
Exercise / conversionCommon Stock 2,000 $35.66 $71,320.00
Disclosure

SEC source: 0001234452-12-000315 · edgardoc.xml · nonDerivative · entry 1

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 04, 2012 Filed Sep 6, 2012 17:43 UTC
Johnson Margaret LExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 25,125 $0.00 Strike: $49.12 $0.00
Disclosure

SEC source: 0001234452-12-000309 · edgardoc.xml · derivative · entry 6

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,875

Underlying: Common Stock · 25,125 shares

Expires 2017-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant.

Read SEC document
September 04, 2012 Filed Sep 6, 2012 17:43 UTC
Johnson Margaret LExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,875 $0.00 Strike: $44.75 $0.00
Disclosure

SEC source: 0001234452-12-000309 · edgardoc.xml · derivative · entry 5

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,275

Underlying: Common Stock · 4,875 shares

Expires 2019-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant.

Read SEC document
September 04, 2012 Filed Sep 6, 2012 17:43 UTC
Johnson Margaret LExecutive Vice President
SaleCommon Stock 25,125 $60.77 $1,526,904.04
Disclosure

SEC source: 0001234452-12-000309 · edgardoc.xml · nonDerivative · entry 4

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,215

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · price: The sale prices for this transaction ranged from $60.57 to $61.00 The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 209 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2012.

Read SEC document
September 04, 2012 Filed Sep 6, 2012 17:43 UTC
Johnson Margaret LExecutive Vice President
Exercise / conversionCommon Stock 25,125 $49.12 $1,234,077.19
Disclosure

SEC source: 0001234452-12-000309 · edgardoc.xml · nonDerivative · entry 3

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,340

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 04, 2012 Filed Sep 6, 2012 17:43 UTC
Johnson Margaret LExecutive Vice President
SaleCommon Stock 4,875 $60.77 $296,264.96
Disclosure

SEC source: 0001234452-12-000309 · edgardoc.xml · nonDerivative · entry 2

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,215

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · price: The sale prices for this transaction ranged from $60.57 to $61.00 The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
September 04, 2012 Filed Sep 6, 2012 17:43 UTC
Johnson Margaret LExecutive Vice President
Exercise / conversionCommon Stock 4,875 $44.75 $218,156.25
Disclosure

SEC source: 0001234452-12-000309 · edgardoc.xml · nonDerivative · entry 1

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,090

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 04, 2012 Filed Sep 6, 2012 17:45 UTC
ABERLE DEREK KEVP & Group President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $42.16 $0.00
Disclosure

SEC source: 0001234452-12-000310 · edgardoc.xml · derivative · entry 9

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000 shares

Expires 2014-10-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
September 04, 2012 Filed Sep 6, 2012 17:45 UTC
ABERLE DEREK KEVP & Group President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $41.33 $0.00
Disclosure

SEC source: 0001234452-12-000310 · edgardoc.xml · derivative · entry 8

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 1,000 shares

Expires 2017-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
September 04, 2012 Filed Sep 6, 2012 17:45 UTC
ABERLE DEREK KEVP & Group President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,000 $0.00 Strike: $35.66 $0.00
Disclosure

SEC source: 0001234452-12-000310 · edgardoc.xml · derivative · entry 7

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,750

Underlying: Common Stock · 2,000 shares

Expires 2018-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
September 04, 2012 Filed Sep 6, 2012 17:45 UTC
ABERLE DEREK KEVP & Group President
SaleCommon Stock 1,000 $61.19 $61,190.00
Disclosure

SEC source: 0001234452-12-000310 · edgardoc.xml · nonDerivative · entry 6

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,054

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 04, 2012 Filed Sep 6, 2012 17:45 UTC
ABERLE DEREK KEVP & Group President
Exercise / conversionCommon Stock 1,000 $42.16 $42,160.00
Disclosure

SEC source: 0001234452-12-000310 · edgardoc.xml · nonDerivative · entry 5

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 04, 2012 Filed Sep 6, 2012 17:45 UTC
ABERLE DEREK KEVP & Group President
SaleCommon Stock 1,000 $61.19 $61,190.00
Disclosure

