Last 12 months
Inside the activity.
0 purchase rows · 7 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 24, 2021 Filed Jun 29, 2021 01:15 UTC |
STEEL ROBERT KDirector
|
GrantPWP Holdings LP Common Units · Derivative | 969,413 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-026383 · doc4.xml · derivative · entry 2 STEEL ROBERT K · CIK 0001180592 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · PWP Professional Partners LP Disclosed balance after: 969,413 Underlying: Class A Common Stock · 969,413 shares Expires not disclosed F3 · derivative.exercise_price: Subject to certain lock-up periods, PWP OpCo Units, upon the surrender of an equal number of Class B-1 Shares, may be exchanged for Class A Shares on a one-for-one basis or, at the option of the Issuer, for an equivalent amount of cash. PWP OpCo Units do not expire. F3 · derivative.exercise_date: Subject to certain lock-up periods, PWP OpCo Units, upon the surrender of an equal number of Class B-1 Shares, may be exchanged for Class A Shares on a one-for-one basis or, at the option of the Issuer, for an equivalent amount of cash. PWP OpCo Units do not expire. F3 · derivative.expiration_date: Subject to certain lock-up periods, PWP OpCo Units, upon the surrender of an equal number of Class B-1 Shares, may be exchanged for Class A Shares on a one-for-one basis or, at the option of the Issuer, for an equivalent amount of cash. PWP OpCo Units do not expire. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities held by PWP Professional Partners LP, except to the extent of his pecuniary interest therein. Read SEC document |
| June 24, 2021 Filed Jun 29, 2021 01:15 UTC |
STEEL ROBERT KDirector
|
GrantClass B-1 Common Stock · Derivative | 969,413 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-026383 · doc4.xml · derivative · entry 1 STEEL ROBERT K · CIK 0001180592 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · PWP Professional Partners LP Disclosed balance after: 969,413 Underlying: Class A Common Stock · 969.413 shares Expires not disclosed F1 · derivative.exercise_price: Concurrently with an exchange of PWP Holdings LP Common Units (which represent Class A partnership units of PWP Holdings LP) ("PWP OpCo Units") for shares of Class A common stock ("Class A Shares") or cash by a PWP Holdings LP unitholder ("Unitholder") who also holds shares of Class B-1 common stock ("Class B-1 Shares"), such Unitholder will be required to surrender to the Issuer a number of Class B-1 Shares equal to the number of PWP OpCo Units exchanged, and such Class B-1 Shares will be converted into Class A Shares or, at the option of the Issuer, for an equivalent amount of cash, which will be delivered to such Unitholder at a conversion rate of 0.001 Class A Share for one Class B-1 Share. F1 · derivative.exercise_date: Concurrently with an exchange of PWP Holdings LP Common Units (which represent Class A partnership units of PWP Holdings LP) ("PWP OpCo Units") for shares of Class A common stock ("Class A Shares") or cash by a PWP Holdings LP unitholder ("Unitholder") who also holds shares of Class B-1 common stock ("Class B-1 Shares"), such Unitholder will be required to surrender to the Issuer a number of Class B-1 Shares equal to the number of PWP OpCo Units exchanged, and such Class B-1 Shares will be converted into Class A Shares or, at the option of the Issuer, for an equivalent amount of cash, which will be delivered to such Unitholder at a conversion rate of 0.001 Class A Share for one Class B-1 Share. F1 · derivative.expiration_date: Concurrently with an exchange of PWP Holdings LP Common Units (which represent Class A partnership units of PWP Holdings LP) ("PWP OpCo Units") for shares of Class A common stock ("Class A Shares") or cash by a PWP Holdings LP unitholder ("Unitholder") who also holds shares of Class B-1 common stock ("Class B-1 Shares"), such Unitholder will be required to surrender to the Issuer a number of Class B-1 Shares equal to the number of PWP OpCo Units exchanged, and such Class B-1 Shares will be converted into Class A Shares or, at the option of the Issuer, for an equivalent amount of cash, which will be delivered to such Unitholder at a conversion rate of 0.001 Class A Share for one Class B-1 Share. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities held by PWP Professional Partners LP, except to the extent of his pecuniary interest therein. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 21:15 UTC |
Barancik GaryChief Financial Officer
|
GrantPWP Holdings LP Common Units · Derivative | 727,060 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-026384 · doc4.xml · derivative · entry 2 Barancik Gary · CIK 0001458340 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · PWP Professional Partners LP Disclosed balance after: 727,060 Underlying: Class A Common Stock · 727,060 shares Expires not disclosed F3 · derivative.exercise_price: Subject to certain lock-up periods, PWP OpCo Units, upon the surrender of an equal number of Class B-1 Shares, may be exchanged for Class A Shares on a one-for-one basis or, at the option of the Issuer, for an equivalent amount of cash. PWP OpCo Units do not expire. F3 · derivative.exercise_date: Subject to certain lock-up periods, PWP OpCo Units, upon the surrender of an equal number of Class B-1 Shares, may be exchanged for Class A Shares on a one-for-one basis or, at the option of the Issuer, for an equivalent amount of cash. PWP OpCo Units do not expire. F3 · derivative.expiration_date: Subject to certain lock-up periods, PWP OpCo Units, upon the surrender of an equal number of Class B-1 Shares, may be exchanged for Class A Shares on a one-for-one basis or, at the option of the Issuer, for an equivalent amount of cash. PWP OpCo Units do not expire. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities held by PWP Professional Partners LP, except to the extent of his pecuniary interest therein. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 21:15 UTC |
Barancik GaryChief Financial Officer
|
GrantClass B-1 Common Stock · Derivative | 727,060 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-026384 · doc4.xml · derivative · entry 1 Barancik Gary · CIK 0001458340 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · PWP Professional Partners LP Disclosed balance after: 727,060 Underlying: Class A Common Stock · 727.06 shares Expires not disclosed F1 · derivative.exercise_price: Concurrently with an exchange of PWP Holdings LP Common Units (which represent Class A partnership units of PWP Holdings LP) ("PWP OpCo Units") for shares of Class A common stock ("Class A Shares") or cash by a PWP Holdings LP unitholder ("Unitholder") who also holds shares of Class B-1 common stock ("Class B-1 Shares"), such Unitholder will be required to surrender to the Issuer a number of Class B-1 Shares equal to the number of PWP OpCo Units exchanged, and such Class B-1 Shares will be converted into Class A Shares or, at the option of the Issuer, for an equivalent amount of cash, which will be delivered to such Unitholder at a conversion rate of 0.001 Class A Share for one Class B-1 Share. F1 · derivative.exercise_date: Concurrently with an exchange of PWP Holdings LP Common Units (which represent Class A partnership units of PWP