QCOM

SEC source: 0001234452-10-000219 · edgardoc.xml · derivative · entry 11

GILBERT ANDREW M · CIK 0001423878 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

Underlying: Common Stock · 28,000 shares

Expires 2016-10-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

SEC source: 0001234452-10-000219 · edgardoc.xml · nonDerivative · entry 10

GILBERT ANDREW M · CIK 0001423878 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,857

F1 · price: The sale prices for this transaction ranged from $48.00 to $48.28. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001234452-10-000219 · edgardoc.xml · nonDerivative · entry 9

GILBERT ANDREW M · CIK 0001423878 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,857

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001234452-10-000219 · edgardoc.xml · nonDerivative · entry 8

GILBERT ANDREW M · CIK 0001423878 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,857

F1 · price: The sale prices for this transaction ranged from $48.00 to $48.28. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001234452-10-000219 · edgardoc.xml · nonDerivative · entry 7

GILBERT ANDREW M · CIK 0001423878 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,857

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001234452-10-000219 · edgardoc.xml · nonDerivative · entry 6

GILBERT ANDREW M · CIK 0001423878 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,857

F1 · price: The sale prices for this transaction ranged from $48.00 to $48.28. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001234452-10-000219 · edgardoc.xml · nonDerivative · entry 5

GILBERT ANDREW M · CIK 0001423878 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,702

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001234452-10-000219 · edgardoc.xml · nonDerivative · entry 4

GILBERT ANDREW M · CIK 0001423878 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,857

F1 · price: The sale prices for this transaction ranged from $48.00 to $48.28. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001234452-10-000219 · edgardoc.xml · nonDerivative · entry 3

GILBERT ANDREW M · CIK 0001423878 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,357

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001234452-10-000219 · edgardoc.xml · nonDerivative · entry 2

GILBERT ANDREW M · CIK 0001423878 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,857

F1 · price: The sale prices for this transaction ranged from $48.00 to $48.28. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001234452-10-000219 · edgardoc.xml · nonDerivative · entry 1

GILBERT ANDREW M · CIK 0001423878 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,857

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001234452-10-000227 · edgardoc.xml · derivative · entry 4

NELLES DUANE · CIK 0001179885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2011-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest as to 10% of the total shares granted on August 27, 2001 and as to 1/60th of the total shares granted on each monthly anniversary beginning on September 27, 2001.

SEC source: 0001234452-10-000227 · edgardoc.xml · nonDerivative · entry 2

NELLES DUANE · CIK 0001179885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The sale prices for this transaction ranged from $48.05 to $48.25. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001234452-10-000227 · edgardoc.xml · nonDerivative · entry 1

NELLES DUANE · CIK 0001179885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001234452-10-000229 · edgardoc.xml · nonDerivative · entry 6

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 2,435,746

F6 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

SEC source: 0001234452-10-000229 · edgardoc.xml · nonDerivative · entry 4

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by GRAT S

Disclosed balance after: 9,195,579

F1 · price: The sale prices for this transaction ranged from $47.5543 to $48.30. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F5 · ownership.nature: Securities held by Nicholas S. Oliva, Trustee of the Joan Klein Jacobs' Grantor Retained Annuity Trust.

SEC source: 0001234452-10-000229 · edgardoc.xml · nonDerivative · entry 1

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By GRAT

Disclosed balance after: 9,195,579

F1 · price: The sale prices for this transaction ranged from $47.5543 to $48.30. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Securities held by Nicholas S. Oliva, Trustee of the Irwin Mark Jacobs' Grantor Retained Annuity Trust.

SEC source: 0001234452-10-000230 · edgardoc.xml · nonDerivative · entry 6

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 2,435,746

F6 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

SEC source: 0001234452-10-000230 · edgardoc.xml · nonDerivative · entry 4

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by GRAT S

Disclosed balance after: 9,195,579

F1 · price: The sale prices for this transaction ranged from $47.5543 to $48.30. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F5 · ownership.nature: Securities held by Nicholas S. Oliva, Trustee of the Joan Klein Jacobs' Grantor Retained Annuity Trust.

SEC source: 0001234452-10-000230 · edgardoc.xml · nonDerivative · entry 1

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By GRAT

Disclosed balance after: 9,195,579

F1 · price: The sale prices for this transaction ranged from $47.5543 to $48.30. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Securities held by Nicholas S. Oliva, Trustee of the Irwin Mark Jacobs' Grantor Retained Annuity Trust.

SEC source: 0001234452-10-000212 · edgardoc.xml · derivative · entry 12

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 136,173 shares

Expires 2010-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest as to 10% of the total shares granted on May 17, 2001 and as to 1/60th of the total shares granted on each monthly anniversary beginning on June 17, 2001.

