QCOM

SEC source: 0001888316-24-000054 · edgardoc.xml · nonDerivative · entry 2

MARTIN NEIL · CIK 0001957113 · SVP, Finance and CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,277

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001888316-24-000054 · edgardoc.xml · nonDerivative · entry 1

MARTIN NEIL · CIK 0001957113 · SVP, Finance and CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 728

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001888316-24-000053 · edgardoc.xml · nonDerivative · entry 6

Palkhiwala Akash J. · CIK 0001786420 · CFO & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 57,437

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on December 7, 2023.

F7 · price: The sale prices for this transaction ranged from $164.15 to $164.96. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F8 · balance_after: Includes 94 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2024.

SEC source: 0001888316-24-000053 · edgardoc.xml · nonDerivative · entry 5

Palkhiwala Akash J. · CIK 0001786420 · CFO & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 58,137

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on December 7, 2023.

F6 · price: The sale prices for this transaction ranged from $163.13 to $164.08. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001888316-24-000053 · edgardoc.xml · nonDerivative · entry 4

Palkhiwala Akash J. · CIK 0001786420 · CFO & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 59,337

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on December 7, 2023.

F5 · price: The sale prices for this transaction ranged from $162.19 to $162.81. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001888316-24-000053 · edgardoc.xml · nonDerivative · entry 3

Palkhiwala Akash J. · CIK 0001786420 · CFO & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 59,637

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on December 7, 2023.

F4 · price: The sale prices for this transaction ranged from $161.135 to $161.96. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001888316-24-000053 · edgardoc.xml · nonDerivative · entry 2

Palkhiwala Akash J. · CIK 0001786420 · CFO & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 59,937

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on December 7, 2023.

F3 · price: The sale prices for this transaction ranged from $160.13 to $160.295. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001888316-24-000053 · edgardoc.xml · nonDerivative · entry 1

Palkhiwala Akash J. · CIK 0001786420 · CFO & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 60,237

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on December 7, 2023.

F2 · price: The sale prices for this transaction ranged from $159.12 to $159.17. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001888316-24-000052 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Childrens' Trust

Disclosed balance after: 0

F1 · ownership.nature: Shares are held in individual trusts for the benefit of Dr. Thompson's children. Dr. Thompson disclaims all beneficial ownership for the shares held in trusts for the benefit of his children.

SEC source: 0001888316-24-000051 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 229,987

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on November 29, 2023.

F2 · balance_after: Includes 94 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2024.

SEC source: 0001888316-24-000050 · edgardoc.xml · nonDerivative · entry 2

Palkhiwala Akash J. · CIK 0001786420 · CFO & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 60,343

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on December 7, 2023.

F3 · price: The sale prices for this transaction ranged from $205.55 to $206.37. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001888316-24-000050 · edgardoc.xml · nonDerivative · entry 1

Palkhiwala Akash J. · CIK 0001786420 · CFO & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,343

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on December 7, 2023.

F2 · price: The sale prices for this transaction ranged from $204.42 to $205.40. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001888316-24-000047 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 237,893

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on November 29, 2023.

SEC source: 0001888316-24-000046 · edgardoc.xml · nonDerivative · entry 1

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 23,138

F1 · shares: Represents disposition of shares to Issuer upon the settlement of Deferred Stock Units (DSUs) granted on June 30, 2021, pursuant to the Reporting Person's election made within 60 days of the date of grant pursuant to the terms of the DSU grant agreement.

SEC source: 0001888316-24-000048 · edgardoc.xml · nonDerivative · entry 1

TRICOIRE JEAN-PASCAL · CIK 0001815920 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,507.2281

F1 · shares: Represents Deferred Stock Units (DSUs) issued in lieu of payment of cash retainer fees. Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock in accordance with the grant agreement on the earlier of (1) separation from service, (2) death, (3) disability, or (4) a change in control.

SEC source: 0001888316-24-000049 · edgardoc.xml · nonDerivative · entry 1

Smit Neil · CIK 0001312168 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,068.1244

F1 · shares: Represents Deferred Stock Units (DSUs) issued in lieu of payment of cash retainer fees. Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) separation from service, (2) death, (3) disability, or (4) a change in control. If an election is made to settle the units partially in cash, such partial cash settlement will be reported on a subsequent Form 4 (if applicable) as a disposition to the Issuer on the settlement date.