Holdings LP) ("PWP OpCo Units") for shares of Class A common stock ("Class A Shares") or cash by a PWP Holdings LP unitholder ("Unitholder") who also holds shares of Class B-1 common stock ("Class B-1 Shares"), such Unitholder will be required to surrender to the Issuer a number of Class B-1 Shares equal to the number of PWP OpCo Units exchanged, and such Class B-1 Shares will be converted into Class A Shares or, at the option of the Issuer, for an equivalent amount of cash, which will be delivered to such Unitholder at a conversion rate of 0.001 Class A Share for one Class B-1 Share. F1 · derivative.expiration_date: Concurrently with an exchange of PWP Holdings LP Common Units (which represent Class A partnership units of PWP Holdings LP) ("PWP OpCo Units") for shares of Class A common stock ("Class A Shares") or cash by a PWP Holdings LP unitholder ("Unitholder") who also holds shares of Class B-1 common stock ("Class B-1 Shares"), such Unitholder will be required to surrender to the Issuer a number of Class B-1 Shares equal to the number of PWP OpCo Units exchanged, and such Class B-1 Shares will be converted into Class A Shares or, at the option of the Issuer, for an equivalent amount of cash, which will be delivered to such Unitholder at a conversion rate of 0.001 Class A Share for one Class B-1 Share. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities held by PWP Professional Partners LP, except to the extent of his pecuniary interest therein. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 21:13 UTC |
Weinberg Peter ADirector · See Remarks
|
GrantPWP Holdings LP Common Units · Derivative | 841,780 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-026380 · doc4.xml · derivative · entry 4 Weinberg Peter A · CIK 0001416779 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · Red Hook Capital LLC Disclosed balance after: 841,780 Underlying: Class A Common Stock · 841,780 shares Expires not disclosed F4 · derivative.exercise_price: Subject to certain lock-up periods, PWP OpCo Units, upon the surrender of an equal number of Class B Shares, may be exchanged for Class A Shares on a one-for-one basis or, at the option of the Issuer, for an equivalent amount of cash. PWP OpCo Units do not expire. F4 · derivative.exercise_date: Subject to certain lock-up periods, PWP OpCo Units, upon the surrender of an equal number of Class B Shares, may be exchanged for Class A Shares on a one-for-one basis or, at the option of the Issuer, for an equivalent amount of cash. PWP OpCo Units do not expire. F4 · derivative.expiration_date: Subject to certain lock-up periods, PWP OpCo Units, upon the surrender of an equal number of Class B Shares, may be exchanged for Class A Shares on a one-for-one basis or, at the option of the Issuer, for an equivalent amount of cash. PWP OpCo Units do not expire. F3 · ownership.nature: The Reporting Person has shared voting and dispositive power over Red Hook Capital LLC ("Red Hook") through his shared control of Rosedale Partners LLC, the sole member of Red Hook. Each of the Reporting Person and Rosedale Partners LLC disclaims beneficial ownership of the securities held by Red Hook Capital LLC, except to the extent of their respective pecuniary interest therein. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 21:13 UTC |
Weinberg Peter ADirector · See Remarks
|
GrantPWP Holdings LP Common Units · Derivative | 3,392,947 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-026380 · doc4.xml · derivative · entry 3 Weinberg Peter A · CIK 0001416779 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · PWP Professional Partners LP Disclosed balance after: 3,392,947 Underlying: Class A Common Stock · 3,392,947 shares Expires not disclosed F4 · derivative.exercise_price: Subject to certain lock-up periods, PWP OpCo Units, upon the surrender of an equal number of Class B Shares, may be exchanged for Class A Shares on a one-for-one basis or, at the option of the Issuer, for an equivalent amount of cash. PWP OpCo Units do not expire. F4 · derivative.exercise_date: Subject to certain lock-up periods, PWP OpCo Units, upon the surrender of an equal number of Class B Shares, may be exchanged for Class A Shares on a one-for-one basis or, at the option of the Issuer, for an equivalent amount of cash. PWP OpCo Units do not expire. F4 · derivative.expiration_date: Subject to certain lock-up periods, PWP OpCo Units, upon the surrender of an equal number of Class B Shares, may be exchanged for Class A Shares on a one-for-one basis or, at the option of the Issuer, for an equivalent amount of cash. PWP OpCo Units do not expire. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities held by PWP Professional Partners LP, except to the extent of his pecuniary interest therein. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 21:13 UTC |
Weinberg Peter ADirector · See Remarks
|
GrantClass B-2 Common Stock · Derivative | 841,780 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-026380 · doc4.xml · derivative · entry 2 Weinberg Peter A · CIK 0001416779 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · Red Hook Capital LLC Disclosed balance after: 841,780 Underlying: Class A Common Stock · 841.78 shares Expires not disclosed F1 · derivative.exercise_price: Concurrently with an exchange of PWP Holdings LP Common Units (which represent Class A partnership units of PWP Holdings LP) ("PWP OpCo Units") for shares of Class A common stock ("Class A Shares") or cash by a PWP Holdings LP unitholder ("Unitholder") who also holds shares of Class B-1 common stock ("Class B-1 Shares") or Class B-2 common stock ("Class B-2 Shares" and, together with Class B-1 Shares, "Class B Shares"), such Unitholder will be required to surrender to the Issuer a number of Class B Shares equal to the number of PWP OpCo Units exchanged, and such Class B Shares will be converted into Class A Shares or, at the option of the Issuer, for an equivalent amount of cash, which will be delivered to such Unitholder at a conversion rate of 0.001 Class A Share for one Class B Share. F1 · derivative.exercise_date: Concurrently with an exchange of PWP Holdings LP Common Units (which represent Class A partnership units of PWP Holdings LP) ("PWP OpCo Units") for shares of Class A common stock ("Class A Shares") or cash by a PWP Holdings LP unitholder ("Unitholder") who also holds shares of Class B-1 common stock ("Class B-1 Shares") or Class B-2 common stock ("Class B-2 Shares" and, together with Class B-1 Shares, "Class B Shares"), such Unitholder will be required to surrender to the Issuer a number of Class B Shares equal to the number of PWP OpCo Units exchanged, and such Class B Shares will be converted into Class A Shares or, at the option of the Issuer, for an equivalent amount of cash, which will be delivered to such Unitholder at a conversion rate of 0.001 Class A Share for one Class B Share. F1 · derivative.expiration_date: Concurrently with an exchange of PWP Holdings LP Common Units (which represent Class A partnership units of PWP Holdings LP) ("PWP OpCo Units") for shares of Class A common stock ("Class A Shares") or cash by a PWP Holdings LP unitholder ("Unitholder") who also holds shares of Class B-1 common stock ("Class B-1 Shares") or Class B-2 common stock ("Class B-2 Shares" and, together with Class B-1 Shares, "Class B Shares"), such Unitholder will be required to surrender to the Issuer a number of Class B Shares equal to the number of PWP OpCo Units exchanged, and such Class B Shares will be converted into Class A Shares or, at the option of the Issuer, for an equivalent amount of cash, which will be delivered to such Unitholder at a conversion rate of 0.001 Class A Share for one Class B Share. F3 · ownership.nature: The Reporting Person has shared voting and dispositive power over Red Hook Capital LLC ("Red Hook") through his shared control of Rosedale Partners LLC, the sole member of Red Hook. Each of the Reporting Person and Rosedale Partners LLC disclaims beneficial ownership of the securities held by Red Hook Capital LLC, except to the extent of their respective pecuniary interest therein. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 21:13 UTC |
