Last 12 months
Inside the activity.
0 purchase rows · 113 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 9 |
| Dec 2025 | 0 | 14 |
| Jan 2026 | 0 | 3 |
| Feb 2026 | 0 | 5 |
| Mar 2026 | 0 | 6 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 30 |
| Jun 2026 | 0 | 11 |
| Jul 2026 | 0 | 11 |
| Aug 2026 | 0 | 8 |
| Sep 2026 | 0 | 11 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 20, 2025 Filed Feb 21, 2025 21:50 UTC |
MARTIN NEILSVP, Finance and CAO
|
Exercise / conversionCommon Stock | 640 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-25-000008 · edgardoc.xml · nonDerivative · entry 1 MARTIN NEIL · CIK 0001957113 · SVP, Finance and CAO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 828 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2025 Filed Feb 21, 2025 21:51 UTC |
ACHOUR BAAZIZChief Technology Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,130.7122 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-25-000009 · edgardoc.xml · derivative · entry 3 ACHOUR BAAZIZ · CIK 0002053888 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,393.1893 Underlying: Common Stock · 1,130.7122 shares Expires 2025-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2023, and the remaining balance vests quarterly thereafter. F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2023, and the remaining balance vests quarterly thereafter. Read SEC document |
| February 20, 2025 Filed Feb 21, 2025 21:51 UTC |
ACHOUR BAAZIZChief Technology Officer
|
Tax withholdingCommon Stock | 406 | $173.70 | $70,522.20 |
DisclosureSEC source: 0001888316-25-000009 · edgardoc.xml · nonDerivative · entry 2 ACHOUR BAAZIZ · CIK 0002053888 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 80,545 F1 · ownership.nature: Shares held by the reporting person's family trust, for which the reporting person and his spouse are trustees. Members of the reporting person's immediate family are the sole beneficiaries of the trust. Read SEC document |
| February 20, 2025 Filed Feb 21, 2025 21:51 UTC |
ACHOUR BAAZIZChief Technology Officer
|
Exercise / conversionCommon Stock | 1,130 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-25-000009 · edgardoc.xml · nonDerivative · entry 1 ACHOUR BAAZIZ · CIK 0002053888 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 80,951 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Shares held by the reporting person's family trust, for which the reporting person and his spouse are trustees. Members of the reporting person's immediate family are the sole beneficiaries of the trust. Read SEC document |
| February 12, 2025 Filed Feb 13, 2025 00:33 UTC |
Palkhiwala Akash J.CFO & COO
|
SaleCommon Stock | 580 | $170.69 | $98,999.68 |
DisclosureSEC source: 0001888316-25-000007 · edgardoc.xml · nonDerivative · entry 3 Palkhiwala Akash J. · CIK 0001786420 · CFO & COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 63,115 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on December 7, 2023. F4 · price: The sale prices for this transaction ranged from $170.5750 to $170.81. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F5 · balance_after: Includes 94 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2025. Read SEC document |
| February 12, 2025 Filed Feb 13, 2025 00:33 UTC |
Palkhiwala Akash J.CFO & COO
|
SaleCommon Stock | 1,320 | $170.05 | $224,469.70 |
DisclosureSEC source: 0001888316-25-000007 · edgardoc.xml · nonDerivative · entry 2 Palkhiwala Akash J. · CIK 0001786420 · CFO & COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 63,695 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on December 7, 2023. F3 · price: The sale prices for this transaction ranged from $169.58 to $170.3250. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 12, 2025 Filed Feb 13, 2025 00:33 UTC |
Palkhiwala Akash J.CFO & COO
|
SaleCommon Stock | 1,100 | $169.03 | $185,927.61 |
DisclosureSEC source: 0001888316-25-000007 · edgardoc.xml · nonDerivative · entry 1 Palkhiwala Akash J. · CIK 0001786420 · CFO & COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 65,015 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on December 7, 2023. F2 · price: The sale prices for this transaction ranged from $168.55 to $169.48. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 10, 2025 Filed Feb 10, 2025 23:29 UTC |
ROGERS ALEXANDER HPresident QTL & Global Affairs
|
SaleCommon Stock | 3,870 | $170.28 | $658,994.82 |
DisclosureSEC source: 0001888316-25-000006 · edgardoc.xml · nonDerivative · entry 2 ROGERS ALEXANDER H · CIK 0001687791 · President QTL & Global Affairs 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 20,762 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on February 7, 2024. F3 · price: The sale prices for this transaction ranged from $170.1 to $170.82. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F4 · balance_after: Includes 94 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2025. Read SEC document |
| February 10, 2025 Filed Feb 10, 2025 23:29 UTC |
ROGERS ALEXANDER HPresident QTL & Global Affairs
|
SaleCommon Stock | 15,417 | $169.72 | $2,616,557.82 |