SEC source: 0001234452-12-000310 · edgardoc.xml · nonDerivative · entry 4

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,054

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 04, 2012 Filed Sep 6, 2012 17:45 UTC
ABERLE DEREK KEVP & Group President
Exercise / conversionCommon Stock 1,000 $41.33 $41,330.00
Disclosure

SEC source: 0001234452-12-000310 · edgardoc.xml · nonDerivative · entry 3

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 04, 2012 Filed Sep 6, 2012 17:45 UTC
ABERLE DEREK KEVP & Group President
SaleCommon Stock 2,000 $61.19 $122,380.00
Disclosure

SEC source: 0001234452-12-000310 · edgardoc.xml · nonDerivative · entry 2

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,054

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 04, 2012 Filed Sep 6, 2012 17:45 UTC
ABERLE DEREK KEVP & Group President
Exercise / conversionCommon Stock 2,000 $35.66 $71,320.00
Disclosure

SEC source: 0001234452-12-000310 · edgardoc.xml · nonDerivative · entry 1

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 04, 2012 Filed Sep 6, 2012 17:46 UTC
JACOBS PAUL EDirector · Chairman & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 22,000 $0.00 Strike: $22.23 $0.00
Disclosure

SEC source: 0001234452-12-000311 · edgardoc.xml · derivative · entry 7

JACOBS PAUL E · CIK 0001191310 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,916

Underlying: Common Stock · 22,000 shares

Expires 2013-11-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
September 04, 2012 Filed Sep 6, 2012 17:46 UTC
JACOBS PAUL EDirector · Chairman & CEO
SaleCommon Stock 22,000 $61.19 $1,346,180.00
Disclosure

SEC source: 0001234452-12-000311 · edgardoc.xml · nonDerivative · entry 4

JACOBS PAUL E · CIK 0001191310 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 121,950

F4 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

Read SEC document
September 04, 2012 Filed Sep 6, 2012 17:46 UTC
JACOBS PAUL EDirector · Chairman & CEO
GiftCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001234452-12-000311 · edgardoc.xml · nonDerivative · entry 3

JACOBS PAUL E · CIK 0001191310 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 143,950

F1 · kind: Gift to Spouse's Grantor Retained Annuity Trust (GRAT) who shares reporting person's household. The reporting person disclaims beneficial ownership of the shares held by Mrs. Jacobs' GRAT, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose. The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

Read SEC document
September 04, 2012 Filed Sep 6, 2012 17:46 UTC
JACOBS PAUL EDirector · Chairman & CEO
Exercise / conversionCommon Stock 22,000 $22.23 $489,060.00
Disclosure

SEC source: 0001234452-12-000311 · edgardoc.xml · nonDerivative · entry 2

JACOBS PAUL E · CIK 0001191310 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 343,950

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

Read SEC document
September 04, 2012 Filed Sep 6, 2012 17:46 UTC
JACOBS PAUL EDirector · Chairman & CEO
GiftCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001234452-12-000311 · edgardoc.xml · nonDerivative · entry 1

JACOBS PAUL E · CIK 0001191310 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by GRAT S

Disclosed balance after: 582,370

F1 · kind: Gift to Spouse's Grantor Retained Annuity Trust (GRAT) who shares reporting person's household. The reporting person disclaims beneficial ownership of the shares held by Mrs. Jacobs' GRAT, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose. The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · ownership.nature: Securities held by Harlan A. Jacobs, Trustee of The Stacy R. Jacobs Grantor Retained Annuity Trust (GRAT).

Read SEC document
September 04, 2012 Filed Sep 6, 2012 17:46 UTC
ALTMAN STEVEN RVice Chairman
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $34.83 $0.00
Disclosure

SEC source: 0001234452-12-000312 · edgardoc.xml · derivative · entry 3

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 3,617

Underlying: Common Stock · 50,000 shares

Expires 2016-11-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
September 04, 2012 Filed Sep 6, 2012 17:46 UTC
ALTMAN STEVEN RVice Chairman
SaleCommon Stock 50,000 $60.97 $3,048,635.00
Disclosure

SEC source: 0001234452-12-000312 · edgardoc.xml · nonDerivative · entry 2

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 104,716

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3 · price: The sale prices for this transaction ranged from $60.5001 to $61.19. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