Weinberg Peter ADirector · See Remarks
|
GrantClass B-1 Common Stock · Derivative | 3,392,947 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-026380 · doc4.xml · derivative · entry 1 Weinberg Peter A · CIK 0001416779 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · PWP Professional Partners LP Disclosed balance after: 3,392,947 Underlying: Class A Common Stock · 3,392.947 shares Expires not disclosed F1 · derivative.exercise_price: Concurrently with an exchange of PWP Holdings LP Common Units (which represent Class A partnership units of PWP Holdings LP) ("PWP OpCo Units") for shares of Class A common stock ("Class A Shares") or cash by a PWP Holdings LP unitholder ("Unitholder") who also holds shares of Class B-1 common stock ("Class B-1 Shares") or Class B-2 common stock ("Class B-2 Shares" and, together with Class B-1 Shares, "Class B Shares"), such Unitholder will be required to surrender to the Issuer a number of Class B Shares equal to the number of PWP OpCo Units exchanged, and such Class B Shares will be converted into Class A Shares or, at the option of the Issuer, for an equivalent amount of cash, which will be delivered to such Unitholder at a conversion rate of 0.001 Class A Share for one Class B Share. F1 · derivative.exercise_date: Concurrently with an exchange of PWP Holdings LP Common Units (which represent Class A partnership units of PWP Holdings LP) ("PWP OpCo Units") for shares of Class A common stock ("Class A Shares") or cash by a PWP Holdings LP unitholder ("Unitholder") who also holds shares of Class B-1 common stock ("Class B-1 Shares") or Class B-2 common stock ("Class B-2 Shares" and, together with Class B-1 Shares, "Class B Shares"), such Unitholder will be required to surrender to the Issuer a number of Class B Shares equal to the number of PWP OpCo Units exchanged, and such Class B Shares will be converted into Class A Shares or, at the option of the Issuer, for an equivalent amount of cash, which will be delivered to such Unitholder at a conversion rate of 0.001 Class A Share for one Class B Share. F1 · derivative.expiration_date: Concurrently with an exchange of PWP Holdings LP Common Units (which represent Class A partnership units of PWP Holdings LP) ("PWP OpCo Units") for shares of Class A common stock ("Class A Shares") or cash by a PWP Holdings LP unitholder ("Unitholder") who also holds shares of Class B-1 common stock ("Class B-1 Shares") or Class B-2 common stock ("Class B-2 Shares" and, together with Class B-1 Shares, "Class B Shares"), such Unitholder will be required to surrender to the Issuer a number of Class B Shares equal to the number of PWP OpCo Units exchanged, and such Class B Shares will be converted into Class A Shares or, at the option of the Issuer, for an equivalent amount of cash, which will be delivered to such Unitholder at a conversion rate of 0.001 Class A Share for one Class B Share. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities held by PWP Professional Partners LP, except to the extent of his pecuniary interest therein. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 21:17 UTC |
PERELLA JOSEPH RDirector
|
GrantPWP Holdings LP Common Units · Derivative | 4,053,967 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-026386 · doc4.xml · derivative · entry 2 PERELLA JOSEPH R · CIK 0001185273 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · PWP Professional Partners LP Disclosed balance after: 4,053,967 Underlying: Class A Common Stock · 4,053,967 shares Expires not disclosed F3 · derivative.exercise_price: Subject to certain lock-up periods, PWP OpCo Units, upon the surrender of an equal number of Class B-1 Shares, may be exchanged for Class A Shares on a one-for-one basis or, at the option of the Issuer, for an equivalent amount of cash. PWP OpCo Units do not expire. F3 · derivative.exercise_date: Subject to certain lock-up periods, PWP OpCo Units, upon the surrender of an equal number of Class B-1 Shares, may be exchanged for Class A Shares on a one-for-one basis or, at the option of the Issuer, for an equivalent amount of cash. PWP OpCo Units do not expire. F3 · derivative.expiration_date: Subject to certain lock-up periods, PWP OpCo Units, upon the surrender of an equal number of Class B-1 Shares, may be exchanged for Class A Shares on a one-for-one basis or, at the option of the Issuer, for an equivalent amount of cash. PWP OpCo Units do not expire. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities held by PWP Professional Partners LP, except to the extent of his pecuniary interest therein. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 21:17 UTC |
PERELLA JOSEPH RDirector
|
GrantClass B-1 Common Stock · Derivative | 4,053,967 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-026386 · doc4.xml · derivative · entry 1 PERELLA JOSEPH R · CIK 0001185273 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · PWP Professional Partners LP Disclosed balance after: 4,053,967 Underlying: Class A Common Stock · 4,053.967 shares Expires not disclosed F1 · derivative.exercise_price: Concurrently with an exchange of PWP Holdings LP Common Units (which represent Class A partnership units of PWP Holdings LP) ("PWP OpCo Units") for shares of Class A common stock ("Class A Shares") or cash by a PWP Holdings LP unitholder ("Unitholder") who also holds shares of Class B-1 common stock ("Class B-1 Shares"), such Unitholder will be required to surrender to the Issuer a number of Class B-1 Shares equal to the number of PWP OpCo Units exchanged, and such Class B-1 Shares will be converted into Class A Shares or, at the option of the Issuer, for an equivalent amount of cash, which will be delivered to such Unitholder at a conversion rate of 0.001 Class A Share for one Class B-1 Share. F1 · derivative.exercise_date: Concurrently with an exchange of PWP Holdings LP Common Units (which represent Class A partnership units of PWP Holdings LP) ("PWP OpCo Units") for shares of Class A common stock ("Class A Shares") or cash by a PWP Holdings LP unitholder ("Unitholder") who also holds shares of Class B-1 common stock ("Class B-1 Shares"), such Unitholder will be required to surrender to the Issuer a number of Class B-1 Shares equal to the number of PWP OpCo Units exchanged, and such Class B-1 Shares will be converted into Class A Shares or, at the option of the Issuer, for an equivalent amount of cash, which will be delivered to such Unitholder at a conversion rate of 0.001 Class A Share for one Class B-1 Share. F1 · derivative.expiration_date: Concurrently with an exchange of PWP Holdings LP Common Units (which represent Class A partnership units of PWP Holdings LP) ("PWP OpCo Units") for shares of Class A common stock ("Class A Shares") or cash by a PWP Holdings LP unitholder ("Unitholder") who also holds shares of Class B-1 common stock ("Class B-1 Shares"), such Unitholder will be required to surrender to the Issuer a number of Class B-1 Shares equal to the number of PWP OpCo Units exchanged, and such Class B-1 Shares will be converted into Class A Shares or, at the option of the Issuer, for an equivalent amount of cash, which will be delivered to such Unitholder at a conversion rate of 0.001 Class A Share for one Class B-1 Share. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities held by PWP Professional Partners LP, except to the extent of his pecuniary interest therein. Read SEC document |
