Tapewire

Nasdaq · USD

PXLW

PIXELWORKS, INC

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Tapewire entity
7301
SEC CIK
0001040161
Parsed reports
180

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 16, 2024 Filed Feb 17, 2024 00:03 UTC
Aman Haley FChief Financial Officer
SaleCommon Stock 12,563 $2.65 $33,329.64
Disclosure

SEC source: 0001945749-24-000004 · edgardoc.xml · nonDerivative · entry 5

Aman Haley F · CIK 0001511701 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 307,973

F4 · kind: The tax obligation resulting from 37,500 shares of time-based restricted stock units that were vested and released on February 15, 2024 was covered by shares sold on February 16, 2024.

Read SEC document
February 15, 2024 Filed Feb 17, 2024 00:03 UTC
Aman Haley FChief Financial Officer
SaleCommon Stock 7,570 $2.56 $19,342.11
Disclosure

SEC source: 0001945749-24-000004 · edgardoc.xml · nonDerivative · entry 4

Aman Haley F · CIK 0001511701 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 320,536

F3 · kind: The tax obligation resulting from 18,000 shares of time-based restricted stock units that were vested and released on February 14, 2024 was covered by shares sold on February 15, 2024.

Read SEC document
February 15, 2024 Filed Feb 17, 2024 00:03 UTC
Aman Haley FChief Financial Officer
SaleCommon Stock 10,356 $2.56 $26,461.65
Disclosure

SEC source: 0001945749-24-000004 · edgardoc.xml · nonDerivative · entry 3

Aman Haley F · CIK 0001511701 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 328,106

F2 · kind: The tax obligation resulting from the performance restricted stock units released on February 14, 2024 was covered by shares sold on February 15, 2024.

Read SEC document
February 15, 2024 Filed Feb 17, 2024 00:01 UTC
DEBONIS TODDDirector · President and CEO
SaleCommon Stock 25,071 $2.56 $64,061.42
Disclosure

SEC source: 0001945749-24-000003 · edgardoc.xml · nonDerivative · entry 5

DEBONIS TODD · CIK 0001198818 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,565,065

F3 · kind: The tax obligation resulting from 70,000 shares of time-based restricted stock units that were vested and released on February 14, 2024 was covered by shares sold on February 15, 2024.

Read SEC document
February 15, 2024 Filed Feb 17, 2024 00:01 UTC
DEBONIS TODDDirector · President and CEO
SaleCommon Stock 31,341 $2.56 $80,082.52
Disclosure

SEC source: 0001945749-24-000003 · edgardoc.xml · nonDerivative · entry 4

DEBONIS TODD · CIK 0001198818 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,590,136

F2 · kind: The tax obligation resulting from the performance restricted stock units released on February 14, 2024 was covered by shares sold on February 15, 2024.

Read SEC document
February 14, 2024 Filed Feb 17, 2024 00:03 UTC
Aman Haley FChief Financial Officer
GrantCommon Stock 16,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001945749-24-000004 · edgardoc.xml · nonDerivative · entry 2

Aman Haley F · CIK 0001511701 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 338,462

F1 · price: The reported number of securities equal the shares issued pursuant to the compensation committee's certification that a PRSU performance condition was met.

Read SEC document
February 14, 2024 Filed Feb 17, 2024 00:03 UTC
Aman Haley FChief Financial Officer
GrantCommon Stock 12,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001945749-24-000004 · edgardoc.xml · nonDerivative · entry 1

Aman Haley F · CIK 0001511701 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 322,462

F1 · price: The reported number of securities equal the shares issued pursuant to the compensation committee's certification that a PRSU performance condition was met.

Read SEC document
February 14, 2024 Filed Feb 17, 2024 00:01 UTC
DEBONIS TODDDirector · President and CEO
GrantCommon Stock 40,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001945749-24-000003 · edgardoc.xml · nonDerivative · entry 3

DEBONIS TODD · CIK 0001198818 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,621,477

F1 · price: The reported number of securities equal the shares issued pursuant to the compensation committee's certification that a PRSU performance condition was met.

