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QUALCOMM INC/DE

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2852
SEC CIK
0000804328
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3,870

Last 12 months

Inside the activity.

0 purchase rows · 113 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 2025014
Jan 202603
Feb 202605
Mar 202606
Apr 202604
May 2026030
Jun 2026011
Jul 2026011
Aug 202608
Sep 2026011
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 14, 2024 Filed Nov 15, 2024 21:12 UTC SaleCommon Stock 399 $162.52 $64,844.76
Disclosure

SEC source: 0001888316-24-000077 · edgardoc.xml · nonDerivative · entry 1

Palkhiwala Akash J. · CIK 0001786420 · CFO & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 54,379

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on December 7, 2023.

F2 · price: The sale prices for this transaction ranged from $162.22 to $163.21. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 08, 2024 Filed Nov 12, 2024 21:06 UTC
THOMPSON JAMES HChief Technology Officer
SaleCommon Stock 8,000 $172.09 $1,376,720.00
Disclosure

SEC source: 0001888316-24-000076 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 211,321

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on November 29, 2023.

Read SEC document
November 04, 2024 Filed Nov 4, 2024 21:15 UTC
CHAPLIN ANN CGeneral Counsel&Corp Secretary
SaleCommon Stock 1,901 $165.06 $313,779.06
Disclosure

SEC source: 0001888316-24-000075 · edgardoc.xml · nonDerivative · entry 3

CHAPLIN ANN C · CIK 0001888491 · General Counsel&Corp Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,007

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on June 6, 2024.

Read SEC document
November 01, 2024 Filed Nov 4, 2024 21:15 UTC
CHAPLIN ANN CGeneral Counsel&Corp Secretary
Exercise / conversionRestricted Stock Unit · Derivative 5,812.2304 $0.00 $0.00
Disclosure

SEC source: 0001888316-24-000075 · edgardoc.xml · derivative · entry 4

CHAPLIN ANN C · CIK 0001888491 · General Counsel&Corp Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,812.2304 shares

Expires 2024-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F3 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on November 1, 2022, 2023 and 2024.

F3 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on November 1, 2022, 2023 and 2024.

Read SEC document
November 01, 2024 Filed Nov 4, 2024 21:15 UTC
CHAPLIN ANN CGeneral Counsel&Corp Secretary
Tax withholdingCommon Stock 2,010 $165.27 $332,192.70
Disclosure

SEC source: 0001888316-24-000075 · edgardoc.xml · nonDerivative · entry 2

CHAPLIN ANN C · CIK 0001888491 · General Counsel&Corp Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 13,908

Read SEC document
November 01, 2024 Filed Nov 4, 2024 21:15 UTC
CHAPLIN ANN CGeneral Counsel&Corp Secretary
Exercise / conversionCommon Stock 5,812 $0.00 $0.00
Disclosure

SEC source: 0001888316-24-000075 · edgardoc.xml · nonDerivative · entry 1

CHAPLIN ANN C · CIK 0001888491 · General Counsel&Corp Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,918

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2024 Filed Nov 4, 2024 21:15 UTC
MARTIN NEILSVP, Finance and CAO
GrantRestricted Stock Unit · Derivative 4,988 $0.00 $0.00
Disclosure

SEC source: 0001888316-24-000074 · edgardoc.xml · derivative · entry 1

MARTIN NEIL · CIK 0001957113 · SVP, Finance and CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,988

Underlying: Common Stock · 4,988 shares

Expires 2027-11-20

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F2 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal quarterly amounts beginning on February 20, 2025 and ending on November 20, 2027.

F2 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal quarterly amounts beginning on February 20, 2025 and ending on November 20, 2027.

