Last 12 months
Inside the activity.
0 purchase rows · 7 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 24, 2021 Filed Jun 29, 2021 01:22 UTC |
PWP Professional Partners LPDirector
|
GrantPWP Holdings LP Common Units · Derivative | 45,608,840 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-026393 · doc4.xml · derivative · entry 2 PWP Professional Partners LP · CIK 0001867861 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,608,840 Underlying: Class A Common Stock · 45,608,840 shares Expires not disclosed F2 · derivative.exercise_price: Subject to certain lock-up periods, PWP OpCo Units, upon the surrender of an equal number of Class B-1 Shares, may be exchanged for Class A Shares on a one-for-one basis or, at the option of the Issuer, for an equivalent amount of cash. PWP OpCo Units do not expire. F2 · derivative.exercise_date: Subject to certain lock-up periods, PWP OpCo Units, upon the surrender of an equal number of Class B-1 Shares, may be exchanged for Class A Shares on a one-for-one basis or, at the option of the Issuer, for an equivalent amount of cash. PWP OpCo Units do not expire. F2 · derivative.expiration_date: Subject to certain lock-up periods, PWP OpCo Units, upon the surrender of an equal number of Class B-1 Shares, may be exchanged for Class A Shares on a one-for-one basis or, at the option of the Issuer, for an equivalent amount of cash. PWP OpCo Units do not expire. Read SEC document |
| June 24, 2021 Filed Jun 29, 2021 01:22 UTC |
PWP Professional Partners LPDirector
|
GrantClass B-1 Common Stock · Derivative | 45,608,840 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-026393 · doc4.xml · derivative · entry 1 PWP Professional Partners LP · CIK 0001867861 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,608,840 Underlying: Class A Common Stock · 45,608.84 shares Expires not disclosed F1 · derivative.exercise_price: Concurrently with an exchange of PWP Holdings LP Common Units (which represent Class A partnership units of PWP Holdings LP) ("PWP OpCo Units") for shares of Class A common stock ("Class A Shares") or cash by a PWP Holdings LP unitholder ("Unitholder") who also holds shares of Class B-1 common stock ("Class B-1 Shares"), such Unitholder will be required to surrender to the Issuer a number of Class B-1 Shares equal to the number of PWP OpCo Units exchanged, and such Class B-1 Shares will be converted into Class A Shares or, at the option of the Issuer, for an equivalent amount of cash, which will be delivered to such Unitholder at a conversion rate of 0.001 Class A Share for one Class B-1 Share. F1 · derivative.exercise_date: Concurrently with an exchange of PWP Holdings LP Common Units (which represent Class A partnership units of PWP Holdings LP) ("PWP OpCo Units") for shares of Class A common stock ("Class A Shares") or cash by a PWP Holdings LP unitholder ("Unitholder") who also holds shares of Class B-1 common stock ("Class B-1 Shares"), such Unitholder will be required to surrender to the Issuer a number of Class B-1 Shares equal to the number of PWP OpCo Units exchanged, and such Class B-1 Shares will be converted into Class A Shares or, at the option of the Issuer, for an equivalent amount of cash, which will be delivered to such Unitholder at a conversion rate of 0.001 Class A Share for one Class B-1 Share. F1 · derivative.expiration_date: Concurrently with an exchange of PWP Holdings LP Common Units (which represent Class A partnership units of PWP Holdings LP) ("PWP OpCo Units") for shares of Class A common stock ("Class A Shares") or cash by a PWP Holdings LP unitholder ("Unitholder") who also holds shares of Class B-1 common stock ("Class B-1 Shares"), such Unitholder will be required to surrender to the Issuer a number of Class B-1 Shares equal to the number of PWP OpCo Units exchanged, and such Class B-1 Shares will be converted into Class A Shares or, at the option of the Issuer, for an equivalent amount of cash, which will be delivered to such Unitholder at a conversion rate of 0.001 Class A Share for one Class B-1 Share. Read SEC document |
| June 24, 2021 Filed Jun 29, 2021 01:20 UTC |
Bednar AndrewDirector · Co-President
|
GrantPWP Holdings LP Common Units · Derivative | 2,302,357 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-026392 · doc4.xml · derivative · entry 2 Bednar Andrew · CIK 0001867860 · Director · Co-President 10b5-1 filing: Not disclosed Ownership: Indirect · PWP Professional Partners LP Disclosed balance after: 2,302,357 Underlying: Class A Common Stock · 2,302,357 shares Expires not disclosed F3 · derivative.exercise_price: Subject to certain lock-up periods, PWP OpCo Units, upon the surrender of an equal number of Class B-1 Shares, may be exchanged for Class A Shares on a one-for-one basis or, at the option of the Issuer, for an equivalent amount of cash. PWP OpCo Units do not expire. F3 · derivative.exercise_date: Subject to certain lock-up periods, PWP OpCo Units, upon the surrender of an equal number of Class B-1 Shares, may be exchanged for Class A Shares on a one-for-one basis or, at the option of the Issuer, for an equivalent amount of cash. PWP OpCo Units do not expire. F3 · derivative.expiration_date: Subject to certain lock-up periods, PWP OpCo Units, upon the surrender of an equal number of Class B-1 Shares, may be exchanged for Class A Shares on a one-for-one basis or, at the option of the Issuer, for an equivalent amount of cash. PWP OpCo Units do not expire. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities held by PWP Professional Partners LP, except to the extent of his pecuniary interest therein. Read SEC document |
| June 24, 2021 Filed Jun 29, 2021 01:20 UTC |
Bednar AndrewDirector · Co-President
|
GrantClass B-1 Common Stock · Derivative | 2,302,357 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-026392 · doc4.xml · derivative · entry 1 Bednar Andrew · CIK 0001867860 · Director · Co-President 10b5-1 filing: Not disclosed Ownership: Indirect · PWP Professional Partners LP Disclosed balance after: 2,302,357 Underlying: Class A Common Stock · 2,302.357 shares Expires not disclosed F1 · derivative.exercise_price: Concurrently with an exchange of PWP Holdings LP Common Units (which represent Class A partnership units of PWP Holdings LP) ("PWP OpCo Units") for shares of Class A common stock ("Class A Shares") or cash by a PWP Holdings LP unitholder ("Unitholder") who also holds shares of Class B-1 common stock ("Class B-1 Shares"), such Unitholder will be required to surrender to the Issuer a number of Class B-1 Shares equal to the number of PWP OpCo Units exchanged, and such Class B-1 Shares will be converted into Class A Shares or, at the option of the Issuer, for an equivalent amount of cash, which will be delivered to such Unitholder at a conversion rate of 0.001 Class A Share for one Class B-1 Share. F1 · derivative.exercise_date: Concurrently with an exchange of PWP Holdings LP Common Units (which represent Class A partnership units of PWP Holdings LP) ("PWP OpCo Units") for shares of Class A common stock ("Class A Shares") or cash by a PWP Holdings LP unitholder ("Unitholder") who also holds shares of Class B-1 common stock ("Class B-1 Shares"), such Unitholder will be required to surrender to the Issuer a number of Class B-1 Shares equal to the number of PWP OpCo Units exchanged, and such Class B-1 Shares will be converted into Class A Shares or, at the option of the Issuer, for an equivalent amount of cash, which will be delivered to such Unitholder at a conversion rate of 0.001 Class A Share for one Class B-1 Share. F1 · derivative.expiration_date: Concurrently with an exchange of PWP Holdings LP Common Units (which represent Class A partnership units of PWP Holdings LP) ("PWP OpCo Units") for shares of Class A common stock ("Class A Shares") or cash by a PWP Holdings LP unitholder ("Unitholder") who also holds shares of Class B-1 common stock ("Class B-1 Shares"), such Unitholder will be required to surrender to the Issuer a number of Class B-1 Shares equal to the number of PWP OpCo Units exchanged, and such Class B-1 Shares will be converted into Class A Shares or, at the option of the Issuer, for an equivalent amount of cash, which will be delivered to such Unitholder at a conversion rate of 0.001 Class A Share for one Class B-1 Share. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities held by PWP Professional Partners LP, except to the extent of his pecuniary interest therein. Read SEC document |
| June 24, 2021 Filed Jun 29, 2021 01:19 UTC |
Becker DietrichDirector · Co-President
|