Read SEC document
February 14, 2024 Filed Feb 17, 2024 00:01 UTC
DEBONIS TODDDirector · President and CEO
GrantCommon Stock 26,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001945749-24-000003 · edgardoc.xml · nonDerivative · entry 2

DEBONIS TODD · CIK 0001198818 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,581,477

F1 · price: The reported number of securities equal the shares issued pursuant to the compensation committee's certification that a PRSU performance condition was met.

Read SEC document
February 14, 2024 Filed Feb 17, 2024 00:01 UTC
DEBONIS TODDDirector · President and CEO
GrantCommon Stock 22,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001945749-24-000003 · edgardoc.xml · nonDerivative · entry 1

DEBONIS TODD · CIK 0001198818 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,555,477

F1 · price: The reported number of securities equal the shares issued pursuant to the compensation committee's certification that a PRSU performance condition was met.

Read SEC document
November 20, 2023 Filed Nov 21, 2023 21:48 UTC
Aman Haley FChief Financial Officer
SaleCommon Stock 6,744 $1.19 $8,035.48
Disclosure

SEC source: 0001945749-23-000035 · edgardoc.xml · nonDerivative · entry 1

Aman Haley F · CIK 0001511701 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 310,462

F1 · kind: The tax obligation resulting from the restricted stock units released on November 15, 2023 was covered by shares sold on November 20, 2023.

Read SEC document
August 18, 2023 Filed Aug 21, 2023 20:11 UTC
DEBONIS TODDDirector · President and CEO
SaleCommon Stock 16,441 $1.30 $21,401.25
Disclosure

SEC source: 0001945749-23-000033 · edgardoc.xml · nonDerivative · entry 1

DEBONIS TODD · CIK 0001198818 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,533,477

F1 · kind: The tax obligation resulting from the restricted stock units released on August 15, 2023 was covered by shares sold on August 18, 2023.

Read SEC document
August 18, 2023 Filed Aug 21, 2023 20:03 UTC
Aman Haley FChief Financial Officer
SaleCommon Stock 2,215 $1.30 $2,883.27
Disclosure

SEC source: 0001945749-23-000032 · edgardoc.xml · nonDerivative · entry 1

Aman Haley F · CIK 0001511701 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 317,206

F1 · kind: The tax obligation resulting from the restricted stock units released on August 15, 2023 was covered by shares sold on August 18, 2023.

Read SEC document
May 18, 2023 Filed May 19, 2023 20:27 UTC
Aman Haley FChief Financial Officer
SaleCommon Stock 1,018 $1.59 $1,622.18
Disclosure

SEC source: 0001945749-23-000029 · edgardoc.xml · nonDerivative · entry 1

Aman Haley F · CIK 0001511701 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 319,421

F1 · kind: The tax obligation resulting from the restricted stock units released on May 17, 2023 was covered by shares sold on May 18, 2023.

Read SEC document
May 18, 2023 Filed May 19, 2023 20:24 UTC
DEBONIS TODDDirector · President and CEO
SaleCommon Stock 15,259 $1.59 $24,315.22
Disclosure

SEC source: 0001945749-23-000027 · edgardoc.xml · nonDerivative · entry 1

DEBONIS TODD · CIK 0001198818 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,549,918

F1 · kind: The tax obligation resulting from the restricted stock units released on May 17, 2023 was covered by shares sold on May 18, 2023.

Read SEC document
May 15, 2023 Filed May 15, 2023 21:52 UTC PurchaseCommon Stock 10,000 $1.53 $15,300.00
Disclosure

SEC source: 0001945749-23-000023 · edgardoc.xml · nonDerivative · entry 2

HENEGHAN DANIEL · CIK 0001224906 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 381,072

Read SEC document
May 11, 2023 Filed May 15, 2023 21:55 UTC GrantCommon Stock 50,959 Not disclosed Not disclosed
Disclosure

SEC source: 0001945749-23-000025 · edgardoc.xml · nonDerivative · entry 1

Bunszel Amy L · CIK 0001770713 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,511

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units will vest in full on the first to occur of (1) the day before the next annual meeting of the registrant's shareholders that follows the grant date or (2) the first anniversary of the grant date. The restricted stock units will be paid upon vesting, subject to any election by the reporting person to defer payment of the units to a later date.