| June 24, 2021 Filed Jun 29, 2021 01:48 UTC |
McEntee James J IIIPresident and Secretary
|
Exercise / conversionClass B Common Stock · Derivative | 204,562 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-026411 · doc4.xml · derivative · entry 4 McEntee James J III · CIK 0001312746 · President and Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By FinTech Masala Advisors IV, LLC Disclosed balance after: 0 Underlying: Class A Common Stock · 204,562 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F3 · price: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F3 · derivative.exercise_date: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F3 · derivative.expiration_date: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F4 · ownership.nature: Represents shares held directly by Masala. JMcEntee FinTech IV Partners and Swarthmore Trust of 2016 are members of Masala. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document |
| June 24, 2021 Filed Jun 29, 2021 01:48 UTC |
McEntee James J IIIPresident and Secretary
|
SaleClass B Common Stock · Derivative | 12,931 | $0.01 | $129.31 |
DisclosureSEC source: 0000899243-21-026411 · doc4.xml · derivative · entry 3 McEntee James J III · CIK 0001312746 · President and Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By FinTech Masala Advisors IV, LLC Disclosed balance after: 204,562 Underlying: Class A Common Stock · 12,931 shares Expires not disclosed F5 · derivative.exercise_price: Represents shares transferred to other members of Holdings and Masala pursuant to certain side letters by and among certain members of Holdings and Masala. F5 · kind: Represents shares transferred to other members of Holdings and Masala pursuant to certain side letters by and among certain members of Holdings and Masala. F5 · derivative.exercise_date: Represents shares transferred to other members of Holdings and Masala pursuant to certain side letters by and among certain members of Holdings and Masala. F5 · derivative.expiration_date: Represents shares transferred to other members of Holdings and Masala pursuant to certain side letters by and among certain members of Holdings and Masala. F4 · ownership.nature: Represents shares held directly by Masala. JMcEntee FinTech IV Partners and Swarthmore Trust of 2016 are members of Masala. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document |
| June 24, 2021 Filed Jun 29, 2021 01:48 UTC |
McEntee James J IIIPresident and Secretary
|
Disposition to issuerClass B Common Stock · Derivative | 32,507 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-026411 · doc4.xml · derivative · entry 2 McEntee James J III · CIK 0001312746 · President and Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By FinTech Masala Advisors IV, LLC Disclosed balance after: 217,493 Underlying: Class A Common Stock · 32,507 shares Expires not disclosed F1 · derivative.exercise_price: On June 24, 2021 (the "Closing Date"), Perella Weinberg Partners (f/k/a FinTech Acquisition Corp. IV) (the "Issuer") completed the business combination (the "Business Combination") contemplated by that certain Business Combination Agreement, dated as of December 29, 2020, by and among the Issuer, FinTech Investor Holdings IV, LLC ("Holdings"), FinTech Masala Advisors, LLC ("Masala"), PWP Holdings LP ("PWP OpCo"), PWP GP LLC, PWP Professional Partners LP, and Perella Weinberg Partners LLC. F2 · derivative.exercise_price: (Continued from Footnote 1) In connection with the Business Combination, on the Closing Date, upon consummation of the Business Combination, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. However, pursuant to that certain Sponsor Share Surrender And Share Restriction Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, and PWP OpCo, as amended, concurrent with the consummation of the Business Combination, these shares of Class B Common Stock were forfeited to the Issuer immediately prior to the Business Combination. F1 · derivative.exercise_date: On June 24, 2021 (the "Closing Date"), Perella Weinberg Partners (f/k/a FinTech Acquisition Corp. IV) (the "Issuer") completed the business combination (the "Business Combination") contemplated by that certain Business Combination Agreement, dated as of December 29, 2020, by and among the Issuer, FinTech Investor Holdings IV, LLC ("Holdings"), FinTech Masala Advisors, LLC ("Masala"), PWP Holdings LP ("PWP OpCo"), PWP GP LLC, PWP Professional Partners LP, and Perella Weinberg Partners LLC. F2 · derivative.exercise_date: (Continued from Footnote 1) In connection with the Business Combination, on the Closing Date, upon consummation of the Business Combination, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. However, pursuant to that certain Sponsor Share Surrender And Share Restriction Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, and PWP OpCo, as amended, concurrent with the consummation of the Business Combination, these shares of Class B Common Stock were forfeited to the Issuer immediately prior to the Business Combination. F1 · derivative.expiration_date: On June 24, 2021 (the "Closing Date"), Perella Weinberg Partners (f/k/a FinTech Acquisition Corp. IV) (the "Issuer") completed the business combination (the "Business Combination") contemplated by that certain Business Combination Agreement, dated as of December 29, 2020, by and among the Issuer, FinTech Investor Holdings IV, LLC ("Holdings"), FinTech Masala Advisors, LLC ("Masala"), PWP Holdings LP ("PWP OpCo"), PWP GP LLC, PWP Professional Partners LP, and Perella Weinberg Partners LLC. F2 · derivative.expiration_date: (Continued from Footnote 1) In connection with the Business Combination, on the Closing Date, upon consummation of the Business Combination, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. However, pursuant to that certain Sponsor Share Surrender And Share Restriction Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, and PWP OpCo, as amended, concurrent with the consummation of the Business Combination, these shares of Class B Common Stock were forfeited to the Issuer immediately prior to the Business Combination. F4 · ownership.nature: Represents shares held directly by Masala. JMcEntee FinTech IV Partners and Swarthmore Trust of 2016 are members of Masala. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document |