GrantPWP Holdings LP Common Units · Derivative | 2,302,357 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-026390 · doc4.xml · derivative · entry 2 Becker Dietrich · CIK 0001867859 · Director · Co-President 10b5-1 filing: Not disclosed Ownership: Indirect · PWP Professional Partners LP Disclosed balance after: 2,302,357 Underlying: Class A Common Stock · 2,302,357 shares Expires not disclosed F3 · derivative.exercise_price: Subject to certain lock-up periods, PWP OpCo Units, upon the surrender of an equal number of Class B-1 Shares, may be exchanged for Class A Shares on a one-for-one basis or, at the option of the Issuer, for an equivalent amount of cash. PWP OpCo Units do not expire. F3 · derivative.exercise_date: Subject to certain lock-up periods, PWP OpCo Units, upon the surrender of an equal number of Class B-1 Shares, may be exchanged for Class A Shares on a one-for-one basis or, at the option of the Issuer, for an equivalent amount of cash. PWP OpCo Units do not expire. F3 · derivative.expiration_date: Subject to certain lock-up periods, PWP OpCo Units, upon the surrender of an equal number of Class B-1 Shares, may be exchanged for Class A Shares on a one-for-one basis or, at the option of the Issuer, for an equivalent amount of cash. PWP OpCo Units do not expire. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities held by PWP Professional Partners LP, except to the extent of his pecuniary interest therein. Read SEC document |
| June 24, 2021 Filed Jun 29, 2021 01:19 UTC |
Becker DietrichDirector · Co-President
|
GrantClass B-1 Common Stock · Derivative | 2,302,357 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-026390 · doc4.xml · derivative · entry 1 Becker Dietrich · CIK 0001867859 · Director · Co-President 10b5-1 filing: Not disclosed Ownership: Indirect · PWP Professional Partners LP Disclosed balance after: 2,302,357 Underlying: Class A Common Stock · 2,302.357 shares Expires not disclosed F1 · derivative.exercise_price: Concurrently with an exchange of PWP Holdings LP Common Units (which represent Class A partnership units of PWP Holdings LP) ("PWP OpCo Units") for shares of Class A common stock ("Class A Shares") or cash by a PWP Holdings LP unitholder ("Unitholder") who also holds shares of Class B-1 common stock ("Class B-1 Shares"), such Unitholder will be required to surrender to the Issuer a number of Class B-1 Shares equal to the number of PWP OpCo Units exchanged, and such Class B-1 Shares will be converted into Class A Shares or, at the option of the Issuer, for an equivalent amount of cash, which will be delivered to such Unitholder at a conversion rate of 0.001 Class A Share for one Class B-1 Share. F1 · derivative.exercise_date: Concurrently with an exchange of PWP Holdings LP Common Units (which represent Class A partnership units of PWP Holdings LP) ("PWP OpCo Units") for shares of Class A common stock ("Class A Shares") or cash by a PWP Holdings LP unitholder ("Unitholder") who also holds shares of Class B-1 common stock ("Class B-1 Shares"), such Unitholder will be required to surrender to the Issuer a number of Class B-1 Shares equal to the number of PWP OpCo Units exchanged, and such Class B-1 Shares will be converted into Class A Shares or, at the option of the Issuer, for an equivalent amount of cash, which will be delivered to such Unitholder at a conversion rate of 0.001 Class A Share for one Class B-1 Share. F1 · derivative.expiration_date: Concurrently with an exchange of PWP Holdings LP Common Units (which represent Class A partnership units of PWP Holdings LP) ("PWP OpCo Units") for shares of Class A common stock ("Class A Shares") or cash by a PWP Holdings LP unitholder ("Unitholder") who also holds shares of Class B-1 common stock ("Class B-1 Shares"), such Unitholder will be required to surrender to the Issuer a number of Class B-1 Shares equal to the number of PWP OpCo Units exchanged, and such Class B-1 Shares will be converted into Class A Shares or, at the option of the Issuer, for an equivalent amount of cash, which will be delivered to such Unitholder at a conversion rate of 0.001 Class A Share for one Class B-1 Share. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities held by PWP Professional Partners LP, except to the extent of his pecuniary interest therein. Read SEC document |
| June 24, 2021 Filed Jun 29, 2021 01:18 UTC |
Shendelman VladimirGeneral Counsel
|
GrantPWP Holdings LP Common Units · Derivative | 484,706 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-026387 · doc4.xml · derivative · entry 2 Shendelman Vladimir · CIK 0001867858 · General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · PWP Professional Partners LP Disclosed balance after: 484,706 Underlying: Class A Common Stock · 484,706 shares Expires not disclosed F3 · derivative.exercise_price: Subject to certain lock-up periods, PWP OpCo Units, upon the surrender of an equal number of Class B-1 Shares, may be exchanged for Class A Shares on a one-for-one basis or, at the option of the Issuer, for an equivalent amount of cash. PWP OpCo Units do not expire. F3 · derivative.exercise_date: Subject to certain lock-up periods, PWP OpCo Units, upon the surrender of an equal number of Class B-1 Shares, may be exchanged for Class A Shares on a one-for-one basis or, at the option of the Issuer, for an equivalent amount of cash. PWP OpCo Units do not expire. F3 · derivative.expiration_date: Subject to certain lock-up periods, PWP OpCo Units, upon the surrender of an equal number of Class B-1 Shares, may be exchanged for Class A Shares on a one-for-one basis or, at the option of the Issuer, for an equivalent amount of cash. PWP OpCo Units do not expire. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities held by PWP Professional Partners LP, except to the extent of his pecuniary interest therein. Read SEC document |
| June 24, 2021 Filed Jun 29, 2021 01:18 UTC |
Shendelman VladimirGeneral Counsel
|
GrantClass B-1 Common Stock · Derivative | 484,706 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-026387 · doc4.xml · derivative · entry 1 Shendelman Vladimir · CIK 0001867858 · General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · PWP Professional Partners LP Disclosed balance after: 484,706 Underlying: Class A Common Stock · 484.706 shares Expires not disclosed F1 · derivative.exercise_price: Concurrently with an exchange of PWP Holdings LP Common Units (which represent Class A partnership units of PWP Holdings LP) ("PWP OpCo Units") for shares of Class A common stock ("Class A Shares") or cash by a PWP Holdings LP unitholder ("Unitholder") who also holds shares of Class B-1 common stock ("Class B-1 Shares"), such Unitholder will be required to surrender to the Issuer a number of Class B-1 Shares equal to the number of PWP OpCo Units exchanged, and such Class B-1 Shares will be converted into Class A Shares or, at the option of the Issuer, for an equivalent amount of cash, which will be delivered to such Unitholder at a conversion rate of 0.001 Class A Share for one Class B-1 Share. F1 · derivative.exercise_date: Concurrently with an exchange of PWP Holdings LP Common Units (which represent Class A partnership units of PWP Holdings LP) ("PWP OpCo Units") for shares of Class A common stock ("Class A Shares") or cash by a PWP Holdings LP unitholder ("Unitholder") who also holds shares of Class B-1 common stock ("Class B-1 Shares"), such Unitholder will be required to surrender to the Issuer a number of Class B-1 Shares equal to the number of PWP OpCo Units exchanged, and such Class B-1 Shares will be converted into Class A Shares or, at the option of the Issuer, for an equivalent amount of cash, which will be delivered to such Unitholder at a conversion rate of 0.001 Class A Share for one Class B-1 Share. F1 · derivative.expiration_date: Concurrently with an exchange of PWP Holdings LP Common Units (which represent Class A partnership units of PWP Holdings LP) ("PWP OpCo Units") for shares of Class A common stock ("Class A Shares") or cash by a PWP Holdings LP unitholder ("Unitholder") who also holds shares of Class B-1 common stock ("Class B-1 Shares"), such Unitholder will be required to surrender to the Issuer a number of Class B-1 Shares equal to the number of PWP OpCo Units exchanged, and such Class B-1 Shares will be converted into Class A Shares or, at the option of the Issuer, for an equivalent amount of cash, which will be delivered to such Unitholder at a conversion rate of 0.001 Class A Share for one Class B-1 Share. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities held by PWP Professional Partners LP, except to the extent of his pecuniary interest therein. Read SEC document |
| June 24, 2021 Filed Jun 29, 2021 21:37 UTC |
COHEN BETSY ZDirector
|
Exercise / conversionClass B Common Stock · Derivative | 914,736 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-026594 · doc4.xml · derivative · entry 4 COHEN BETSY Z · CIK 0001168754 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Cohen Sponsor Interests IV, LLC Disclosed balance after: 0 Underlying: Class A Common Stock · 914,736 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F4 · price: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F4 · derivative.exercise_date: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F4 · derivative.expiration_date: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F1 · ownership.nature: Represents shares held directly by FinTech Investor Holdings IV, LLC ("Holdings") and FinTech Masala Advisors IV, LLC ("Masala"), each of which is managed by Cohen Sponsor Interests IV, LLC ("Manager"). The reporting person indirectly owns one-third of Manager. The reporting person disclaims beneficial ownership of these securities, except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document |