DisclosureSEC source: 0001888316-25-000006 · edgardoc.xml · nonDerivative · entry 1 ROGERS ALEXANDER H · CIK 0001687791 · President QTL & Global Affairs 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 24,632 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on February 7, 2024. F2 · price: The sale prices for this transaction ranged from $169.1 to $170.09. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 02, 2025 Filed Jan 3, 2025 21:38 UTC |
Palkhiwala Akash J.CFO & COO
|
SaleCommon Stock | 180 | $157.18 | $28,291.50 |
DisclosureSEC source: 0001888316-25-000003 · edgardoc.xml · nonDerivative · entry 5 Palkhiwala Akash J. · CIK 0001786420 · CFO & COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 66,021 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on December 7, 2023. Read SEC document |
| January 02, 2025 Filed Jan 3, 2025 21:38 UTC |
Palkhiwala Akash J.CFO & COO
|
SaleCommon Stock | 180 | $156.20 | $28,115.10 |
DisclosureSEC source: 0001888316-25-000003 · edgardoc.xml · nonDerivative · entry 4 Palkhiwala Akash J. · CIK 0001786420 · CFO & COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 66,201 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on December 7, 2023. Read SEC document |
| January 02, 2025 Filed Jan 3, 2025 21:38 UTC |
Palkhiwala Akash J.CFO & COO
|
SaleCommon Stock | 989 | $155.51 | $153,802.55 |
DisclosureSEC source: 0001888316-25-000003 · edgardoc.xml · nonDerivative · entry 3 Palkhiwala Akash J. · CIK 0001786420 · CFO & COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 66,381 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on December 7, 2023. F3 · price: The sale prices for this transaction ranged from $155.18 to $155.925. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 02, 2025 Filed Jan 3, 2025 21:38 UTC |
Palkhiwala Akash J.CFO & COO
|
SaleCommon Stock | 180 | $154.67 | $27,840.60 |
DisclosureSEC source: 0001888316-25-000003 · edgardoc.xml · nonDerivative · entry 2 Palkhiwala Akash J. · CIK 0001786420 · CFO & COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 67,370 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on December 7, 2023. Read SEC document |
| January 02, 2025 Filed Jan 3, 2025 21:38 UTC |
Palkhiwala Akash J.CFO & COO
|
SaleCommon Stock | 1,471 | $153.50 | $225,801.00 |
DisclosureSEC source: 0001888316-25-000003 · edgardoc.xml · nonDerivative · entry 1 Palkhiwala Akash J. · CIK 0001786420 · CFO & COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 67,550 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on December 7, 2023. F2 · price: The sale prices for this transaction ranged from $153.12 to $154.01. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 31, 2024 Filed Jan 2, 2025 21:40 UTC |
TRICOIRE JEAN-PASCALDirector
|
GrantCommon Stock | 219 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-25-000001 · edgardoc.xml · nonDerivative · entry 1 TRICOIRE JEAN-PASCAL · CIK 0001815920 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,963.6031 F1 · shares: Represents Deferred Stock Units (DSUs) issued in lieu of payment of cash retainer fees. Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock in accordance with the grant agreement on the earlier of (1) separation from service, (2) death, (3) disability, or (4) a change in control. Read SEC document |
| December 31, 2024 Filed Jan 2, 2025 21:40 UTC |
Smit NeilDirector
|
GrantCommon Stock | 187 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-25-000002 · edgardoc.xml · nonDerivative · entry 1 Smit Neil · CIK 0001312168 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,489.4163 F1 · shares: Represents Deferred Stock Units (DSUs) issued in lieu of payment of cash retainer fees. Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) separation from service, (2) death, (3) disability, or (4) a change in control. If an election is made to settle the units partially in cash, such partial cash settlement will be reported on a subsequent Form 4 (if applicable) as a disposition to the Issuer on the settlement date. Read SEC document |
| December 16, 2024 Filed Dec 16, 2024 22:40 UTC |
CHAPLIN ANN CGeneral Counsel&Corp Secretary
|
SaleCommon Stock | 2,587 | $158.12 | $409,056.44 |
DisclosureSEC source: 0001888316-24-000090 · edgardoc.xml · nonDerivative · entry 4 CHAPLIN ANN C · CIK 0001888491 · General Counsel&Corp Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 19,739 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on June 6, 2024. Read SEC document |
| December 15, 2024 Filed Dec 16, 2024 22:39 UTC |
THOMPSON JAMES HChief Technology Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,183.0392 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-24-000087 · edgardoc.xml · derivative · entry 10 THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,577.7215 Underlying: Common Stock · 1,183.0392 shares Expires 2026-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. F5 · derivative.exercise_date: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2024, 2025 and 2026. F5 · derivative.expiration_date: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2024, 2025 and 2026. Read SEC document |