Read SEC document
October 08, 2024 Filed Oct 9, 2024 20:24 UTC
MYERS MARIEDirector
GrantCommon Stock 677 $0.00 $0.00
Disclosure

SEC source: 0001888316-24-000067 · edgardoc.xml · nonDerivative · entry 1

MYERS MARIE · CIK 0001656326 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 677

F1 · shares: Represents the grant of Annual Deferred Stock Units to Directors pursuant to the Qualcomm Incorporated 2024 Director Compensation Plan. Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) March 5, 2027 (2) death, (3) disability, or (4) a change in control. If an election is made to settle the units partially in cash, such partial cash settlement will be reported on a subsequent Form 4 (if applicable) as a disposition to the Issuer on the settlement date.

Read SEC document
October 08, 2024 Filed Oct 10, 2024 21:15 UTC
THOMPSON JAMES HChief Technology Officer
GrantRestricted Stock Unit · Derivative 23,809 $0.00 $0.00
Disclosure

SEC source: 0001888316-24-000068 · edgardoc.xml · derivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,809

Underlying: Common Stock · 23,809 shares

Expires 2027-10-15

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F2 · derivative.exercise_date: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units will be fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on October 15, 2025, 2026 and 2027.

F2 · derivative.expiration_date: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units will be fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on October 15, 2025, 2026 and 2027.

Read SEC document
October 08, 2024 Filed Oct 10, 2024 21:15 UTC
ROGERS ALEXANDER HPresident QTL & Global Affairs
GrantRestricted Stock Unit · Derivative 16,666 $0.00 $0.00
Disclosure

SEC source: 0001888316-24-000069 · edgardoc.xml · derivative · entry 1

ROGERS ALEXANDER H · CIK 0001687791 · President QTL & Global Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,666

Underlying: Common Stock · 16,666 shares

Expires 2027-10-15

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F2 · derivative.exercise_date: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units will be fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on October 15, 2025, 2026 and 2027.

F2 · derivative.expiration_date: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units will be fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on October 15, 2025, 2026 and 2027.

Read SEC document
October 08, 2024 Filed Oct 10, 2024 21:16 UTC GrantRestricted Stock Unit · Derivative 23,809 $0.00 $0.00
Disclosure

SEC source: 0001888316-24-000070 · edgardoc.xml · derivative · entry 1

Palkhiwala Akash J. · CIK 0001786420 · CFO & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,809

Underlying: Common Stock · 23,809 shares

Expires 2027-10-15

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F2 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 15, 2025, 2026 and 2027.

F2 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 15, 2025, 2026 and 2027.

Read SEC document
October 08, 2024 Filed Oct 10, 2024 21:16 UTC
CHAPLIN ANN CGeneral Counsel&Corp Secretary
GrantRestricted Stock Unit · Derivative 16,071 $0.00 $0.00
Disclosure

SEC source: 0001888316-24-000071 · edgardoc.xml · derivative · entry 1

CHAPLIN ANN C · CIK 0001888491 · General Counsel&Corp Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,071

Underlying: Common Stock · 16,071 shares

Expires 2027-10-15

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F2 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 15, 2025, 2026 and 2027.

F2 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 15, 2025, 2026 and 2027.

Read SEC document
October 08, 2024 Filed Oct 10, 2024 21:16 UTC
ACE HEATHER SChief Human Resources Officer
GrantRestricted Stock Unit · Derivative 14,881 $0.00 $0.00
Disclosure

SEC source: 0001888316-24-000072 · edgardoc.xml · derivative · entry 1

ACE HEATHER S · CIK 0001610762 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,881

Underlying: Common Stock · 14,881 shares

Expires 2027-10-15

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F2 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 15, 2025, 2026 and 2027.

F2 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 15, 2025, 2026 and 2027.

Read SEC document
October 08, 2024 Filed Oct 10, 2024 21:17 UTC
AMON CRISTIANO RDirector · President & CEO
GrantRestricted Stock Unit · Derivative 54,759 $0.00 $0.00
Disclosure

SEC source: 0001888316-24-000073 · edgardoc.xml · derivative · entry 1

AMON CRISTIANO R · CIK 0001559665 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,759

Underlying: Common Stock · 54,759 shares

Expires 2027-10-15

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F2 · derivative.exercise_date: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units will be fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on October 15, 2025, 2026 and 2027.