| June 24, 2021 Filed Jun 29, 2021 21:37 UTC |
COHEN BETSY ZDirector
|
SaleClass B Common Stock · Derivative | 122,849 | $0.01 | $1,228.49 |
DisclosureSEC source: 0000899243-21-026594 · doc4.xml · derivative · entry 3 COHEN BETSY Z · CIK 0001168754 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Cohen Sponsor Interests IV, LLC Disclosed balance after: 914,736 Underlying: Class A Common Stock · 122,849 shares Expires not disclosed F5 · derivative.exercise_price: Represents shares transferred to other members of Holdings and Masala pursuant to certain side letters by and among certain members of Holdings and Masala. F5 · kind: Represents shares transferred to other members of Holdings and Masala pursuant to certain side letters by and among certain members of Holdings and Masala. F5 · derivative.exercise_date: Represents shares transferred to other members of Holdings and Masala pursuant to certain side letters by and among certain members of Holdings and Masala. F5 · derivative.expiration_date: Represents shares transferred to other members of Holdings and Masala pursuant to certain side letters by and among certain members of Holdings and Masala. F1 · ownership.nature: Represents shares held directly by FinTech Investor Holdings IV, LLC ("Holdings") and FinTech Masala Advisors IV, LLC ("Masala"), each of which is managed by Cohen Sponsor Interests IV, LLC ("Manager"). The reporting person indirectly owns one-third of Manager. The reporting person disclaims beneficial ownership of these securities, except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document |
| June 24, 2021 Filed Jun 29, 2021 21:37 UTC |
COHEN BETSY ZDirector
|
Disposition to issuerClass B Common Stock · Derivative | 155,082 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-026594 · doc4.xml · derivative · entry 2 COHEN BETSY Z · CIK 0001168754 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Cohen Sponsor Interests IV, LLC Disclosed balance after: 1,037,585 Underlying: Class A Common Stock · 155,082 shares Expires not disclosed F2 · derivative.exercise_price: On June 24, 2021 (the "Closing Date"), Perella Weinberg Partners (f/k/a FinTech Acquisition Corp. IV) (the "Issuer") completed the business combination (the "Business Combination") contemplated by that certain Business Combination Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, PWP Holdings LP ("PWP OpCo"), PWP GP LLC, PWP Professional Partners LP, and Perella Weinberg Partners LLC. In connection with the Business Combination, on the Closing Date, upon consummation of the Business Combination, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F3 · derivative.exercise_price: (Continued from Footnote 2) However, pursuant to that certain Sponsor Share Surrender And Share Restriction Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, and PWP OpCo, as amended, concurrent with the consummation of the Business Combination, these shares of Class B Common Stock were forfeited to the Issuer immediately prior to the Business Combination.. F2 · derivative.exercise_date: On June 24, 2021 (the "Closing Date"), Perella Weinberg Partners (f/k/a FinTech Acquisition Corp. IV) (the "Issuer") completed the business combination (the "Business Combination") contemplated by that certain Business Combination Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, PWP Holdings LP ("PWP OpCo"), PWP GP LLC, PWP Professional Partners LP, and Perella Weinberg Partners LLC. In connection with the Business Combination, on the Closing Date, upon consummation of the Business Combination, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F3 · derivative.exercise_date: (Continued from Footnote 2) However, pursuant to that certain Sponsor Share Surrender And Share Restriction Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, and PWP OpCo, as amended, concurrent with the consummation of the Business Combination, these shares of Class B Common Stock were forfeited to the Issuer immediately prior to the Business Combination.. F2 · derivative.expiration_date: On June 24, 2021 (the "Closing Date"), Perella Weinberg Partners (f/k/a FinTech Acquisition Corp. IV) (the "Issuer") completed the business combination (the "Business Combination") contemplated by that certain Business Combination Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, PWP Holdings LP ("PWP OpCo"), PWP GP LLC, PWP Professional Partners LP, and Perella Weinberg Partners LLC. In connection with the Business Combination, on the Closing Date, upon consummation of the Business Combination, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F3 · derivative.expiration_date: (Continued from Footnote 2) However, pursuant to that certain Sponsor Share Surrender And Share Restriction Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, and PWP OpCo, as amended, concurrent with the consummation of the Business Combination, these shares of Class B Common Stock were forfeited to the Issuer immediately prior to the Business Combination.. F1 · ownership.nature: Represents shares held directly by FinTech Investor Holdings IV, LLC ("Holdings") and FinTech Masala Advisors IV, LLC ("Masala"), each of which is managed by Cohen Sponsor Interests IV, LLC ("Manager"). The reporting person indirectly owns one-third of Manager. The reporting person disclaims beneficial ownership of these securities, except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document |
| June 24, 2021 Filed Jun 29, 2021 21:37 UTC |
COHEN BETSY ZDirector
|
Exercise / conversionClass A Common Stock | 914,736 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-026594 · doc4.xml · nonDerivative · entry 1 COHEN BETSY Z · CIK 0001168754 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Cohen Sponsor Interests IV, LLC Disclosed balance after: 914,736 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F1 · ownership.nature: Represents shares held directly by FinTech Investor Holdings IV, LLC ("Holdings") and FinTech Masala Advisors IV, LLC ("Masala"), each of which is managed by Cohen Sponsor Interests IV, LLC ("Manager"). The reporting person indirectly owns one-third of Manager. The reporting person disclaims beneficial ownership of these securities, except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document |
| June 24, 2021 Filed Jun 29, 2021 21:36 UTC |
COHEN DANIEL GDirector
|
Exercise / conversionClass B Common Stock · Derivative | 914,735 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-026592 · doc4.xml · derivative · entry 16 COHEN DANIEL G · CIK 0001247745 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By DGC Family FinTech Trust Disclosed balance after: 0 Underlying: Class A Common Stock · 914,735 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F6 · price: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F6 · derivative.exercise_date: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F6 · derivative.expiration_date: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F3 · ownership.nature: Represents shares held directly by Holdings and Masala, each of which is managed by Manager. DGC Family FinTech Trust (the "Trust") indirectly owns one-third of Manager. The children of the reporting person are beneficiaries of the Trust. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document |
| June 24, 2021 Filed Jun 29, 2021 21:36 UTC |
COHEN DANIEL GDirector
|
SaleClass B Common Stock · Derivative | 122,848 | $0.01 | $1,228.48 |
DisclosureSEC source: 0000899243-21-026592 · doc4.xml · derivative · entry 15 COHEN DANIEL G · CIK 0001247745 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By DGC Family FinTech Trust Disclosed balance after: 914,735 Underlying: Class A Common Stock · 122,848 shares Expires not disclosed F8 · derivative.exercise_price: Represents shares transferred to other members of Holdings and Masala pursuant to certain side letters by and among certain members of Holdings and Masala. F8 · kind: Represents shares transferred to other members of Holdings and Masala pursuant to certain side letters by and among certain members of Holdings and Masala. F8 · derivative.exercise_date: Represents shares transferred to other members of Holdings and Masala pursuant to certain side letters by and among certain members of Holdings and Masala. F8 · derivative.expiration_date: Represents shares transferred to other members of Holdings and Masala pursuant to certain side letters by and among certain members of Holdings and Masala. F3 · ownership.nature: Represents shares held directly by Holdings and Masala, each of which is managed by Manager. DGC Family FinTech Trust (the "Trust") indirectly owns one-third of Manager. The children of the reporting person are beneficiaries of the Trust. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document |