| December 15, 2024 Filed Dec 16, 2024 22:39 UTC |
THOMPSON JAMES HChief Technology Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 8,605.312 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-24-000087 · edgardoc.xml · derivative · entry 9 THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,760.7607 Underlying: Common Stock · 8,605.312 shares Expires 2026-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. F5 · derivative.exercise_date: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2024, 2025 and 2026. F5 · derivative.expiration_date: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2024, 2025 and 2026. Read SEC document |
| December 15, 2024 Filed Dec 16, 2024 22:39 UTC |
THOMPSON JAMES HChief Technology Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 10,742.5994 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-24-000087 · edgardoc.xml · derivative · entry 8 THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,743.645 Underlying: Common Stock · 10,742.5994 shares Expires 2025-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. F4 · derivative.exercise_date: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2023, 2024 and 2025. F4 · derivative.expiration_date: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2023, 2024 and 2025. Read SEC document |
| December 15, 2024 Filed Dec 16, 2024 22:39 UTC |
THOMPSON JAMES HChief Technology Officer
|
Tax withholdingCommon Stock | 1,183 | $158.53 | $187,540.99 |
DisclosureSEC source: 0001888316-24-000087 · edgardoc.xml · nonDerivative · entry 5 THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 242,114 F1 · shares: Pursuant to the terms of the Executive Restricted Stock Unit Agreements governing the applicable awards, the Restricted Stock Units granted to the reporting person in December 2023 became fully vested upon the reporting person's attainment of Normal Retirement Age (as defined in such agreements). These shares represent shares withheld to cover the tax liability associated with the vesting of such Restricted Stock Units. Read SEC document |
| December 15, 2024 Filed Dec 16, 2024 22:39 UTC |
THOMPSON JAMES HChief Technology Officer
|
Exercise / conversionCommon Stock | 1,183 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-24-000087 · edgardoc.xml · nonDerivative · entry 4 THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 243,297 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to the terms of the Executive Restricted Stock Unit Agreements governing the applicable awards, the Restricted Stock Units granted to the reporting person in December 2023 became fully vested upon the reporting person's attainment of Normal Retirement Age (as defined in such agreements). These shares represent shares withheld to cover the tax liability associated with the vesting of such Restricted Stock Units. Read SEC document |
| December 15, 2024 Filed Dec 16, 2024 22:39 UTC |
THOMPSON JAMES HChief Technology Officer
|
Tax withholdingCommon Stock | 9,102 | $158.53 | $1,442,940.06 |
DisclosureSEC source: 0001888316-24-000087 · edgardoc.xml · nonDerivative · entry 3 THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 242,114 Read SEC document |
| December 15, 2024 Filed Dec 16, 2024 22:39 UTC |
THOMPSON JAMES HChief Technology Officer
|
Exercise / conversionCommon Stock | 8,605 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-24-000087 · edgardoc.xml · nonDerivative · entry 2 THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 251,216 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2024 Filed Dec 16, 2024 22:39 UTC |
THOMPSON JAMES HChief Technology Officer
|
Exercise / conversionCommon Stock | 10,742 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-24-000087 · edgardoc.xml · nonDerivative · entry 1 THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 242,611 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2024 Filed Dec 16, 2024 22:39 UTC |
ROGERS ALEXANDER HPresident QTL & Global Affairs
|
Exercise / conversionRestricted Stock Unit · Derivative | 611.3898 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-24-000088 · edgardoc.xml · derivative · entry 8 ROGERS ALEXANDER H · CIK 0001687791 · President QTL & Global Affairs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,746.8368 Underlying: Common Stock · 611.3898 shares Expires 2026-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. F4 · derivative.exercise_date: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2024, 2025 and 2026. F4 · derivative.expiration_date: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2024, 2025 and 2026. Read SEC document |
| December 15, 2024 Filed Dec 16, 2024 22:39 UTC |
ROGERS ALEXANDER HPresident QTL & Global Affairs
|