Read SEC document
May 11, 2023 Filed May 15, 2023 21:52 UTC GrantCommon Stock 50,959 Not disclosed Not disclosed
Disclosure

SEC source: 0001945749-23-000023 · edgardoc.xml · nonDerivative · entry 1

HENEGHAN DANIEL · CIK 0001224906 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 371,072

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units will vest in full on the first to occur of (1) the day before the next annual meeting of the registrant's shareholders that follows the grant date or (2) the first anniversary of the grant date. The restricted stock units will be paid upon vesting, subject to any election by the reporting person to defer payment of the units to a later date.

Read SEC document
May 11, 2023 Filed May 15, 2023 21:49 UTC GrantCommon Stock 50,959 Not disclosed Not disclosed
Disclosure

SEC source: 0001945749-23-000021 · edgardoc.xml · nonDerivative · entry 1

Tupman David J. · CIK 0001603917 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 244,634

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units will vest in full on the first to occur of (1) the day before the next annual meeting of the registrant's shareholders that follows the grant date or (2) the first anniversary of the grant date. The restricted stock units will be paid upon vesting, subject to any election by the reporting person to defer payment of the units to a later date.

Read SEC document
May 11, 2023 Filed May 15, 2023 21:45 UTC GrantCommon Stock 50,959 Not disclosed Not disclosed
Disclosure

SEC source: 0001945749-23-000019 · edgardoc.xml · nonDerivative · entry 1

Butler Dean Warren · CIK 0001791047 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,959

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units will vest in full on the first to occur of (1) the day before the next annual meeting of the registrant's shareholders that follows the grant date or (2) the first anniversary of the grant date. The restricted stock units will be paid upon vesting, subject to any election by the reporting person to defer payment of the units to a later date.

Read SEC document
May 11, 2023 Filed May 15, 2023 21:42 UTC
Liu John Y.Director
GrantCommon Stock 50,959 Not disclosed Not disclosed
Disclosure

SEC source: 0001945749-23-000017 · edgardoc.xml · nonDerivative · entry 1

Liu John Y. · CIK 0001945916 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,959

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units will vest in full on the first to occur of (1) the day before the next annual meeting of the registrant's shareholders that follows the grant date or (2) the first anniversary of the grant date. The restricted stock units will be paid upon vesting, subject to any election by the reporting person to defer payment of the units to a later date.

Read SEC document
May 11, 2023 Filed May 15, 2023 21:39 UTC GrantCommon Stock 50,959 Not disclosed Not disclosed
Disclosure

SEC source: 0001945749-23-000015 · edgardoc.xml · nonDerivative · entry 1

GIBSON C SCOTT · CIK 0001192754 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 301,898

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units will vest in full on the first to occur of (1) the day before the next annual meeting of the registrant's shareholders that follows the grant date or (2) the first anniversary of the grant date. The restricted stock units will be paid upon vesting, subject to any election by the reporting person to defer payment of the units to a later date.

Read SEC document
March 17, 2023 Filed Mar 23, 2023 20:14 UTC
DEBONIS TODDDirector · President and CEO
GrantCommon Stock 250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001945749-23-000013 · edgardoc.xml · nonDerivative · entry 1

DEBONIS TODD · CIK 0001198818 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,565,177

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units will vest 10% once per quarter, beginning on November 15, 2023 and ending on February 15, 2026.

Read SEC document
March 17, 2023 Filed Mar 23, 2023 20:05 UTC
Aman Haley FChief Financial Officer
GrantCommon Stock 150,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001945749-23-000012 · edgardoc.xml · nonDerivative · entry 1

Aman Haley F · CIK 0001511701 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 320,439

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units will vest 10% once per quarter, beginning on November 15, 2023 and ending on February 15, 2026.