| June 24, 2021 Filed Jun 29, 2021 21:36 UTC |
COHEN DANIEL GDirector
|
Disposition to issuerClass B Common Stock · Derivative | 155,083 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-026592 · doc4.xml · derivative · entry 14 COHEN DANIEL G · CIK 0001247745 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By DGC Family FinTech Trust Disclosed balance after: 1,037,583 Underlying: Class A Common Stock · 155,083 shares Expires not disclosed F4 · derivative.exercise_price: On June 24, 2021 (the "Closing Date"), Perella Weinberg Partners (f/k/a FinTech Acquisition Corp. IV) (the "Issuer") completed the business combination (the "Business Combination") contemplated by that certain Business Combination Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, PWP Holdings LP ("PWP OpCo"), PWP GP LLC, PWP Professional Partners LP, and Perella Weinberg Partners LLC. In connection with the Business Combination, on the Closing Date, upon consummation of the Business Combination, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F5 · derivative.exercise_price: (Continued from Footnote 4) However, pursuant to that certain Sponsor Share Surrender And Share Restriction Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, and PWP OpCo, as amended, concurrent with the consummation of the Business Combination, these shares of Class B Common Stock were forfeited to the Issuer immediately prior to the Business Combination. F4 · derivative.exercise_date: On June 24, 2021 (the "Closing Date"), Perella Weinberg Partners (f/k/a FinTech Acquisition Corp. IV) (the "Issuer") completed the business combination (the "Business Combination") contemplated by that certain Business Combination Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, PWP Holdings LP ("PWP OpCo"), PWP GP LLC, PWP Professional Partners LP, and Perella Weinberg Partners LLC. In connection with the Business Combination, on the Closing Date, upon consummation of the Business Combination, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F5 · derivative.exercise_date: (Continued from Footnote 4) However, pursuant to that certain Sponsor Share Surrender And Share Restriction Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, and PWP OpCo, as amended, concurrent with the consummation of the Business Combination, these shares of Class B Common Stock were forfeited to the Issuer immediately prior to the Business Combination. F4 · derivative.expiration_date: On June 24, 2021 (the "Closing Date"), Perella Weinberg Partners (f/k/a FinTech Acquisition Corp. IV) (the "Issuer") completed the business combination (the "Business Combination") contemplated by that certain Business Combination Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, PWP Holdings LP ("PWP OpCo"), PWP GP LLC, PWP Professional Partners LP, and Perella Weinberg Partners LLC. In connection with the Business Combination, on the Closing Date, upon consummation of the Business Combination, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F5 · derivative.expiration_date: (Continued from Footnote 4) However, pursuant to that certain Sponsor Share Surrender And Share Restriction Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, and PWP OpCo, as amended, concurrent with the consummation of the Business Combination, these shares of Class B Common Stock were forfeited to the Issuer immediately prior to the Business Combination. F3 · ownership.nature: Represents shares held directly by Holdings and Masala, each of which is managed by Manager. DGC Family FinTech Trust (the "Trust") indirectly owns one-third of Manager. The children of the reporting person are beneficiaries of the Trust. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document |
| June 24, 2021 Filed Jun 29, 2021 21:36 UTC |
COHEN DANIEL GDirector
|
Exercise / conversionClass B Common Stock · Derivative | 914,736 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-026592 · doc4.xml · derivative · entry 13 COHEN DANIEL G · CIK 0001247745 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Cohen Sponsor Interests IV, LLC Disclosed balance after: 0 Underlying: Class A Common Stock · 914,736 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F6 · price: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F6 · derivative.exercise_date: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F6 · derivative.expiration_date: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F2 · ownership.nature: Represents shares held directly by FinTech Investor Holdings IV, LLC ("Holdings") and Masala, each of which is managed by Cohen Sponsor Interests IV, LLC ("Manager"). The reporting person indirectly owns one-third of Manager. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document |
| June 24, 2021 Filed Jun 29, 2021 21:36 UTC |
COHEN DANIEL GDirector
|
SaleClass B Common Stock · Derivative | 122,849 | $0.01 | $1,228.49 |
DisclosureSEC source: 0000899243-21-026592 · doc4.xml · derivative · entry 12 COHEN DANIEL G · CIK 0001247745 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Cohen Sponsor Interests IV, LLC Disclosed balance after: 914,736 Underlying: Class A Common Stock · 122,849 shares Expires not disclosed F8 · derivative.exercise_price: Represents shares transferred to other members of Holdings and Masala pursuant to certain side letters by and among certain members of Holdings and Masala. F8 · kind: Represents shares transferred to other members of Holdings and Masala pursuant to certain side letters by and among certain members of Holdings and Masala. F8 · derivative.exercise_date: Represents shares transferred to other members of Holdings and Masala pursuant to certain side letters by and among certain members of Holdings and Masala. F8 · derivative.expiration_date: Represents shares transferred to other members of Holdings and Masala pursuant to certain side letters by and among certain members of Holdings and Masala. F2 · ownership.nature: Represents shares held directly by FinTech Investor Holdings IV, LLC ("Holdings") and Masala, each of which is managed by Cohen Sponsor Interests IV, LLC ("Manager"). The reporting person indirectly owns one-third of Manager. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document |
| June 24, 2021 Filed Jun 29, 2021 21:36 UTC |
COHEN DANIEL GDirector
|
Disposition to issuerClass B Common Stock · Derivative | 155,082 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-026592 · doc4.xml · derivative · entry 11 COHEN DANIEL G · CIK 0001247745 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Cohen Sponsor Interests IV, LLC Disclosed balance after: 1,037,585 Underlying: Class A Common Stock · 155,082 shares Expires not disclosed F4 · derivative.exercise_price: On June 24, 2021 (the "Closing Date"), Perella Weinberg Partners (f/k/a FinTech Acquisition Corp. IV) (the "Issuer") completed the business combination (the "Business Combination") contemplated by that certain Business Combination Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, PWP Holdings LP ("PWP OpCo"), PWP GP LLC, PWP Professional Partners LP, and Perella Weinberg Partners LLC. In connection with the Business Combination, on the Closing Date, upon consummation of the Business Combination, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F5 · derivative.exercise_price: (Continued from Footnote 4) However, pursuant to that certain Sponsor Share Surrender And Share Restriction Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, and PWP OpCo, as amended, concurrent with the consummation of the Business Combination, these shares of Class B Common Stock were forfeited to the Issuer immediately prior to the Business Combination. F4 · derivative.exercise_date: On June 24, 2021 (the "Closing Date"), Perella Weinberg Partners (f/k/a FinTech Acquisition Corp. IV) (the "Issuer") completed the business combination (the "Business Combination") contemplated by that certain Business Combination Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, PWP Holdings LP ("PWP OpCo"), PWP GP LLC, PWP Professional Partners LP, and Perella Weinberg Partners LLC. In connection with the Business Combination, on the Closing Date, upon consummation of the Business Combination, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F5 · derivative.exercise_date: (Continued from Footnote 4) However, pursuant to that certain Sponsor Share Surrender And Share Restriction Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, and PWP OpCo, as amended, concurrent with the consummation of the Business Combination, these shares of Class B Common Stock were forfeited to the Issuer immediately prior to the Business Combination. F4 · derivative.expiration_date: On June 24, 2021 (the "Closing Date"), Perella Weinberg Partners (f/k/a FinTech Acquisition Corp. IV) (the "Issuer") completed the business combination (the "Business Combination") contemplated by that certain Business Combination Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, PWP Holdings LP ("PWP OpCo"), PWP GP LLC, PWP Professional Partners LP, and Perella Weinberg Partners LLC. In connection with the Business Combination, on the Closing Date, upon consummation of the Business Combination, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F5 · derivative.expiration_date: (Continued from Footnote 4) However, pursuant to that certain Sponsor Share Surrender And Share Restriction Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, and PWP OpCo, as amended, concurrent with the consummation of the Business Combination, these shares of Class B Common Stock were forfeited to the Issuer immediately prior to the Business Combination. F2 · ownership.nature: Represents shares held directly by FinTech Investor Holdings IV, LLC ("Holdings") and Masala, each of which is managed by Cohen Sponsor Interests IV, LLC ("Manager"). The reporting person indirectly owns one-third of Manager. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document |