Exercise / conversionRestricted Stock Unit · Derivative | 5,262.0286 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-24-000088 · edgardoc.xml · derivative · entry 7 ROGERS ALEXANDER H · CIK 0001687791 · President QTL & Global Affairs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,358.2266 Underlying: Common Stock · 5,262.0286 shares Expires 2026-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. F4 · derivative.exercise_date: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2024, 2025 and 2026. F4 · derivative.expiration_date: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2024, 2025 and 2026. Read SEC document |
| December 15, 2024 Filed Dec 16, 2024 22:39 UTC |
ROGERS ALEXANDER HPresident QTL & Global Affairs
|
Exercise / conversionRestricted Stock Unit · Derivative | 7,157.8986 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-24-000088 · edgardoc.xml · derivative · entry 6 ROGERS ALEXANDER H · CIK 0001687791 · President QTL & Global Affairs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,158.9441 Underlying: Common Stock · 7,157.8986 shares Expires 2025-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. F3 · derivative.exercise_date: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2023, 2024 and 2025. F3 · derivative.expiration_date: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2023, 2024 and 2025. Read SEC document |
| December 15, 2024 Filed Dec 16, 2024 22:39 UTC |
ROGERS ALEXANDER HPresident QTL & Global Affairs
|
Tax withholdingCommon Stock | 611 | $158.53 | $96,861.83 |
DisclosureSEC source: 0001888316-24-000088 · edgardoc.xml · nonDerivative · entry 5 ROGERS ALEXANDER H · CIK 0001687791 · President QTL & Global Affairs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,955 F1 · shares: Pursuant to the terms of the Executive Restricted Stock Unit Agreements governing the applicable awards, the Restricted Stock Units granted to the reporting person in December 2023 became fully vested upon the reporting person's attainment of Normal Retirement Age (as defined in such agreements). These shares represent shares withheld to cover the tax liability associated with the vesting of such Restricted Stock Units. Read SEC document |
| December 15, 2024 Filed Dec 16, 2024 22:39 UTC |
ROGERS ALEXANDER HPresident QTL & Global Affairs
|
Exercise / conversionCommon Stock | 611 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-24-000088 · edgardoc.xml · nonDerivative · entry 4 ROGERS ALEXANDER H · CIK 0001687791 · President QTL & Global Affairs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,566 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to the terms of the Executive Restricted Stock Unit Agreements governing the applicable awards, the Restricted Stock Units granted to the reporting person in December 2023 became fully vested upon the reporting person's attainment of Normal Retirement Age (as defined in such agreements). These shares represent shares withheld to cover the tax liability associated with the vesting of such Restricted Stock Units. Read SEC document |
| December 15, 2024 Filed Dec 16, 2024 22:39 UTC |
ROGERS ALEXANDER HPresident QTL & Global Affairs
|
Tax withholdingCommon Stock | 5,847 | $158.53 | $926,924.91 |
DisclosureSEC source: 0001888316-24-000088 · edgardoc.xml · nonDerivative · entry 3 ROGERS ALEXANDER H · CIK 0001687791 · President QTL & Global Affairs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,955 Read SEC document |
| December 15, 2024 Filed Dec 16, 2024 22:39 UTC |
ROGERS ALEXANDER HPresident QTL & Global Affairs
|
Exercise / conversionCommon Stock | 5,262 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-24-000088 · edgardoc.xml · nonDerivative · entry 2 ROGERS ALEXANDER H · CIK 0001687791 · President QTL & Global Affairs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,802 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2024 Filed Dec 16, 2024 22:39 UTC |
ROGERS ALEXANDER HPresident QTL & Global Affairs
|
Exercise / conversionCommon Stock | 7,157 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-24-000088 · edgardoc.xml · nonDerivative · entry 1 ROGERS ALEXANDER H · CIK 0001687791 · President QTL & Global Affairs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,540 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2024 Filed Dec 16, 2024 22:40 UTC |
Palkhiwala Akash J.CFO & COO
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,665.6596 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-24-000089 · edgardoc.xml · derivative · entry 7 Palkhiwala Akash J. · CIK 0001786420 · CFO & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,037.6605 Underlying: Common Stock · 2,665.6596 shares Expires 2026-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. F3 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on December 15, 2024, 2025 and 2026. F3 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on December 15, 2024, 2025 and 2026. Read SEC document |
| December 15, 2024 Filed Dec 16, 2024 22:40 UTC |
Palkhiwala Akash J.CFO & COO
|
Exercise / conversionRestricted Stock Unit · Derivative | 6,851.642 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-24-000089 · edgardoc.xml · derivative · entry 6 Palkhiwala Akash J. · CIK 0001786420 · CFO & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,703.3201 Underlying: Common Stock · 6,851.642 shares Expires 2026-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. F3 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on December 15, 2024, 2025 and 2026. F3 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on December 15, 2024, 2025 and 2026. Read SEC document |