Read SEC document
March 15, 2023 Filed Mar 15, 2023 22:00 UTC
Aman Haley FChief Financial Officer
SaleCommon Stock 1,675 $1.40 $2,345.00
Disclosure

SEC source: 0001945749-23-000004 · edgardoc.xml · nonDerivative · entry 2

Aman Haley F · CIK 0001511701 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,439

F2 · kind: The tax obligation resulting from the restricted stock units released on March 13, 2023 was covered by shares sold on March 15, 2023.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 22:00 UTC
Aman Haley FChief Financial Officer
GrantCommon Stock 4,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001945749-23-000004 · edgardoc.xml · nonDerivative · entry 1

Aman Haley F · CIK 0001511701 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,114

F1 · price: The reported number of securities equal the shares issued pursuant to the compensation committee's certification that a PRSU performance condition was met.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 21:56 UTC
DEBONIS TODDDirector · President and CEO
GrantCommon Stock 8,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001945749-23-000002 · edgardoc.xml · nonDerivative · entry 2

DEBONIS TODD · CIK 0001198818 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,315,177

F1 · price: The reported number of securities equal the shares issued pursuant to the compensation committee's certification that a PRSU performance condition was met.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 21:56 UTC
DEBONIS TODDDirector · President and CEO
GrantCommon Stock 9,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001945749-23-000002 · edgardoc.xml · nonDerivative · entry 1

DEBONIS TODD · CIK 0001198818 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,306,927

F1 · price: The reported number of securities equal the shares issued pursuant to the compensation committee's certification that a PRSU performance condition was met.

Read SEC document
February 16, 2023 Filed Feb 17, 2023 21:04 UTC
DEBONIS TODDDirector · President and CEO
SaleCommon Stock 67,660 $1.73 $116,909.71
Disclosure

SEC source: 0001580231-23-000004 · edgardoc.xml · nonDerivative · entry 1

DEBONIS TODD · CIK 0001198818 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,297,177

F1 · kind: The tax obligation resulting from the restricted stock units released on February 15, 2023 was covered by shares sold on February 16, 2023.

Read SEC document
February 16, 2023 Filed Feb 17, 2023 21:02 UTC
Aman Haley FChief Financial Officer
SaleCommon Stock 16,381 $1.73 $28,306.37
Disclosure

SEC source: 0001580231-23-000003 · edgardoc.xml · nonDerivative · entry 1

Aman Haley F · CIK 0001511701 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,614

F1 · kind: The tax obligation resulting from the restricted stock units released on February 15, 2023 was covered by shares sold on February 16, 2023.

Read SEC document
November 18, 2022 Filed Nov 21, 2022 21:15 UTC
DEBONIS TODDDirector · President and CEO
SaleCommon Stock 23,864 $1.53 $36,504.76
Disclosure

SEC source: 0001945749-22-000011 · edgardoc.xml · nonDerivative · entry 1

DEBONIS TODD · CIK 0001198818 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,364,837

F1 · kind: The tax obligation resulting from the restricted stock units released on November 15, 2022 was covered by shares sold on November 18, 2022.

Read SEC document
November 18, 2022 Filed Nov 21, 2022 21:11 UTC
Aman Haley FChief Financial Officer
SaleCommon Stock 1,095 $1.53 $1,674.91
Disclosure

SEC source: 0001945749-22-000009 · edgardoc.xml · nonDerivative · entry 1

Aman Haley F · CIK 0001511701 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,995

F1 · kind: The tax obligation resulting from the restricted stock units released on November 15, 2022 was covered by shares sold on November 18, 2022.

Read SEC document
September 09, 2022 Filed Sep 13, 2022 20:27 UTC
Liu John Y.Director
GrantNon-Qualified Stock Option (right to buy) · Derivative 52,745 $1.86 Strike: $1.86 $98,105.70
Disclosure

SEC source: 0001945749-22-000007 · edgardoc.xml · derivative · entry 1

Liu John Y. · CIK 0001945916 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,745

Underlying: Common Stock · 52,745 shares

Expires 2028-09-09

F1 · derivative.exercise_date: 25% vest on the first anniversary of the date of grant, with the remaining 75% vesting ratably on a monthly basis thereafter over three years.

Read SEC document
August 18, 2022 Filed Aug 19, 2022 20:25 UTC
DEBONIS TODDDirector · President and CEO
SaleCommon Stock 12,094 $2.16 $26,164.16
Disclosure

SEC source: 0001580231-22-000030 · edgardoc.xml · nonDerivative · entry 1

DEBONIS TODD · CIK 0001198818 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,388,701

F1 · kind: The tax obligation resulting from the restricted stock units released on August 15, 2022 was covered by shares sold on August 18, 2022.