| June 24, 2021 Filed Jun 29, 2021 21:36 UTC |
COHEN DANIEL GDirector
|
Exercise / conversionClass B Common Stock · Derivative | 81,825 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-026592 · doc4.xml · derivative · entry 10 COHEN DANIEL G · CIK 0001247745 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By DGC Family FinTech Trust Disclosed balance after: 0 Underlying: Class A Common Stock · 81,825 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F6 · price: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F6 · derivative.exercise_date: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F6 · derivative.expiration_date: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F7 · ownership.nature: Represents shares held directly by Masala. The Trust is a member of Masala. The children of the reporting person are beneficiaries of the Trust. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document |
| June 24, 2021 Filed Jun 29, 2021 21:36 UTC |
COHEN DANIEL GDirector
|
SaleClass B Common Stock · Derivative | 5,172 | $0.01 | $51.72 |
DisclosureSEC source: 0000899243-21-026592 · doc4.xml · derivative · entry 9 COHEN DANIEL G · CIK 0001247745 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By DGC Family FinTech Trust Disclosed balance after: 81,825 Underlying: Class A Common Stock · 5,172 shares Expires not disclosed F8 · derivative.exercise_price: Represents shares transferred to other members of Holdings and Masala pursuant to certain side letters by and among certain members of Holdings and Masala. F8 · kind: Represents shares transferred to other members of Holdings and Masala pursuant to certain side letters by and among certain members of Holdings and Masala. F8 · derivative.exercise_date: Represents shares transferred to other members of Holdings and Masala pursuant to certain side letters by and among certain members of Holdings and Masala. F8 · derivative.expiration_date: Represents shares transferred to other members of Holdings and Masala pursuant to certain side letters by and among certain members of Holdings and Masala. F7 · ownership.nature: Represents shares held directly by Masala. The Trust is a member of Masala. The children of the reporting person are beneficiaries of the Trust. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document |
| June 24, 2021 Filed Jun 29, 2021 21:36 UTC |
COHEN DANIEL GDirector
|
Disposition to issuerClass B Common Stock · Derivative | 13,003 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-026592 · doc4.xml · derivative · entry 8 COHEN DANIEL G · CIK 0001247745 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By DGC Family FinTech Trust Disclosed balance after: 86,997 Underlying: Class A Common Stock · 13,003 shares Expires not disclosed F4 · derivative.exercise_price: On June 24, 2021 (the "Closing Date"), Perella Weinberg Partners (f/k/a FinTech Acquisition Corp. IV) (the "Issuer") completed the business combination (the "Business Combination") contemplated by that certain Business Combination Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, PWP Holdings LP ("PWP OpCo"), PWP GP LLC, PWP Professional Partners LP, and Perella Weinberg Partners LLC. In connection with the Business Combination, on the Closing Date, upon consummation of the Business Combination, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F5 · derivative.exercise_price: (Continued from Footnote 4) However, pursuant to that certain Sponsor Share Surrender And Share Restriction Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, and PWP OpCo, as amended, concurrent with the consummation of the Business Combination, these shares of Class B Common Stock were forfeited to the Issuer immediately prior to the Business Combination. F4 · derivative.exercise_date: On June 24, 2021 (the "Closing Date"), Perella Weinberg Partners (f/k/a FinTech Acquisition Corp. IV) (the "Issuer") completed the business combination (the "Business Combination") contemplated by that certain Business Combination Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, PWP Holdings LP ("PWP OpCo"), PWP GP LLC, PWP Professional Partners LP, and Perella Weinberg Partners LLC. In connection with the Business Combination, on the Closing Date, upon consummation of the Business Combination, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F5 · derivative.exercise_date: (Continued from Footnote 4) However, pursuant to that certain Sponsor Share Surrender And Share Restriction Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, and PWP OpCo, as amended, concurrent with the consummation of the Business Combination, these shares of Class B Common Stock were forfeited to the Issuer immediately prior to the Business Combination. F4 · derivative.expiration_date: On June 24, 2021 (the "Closing Date"), Perella Weinberg Partners (f/k/a FinTech Acquisition Corp. IV) (the "Issuer") completed the business combination (the "Business Combination") contemplated by that certain Business Combination Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, PWP Holdings LP ("PWP OpCo"), PWP GP LLC, PWP Professional Partners LP, and Perella Weinberg Partners LLC. In connection with the Business Combination, on the Closing Date, upon consummation of the Business Combination, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F5 · derivative.expiration_date: (Continued from Footnote 4) However, pursuant to that certain Sponsor Share Surrender And Share Restriction Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, and PWP OpCo, as amended, concurrent with the consummation of the Business Combination, these shares of Class B Common Stock were forfeited to the Issuer immediately prior to the Business Combination. F7 · ownership.nature: Represents shares held directly by Masala. The Trust is a member of Masala. The children of the reporting person are beneficiaries of the Trust. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document |
| June 24, 2021 Filed Jun 29, 2021 21:36 UTC |
COHEN DANIEL GDirector
|
Exercise / conversionClass B Common Stock · Derivative | 81,825 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-026592 · doc4.xml · derivative · entry 7 COHEN DANIEL G · CIK 0001247745 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By FinTech Masala Advisors IV, LLC Disclosed balance after: 0 Underlying: Class A Common Stock · 81,825 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F6 · price: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F6 · derivative.exercise_date: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F6 · derivative.expiration_date: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F1 · ownership.nature: Represents shares held directly by FinTech Masala Advisors IV, LLC ("Masala"). The reporting person is a member of Masala. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document |
| June 24, 2021 Filed Jun 29, 2021 21:36 UTC |
COHEN DANIEL GDirector
|
SaleClass B Common Stock · Derivative | 5,172 | $0.01 | $51.72 |
DisclosureSEC source: 0000899243-21-026592 · doc4.xml · derivative · entry 6 COHEN DANIEL G · CIK 0001247745 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By FinTech Masala Advisors IV, LLC Disclosed balance after: 81,825 Underlying: Class A Common Stock · 5,172 shares Expires not disclosed F8 · derivative.exercise_price: Represents shares transferred to other members of Holdings and Masala pursuant to certain side letters by and among certain members of Holdings and Masala. F8 · kind: Represents shares transferred to other members of Holdings and Masala pursuant to certain side letters by and among certain members of Holdings and Masala. F8 · derivative.exercise_date: Represents shares transferred to other members of Holdings and Masala pursuant to certain side letters by and among certain members of Holdings and Masala. F8 · derivative.expiration_date: Represents shares transferred to other members of Holdings and Masala pursuant to certain side letters by and among certain members of Holdings and Masala. F1 · ownership.nature: Represents shares held directly by FinTech Masala Advisors IV, LLC ("Masala"). The reporting person is a member of Masala. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document |