Read SEC document
September 04, 2012 Filed Sep 6, 2012 17:46 UTC
ALTMAN STEVEN RVice Chairman
Exercise / conversionCommon Stock 50,000 $34.83 $1,741,500.00
Disclosure

SEC source: 0001234452-12-000312 · edgardoc.xml · nonDerivative · entry 1

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 154,716

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

Read SEC document
August 28, 2012 Filed Aug 31, 2012 00:43 UTC
ALTMAN STEVEN RVice Chairman
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 128,080 $0.00 Strike: $37.29 $0.00
Disclosure

SEC source: 0001234452-12-000304 · edgardoc.xml · derivative · entry 7

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Children's Trust

Disclosed balance after: 0

Underlying: Common Stock · 128,080 shares

Expires 2017-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
August 28, 2012 Filed Aug 31, 2012 00:43 UTC
ALTMAN STEVEN RVice Chairman
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 156,356 $0.00 Strike: $34.83 $0.00
Disclosure

SEC source: 0001234452-12-000304 · edgardoc.xml · derivative · entry 6

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Children's Trust

Disclosed balance after: 0

Underlying: Common Stock · 156,356 shares

Expires 2016-11-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
August 28, 2012 Filed Aug 31, 2012 00:43 UTC
ALTMAN STEVEN RVice Chairman
SaleCommon Stock 128,080 $62.13 $7,957,213.35
Disclosure

SEC source: 0001234452-12-000304 · edgardoc.xml · nonDerivative · entry 4

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Children's Trust

Disclosed balance after: 0

F2 · price: The sale prices for this transaction ranged from $62.00 to $62.50. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Securities held by Jeffrey Altman, trustee of the Altman Children's Trust dated 5/11/2010.

Read SEC document
August 28, 2012 Filed Aug 31, 2012 00:43 UTC
ALTMAN STEVEN RVice Chairman
Exercise / conversionCommon Stock 128,080 $37.29 $4,776,103.20
Disclosure

SEC source: 0001234452-12-000304 · edgardoc.xml · nonDerivative · entry 3

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Children's Trust

Disclosed balance after: 128,080

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Jeffrey Altman, trustee of the Altman Children's Trust dated 5/11/2010.

Read SEC document
August 28, 2012 Filed Aug 31, 2012 00:43 UTC
ALTMAN STEVEN RVice Chairman
SaleCommon Stock 156,356 $62.13 $9,713,913.58
Disclosure

SEC source: 0001234452-12-000304 · edgardoc.xml · nonDerivative · entry 2

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Children's Trust

Disclosed balance after: 0

F2 · price: The sale prices for this transaction ranged from $62.00 to $62.50. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Securities held by Jeffrey Altman, trustee of the Altman Children's Trust dated 5/11/2010.

Read SEC document
August 28, 2012 Filed Aug 31, 2012 00:43 UTC
ALTMAN STEVEN RVice Chairman
Exercise / conversionCommon Stock 156,356 $34.83 $5,445,879.48
Disclosure

SEC source: 0001234452-12-000304 · edgardoc.xml · nonDerivative · entry 1

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Children's Trust

Disclosed balance after: 156,356

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Jeffrey Altman, trustee of the Altman Children's Trust dated 5/11/2010.

Read SEC document
August 21, 2012 Filed Mar 25, 2016 19:47 UTC
JACOBS PAUL EDirector · Executive Chairman
GiftCommon Stock 612 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-016612 · doc4.xml · nonDerivative · entry 13

JACOBS PAUL E · CIK 0001191310 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 357,650

F5 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

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August 17, 2012 Filed Aug 20, 2012 19:37 UTC
GILBERT ANDREW MExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 8,894 $0.00 Strike: $44.75 $0.00
Disclosure

SEC source: 0001234452-12-000302 · edgardoc.xml · derivative · entry 12

GILBERT ANDREW M · CIK 0001423878 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,682

Underlying: Common Stock · 8,894 shares

Expires 2019-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant.