SEC source: 0001888316-24-000044 · edgardoc.xml · nonDerivative · entry 8

Palkhiwala Akash J. · CIK 0001786420 · CFO & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,343

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on December 7, 2023.

F9 · price: The sale prices for this transaction ranged from $210.55 to $210.56. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001888316-24-000044 · edgardoc.xml · nonDerivative · entry 7

Palkhiwala Akash J. · CIK 0001786420 · CFO & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,443

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on December 7, 2023.

F8 · price: The sale prices for this transaction ranged from $209.18 to $209.19. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001888316-24-000044 · edgardoc.xml · nonDerivative · entry 6

Palkhiwala Akash J. · CIK 0001786420 · CFO & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,543

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on December 7, 2023.

F7 · price: The sale prices for this transaction ranged from $207.885 to $208.775. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001888316-24-000044 · edgardoc.xml · nonDerivative · entry 5

Palkhiwala Akash J. · CIK 0001786420 · CFO & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,843

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on December 7, 2023.

F6 · price: The sale prices for this transaction ranged from $207.71 to $207.855. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001888316-24-000044 · edgardoc.xml · nonDerivative · entry 4

Palkhiwala Akash J. · CIK 0001786420 · CFO & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 64,043

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on December 7, 2023.

F5 · price: The sale prices for this transaction ranged from $206.03 to $206.72. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001888316-24-000044 · edgardoc.xml · nonDerivative · entry 3

Palkhiwala Akash J. · CIK 0001786420 · CFO & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 64,543

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on December 7, 2023.

F4 · price: The sale prices for this transaction ranged from $204.91 to $205.61. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001888316-24-000044 · edgardoc.xml · nonDerivative · entry 2

Palkhiwala Akash J. · CIK 0001786420 · CFO & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 65,243

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on December 7, 2023.

F3 · price: The sale prices for this transaction ranged from $204.02 to $204.82. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001888316-24-000044 · edgardoc.xml · nonDerivative · entry 1

Palkhiwala Akash J. · CIK 0001786420 · CFO & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 65,843

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on December 7, 2023.

F2 · price: The sale prices for this transaction ranged from $202.87 to $203.835. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001888316-24-000045 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 245,893

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on November 29, 2023.

SEC source: 0001888316-24-000043 · edgardoc.xml · nonDerivative · entry 6

MARTIN NEIL · CIK 0001957113 · SVP, Finance and CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001888316-24-000042 · edgardoc.xml · nonDerivative · entry 1

Smit Neil · CIK 0001312168 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Tenants in Common

Disclosed balance after: 0

F1 · price: The sale prices for this transaction ranged from $200.916 to $200.965. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Securities held by Neil Smit Jr. and Barbara C. Smit, TEN COMM.

SEC source: 0001888316-24-000043 · edgardoc.xml · nonDerivative · entry 5

MARTIN NEIL · CIK 0001957113 · SVP, Finance and CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 358

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on May 18, 2023.

SEC source: 0001888316-24-000043 · edgardoc.xml · derivative · entry 9

MARTIN NEIL · CIK 0001957113 · SVP, Finance and CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,476.5237

Underlying: Common Stock · 547.5519 shares

Expires 2026-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F5 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal quarterly amounts beginning on February 20, 2024 and ending on November 20, 2026.

F5 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal quarterly amounts beginning on February 20, 2024 and ending on November 20, 2026.

SEC source: 0001888316-24-000043 · edgardoc.xml · derivative · entry 8

MARTIN NEIL · CIK 0001957113 · SVP, Finance and CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,790.5938

Underlying: Common Stock · 631.9386 shares

Expires 2025-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2023, and the remaining balance vests quarterly thereafter.

F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2023, and the remaining balance vests quarterly thereafter.

SEC source: 0001888316-24-000043 · edgardoc.xml · derivative · entry 7

MARTIN NEIL · CIK 0001957113 · SVP, Finance and CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,077.0164

Underlying: Common Stock · 1,075.9573 shares

Expires 2024-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2022, and the remaining balance vests semi-annually thereafter.

F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2022, and the remaining balance vests semi-annually thereafter.