F2 · derivative.expiration_date: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units will be fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on October 15, 2025, 2026 and 2027.

Read SEC document
October 02, 2024 Filed Oct 2, 2024 20:55 UTC
ROGERS ALEXANDER HPresident QTL & Global Affairs
SaleCommon Stock 3,245 $166.15 $539,156.75
Disclosure

SEC source: 0001888316-24-000063 · edgardoc.xml · nonDerivative · entry 3

ROGERS ALEXANDER H · CIK 0001687791 · President QTL & Global Affairs

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,231

F1 · kind: The transaction was made pursuant to a Rule 10b5-1 trading plan adopted on November 10, 2022 and intended to satisfy the affirmative defense conditions of Rule 10b5-1 (as in effect on the date of adoption).

F2 · balance_after: Includes 188 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2024 and July 31, 2024 (94 shares for each purchase date).

Read SEC document
October 01, 2024 Filed Oct 2, 2024 20:55 UTC
ACE HEATHER SChief Human Resources Officer
Exercise / conversionRestricted Stock Unit · Derivative 2,926.4154 $0.00 $0.00
Disclosure

SEC source: 0001888316-24-000060 · edgardoc.xml · derivative · entry 3

ACE HEATHER S · CIK 0001610762 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,926.4154 shares

Expires 2024-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F2 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on October 1, 2022, 2023 and 2024.

F2 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on October 1, 2022, 2023 and 2024.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 20:55 UTC
ACE HEATHER SChief Human Resources Officer
Tax withholdingCommon Stock 1,012 $165.78 $167,769.36
Disclosure

SEC source: 0001888316-24-000060 · edgardoc.xml · nonDerivative · entry 2

ACE HEATHER S · CIK 0001610762 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,907

Read SEC document
October 01, 2024 Filed Oct 2, 2024 20:55 UTC
ACE HEATHER SChief Human Resources Officer
Exercise / conversionCommon Stock 2,926 $0.00 $0.00
Disclosure

SEC source: 0001888316-24-000060 · edgardoc.xml · nonDerivative · entry 1

ACE HEATHER S · CIK 0001610762 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,919

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 20:55 UTC
AMON CRISTIANO RDirector · President & CEO
Exercise / conversionRestricted Stock Unit · Derivative 17,022.1428 $0.00 $0.00
Disclosure

SEC source: 0001888316-24-000061 · edgardoc.xml · derivative · entry 3

AMON CRISTIANO R · CIK 0001559665 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,022.1428 shares

Expires 2024-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F3 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on October 1, 2022, 2023 and 2024.

F3 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on October 1, 2022, 2023 and 2024.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 20:55 UTC
AMON CRISTIANO RDirector · President & CEO
Tax withholdingCommon Stock 7,614 $165.78 $1,262,248.92
Disclosure

SEC source: 0001888316-24-000061 · edgardoc.xml · nonDerivative · entry 2

AMON CRISTIANO R · CIK 0001559665 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 242,163

F1 · balance_after: Includes 94 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2024.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 20:55 UTC
AMON CRISTIANO RDirector · President & CEO
Exercise / conversionCommon Stock 17,022 $0.00 $0.00
Disclosure

SEC source: 0001888316-24-000061 · edgardoc.xml · nonDerivative · entry 1

AMON CRISTIANO R · CIK 0001559665 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 249,777

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 20:55 UTC Exercise / conversionRestricted Stock Unit · Derivative 5,107.0702 $0.00 $0.00
Disclosure

SEC source: 0001888316-24-000062 · edgardoc.xml · derivative · entry 6

Palkhiwala Akash J. · CIK 0001786420 · CFO & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,107.0702 shares

Expires 2024-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F6 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on October 1, 2022, 2023 and 2024.