| June 24, 2021 Filed Jun 29, 2021 01:48 UTC |
McEntee James J IIIPresident and Secretary
|
Exercise / conversionClass A Common Stock | 204,562 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-026411 · doc4.xml · nonDerivative · entry 1 McEntee James J III · CIK 0001312746 · President and Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By FinTech Masala Advisors IV, LLC Disclosed balance after: 204,562 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F4 · ownership.nature: Represents shares held directly by Masala. JMcEntee FinTech IV Partners and Swarthmore Trust of 2016 are members of Masala. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 21:51 UTC |
Ezzes BrittainDirector
|
Exercise / conversionClass B Common Stock · Derivative | 20,456 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-026415 · doc4.xml · derivative · entry 4 Ezzes Brittain · CIK 0001755653 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By FinTech Masala Advisors IV, LLC Disclosed balance after: 0 Underlying: Class A Common Stock · 20,456 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F3 · price: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F3 · derivative.exercise_date: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F3 · derivative.expiration_date: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F4 · ownership.nature: Represents shares held directly by Masala. The reporting person is a member of Masala. The reporting person disclaims beneficial ownership of these securities, except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 21:51 UTC |
Ezzes BrittainDirector
|
SaleClass B Common Stock · Derivative | 1,293 | $0.01 | $12.93 |
DisclosureSEC source: 0000899243-21-026415 · doc4.xml · derivative · entry 3 Ezzes Brittain · CIK 0001755653 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By FinTech Masala Advisors IV, LLC Disclosed balance after: 20,456 Underlying: Class A Common Stock · 1,293 shares Expires not disclosed F5 · derivative.exercise_price: Represents shares transferred to other members of Holdings and Masala pursuant to certain side letters by and among certain members of Holdings and Masala. F5 · kind: Represents shares transferred to other members of Holdings and Masala pursuant to certain side letters by and among certain members of Holdings and Masala. F5 · derivative.exercise_date: Represents shares transferred to other members of Holdings and Masala pursuant to certain side letters by and among certain members of Holdings and Masala. F5 · derivative.expiration_date: Represents shares transferred to other members of Holdings and Masala pursuant to certain side letters by and among certain members of Holdings and Masala. F4 · ownership.nature: Represents shares held directly by Masala. The reporting person is a member of Masala. The reporting person disclaims beneficial ownership of these securities, except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 21:51 UTC |
Ezzes BrittainDirector
|
Disposition to issuerClass B Common Stock · Derivative | 3,251 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-026415 · doc4.xml · derivative · entry 2 Ezzes Brittain · CIK 0001755653 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By FinTech Masala Advisors IV, LLC Disclosed balance after: 21,749 Underlying: Class A Common Stock · 3,251 shares Expires not disclosed F1 · derivative.exercise_price: On June 24, 2021 (the "Closing Date"), Perella Weinberg Partners (f/k/a FinTech Acquisition Corp. IV) (the "Issuer") completed the business combination (the "Business Combination") contemplated by that certain Business Combination Agreement, dated as of December 29, 2020, by and among the Issuer, FinTech Investor Holdings IV, LLC ("Holdings"), FinTech Masala Advisors, LLC ("Masala"), PWP Holdings LP ("PWP OpCo"), PWP GP LLC, PWP Professional Partners LP, and Perella Weinberg Partners LLC. F2 · derivative.exercise_price: (Continued from Footnote 1) In connection with the Business Combination, on the Closing Date, upon consummation of the Business Combination, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. However, pursuant to that certain Sponsor Share Surrender And Share Restriction Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, and PWP OpCo, as amended, concurrent with the consummation of the Business Combination, these shares of Class B Common Stock were forfeited to the Issuer immediately prior to the Business Combination. F1 · derivative.exercise_date: On June 24, 2021 (the "Closing Date"), Perella Weinberg Partners (f/k/a FinTech Acquisition Corp. IV) (the "Issuer") completed the business combination (the "Business Combination") contemplated by that certain Business Combination Agreement, dated as of December 29, 2020, by and among the Issuer, FinTech Investor Holdings IV, LLC ("Holdings"), FinTech Masala Advisors, LLC ("Masala"), PWP Holdings LP ("PWP OpCo"), PWP GP LLC, PWP Professional Partners LP, and Perella Weinberg Partners LLC. F2 · derivative.exercise_date: (Continued from Footnote 1) In connection with the Business Combination, on the Closing Date, upon consummation of the Business Combination, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. However, pursuant to that certain Sponsor Share Surrender And Share Restriction Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, and PWP OpCo, as amended, concurrent with the consummation of the Business Combination, these shares of Class B Common Stock were forfeited to the Issuer immediately prior to the Business Combination. F1 · derivative.expiration_date: On June 24, 2021 (the "Closing Date"), Perella Weinberg Partners (f/k/a FinTech Acquisition Corp. IV) (the "Issuer") completed the business combination (the "Business Combination") contemplated by that certain Business Combination Agreement, dated as of December 29, 2020, by and among the Issuer, FinTech Investor Holdings IV, LLC ("Holdings"), FinTech Masala Advisors, LLC ("Masala"), PWP Holdings LP ("PWP OpCo"), PWP GP LLC, PWP Professional Partners LP, and Perella Weinberg Partners LLC. F2 · derivative.expiration_date: (Continued from Footnote 1) In connection with the Business Combination, on the Closing Date, upon consummation of the Business Combination, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. However, pursuant to that certain Sponsor Share Surrender And Share Restriction Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, and PWP OpCo, as amended, concurrent with the consummation of the Business Combination, these shares of Class B Common Stock were forfeited to the Issuer immediately prior to the Business Combination. F4 · ownership.nature: Represents shares held directly by Masala. The reporting person is a member of Masala. The reporting person disclaims beneficial ownership of these securities, except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 21:51 UTC |
Ezzes BrittainDirector
|