SEC source: 0001234452-10-000212 · edgardoc.xml · derivative · entry 11

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,173

Underlying: Common Stock · 22,695 shares

Expires 2010-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest as to 10% of the total shares granted on May 17, 2001 and as to 1/60th of the total shares granted on each monthly anniversary beginning on June 17, 2001.

SEC source: 0001234452-10-000212 · edgardoc.xml · nonDerivative · entry 8

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 2,608,051

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F6 · price: The sale prices for this transaction ranged from $48.56 to $49.115. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F5 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

SEC source: 0001234452-10-000212 · edgardoc.xml · nonDerivative · entry 7

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 2,744,224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

SEC source: 0001234452-10-000212 · edgardoc.xml · nonDerivative · entry 6

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 2,608,051

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F5 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

SEC source: 0001234452-10-000212 · edgardoc.xml · nonDerivative · entry 5

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 2,630,746

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

SEC source: 0001234452-10-000212 · edgardoc.xml · nonDerivative · entry 2

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by GRAT S

Disclosed balance after: 9,226,009

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · price: The sale prices for this transaction ranged from $48.585 to $48.9925. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F4 · ownership.nature: Securities held by Joan Klein Jacobs, Trustee of the Joan Klein Jacobs' Grantor Retained Annuity Trust.

SEC source: 0001234452-10-000212 · edgardoc.xml · nonDerivative · entry 1

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By GRAT

Disclosed balance after: 9,226,009

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · price: The sale prices for this transaction ranged from $48.585 to $48.9925. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Securities held by Nicholas S. Oliva, Trustee of the Irwin Mark Jacobs' Grantor Retained Annuity Trust.

SEC source: 0001234452-10-000215 · edgardoc.xml · derivative · entry 38

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,866

Underlying: Common Stock · 1,834 shares

Expires 2019-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant.

SEC source: 0001234452-10-000215 · edgardoc.xml · derivative · entry 37

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,346

Underlying: Common Stock · 21,654 shares

Expires 2017-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

SEC source: 0001234452-10-000215 · edgardoc.xml · derivative · entry 36

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,000

Underlying: Common Stock · 14,000 shares

Expires 2017-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

SEC source: 0001234452-10-000215 · edgardoc.xml · derivative · entry 35

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,749

Underlying: Common Stock · 16,251 shares

Expires 2018-04-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

SEC source: 0001234452-10-000215 · edgardoc.xml · derivative · entry 34

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 24,000 shares

Expires 2014-10-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

SEC source: 0001234452-10-000215 · edgardoc.xml · derivative · entry 33

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,749

Underlying: Common Stock · 26,251 shares

Expires 2015-10-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

SEC source: 0001234452-10-000215 · edgardoc.xml · derivative · entry 32

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,000

Underlying: Common Stock · 27,000 shares

Expires 2017-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

SEC source: 0001234452-10-000215 · edgardoc.xml · derivative · entry 31

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,500

Underlying: Common Stock · 36,563 shares

Expires 2018-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

SEC source: 0001234452-10-000215 · edgardoc.xml · derivative · entry 30

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,016 shares

Expires 2015-04-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

SEC source: 0001234452-10-000215 · edgardoc.xml · derivative · entry 29

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,016

Underlying: Common Stock · 1,143 shares

Expires 2015-04-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

SEC source: 0001234452-10-000215 · edgardoc.xml · derivative · entry 28

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,888 shares

Expires 2014-04-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

SEC source: 0001234452-10-000215 · edgardoc.xml · derivative · entry 27

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2013-10-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

SEC source: 0001234452-10-000215 · edgardoc.xml · nonDerivative · entry 24

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,705.5288

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

SEC source: 0001234452-10-000215 · edgardoc.xml · nonDerivative · entry 23

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,268.5288

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001234452-10-000215 · edgardoc.xml · nonDerivative · entry 22

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,705.5288

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

SEC source: 0001234452-10-000215 · edgardoc.xml · nonDerivative · entry 21

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,359.5288

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001234452-10-000215 · edgardoc.xml · nonDerivative · entry 20

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,705.5288

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

SEC source: 0001234452-10-000215 · edgardoc.xml · nonDerivative · entry 19

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,705.5288

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001234452-10-000215 · edgardoc.xml · nonDerivative · entry 18

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,705.5288

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

SEC source: 0001234452-10-000215 · edgardoc.xml · nonDerivative · entry 17

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,705.5288

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001234452-10-000215 · edgardoc.xml · nonDerivative · entry 16

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,705.5288

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

SEC source: 0001234452-10-000215 · edgardoc.xml · nonDerivative · entry 15

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,539.5288

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.