F6 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on October 1, 2022, 2023 and 2024.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 20:55 UTC Tax withholdingCommon Stock 1,766 $165.78 $292,767.48
Disclosure

SEC source: 0001888316-24-000062 · edgardoc.xml · nonDerivative · entry 5

Palkhiwala Akash J. · CIK 0001786420 · CFO & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 54,778

Read SEC document
October 01, 2024 Filed Oct 2, 2024 20:55 UTC Exercise / conversionCommon Stock 5,107 $0.00 $0.00
Disclosure

SEC source: 0001888316-24-000062 · edgardoc.xml · nonDerivative · entry 4

Palkhiwala Akash J. · CIK 0001786420 · CFO & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 56,544

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 20:55 UTC SaleCommon Stock 545 $166.97 $90,996.96
Disclosure

SEC source: 0001888316-24-000062 · edgardoc.xml · nonDerivative · entry 3

Palkhiwala Akash J. · CIK 0001786420 · CFO & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 51,437

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on December 7, 2023.

F4 · price: The sale prices for this transaction ranged from $166.775 to $167.14. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 20:55 UTC SaleCommon Stock 1,533 $166.08 $254,593.13
Disclosure

SEC source: 0001888316-24-000062 · edgardoc.xml · nonDerivative · entry 2

Palkhiwala Akash J. · CIK 0001786420 · CFO & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 51,982

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on December 7, 2023.

F3 · price: The sale prices for this transaction ranged from $165.65 to $166.595. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 20:55 UTC SaleCommon Stock 922 $165.14 $152,257.42
Disclosure

SEC source: 0001888316-24-000062 · edgardoc.xml · nonDerivative · entry 1

Palkhiwala Akash J. · CIK 0001786420 · CFO & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 53,515

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on December 7, 2023.

F2 · price: The sale prices for this transaction ranged from $164.645 to $165.615. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 20:55 UTC
ROGERS ALEXANDER HPresident QTL & Global Affairs
Exercise / conversionRestricted Stock Unit · Derivative 5,319.6867 $0.00 $0.00
Disclosure

SEC source: 0001888316-24-000063 · edgardoc.xml · derivative · entry 4

ROGERS ALEXANDER H · CIK 0001687791 · President QTL & Global Affairs

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,319.6867 shares

Expires 2024-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F4 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on October 1, 2022, 2023 and 2024.

F4 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on October 1, 2022, 2023 and 2024.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 20:55 UTC
ROGERS ALEXANDER HPresident QTL & Global Affairs
Tax withholdingCommon Stock 1,714 $165.78 $284,146.92
Disclosure

SEC source: 0001888316-24-000063 · edgardoc.xml · nonDerivative · entry 2

ROGERS ALEXANDER H · CIK 0001687791 · President QTL & Global Affairs

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 35,476

Read SEC document
October 01, 2024 Filed Oct 2, 2024 20:55 UTC
ROGERS ALEXANDER HPresident QTL & Global Affairs
Exercise / conversionCommon Stock 5,319 $0.00 $0.00
Disclosure

SEC source: 0001888316-24-000063 · edgardoc.xml · nonDerivative · entry 1

ROGERS ALEXANDER H · CIK 0001687791 · President QTL & Global Affairs

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 37,190

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 20:56 UTC
THOMPSON JAMES HChief Technology Officer
Exercise / conversionRestricted Stock Unit · Derivative 9,575.2225 $0.00 $0.00
Disclosure

SEC source: 0001888316-24-000064 · edgardoc.xml · derivative · entry 6

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,575.2225 shares

Expires 2024-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F4 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on October 1, 2022, 2023 and 2024.

F4 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on October 1, 2022, 2023 and 2024.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 20:56 UTC
THOMPSON JAMES HChief Technology Officer
Tax withholdingCommon Stock 3,618 $165.78 $599,792.04
Disclosure

SEC source: 0001888316-24-000064 · edgardoc.xml · nonDerivative · entry 3

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 219,321

Read SEC document
October 01, 2024 Filed Oct 2, 2024 20:56 UTC
THOMPSON JAMES HChief Technology Officer
Exercise / conversionCommon Stock 9,575 $0.00 $0.00
Disclosure

SEC source: 0001888316-24-000064 · edgardoc.xml · nonDerivative · entry 2

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 222,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 20:56 UTC
THOMPSON JAMES HChief Technology Officer
SaleCommon Stock 8,000 $169.80 $1,358,400.00
Disclosure

SEC source: 0001888316-24-000064 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 213,364

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on November 29, 2023.