Exercise / conversionClass A Common Stock | 20,456 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-026415 · doc4.xml · nonDerivative · entry 1 Ezzes Brittain · CIK 0001755653 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By FinTech Masala Advisors IV, LLC Disclosed balance after: 20,456 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F4 · ownership.nature: Represents shares held directly by Masala. The reporting person is a member of Masala. The reporting person disclaims beneficial ownership of these securities, except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 21:47 UTC |
Cohen Sponsor Interests IV, LLC10% owner
FinTech Masala, LLC10% owner
FinTech Masala Holdings, LLC10% owner
|
Exercise / conversionClass B Common Stock · Derivative | 4,506,446 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-026406 · doc4.xml · derivative · entry 9 Cohen Sponsor Interests IV, LLC · CIK 0001777829 · 10% owner FinTech Masala, LLC · CIK 0001768156 · 10% owner FinTech Masala Holdings, LLC · CIK 0001768157 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By FinTech Masala Advisors IV, LLC Disclosed balance after: 0 Underlying: Class A Common Stock · 4,506,446 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F4 · price: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F4 · derivative.exercise_date: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F4 · derivative.expiration_date: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F1 · ownership.nature: Represents shares held directly by FinTech Investor Holdings IV, LLC ("Holdings") and FinTech Masala Advisors IV, LLC ("Masala"), each of which is managed by Cohen Sponsor Interests IV, LLC ("Manager"). FinTech Masala, LLC ("Masala LLC") is the sole member of Manager. FinTech Masala Holdings, LLC ("Masala Holdings") is the sole member of Masala LLC. As a result, each of Manager, Masala LLC, and Masala Holdings shares voting and investment power over the shares held directly by Holdings and Masala. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 21:47 UTC |
Cohen Sponsor Interests IV, LLC10% owner
FinTech Masala, LLC10% owner
FinTech Masala Holdings, LLC10% owner
|
Disposition to issuerClass B Common Stock · Derivative | 693,058 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-026406 · doc4.xml · derivative · entry 8 Cohen Sponsor Interests IV, LLC · CIK 0001777829 · 10% owner FinTech Masala, LLC · CIK 0001768156 · 10% owner FinTech Masala Holdings, LLC · CIK 0001768157 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By FinTech Masala Advisors IV, LLC Disclosed balance after: 4,506,446 Underlying: Class A Common Stock · 693,058 shares Expires not disclosed F2 · derivative.exercise_price: On June 24, 2021 (the "Closing Date"), Perella Weinberg Partners (f/k/a FinTech Acquisition Corp. IV) (the "Issuer") completed the business combination (the "Business Combination") contemplated by that certain Business Combination Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, PWP Holdings LP ("PWP OpCo"), PWP GP LLC, PWP Professional Partners LP, and Perella Weinberg Partners LLC. F3 · derivative.exercise_price: (Continued from Footnote 2) In connection with the Business Combination, on the Closing Date, upon consummation of the Business Combination, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. However, pursuant to that certain Sponsor Share Surrender And Share Restriction Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, and PWP OpCo, as amended, concurrent with the consummation of the Business Combination, these shares of Class B Common Stock were forfeited to the Issuer immediately prior to the Business Combination. F2 · derivative.exercise_date: On June 24, 2021 (the "Closing Date"), Perella Weinberg Partners (f/k/a FinTech Acquisition Corp. IV) (the "Issuer") completed the business combination (the "Business Combination") contemplated by that certain Business Combination Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, PWP Holdings LP ("PWP OpCo"), PWP GP LLC, PWP Professional Partners LP, and Perella Weinberg Partners LLC. F3 · derivative.exercise_date: (Continued from Footnote 2) In connection with the Business Combination, on the Closing Date, upon consummation of the Business Combination, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. However, pursuant to that certain Sponsor Share Surrender And Share Restriction Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, and PWP OpCo, as amended, concurrent with the consummation of the Business Combination, these shares of Class B Common Stock were forfeited to the Issuer immediately prior to the Business Combination. F2 · derivative.expiration_date: On June 24, 2021 (the "Closing Date"), Perella Weinberg Partners (f/k/a FinTech Acquisition Corp. IV) (the "Issuer") completed the business combination (the "Business Combination") contemplated by that certain Business Combination Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, PWP Holdings LP ("PWP OpCo"), PWP GP LLC, PWP Professional Partners LP, and Perella Weinberg Partners LLC. F3 · derivative.expiration_date: (Continued from Footnote 2) In connection with the Business Combination, on the Closing Date, upon consummation of the Business Combination, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. However, pursuant to that certain Sponsor Share Surrender And Share Restriction Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, and PWP OpCo, as amended, concurrent with the consummation of the Business Combination, these shares of Class B Common Stock were forfeited to the Issuer immediately prior to the Business Combination. F1 · ownership.nature: Represents shares held directly by FinTech Investor Holdings IV, LLC ("Holdings") and FinTech Masala Advisors IV, LLC ("Masala"), each of which is managed by Cohen Sponsor Interests IV, LLC ("Manager"). FinTech Masala, LLC ("Masala LLC") is the sole member of Manager. FinTech Masala Holdings, LLC ("Masala Holdings") is the sole member of Masala LLC. As a result, each of Manager, Masala LLC, and Masala Holdings shares voting and investment power over the shares held directly by Holdings and Masala. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 21:47 UTC |
Cohen Sponsor Interests IV, LLC10% owner
FinTech Masala, LLC10% owner
FinTech Masala Holdings, LLC10% owner
|
SaleClass B Common Stock · Derivative | 130,496 | $0.01 | $1,304.96 |
DisclosureSEC source: 0000899243-21-026406 · doc4.xml · derivative · entry 7 Cohen Sponsor Interests IV, LLC · CIK 0001777829 · 10% owner FinTech Masala, LLC · CIK 0001768156 · 10% owner FinTech Masala Holdings, LLC · CIK 0001768157 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By FinTech Masala Advisors IV, LLC Disclosed balance after: 5,199,504 Underlying: Class A Common Stock · 130,496 shares Expires not disclosed F5 · derivative.exercise_price: Represents shares transferred from Masala to Holdings pursuant to certain side letters by and among certain members of Holdings and Masala. F5 · kind: Represents shares transferred from Masala to Holdings pursuant to certain side letters by and among certain members of Holdings and Masala. F5 · derivative.exercise_date: Represents shares transferred from Masala to Holdings pursuant to certain side letters by and among certain members of Holdings and Masala. F5 · derivative.expiration_date: Represents shares transferred from Masala to Holdings pursuant to certain side letters by and among certain members of Holdings and Masala. F1 · ownership.nature: Represents shares held directly by FinTech Investor Holdings IV, LLC ("Holdings") and FinTech Masala Advisors IV, LLC ("Masala"), each of which is managed by Cohen Sponsor Interests IV, LLC ("Manager"). FinTech Masala, LLC ("Masala LLC") is the sole member of Manager. FinTech Masala Holdings, LLC ("Masala Holdings") is the sole member of Masala LLC. As a result, each of Manager, Masala LLC, and Masala Holdings shares voting and investment power over the shares held directly by Holdings and Masala. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 21:47 UTC |