Read SEC document
August 18, 2022 Filed Aug 19, 2022 21:12 UTC
Aman Haley FChief Financial Officer
SaleCommon Stock 2,835 $2.16 $6,133.24
Disclosure

SEC source: 0001580231-22-000032 · edgardoc.xml · nonDerivative · entry 1

Aman Haley F · CIK 0001511701 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,090

F1 · kind: The tax obligation resulting from the restricted stock units released on August 15, 2022 was covered by shares sold on August 18, 2022.

Read SEC document
May 19, 2022 Filed May 23, 2022 20:26 UTC
Aman Haley FChief Financial Officer
SaleCommon Stock 1,176 $2.08 $2,440.91
Disclosure

SEC source: 0001580231-22-000028 · edgardoc.xml · nonDerivative · entry 1

Aman Haley F · CIK 0001511701 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,925

F1 · kind: The tax obligation resulting from the restricted stock units released on May 18, 2022 was covered by shares sold on May 19, 2022.

Read SEC document
May 19, 2022 Filed May 23, 2022 20:25 UTC
DEBONIS TODDDirector · President and CEO
SaleCommon Stock 12,803 $2.08 $26,573.91
Disclosure

SEC source: 0001580231-22-000027 · edgardoc.xml · nonDerivative · entry 1

DEBONIS TODD · CIK 0001198818 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,400,795

F1 · kind: The tax obligation resulting from the restricted stock units released on May 18, 2022 was covered by shares sold on May 19, 2022.

Read SEC document
May 12, 2022 Filed May 13, 2022 20:50 UTC GrantCommon Stock 33,790 Not disclosed Not disclosed
Disclosure

SEC source: 0001580231-22-000024 · edgardoc.xml · nonDerivative · entry 1

Tupman David J. · CIK 0001603917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,675

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units will vest in full on the first to occur of (1) the day before the next annual meeting of the registrant's shareholders that follows the grant date or (2) the first anniversary of the grant date. The restricted stock units will be paid upon vesting, subject to any election by the reporting person to defer payment of the units to a later date.

Read SEC document
May 12, 2022 Filed May 13, 2022 20:50 UTC GrantCommon Stock 33,790 Not disclosed Not disclosed
Disclosure

SEC source: 0001580231-22-000023 · edgardoc.xml · nonDerivative · entry 1

HENEGHAN DANIEL · CIK 0001224906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,113

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units will vest in full on the first to occur of (1) the day before the next annual meeting of the registrant's shareholders that follows the grant date or (2) the first anniversary of the grant date. The restricted stock units will be paid upon vesting, subject to any election by the reporting person to defer payment of the units to a later date.

Read SEC document
May 12, 2022 Filed May 13, 2022 20:49 UTC GrantCommon Stock 33,790 Not disclosed Not disclosed
Disclosure

SEC source: 0001580231-22-000022 · edgardoc.xml · nonDerivative · entry 1

GIBSON C SCOTT · CIK 0001192754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,939

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units will vest in full on the first to occur of (1) the day before the next annual meeting of the registrant's shareholders that follows the grant date or (2) the first anniversary of the grant date. The restricted stock units will be paid upon vesting, subject to any election by the reporting person to defer payment of the units to a later date.

Read SEC document
May 12, 2022 Filed May 13, 2022 20:48 UTC GrantCommon Stock 33,790 Not disclosed Not disclosed
Disclosure

SEC source: 0001580231-22-000021 · edgardoc.xml · nonDerivative · entry 1

Bunszel Amy L · CIK 0001770713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,552

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units will vest in full on the first to occur of (1) the day before the next annual meeting of the registrant's shareholders that follows the grant date or (2) the first anniversary of the grant date. The restricted stock units will be paid upon vesting, subject to any election by the reporting person to defer payment of the units to a later date.