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September 30, 2024 Filed Oct 1, 2024 20:03 UTC
Smit NeilDirector
GrantCommon Stock 169 $0.00 $0.00
Disclosure

SEC source: 0001888316-24-000058 · edgardoc.xml · nonDerivative · entry 1

Smit Neil · CIK 0001312168 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,266.9978

F1 · shares: Represents Deferred Stock Units (DSUs) issued in lieu of payment of cash retainer fees. Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) separation from service, (2) death, (3) disability, or (4) a change in control. If an election is made to settle the units partially in cash, such partial cash settlement will be reported on a subsequent Form 4 (if applicable) as a disposition to the Issuer on the settlement date.

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September 30, 2024 Filed Oct 1, 2024 20:03 UTC GrantCommon Stock 198 $0.00 $0.00
Disclosure

SEC source: 0001888316-24-000059 · edgardoc.xml · nonDerivative · entry 1

TRICOIRE JEAN-PASCAL · CIK 0001815920 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,722.9914

F1 · shares: Represents Deferred Stock Units (DSUs) issued in lieu of payment of cash retainer fees. Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock in accordance with the grant agreement on the earlier of (1) separation from service, (2) death, (3) disability, or (4) a change in control.

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September 05, 2024 Filed Sep 6, 2024 20:13 UTC
MARTIN NEILSVP, Finance and CAO
SaleCommon Stock 774 $163.08 $126,223.92
Disclosure

SEC source: 0001888316-24-000057 · edgardoc.xml · nonDerivative · entry 1

MARTIN NEIL · CIK 0001957113 · SVP, Finance and CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 94

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on June 6, 2024.

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September 03, 2024 Filed Sep 4, 2024 20:06 UTC
THOMPSON JAMES HChief Technology Officer
GiftCommon Stock 623 $0.00 $0.00
Disclosure

SEC source: 0001888316-24-000055 · edgardoc.xml · nonDerivative · entry 2

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 221,364

Read SEC document
September 03, 2024 Filed Sep 4, 2024 20:06 UTC
THOMPSON JAMES HChief Technology Officer
SaleCommon Stock 8,000 $171.72 $1,373,760.00
Disclosure

SEC source: 0001888316-24-000055 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 221,987

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on November 29, 2023.

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September 03, 2024 Filed Sep 4, 2024 20:07 UTC SaleCommon Stock 329 $169.86 $55,883.61
Disclosure

SEC source: 0001888316-24-000056 · edgardoc.xml · nonDerivative · entry 8

Palkhiwala Akash J. · CIK 0001786420 · CFO & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 54,437

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on December 7, 2023.

F9 · price: The sale prices for this transaction ranged from $169.685 to $170.045. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

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September 03, 2024 Filed Sep 4, 2024 20:07 UTC SaleCommon Stock 450 $168.84 $75,978.00
Disclosure

SEC source: 0001888316-24-000056 · edgardoc.xml · nonDerivative · entry 7

Palkhiwala Akash J. · CIK 0001786420 · CFO & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 54,766

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on December 7, 2023.

F8 · price: The sale prices for this transaction ranged from $168.595 to $169.06. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

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September 03, 2024 Filed Sep 4, 2024 20:07 UTC SaleCommon Stock 26 $167.49 $4,354.61
Disclosure

SEC source: 0001888316-24-000056 · edgardoc.xml · nonDerivative · entry 6

Palkhiwala Akash J. · CIK 0001786420 · CFO & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 55,216

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on December 7, 2023.