Cohen Sponsor Interests IV, LLC10% owner
FinTech Masala, LLC10% owner
FinTech Masala Holdings, LLC10% owner
|
GrantWarrants · Derivative | 203,333 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0000899243-21-026406 · doc4.xml · derivative · entry 6 Cohen Sponsor Interests IV, LLC · CIK 0001777829 · 10% owner FinTech Masala, LLC · CIK 0001768156 · 10% owner FinTech Masala Holdings, LLC · CIK 0001768157 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By FinTech Investor Holdings IV, LLC Disclosed balance after: 203,333 Underlying: Class A Common Stock · 203,333 shares Expires 2026-06-24 F6 · kind: Upon consummation of the Business Combination, the warrants to purchase shares of Class A Common Stock of the Issuer became exercisable 30 days thereafter. F6 · price: Upon consummation of the Business Combination, the warrants to purchase shares of Class A Common Stock of the Issuer became exercisable 30 days thereafter. F1 · ownership.nature: Represents shares held directly by FinTech Investor Holdings IV, LLC ("Holdings") and FinTech Masala Advisors IV, LLC ("Masala"), each of which is managed by Cohen Sponsor Interests IV, LLC ("Manager"). FinTech Masala, LLC ("Masala LLC") is the sole member of Manager. FinTech Masala Holdings, LLC ("Masala Holdings") is the sole member of Masala LLC. As a result, each of Manager, Masala LLC, and Masala Holdings shares voting and investment power over the shares held directly by Holdings and Masala. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 21:47 UTC |
Cohen Sponsor Interests IV, LLC10% owner
FinTech Masala, LLC10% owner
FinTech Masala Holdings, LLC10% owner
|
Exercise / conversionClass B Common Stock · Derivative | 2,340,221 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-026406 · doc4.xml · derivative · entry 5 Cohen Sponsor Interests IV, LLC · CIK 0001777829 · 10% owner FinTech Masala, LLC · CIK 0001768156 · 10% owner FinTech Masala Holdings, LLC · CIK 0001768157 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By FinTech Investor Holdings IV, LLC Disclosed balance after: 0 Underlying: Class A Common Stock · 2,340,221 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F4 · price: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F4 · derivative.exercise_date: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F4 · derivative.expiration_date: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F1 · ownership.nature: Represents shares held directly by FinTech Investor Holdings IV, LLC ("Holdings") and FinTech Masala Advisors IV, LLC ("Masala"), each of which is managed by Cohen Sponsor Interests IV, LLC ("Manager"). FinTech Masala, LLC ("Masala LLC") is the sole member of Manager. FinTech Masala Holdings, LLC ("Masala Holdings") is the sole member of Masala LLC. As a result, each of Manager, Masala LLC, and Masala Holdings shares voting and investment power over the shares held directly by Holdings and Masala. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 21:47 UTC |
Cohen Sponsor Interests IV, LLC10% owner
FinTech Masala, LLC10% owner
FinTech Masala Holdings, LLC10% owner
|
Disposition to issuerClass B Common Stock · Derivative | 330,275 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-026406 · doc4.xml · derivative · entry 4 Cohen Sponsor Interests IV, LLC · CIK 0001777829 · 10% owner FinTech Masala, LLC · CIK 0001768156 · 10% owner FinTech Masala Holdings, LLC · CIK 0001768157 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By FinTech Investor Holdings IV, LLC Disclosed balance after: 2,340,221 Underlying: Class A Common Stock · 330,275 shares Expires not disclosed F2 · derivative.exercise_price: On June 24, 2021 (the "Closing Date"), Perella Weinberg Partners (f/k/a FinTech Acquisition Corp. IV) (the "Issuer") completed the business combination (the "Business Combination") contemplated by that certain Business Combination Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, PWP Holdings LP ("PWP OpCo"), PWP GP LLC, PWP Professional Partners LP, and Perella Weinberg Partners LLC. F3 · derivative.exercise_price: (Continued from Footnote 2) In connection with the Business Combination, on the Closing Date, upon consummation of the Business Combination, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. However, pursuant to that certain Sponsor Share Surrender And Share Restriction Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, and PWP OpCo, as amended, concurrent with the consummation of the Business Combination, these shares of Class B Common Stock were forfeited to the Issuer immediately prior to the Business Combination. F2 · derivative.exercise_date: On June 24, 2021 (the "Closing Date"), Perella Weinberg Partners (f/k/a FinTech Acquisition Corp. IV) (the "Issuer") completed the business combination (the "Business Combination") contemplated by that certain Business Combination Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, PWP Holdings LP ("PWP OpCo"), PWP GP LLC, PWP Professional Partners LP, and Perella Weinberg Partners LLC. F3 · derivative.exercise_date: (Continued from Footnote 2) In connection with the Business Combination, on the Closing Date, upon consummation of the Business Combination, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. However, pursuant to that certain Sponsor Share Surrender And Share Restriction Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, and PWP OpCo, as amended, concurrent with the consummation of the Business Combination, these shares of Class B Common Stock were forfeited to the Issuer immediately prior to the Business Combination. F2 · derivative.expiration_date: On June 24, 2021 (the "Closing Date"), Perella Weinberg Partners (f/k/a FinTech Acquisition Corp. IV) (the "Issuer") completed the business combination (the "Business Combination") contemplated by that certain Business Combination Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, PWP Holdings LP ("PWP OpCo"), PWP GP LLC, PWP Professional Partners LP, and Perella Weinberg Partners LLC. F3 · derivative.expiration_date: (Continued from Footnote 2) In connection with the Business Combination, on the Closing Date, upon consummation of the Business Combination, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. However, pursuant to that certain Sponsor Share Surrender And Share Restriction Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, and PWP OpCo, as amended, concurrent with the consummation of the Business Combination, these shares of Class B Common Stock were forfeited to the Issuer immediately prior to the Business Combination. F1 · ownership.nature: Represents shares held directly by FinTech Investor Holdings IV, LLC ("Holdings") and FinTech Masala Advisors IV, LLC ("Masala"), each of which is managed by Cohen Sponsor Interests IV, LLC ("Manager"). FinTech Masala, LLC ("Masala LLC") is the sole member of Manager. FinTech Masala Holdings, LLC ("Masala Holdings") is the sole member of Masala LLC. As a result, each of Manager, Masala LLC, and Masala Holdings shares voting and investment power over the shares held directly by Holdings and Masala. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 21:47 UTC |