Read SEC document
May 12, 2022 Filed May 13, 2022 20:48 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 56,146 $2.07 Strike: $2.07 $116,222.22
Disclosure

SEC source: 0001580231-22-000020 · edgardoc.xml · derivative · entry 2

Butler Dean Warren · CIK 0001791047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,146

Underlying: Common Stock · 56,146 shares

Expires 2028-05-12

F1 · derivative.exercise_date: 25% vest on the first anniversary of the date of grant, with the remaining 75% vesting ratably on a monthly basis thereafter over three years.

Read SEC document
March 11, 2022 Filed Mar 15, 2022 20:35 UTC
DEBONIS TODDDirector · President and CEO
GrantCommon Stock 200,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001580231-22-000012 · edgardoc.xml · nonDerivative · entry 2

DEBONIS TODD · CIK 0001198818 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,413,598

F2 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units will vest 10% once per quarter, beginning on November 15, 2022 and ending on February 15, 2025.

Read SEC document
March 11, 2022 Filed Mar 15, 2022 20:35 UTC
DEBONIS TODDDirector · President and CEO
GrantCommon Stock 30,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001580231-22-000012 · edgardoc.xml · nonDerivative · entry 1

DEBONIS TODD · CIK 0001198818 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,213,598

F1 · price: The reported number of securities equal the shares issued pursuant to the compensation committee's certification that a PRSU performance condition was met.

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February 18, 2022 Filed Feb 22, 2022 21:45 UTC
Aman Haley FChief Financial Officer
SaleCommon Stock 1,250 $3.23 $4,040.38
Disclosure

SEC source: 0001580231-22-000010 · edgardoc.xml · nonDerivative · entry 1

Aman Haley F · CIK 0001511701 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,101

F1 · kind: The tax obligation resulting from the restricted stock units released on February 16, 2022 was covered by shares sold on February 18, 2022.

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February 18, 2022 Filed Feb 22, 2022 21:45 UTC
DEBONIS TODDDirector · President and CEO
SaleCommon Stock 58,780 $3.23 $189,994.59
Disclosure

SEC source: 0001580231-22-000009 · edgardoc.xml · nonDerivative · entry 1

DEBONIS TODD · CIK 0001198818 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,183,348

F1 · kind: A portion of the tax obligation resulting from the restricted stock units released on February 15 and 16, 2022 was paid in cash by the executive officer and the remaining portion was covered by shares sold on February 18, 2022.

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January 31, 2022 Filed Jan 31, 2022 23:38 UTC
Aman Haley FChief Financial Officer
PurchaseCommon Stock 2,794 $2.56 $7,148.45
Disclosure

SEC source: 0001580231-22-000006 · edgardoc.xml · nonDerivative · entry 1

Green Haley F · CIK 0001511701 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,351

F1 · price: The reporting person is voluntarily reporting the acquisition of shares of the Company's common stock pursuant to the Company's Employee Stock Purchase Plan (ESPP) and the purchase price reflects the allowable discount allowed under the ESPP. This transaction is exempt under Rule 16b-3(c).

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January 07, 2022 Filed Jan 7, 2022 21:20 UTC
Aman Haley FChief Financial Officer
GrantCommon Stock 150,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001580231-22-000004 · edgardoc.xml · nonDerivative · entry 1

Green Haley F · CIK 0001511701 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,557

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units will vest 25% once per year, beginning on February 15, 2023 and ending on February 13, 2026.

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November 29, 2021 Filed Nov 29, 2021 21:29 UTC SaleCommon Stock 15,000 $5.20 $78,000.00
Disclosure

SEC source: 0001580231-21-000036 · edgardoc.xml · nonDerivative · entry 1

HENEGHAN DANIEL · CIK 0001224906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,323

F1 · kind: The proceeds of this sale are being used exclusively to fund a 529 plan for a family member.

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November 16, 2021 Filed Nov 17, 2021 23:34 UTC
Nader EliasVP and Chief Financial Officer
Tax withholdingCommon Stock 2,545 $5.16 $13,132.20
Disclosure

SEC source: 0001580231-21-000034 · edgardoc.xml · nonDerivative · entry 1

Nader Elias · CIK 0001571322 · VP and Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,237

F1 · kind: The tax obligation resulting from the restricted stock units released on November 15, 2021 was covered by shares sold on November 16, 2021.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.