F7 · price: The sale prices for this transaction ranged from $167.485 to $167.4875. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

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September 03, 2024 Filed Sep 4, 2024 20:07 UTC SaleCommon Stock 483 $166.88 $80,601.01
Disclosure

SEC source: 0001888316-24-000056 · edgardoc.xml · nonDerivative · entry 5

Palkhiwala Akash J. · CIK 0001786420 · CFO & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 55,242

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on December 7, 2023.

F6 · price: The sale prices for this transaction ranged from $166.445 to $167.335. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

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September 03, 2024 Filed Sep 4, 2024 20:07 UTC SaleCommon Stock 303 $166.04 $50,309.12
Disclosure

SEC source: 0001888316-24-000056 · edgardoc.xml · nonDerivative · entry 4

Palkhiwala Akash J. · CIK 0001786420 · CFO & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 55,725

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on December 7, 2023.

F5 · price: The sale prices for this transaction ranged from $165.775 to $166.325. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

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September 03, 2024 Filed Sep 4, 2024 20:07 UTC SaleCommon Stock 282 $165.21 $46,590.04
Disclosure

SEC source: 0001888316-24-000056 · edgardoc.xml · nonDerivative · entry 3

Palkhiwala Akash J. · CIK 0001786420 · CFO & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 56,028

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on December 7, 2023.

F4 · price: The sale prices for this transaction ranged from $164.545 to $165.285. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

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September 03, 2024 Filed Sep 4, 2024 20:07 UTC SaleCommon Stock 646 $163.79 $105,806.34
Disclosure

SEC source: 0001888316-24-000056 · edgardoc.xml · nonDerivative · entry 2

Palkhiwala Akash J. · CIK 0001786420 · CFO & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 56,310

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on December 7, 2023.

F3 · price: The sale prices for this transaction ranged from $163.415 to $164.245. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

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September 03, 2024 Filed Sep 4, 2024 20:07 UTC SaleCommon Stock 481 $163.11 $78,456.78
Disclosure

SEC source: 0001888316-24-000056 · edgardoc.xml · nonDerivative · entry 1

Palkhiwala Akash J. · CIK 0001786420 · CFO & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 56,956

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on December 7, 2023.

F2 · price: The sale prices for this transaction ranged from $162.405 to $163.395. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

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August 20, 2024 Filed Aug 21, 2024 20:22 UTC
MARTIN NEILSVP, Finance and CAO
Exercise / conversionRestricted Stock Unit · Derivative 549.7119 $0.00 $0.00
Disclosure

SEC source: 0001888316-24-000054 · edgardoc.xml · derivative · entry 5

MARTIN NEIL · CIK 0001957113 · SVP, Finance and CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,948.4158

Underlying: Common Stock · 549.7119 shares

Expires 2026-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal quarterly amounts beginning on February 20, 2024 and ending on November 20, 2026.

F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal quarterly amounts beginning on February 20, 2024 and ending on November 20, 2026.

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August 20, 2024 Filed Aug 21, 2024 20:22 UTC
MARTIN NEILSVP, Finance and CAO
Exercise / conversionRestricted Stock Unit · Derivative 634.4315 $0.00 $0.00
Disclosure

SEC source: 0001888316-24-000054 · edgardoc.xml · derivative · entry 4

MARTIN NEIL · CIK 0001957113 · SVP, Finance and CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,171.1156

Underlying: Common Stock · 634.4315 shares

Expires 2025-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2023, and the remaining balance vests quarterly thereafter.

F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2023, and the remaining balance vests quarterly thereafter.

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August 20, 2024 Filed Aug 21, 2024 20:22 UTC
MARTIN NEILSVP, Finance and CAO
Tax withholdingCommon Stock 409 $172.11 $70,392.99
Disclosure

SEC source: 0001888316-24-000054 · edgardoc.xml · nonDerivative · entry 3

MARTIN NEIL · CIK 0001957113 · SVP, Finance and CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 868

F1 · balance_after: Includes 94 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2024.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.