SEC source: 0001888316-24-000043 · edgardoc.xml · nonDerivative · entry 4

MARTIN NEIL · CIK 0001957113 · SVP, Finance and CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,474

SEC source: 0001888316-24-000043 · edgardoc.xml · nonDerivative · entry 3

MARTIN NEIL · CIK 0001957113 · SVP, Finance and CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001888316-24-000043 · edgardoc.xml · nonDerivative · entry 2

MARTIN NEIL · CIK 0001957113 · SVP, Finance and CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,706

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001888316-24-000043 · edgardoc.xml · nonDerivative · entry 1

MARTIN NEIL · CIK 0001957113 · SVP, Finance and CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,075

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001888316-24-000041 · edgardoc.xml · nonDerivative · entry 1

AMON CRISTIANO R · CIK 0001559665 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on June 6, 2023.

SEC source: 0001888316-24-000040 · edgardoc.xml · nonDerivative · entry 1

ACEVEDO SYLVIA · CIK 0001829225 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Jt Tenant

Disclosed balance after: 0

SEC source: 0001888316-24-000038 · edgardoc.xml · nonDerivative · entry 2

Palkhiwala Akash J. · CIK 0001786420 · CFO & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 66,343

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on December 7, 2023.

F3 · price: The sale prices for this transaction ranged from $180.885 to $181.46. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001888316-24-000038 · edgardoc.xml · nonDerivative · entry 1

Palkhiwala Akash J. · CIK 0001786420 · CFO & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 67,843

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on December 7, 2023.

F2 · price: The sale prices for this transaction ranged from $179.77 to $180.76. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001888316-24-000039 · edgardoc.xml · nonDerivative · entry 1

AMON CRISTIANO R · CIK 0001559665 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,100

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on June 6, 2023.

SEC source: 0001888316-24-000036 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 253,893

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on November 29, 2023.

SEC source: 0001888316-24-000037 · edgardoc.xml · nonDerivative · entry 1

ACEVEDO SYLVIA · CIK 0001829225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54.0429

SEC source: 0001888316-24-000035 · edgardoc.xml · nonDerivative · entry 4

Palkhiwala Akash J. · CIK 0001786420 · CFO & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 69,343

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on December 7, 2023.

F5 · price: The sale prices for this transaction ranged from $174.87 to $175.49. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001888316-24-000035 · edgardoc.xml · nonDerivative · entry 3

Palkhiwala Akash J. · CIK 0001786420 · CFO & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 70,778

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on December 7, 2023.

F4 · price: The sale prices for this transaction ranged from $174.17 to $174.85. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001888316-24-000035 · edgardoc.xml · nonDerivative · entry 2

Palkhiwala Akash J. · CIK 0001786420 · CFO & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 71,278

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on December 7, 2023.

F3 · price: The sale prices for this transaction ranged from $171.92 to $172.41. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001888316-24-000035 · edgardoc.xml · nonDerivative · entry 1

Palkhiwala Akash J. · CIK 0001786420 · CFO & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 71,478

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on December 7, 2023.

F2 · price: The sale prices for this transaction ranged from $169.86 to $170.735. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001888316-24-000034 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 261,893

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on November 29, 2023.

SEC source: 0001888316-24-000031 · edgardoc.xml · nonDerivative · entry 1

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 22,790

F1 · shares: Represents disposition of shares to Issuer upon the settlement of Deferred Stock Units (DSUs) granted on March 31, 2021, pursuant to the Reporting Person's election made within 60 days of the date of grant pursuant to the terms of the DSU grant agreement.

SEC source: 0001888316-24-000032 · edgardoc.xml · nonDerivative · entry 1

Smit Neil · CIK 0001312168 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,901.8423

F1 · shares: Represents Deferred Stock Units (DSUs) issued in lieu of payment of cash retainer fees. Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) separation from service, (2) death, (3) disability, or (4) a change in control. If an election is made to settle the units partially in cash, such partial cash settlement will be reported on a subsequent Form 4 (if applicable) as a disposition to the Issuer on the settlement date.

SEC source: 0001888316-24-000033 · edgardoc.xml · nonDerivative · entry 1

TRICOIRE JEAN-PASCAL · CIK 0001815920 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,325.7101

F1 · shares: Represents Deferred Stock Units (DSUs) issued in lieu of payment of cash retainer fees. Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock in accordance with the grant agreement on the earlier of (1) separation from service, (2) death, (3) disability, or (4) a change in control.