| December 15, 2024 Filed Dec 16, 2024 22:40 UTC |
Palkhiwala Akash J.CFO & COO
|
Exercise / conversionRestricted Stock Unit · Derivative | 8,357.3303 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-24-000089 · edgardoc.xml · derivative · entry 5 Palkhiwala Akash J. · CIK 0001786420 · CFO & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,357.3303 Underlying: Common Stock · 8,357.3303 shares Expires 2025-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. F2 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on December 15, 2023, 2024 and 2025. F2 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on December 15, 2023, 2024 and 2025. Read SEC document |
| December 15, 2024 Filed Dec 16, 2024 22:40 UTC |
Palkhiwala Akash J.CFO & COO
|
Tax withholdingCommon Stock | 8,725 | $158.53 | $1,383,174.25 |
DisclosureSEC source: 0001888316-24-000089 · edgardoc.xml · nonDerivative · entry 4 Palkhiwala Akash J. · CIK 0001786420 · CFO & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,021 Read SEC document |
| December 15, 2024 Filed Dec 16, 2024 22:40 UTC |
Palkhiwala Akash J.CFO & COO
|
Exercise / conversionCommon Stock | 2,665 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-24-000089 · edgardoc.xml · nonDerivative · entry 3 Palkhiwala Akash J. · CIK 0001786420 · CFO & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,746 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2024 Filed Dec 16, 2024 22:40 UTC |
Palkhiwala Akash J.CFO & COO
|
Exercise / conversionCommon Stock | 6,851 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-24-000089 · edgardoc.xml · nonDerivative · entry 2 Palkhiwala Akash J. · CIK 0001786420 · CFO & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,081 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2024 Filed Dec 16, 2024 22:40 UTC |
Palkhiwala Akash J.CFO & COO
|
Exercise / conversionCommon Stock | 8,357 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-24-000089 · edgardoc.xml · nonDerivative · entry 1 Palkhiwala Akash J. · CIK 0001786420 · CFO & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,230 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2024 Filed Dec 16, 2024 22:40 UTC |
CHAPLIN ANN CGeneral Counsel&Corp Secretary
|
Exercise / conversionRestricted Stock Unit · Derivative | 5,138.7316 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-24-000090 · edgardoc.xml · derivative · entry 6 CHAPLIN ANN C · CIK 0001888491 · General Counsel&Corp Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 10,278.4823 Underlying: Common Stock · 5,138.7316 shares Expires 2026-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. F4 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on December 15, 2024, 2025 and 2026. F4 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on December 15, 2024, 2025 and 2026. Read SEC document |
| December 15, 2024 Filed Dec 16, 2024 22:40 UTC |
CHAPLIN ANN CGeneral Counsel&Corp Secretary
|
Exercise / conversionRestricted Stock Unit · Derivative | 5,066.4748 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-24-000090 · edgardoc.xml · derivative · entry 5 CHAPLIN ANN C · CIK 0001888491 · General Counsel&Corp Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 5,066.4748 Underlying: Common Stock · 5,066.4748 shares Expires 2025-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. F3 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on December 15, 2023, 2024 and 2025. F3 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on December 15, 2023, 2024 and 2025. Read SEC document |
| December 15, 2024 Filed Dec 16, 2024 22:40 UTC |
CHAPLIN ANN CGeneral Counsel&Corp Secretary
|
Tax withholdingCommon Stock | 5,031 | $158.30 | $796,407.30 |
DisclosureSEC source: 0001888316-24-000090 · edgardoc.xml · nonDerivative · entry 3 CHAPLIN ANN C · CIK 0001888491 · General Counsel&Corp Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 22,326 Read SEC document |
| December 15, 2024 Filed Dec 16, 2024 22:40 UTC |
CHAPLIN ANN CGeneral Counsel&Corp Secretary
|
Exercise / conversionCommon Stock | 5,138 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-24-000090 · edgardoc.xml · nonDerivative · entry 2 CHAPLIN ANN C · CIK 0001888491 · General Counsel&Corp Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 27,357 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2024 Filed Dec 16, 2024 22:40 UTC |
CHAPLIN ANN CGeneral Counsel&Corp Secretary
|
Exercise / conversionCommon Stock | 5,066 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-24-000090 · edgardoc.xml · nonDerivative · entry 1 CHAPLIN ANN C · CIK 0001888491 · General Counsel&Corp Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 22,219 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2024 Filed Dec 16, 2024 22:40 UTC |
AMON CRISTIANO RDirector · President & CEO