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August 17, 2012 Filed Aug 20, 2012 19:37 UTC
GILBERT ANDREW MExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,534 $0.00 Strike: $44.63 $0.00
Disclosure

SEC source: 0001234452-12-000302 · edgardoc.xml · derivative · entry 11

GILBERT ANDREW M · CIK 0001423878 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,534 shares

Expires 2017-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

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August 17, 2012 Filed Aug 20, 2012 19:37 UTC
GILBERT ANDREW MExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 6,000 $0.00 Strike: $41.33 $0.00
Disclosure

SEC source: 0001234452-12-000302 · edgardoc.xml · derivative · entry 10

GILBERT ANDREW M · CIK 0001423878 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 6,000 shares

Expires 2017-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

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August 17, 2012 Filed Aug 20, 2012 19:37 UTC
GILBERT ANDREW MExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 45,000 $0.00 Strike: $38.63 $0.00
Disclosure

SEC source: 0001234452-12-000302 · edgardoc.xml · derivative · entry 9

GILBERT ANDREW M · CIK 0001423878 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires 2018-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

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August 17, 2012 Filed Aug 20, 2012 19:37 UTC
GILBERT ANDREW MExecutive Vice President
SaleCommon Stock 2,534 $63.00 $159,642.00
Disclosure

SEC source: 0001234452-12-000302 · edgardoc.xml · nonDerivative · entry 8

GILBERT ANDREW M · CIK 0001423878 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,624

Read SEC document
August 17, 2012 Filed Aug 20, 2012 19:37 UTC
GILBERT ANDREW MExecutive Vice President
Exercise / conversionCommon Stock 2,534 $44.63 $113,092.42
Disclosure

SEC source: 0001234452-12-000302 · edgardoc.xml · nonDerivative · entry 7

GILBERT ANDREW M · CIK 0001423878 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2012 Filed Aug 20, 2012 19:37 UTC
GILBERT ANDREW MExecutive Vice President
SaleCommon Stock 6,000 $63.00 $378,000.00
Disclosure

SEC source: 0001234452-12-000302 · edgardoc.xml · nonDerivative · entry 6

GILBERT ANDREW M · CIK 0001423878 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,624

Read SEC document
August 17, 2012 Filed Aug 20, 2012 19:37 UTC
GILBERT ANDREW MExecutive Vice President
Exercise / conversionCommon Stock 6,000 $41.33 $247,980.00
Disclosure

SEC source: 0001234452-12-000302 · edgardoc.xml · nonDerivative · entry 5

GILBERT ANDREW M · CIK 0001423878 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,624

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2012 Filed Aug 20, 2012 19:37 UTC
GILBERT ANDREW MExecutive Vice President
SaleCommon Stock 45,000 $63.00 $2,835,000.00
Disclosure

SEC source: 0001234452-12-000302 · edgardoc.xml · nonDerivative · entry 4

GILBERT ANDREW M · CIK 0001423878 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,624

Read SEC document
August 17, 2012 Filed Aug 20, 2012 19:37 UTC
GILBERT ANDREW MExecutive Vice President
Exercise / conversionCommon Stock 45,000 $38.63 $1,738,350.00
Disclosure

SEC source: 0001234452-12-000302 · edgardoc.xml · nonDerivative · entry 3

GILBERT ANDREW M · CIK 0001423878 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,624

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2012 Filed Aug 20, 2012 19:37 UTC
GILBERT ANDREW MExecutive Vice President
SaleCommon Stock 8,894 $63.00 $560,322.00
Disclosure

SEC source: 0001234452-12-000302 · edgardoc.xml · nonDerivative · entry 2

GILBERT ANDREW M · CIK 0001423878 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,624

Read SEC document
August 17, 2012 Filed Aug 20, 2012 19:37 UTC
GILBERT ANDREW MExecutive Vice President
Exercise / conversionCommon Stock 8,894 $44.75 $398,006.50
Disclosure

SEC source: 0001234452-12-000302 · edgardoc.xml · nonDerivative · entry 1

GILBERT ANDREW M · CIK 0001423878 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2012 Filed Aug 15, 2012 20:42 UTC
ABERLE DEREK KEVP & Group President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $42.16 $0.00
Disclosure

SEC source: 0001234452-12-000299 · edgardoc.xml · derivative · entry 9

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2014-10-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.