| June 24, 2021 Filed Jun 29, 2021 21:36 UTC |
COHEN DANIEL GDirector
|
Disposition to issuerClass B Common Stock · Derivative | 13,003 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-026592 · doc4.xml · derivative · entry 5 COHEN DANIEL G · CIK 0001247745 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By FinTech Masala Advisors IV, LLC Disclosed balance after: 86,997 Underlying: Class A Common Stock · 13,003 shares Expires not disclosed F4 · derivative.exercise_price: On June 24, 2021 (the "Closing Date"), Perella Weinberg Partners (f/k/a FinTech Acquisition Corp. IV) (the "Issuer") completed the business combination (the "Business Combination") contemplated by that certain Business Combination Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, PWP Holdings LP ("PWP OpCo"), PWP GP LLC, PWP Professional Partners LP, and Perella Weinberg Partners LLC. In connection with the Business Combination, on the Closing Date, upon consummation of the Business Combination, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F5 · derivative.exercise_price: (Continued from Footnote 4) However, pursuant to that certain Sponsor Share Surrender And Share Restriction Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, and PWP OpCo, as amended, concurrent with the consummation of the Business Combination, these shares of Class B Common Stock were forfeited to the Issuer immediately prior to the Business Combination. F4 · derivative.exercise_date: On June 24, 2021 (the "Closing Date"), Perella Weinberg Partners (f/k/a FinTech Acquisition Corp. IV) (the "Issuer") completed the business combination (the "Business Combination") contemplated by that certain Business Combination Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, PWP Holdings LP ("PWP OpCo"), PWP GP LLC, PWP Professional Partners LP, and Perella Weinberg Partners LLC. In connection with the Business Combination, on the Closing Date, upon consummation of the Business Combination, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F5 · derivative.exercise_date: (Continued from Footnote 4) However, pursuant to that certain Sponsor Share Surrender And Share Restriction Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, and PWP OpCo, as amended, concurrent with the consummation of the Business Combination, these shares of Class B Common Stock were forfeited to the Issuer immediately prior to the Business Combination. F4 · derivative.expiration_date: On June 24, 2021 (the "Closing Date"), Perella Weinberg Partners (f/k/a FinTech Acquisition Corp. IV) (the "Issuer") completed the business combination (the "Business Combination") contemplated by that certain Business Combination Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, PWP Holdings LP ("PWP OpCo"), PWP GP LLC, PWP Professional Partners LP, and Perella Weinberg Partners LLC. In connection with the Business Combination, on the Closing Date, upon consummation of the Business Combination, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F5 · derivative.expiration_date: (Continued from Footnote 4) However, pursuant to that certain Sponsor Share Surrender And Share Restriction Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, and PWP OpCo, as amended, concurrent with the consummation of the Business Combination, these shares of Class B Common Stock were forfeited to the Issuer immediately prior to the Business Combination. F1 · ownership.nature: Represents shares held directly by FinTech Masala Advisors IV, LLC ("Masala"). The reporting person is a member of Masala. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document |
| June 24, 2021 Filed Jun 29, 2021 21:36 UTC |
COHEN DANIEL GDirector
|
Exercise / conversionClass A Common Stock | 914,735 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-026592 · doc4.xml · nonDerivative · entry 4 COHEN DANIEL G · CIK 0001247745 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By DGC Family FinTech Trust Disclosed balance after: 914,735 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F3 · ownership.nature: Represents shares held directly by Holdings and Masala, each of which is managed by Manager. DGC Family FinTech Trust (the "Trust") indirectly owns one-third of Manager. The children of the reporting person are beneficiaries of the Trust. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document |
| June 24, 2021 Filed Jun 29, 2021 21:36 UTC |
COHEN DANIEL GDirector
|
Exercise / conversionClass A Common Stock | 914,736 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-026592 · doc4.xml · nonDerivative · entry 3 COHEN DANIEL G · CIK 0001247745 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Cohen Sponsor Interests IV, LLC Disclosed balance after: 914,736 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F2 · ownership.nature: Represents shares held directly by FinTech Investor Holdings IV, LLC ("Holdings") and Masala, each of which is managed by Cohen Sponsor Interests IV, LLC ("Manager"). The reporting person indirectly owns one-third of Manager. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document |
| June 24, 2021 Filed Jun 29, 2021 21:36 UTC |
COHEN DANIEL GDirector
|
Exercise / conversionClass A Common Stock | 81,825 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-026592 · doc4.xml · nonDerivative · entry 2 COHEN DANIEL G · CIK 0001247745 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By DGC Family FinTech Trust Disclosed balance after: 81,825 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F7 · ownership.nature: Represents shares held directly by Masala. The Trust is a member of Masala. The children of the reporting person are beneficiaries of the Trust. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document |
| June 24, 2021 Filed Jun 29, 2021 21:36 UTC |
COHEN DANIEL GDirector
|
Exercise / conversionClass A Common Stock | 81,825 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-026592 · doc4.xml · nonDerivative · entry 1 COHEN DANIEL G · CIK 0001247745 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By FinTech Masala Advisors IV, LLC Disclosed balance after: 81,825 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F1 · ownership.nature: Represents shares held directly by FinTech Masala Advisors IV, LLC ("Masala"). The reporting person is a member of Masala. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document |
| June 24, 2021 Filed Jan 11, 2022 20:14 UTC |
Cohen Sponsor Interests IV, LLC10% owner
FinTech Masala, LLC10% owner
FinTech Masala Holdings, LLC10% owner
|
GrantWarrants · Derivative | 203,333 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001213900-22-001605 · ownership.xml · derivative · entry 3 Cohen Sponsor Interests IV, LLC · CIK 0001777829 · 10% owner FinTech Masala, LLC · CIK 0001768156 · 10% owner FinTech Masala Holdings, LLC · CIK 0001768157 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By FinTech Investor Holdings IV, LLC Disclosed balance after: 203,333 Underlying: Class A Common Stock · 203,333 shares Expires 2026-06-24 F3 · kind: The warrants to purchase shares of Class A Common Stock of the Issuer became exercisable on the one-year anniversary of the Issuer's initial public offering. F3 · price: The warrants to purchase shares of Class A Common Stock of the Issuer became exercisable on the one-year anniversary of the Issuer's initial public offering. F1 · ownership.nature: Represents shares held directly by FinTech Investor Holdings IV, LLC ("Holdings"), and FinTech Masala Advisors IV, LLC ("Masala"), each of which is managed by Cohen Sponsor Interests IV, LLC ("Manager"). FinTech Masala, LLC ("Masala LLC") is the sole member of Manager. FinTech Masala Holdings, LLC ("Masala Holdings") is the sole member of Masala LLC. As a result, each of Manager, Masala LLC, and Masala Holdings shares voting and investment power over the shares held directly by Holdings and Masala. Read SEC document |
| October 26, 2020 Filed Jun 29, 2021 01:44 UTC |
COHEN BETSY ZDirector
|
SaleClass B Common Stock · Derivative | 17,333 | $0.01 | $173.33 |