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,615.7295 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-24-000091 · edgardoc.xml · derivative · entry 11 AMON CRISTIANO R · CIK 0001559665 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,154.4239 Underlying: Common Stock · 2,615.7295 shares Expires 2026-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. F6 · derivative.exercise_date: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested upon the recipient's attainment of Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement) on March 28, 2024. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2024, 2025 and 2026. F6 · derivative.expiration_date: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested upon the recipient's attainment of Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement) on March 28, 2024. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2024, 2025 and 2026. Read SEC document |
| December 15, 2024 Filed Dec 16, 2024 22:40 UTC |
AMON CRISTIANO RDirector · President & CEO
|
Exercise / conversionRestricted Stock Unit · Derivative | 16,960.9729 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-24-000091 · edgardoc.xml · derivative · entry 10 AMON CRISTIANO R · CIK 0001559665 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,770.1534 Underlying: Common Stock · 16,960.9729 shares Expires 2026-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. F6 · derivative.exercise_date: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested upon the recipient's attainment of Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement) on March 28, 2024. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2024, 2025 and 2026. F6 · derivative.expiration_date: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested upon the recipient's attainment of Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement) on March 28, 2024. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2024, 2025 and 2026. Read SEC document |
| December 15, 2024 Filed Dec 16, 2024 22:40 UTC |
AMON CRISTIANO RDirector · President & CEO
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,126.9783 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-24-000091 · edgardoc.xml · derivative · entry 9 AMON CRISTIANO R · CIK 0001559665 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,871.5134 Underlying: Common Stock · 2,126.9783 shares Expires 2025-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. F5 · derivative.exercise_date: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested upon the recipient's attainment of Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement) on March 28, 2024. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2023, 2024 and 2025. F5 · derivative.expiration_date: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested upon the recipient's attainment of Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement) on March 28, 2024. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2023, 2024 and 2025. Read SEC document |
| December 15, 2024 Filed Dec 16, 2024 22:40 UTC |
AMON CRISTIANO RDirector · President & CEO
|
Exercise / conversionRestricted Stock Unit · Derivative | 21,744.5351 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-24-000091 · edgardoc.xml · derivative · entry 8 AMON CRISTIANO R · CIK 0001559665 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,998.4917 Underlying: Common Stock · 21,744.5351 shares Expires 2025-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. F5 · derivative.exercise_date: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested upon the recipient's attainment of Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement) on March 28, 2024. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2023, 2024 and 2025. F5 · derivative.expiration_date: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested upon the recipient's attainment of Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement) on March 28, 2024. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2023, 2024 and 2025. Read SEC document |
| December 15, 2024 Filed Dec 16, 2024 22:40 UTC |
AMON CRISTIANO RDirector · President & CEO
|
Tax withholdingCommon Stock | 2,615 | $158.53 | $414,555.95 |
DisclosureSEC source: 0001888316-24-000091 · edgardoc.xml · nonDerivative · entry 7 AMON CRISTIANO R · CIK 0001559665 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 299,116 F3 · shares: Pursuant to the terms of the Executive Restricted Stock Unit Agreements governing the applicable awards, the Restricted Stock Units granted to the reporting person in December 2023 became fully vested upon the reporting person's attainment of Normal Retirement Age (as defined in such agreements). These shares represent shares withheld to cover the tax liability associated with the vesting of such Restricted Stock Units. F1 · ownership.nature: Shares held by the reporting person's family trust, for which the reporting person and his spouse are trustees. The reporting person and members of his immediate family are the sole beneficiaries of the trust. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.