DisclosureSEC source: 0000899243-21-026399 · doc4.xml · derivative · entry 1 COHEN BETSY Z · CIK 0001168754 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Cohen Sponsor Interests IV, LLC Disclosed balance after: 1,192,667 Underlying: Class A Common Stock · 17,333 shares Expires not disclosed F2 · derivative.exercise_price: Represents transfer of membership interests by Manager to other members of Masala. F2 · kind: Represents transfer of membership interests by Manager to other members of Masala. F2 · derivative.exercise_date: Represents transfer of membership interests by Manager to other members of Masala. F2 · derivative.expiration_date: Represents transfer of membership interests by Manager to other members of Masala. F1 · ownership.nature: Represents shares held directly by FinTech Investor Holdings IV, LLC ("Holdings") and FinTech Masala Advisors IV, LLC ("Masala"), each of which is managed by Cohen Sponsor Interests IV, LLC ("Manager"). The reporting person indirectly owns one-third of Manager. The reporting person disclaims beneficial ownership of these securities, except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document |
| October 26, 2020 Filed Jun 29, 2021 01:44 UTC |
COHEN DANIEL GDirector
|
SaleClass B Common Stock · Derivative | 17,334 | $0.01 | $173.34 |
DisclosureSEC source: 0000899243-21-026400 · doc4.xml · derivative · entry 2 COHEN DANIEL G · CIK 0001247745 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By DGC Family FinTech Trust Disclosed balance after: 1,192,666 Underlying: Class A Common Stock · 17,333 shares Expires not disclosed F3 · derivative.exercise_price: Represents transfer of membership interests by Manager to other members of Masala. F3 · kind: Represents transfer of membership interests by Manager to other members of Masala. F3 · derivative.exercise_date: Represents transfer of membership interests by Manager to other members of Masala. F3 · derivative.expiration_date: Represents transfer of membership interests by Manager to other members of Masala. F2 · ownership.nature: Represents shares held directly by Holdings and Masala, each of which is managed by Manager. DGC Family FinTech Trust (the "Trust") indirectly owns one-third of Manager. The children of the reporting person are beneficiaries of the Trust. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document |
| October 26, 2020 Filed Jun 29, 2021 01:44 UTC |
COHEN DANIEL GDirector
|
SaleClass B Common Stock · Derivative | 17,333 | $0.01 | $173.33 |
DisclosureSEC source: 0000899243-21-026400 · doc4.xml · derivative · entry 1 COHEN DANIEL G · CIK 0001247745 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Cohen Sponsor Interests IV, LLC Disclosed balance after: 1,192,667 Underlying: Class A Common Stock · 17,333 shares Expires not disclosed F3 · derivative.exercise_price: Represents transfer of membership interests by Manager to other members of Masala. F3 · kind: Represents transfer of membership interests by Manager to other members of Masala. F3 · derivative.exercise_date: Represents transfer of membership interests by Manager to other members of Masala. F3 · derivative.expiration_date: Represents transfer of membership interests by Manager to other members of Masala. F1 · ownership.nature: Represents shares held directly by FinTech Investor Holdings IV, LLC ("Holdings") and FinTech Masala Advisors IV, LLC ("Masala"), each of which is managed by Cohen Sponsor Interests IV, LLC ("Manager"). The reporting person indirectly owns one-third of Manager. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document |
| October 05, 2020 Filed Oct 7, 2020 23:02 UTC |
COHEN BETSY ZDirector
|
OtherClass B Common Stock · Derivative | 100,000 | $0.00 | $320.00 |
DisclosureSEC source: 0001213900-20-030550 · ownership.xml · derivative · entry 1 COHEN BETSY Z · CIK 0001168754 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Cohen Sponsor Interests IV, LLC Disclosed balance after: 1,210,000 Underlying: Class A Common Stock · 100,000 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F2 · kind: Represents transfer of membership interests to new members of the issuer's sponsors at the original purchase price. F1 · derivative.exercise_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F1 · derivative.expiration_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F3 · balance_after: The reporting person disclaims beneficial ownership of these securities, except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. F4 · ownership.nature: These shares are held directly by the issuer's sponsors, FinTech Investor Holdings IV, LLC and FinTech Masala Advisors IV, LLC, each of which is managed by Cohen Sponsor Interests IV, LLC. The reporting person is an indirect owner of Cohen Sponsor Interests IV, LLC. Read SEC document |
| October 05, 2020 Filed Oct 7, 2020 23:03 UTC |
COHEN DANIEL GChief Executive Officer
|
PurchaseClass B Common Stock · Derivative | 100,000 | $0.00 | $320.00 |
DisclosureSEC source: 0001213900-20-030551 · ownership.xml · derivative · entry 4 COHEN DANIEL G · CIK 0001247745 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By FinTech Masala Advisors IV, LLC Disclosed balance after: 100,000 Underlying: Class A Common Stock · 100,000 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F7 · kind: Represents transfer of membership interests by Cohen Sponsor Interests IV, LLC to DGC Family FinTech Trust at the original purchase price. F1 · derivative.exercise_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F1 · derivative.expiration_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. Read SEC document |
| October 05, 2020 Filed Oct 7, 2020 23:03 UTC |
COHEN DANIEL GChief Executive Officer
|
OtherClass B Common Stock · Derivative | 100,000 | $0.00 | $320.00 |
DisclosureSEC source: 0001213900-20-030551 · ownership.xml · derivative · entry 3 COHEN DANIEL G · CIK 0001247745 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By DGC Family FinTech Trust Disclosed balance after: 1,210,000 Underlying: Class A Common Stock · 100,000 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F2 · kind: Represents transfer of membership interests to new members of the issuer's sponsors at the original purchase price. F1 · derivative.exercise_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F1 · derivative.expiration_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F3 · balance_after: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. F4 · ownership.nature: These shares are held directly by the issuer's sponsors, FinTech Investor Holdings IV, LLC and FinTech Masala Advisors IV, LLC, each of which is managed by Cohen Sponsor Interests IV, LLC. The reporting person is an indirect owner of Cohen Sponsor Interests IV, LLC. F6 · ownership.nature: DGC Family FinTech Trust is an indirect owner of Cohen Sponsor Interests IV, LLC. The children of the reporting person are the beneficiaries of DGC Family FinTech Trust. Read SEC document |
| October 05, 2020 Filed Oct 7, 2020 23:03 UTC |
COHEN DANIEL GChief Executive Officer
|
PurchaseClass B Common Stock · Derivative | 100,000 | $0.00 | $320.00 |
DisclosureSEC source: 0001213900-20-030551 · ownership.xml · derivative · entry 2 COHEN DANIEL G · CIK 0001247745 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By FinTech Masala Advisors IV, LLC Disclosed balance after: 100,000 Underlying: Class A Common Stock · 100,000 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F5 · kind: Represents transfer of membership interests by Cohen Sponsor Interests IV, LLC to the reporting person at the original purchase price. F1 · derivative.exercise_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F1 · derivative.expiration_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. Read SEC document |
| October 05, 2020 Filed Oct 7, 2020 23:03 UTC |
COHEN DANIEL GChief Executive Officer
|
OtherClass B Common Stock · Derivative | 100,000 | $0.00 | $320.00 |
DisclosureSEC source: 0001213900-20-030551 · ownership.xml · derivative · entry 1 COHEN DANIEL G · CIK 0001247745 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Cohen Sponsor Interests IV, LLC Disclosed balance after: 1,210,000 Underlying: Class A Common Stock · 100,000 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F2 · kind: Represents transfer of membership interests to new members of the issuer's sponsors at the original purchase price. F1 · derivative.exercise_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F1 · derivative.expiration_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F3 · balance_after: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. F4 · ownership.nature: These shares are held directly by the issuer's sponsors, FinTech Investor Holdings IV, LLC and FinTech Masala Advisors IV, LLC, each of which is managed by Cohen Sponsor Interests IV, LLC. The reporting person is an indirect owner of Cohen Sponsor Interests IV, LLC. Read SEC document |
| September 29, 2020 Filed Oct 1, 2020 21:41 UTC |
COHEN BETSY ZDirector
|
OtherClass B Common Stock · Derivative | 1,306,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-20-029650 · ownership.xml · derivative · entry 1 COHEN BETSY Z · CIK 0001168754 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Cohen Sponsor Interests IV, LLC Disclosed balance after: 1,306,667 Underlying: Class A Common Stock · 1,306,667 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F2 · kind: Allocated to Cohen Sponsor Interests IV, LLC as a member of FinTech Investor Holdings IV, LLC and FinTech Masala Advisors IV, LLC. F2 · price: Allocated to Cohen Sponsor Interests IV, LLC as a member of FinTech Investor Holdings IV, LLC and FinTech Masala Advisors IV, LLC. F1 · derivative.exercise_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F1 · derivative.expiration_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F3 · balance_after: The reporting person disclaims beneficial ownership of these securities, except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. F4 · ownership.nature: These shares are held directly by the issuer's sponsors, FinTech Investor Holdings IV, LLC and FinTech Masala Advisors IV, LLC, each of which is managed by Cohen Sponsor Interests IV, LLC. The reporting person is an indirect owner of Cohen Sponsor Interests IV, LLC. Read SEC document |
| September 29, 2020 Filed Oct 1, 2020 21:26 UTC |
COHEN DANIEL GChief Executive Officer
|
OtherClass B Common Stock · Derivative | 1,306,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-20-029634 · ownership.xml · derivative · entry 2 COHEN DANIEL G · CIK 0001247745 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By DGC Family FinTech Trust Disclosed balance after: 1,306,667 Underlying: Class A Common Stock · 1,306,667 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F2 · kind: Allocated to Cohen Sponsor Interests IV, LLC as a member of FinTech Investor Holdings IV, LLC and FinTech Masala Advisors IV, LLC. F2 · price: Allocated to Cohen Sponsor Interests IV, LLC as a member of FinTech Investor Holdings IV, LLC and FinTech Masala Advisors IV, LLC. F1 · derivative.exercise_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F1 · derivative.expiration_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F3 · balance_after: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. F4 · ownership.nature: These shares are held directly by the issuer's sponsors, FinTech Investor Holdings IV, LLC and FinTech Masala Advisors IV, LLC, each of which is managed by Cohen Sponsor Interests IV, LLC. The reporting person is an indirect owner of Cohen Sponsor Interests IV, LLC. F5 · ownership.nature: DGC Family FinTech Trust is an indirect owner of Cohen Sponsor Interests IV, LLC. The children of the reporting person are the beneficiaries of DGC Family FinTech Trust. Read SEC document |
| September 29, 2020 Filed Oct 1, 2020 21:26 UTC |
COHEN DANIEL GChief Executive Officer
|
OtherClass B Common Stock · Derivative | 1,306,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-20-029634 · ownership.xml · derivative · entry 1 COHEN DANIEL G · CIK 0001247745 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Cohen Sponsor Interests IV, LLC Disclosed balance after: 1,306,667 Underlying: Class A Common Stock · 1,306,667 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F2 · kind: Allocated to Cohen Sponsor Interests IV, LLC as a member of FinTech Investor Holdings IV, LLC and FinTech Masala Advisors IV, LLC. F2 · price: Allocated to Cohen Sponsor Interests IV, LLC as a member of FinTech Investor Holdings IV, LLC and FinTech Masala Advisors IV, LLC. F1 · derivative.exercise_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F1 · derivative.expiration_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F3 · balance_after: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. F4 · ownership.nature: These shares are held directly by the issuer's sponsors, FinTech Investor Holdings IV, LLC and FinTech Masala Advisors IV, LLC, each of which is managed by Cohen Sponsor Interests IV, LLC. The reporting person is an indirect owner of Cohen Sponsor Interests IV, LLC. Read SEC document |
| September 29, 2020 Filed Oct 1, 2020 21:25 UTC |
McEntee James J IIIPresident and Secretary
|
OtherClass B common stock · Derivative | 250,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-20-029630 · ownership.xml · derivative · entry 1 McEntee James J III · CIK 0001312746 · President and Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By FinTech Masala Advisors IV, LLC Disclosed balance after: 250,000 Underlying: Class A common stock · 250,000 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F2 · kind: Allocated to the reporting person as a member of FinTech Masala Advisors IV, LLC for service as an officer of the issuer. F3 · shares: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. F2 · price: Allocated to the reporting person as a member of FinTech Masala Advisors IV, LLC for service as an officer of the issuer. F1 · derivative.exercise_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F1 · derivative.expiration_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. Read SEC document |
| September 29, 2020 Filed Oct 1, 2020 17:27 UTC |
Ezzes BrittainDirector
|
OtherClass B common stock · Derivative | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-20-029639 · ownership.xml · derivative · entry 1 Ezzes Brittain · CIK 0001755653 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By FinTech Masala Advisors IV, LLC Disclosed balance after: 25,000 Underlying: Class A common stock · 25,000 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F2 · kind: Allocated to the reporting person as a member of FinTech Masala Advisors IV, LLC for service on the issuer's board of directors. F3 · shares: The reporting person disclaims beneficial ownership of these securities, except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. F2 · price: Allocated to the reporting person as a member of FinTech Masala Advisors IV, LLC for service on the issuer's board of directors. F1 · derivative.exercise_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F1 · derivative.expiration_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. Read SEC document |
| September 29, 2020 Filed Oct 1, 2020 17:27 UTC |
Antoncic MadelynDirector
|
OtherClass B common stock · Derivative | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-20-029636 · ownership.xml · derivative · entry 1 Antoncic Madelyn · CIK 0001758956 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By FinTech Masala Advisors IV, LLC Disclosed balance after: 25,000 Underlying: Class A common stock · 25,000 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F2 · kind: Allocated to the reporting person as a member of FinTech Masala Advisors IV, LLC for service on the issuer's board of directors. F3 · shares: The reporting person disclaims beneficial ownership of these securities, except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. F2 · price: Allocated to the reporting person as a member of FinTech Masala Advisors IV, LLC for service on the issuer's board of directors. F1 · derivative.exercise_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F1 · derivative.expiration_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. Read SEC document |
| September 29, 2020 Filed Oct 1, 2020 21:24 UTC |
Kohn LauraDirector
|
OtherClass B common stock · Derivative | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-20-029627 · ownership.xml · derivative · entry 1 Kohn Laura · CIK 0001821442 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By FinTech Masala Advisors IV, LLC Disclosed balance after: 25,000 Underlying: Class A common stock · 25,000 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F2 · kind: Allocated to the reporting person as a member of FinTech Masala Advisors IV, LLC for service on the issuer's board of directors. F3 · shares: The reporting person disclaims beneficial ownership of these securities, except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. F2 · price: Allocated to the reporting person as a member of FinTech Masala Advisors IV, LLC for service on the issuer's board of directors. F1 · derivative.exercise_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F1 · derivative.expiration_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. Read SEC document |
| September 29, 2020 Filed Oct 1, 2020 21:24 UTC |
Zubrow Jan RockDirector
|
OtherClass B common stock · Derivative | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-20-029625 · ownership.xml · derivative · entry 1 Zubrow Jan Rock · CIK 0001821155 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By FinTech Masala Advisors IV, LLC Disclosed balance after: 25,000 Underlying: Class A common stock · 25,000 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F2 · kind: Allocated to the reporting person as a member of FinTech Masala Advisors IV, LLC for service on the issuer's board of directors. F3 · shares: The reporting person disclaims beneficial ownership of these securities, except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. F2 · price: Allocated to the reporting person as a member of FinTech Masala Advisors IV, LLC for service on the issuer's board of directors. F1 · derivative.exercise_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F1 · derivative.expiration_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.