Cohen Sponsor Interests IV, LLC10% owner
FinTech Masala, LLC10% owner
FinTech Masala Holdings, LLC10% owner
|
PurchaseClass B Common Stock · Derivative | 130,496 | $0.01 | $1,304.96 |
DisclosureSEC source: 0000899243-21-026406 · doc4.xml · derivative · entry 3 Cohen Sponsor Interests IV, LLC · CIK 0001777829 · 10% owner FinTech Masala, LLC · CIK 0001768156 · 10% owner FinTech Masala Holdings, LLC · CIK 0001768157 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By FinTech Investor Holdings IV, LLC Disclosed balance after: 2,670,496 Underlying: Class A Common Stock · 130,496 shares Expires not disclosed F5 · derivative.exercise_price: Represents shares transferred from Masala to Holdings pursuant to certain side letters by and among certain members of Holdings and Masala. F5 · kind: Represents shares transferred from Masala to Holdings pursuant to certain side letters by and among certain members of Holdings and Masala. F5 · derivative.exercise_date: Represents shares transferred from Masala to Holdings pursuant to certain side letters by and among certain members of Holdings and Masala. F5 · derivative.expiration_date: Represents shares transferred from Masala to Holdings pursuant to certain side letters by and among certain members of Holdings and Masala. F1 · ownership.nature: Represents shares held directly by FinTech Investor Holdings IV, LLC ("Holdings") and FinTech Masala Advisors IV, LLC ("Masala"), each of which is managed by Cohen Sponsor Interests IV, LLC ("Manager"). FinTech Masala, LLC ("Masala LLC") is the sole member of Manager. FinTech Masala Holdings, LLC ("Masala Holdings") is the sole member of Masala LLC. As a result, each of Manager, Masala LLC, and Masala Holdings shares voting and investment power over the shares held directly by Holdings and Masala. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 21:47 UTC |
Cohen Sponsor Interests IV, LLC10% owner
FinTech Masala, LLC10% owner
FinTech Masala Holdings, LLC10% owner
|
Exercise / conversionClass A Common Stock | 4,506,446 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-026406 · doc4.xml · nonDerivative · entry 2 Cohen Sponsor Interests IV, LLC · CIK 0001777829 · 10% owner FinTech Masala, LLC · CIK 0001768156 · 10% owner FinTech Masala Holdings, LLC · CIK 0001768157 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By FinTech Masala Advisors IV, LLC Disclosed balance after: 4,506,446 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F1 · ownership.nature: Represents shares held directly by FinTech Investor Holdings IV, LLC ("Holdings") and FinTech Masala Advisors IV, LLC ("Masala"), each of which is managed by Cohen Sponsor Interests IV, LLC ("Manager"). FinTech Masala, LLC ("Masala LLC") is the sole member of Manager. FinTech Masala Holdings, LLC ("Masala Holdings") is the sole member of Masala LLC. As a result, each of Manager, Masala LLC, and Masala Holdings shares voting and investment power over the shares held directly by Holdings and Masala. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 21:47 UTC |
Cohen Sponsor Interests IV, LLC10% owner
FinTech Masala, LLC10% owner
FinTech Masala Holdings, LLC10% owner
|
Exercise / conversionClass A Common Stock | 2,340,221 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-026406 · doc4.xml · nonDerivative · entry 1 Cohen Sponsor Interests IV, LLC · CIK 0001777829 · 10% owner FinTech Masala, LLC · CIK 0001768156 · 10% owner FinTech Masala Holdings, LLC · CIK 0001768157 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By FinTech Investor Holdings IV, LLC Disclosed balance after: 2,950,221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F1 · ownership.nature: Represents shares held directly by FinTech Investor Holdings IV, LLC ("Holdings") and FinTech Masala Advisors IV, LLC ("Masala"), each of which is managed by Cohen Sponsor Interests IV, LLC ("Manager"). FinTech Masala, LLC ("Masala LLC") is the sole member of Manager. FinTech Masala Holdings, LLC ("Masala Holdings") is the sole member of Masala LLC. As a result, each of Manager, Masala LLC, and Masala Holdings shares voting and investment power over the shares held directly by Holdings and Masala. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 21:48 UTC |
Antoncic MadelynDirector
|
Exercise / conversionClass B Common Stock · Derivative | 20,456 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-026407 · doc4.xml · derivative · entry 4 Antoncic Madelyn · CIK 0001758956 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By FinTech Masala Advisors IV, LLC Disclosed balance after: 0 Underlying: Class A Common Stock · 20,456 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F3 · price: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F3 · derivative.exercise_date: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F3 · derivative.expiration_date: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F4 · ownership.nature: Represents shares held directly by Masala. The reporting person is a member of Masala. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 21:48 UTC |
Antoncic MadelynDirector
|
SaleClass B Common Stock · Derivative | 1,293 | $0.01 | $12.93 |
DisclosureSEC source: 0000899243-21-026407 · doc4.xml · derivative · entry 3 Antoncic Madelyn · CIK 0001758956 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By FinTech Masala Advisors IV, LLC Disclosed balance after: 20,456 Underlying: Class A Common Stock · 1,293 shares Expires not disclosed F5 · derivative.exercise_price: Represents shares transferred to other members of Holdings and Masala pursuant to certain side letters by and among certain members of Holdings and Masala. F5 · kind: Represents shares transferred to other members of Holdings and Masala pursuant to certain side letters by and among certain members of Holdings and Masala. F5 · derivative.exercise_date: Represents shares transferred to other members of Holdings and Masala pursuant to certain side letters by and among certain members of Holdings and Masala. F5 · derivative.expiration_date: Represents shares transferred to other members of Holdings and Masala pursuant to certain side letters by and among certain members of Holdings and Masala. F4 · ownership.nature: Represents shares held directly by Masala. The reporting person is a member of Masala. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 21:48 UTC |
Antoncic MadelynDirector
|
Disposition to issuerClass B Common Stock · Derivative | 3,251 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-026407 · doc4.xml · derivative · entry 2 Antoncic Madelyn · CIK 0001758956 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By FinTech Masala Advisors IV, LLC Disclosed balance after: 21,749 Underlying: Class A Common Stock · 3,251 shares Expires not disclosed F1 · derivative.exercise_price: On June 24, 2021 (the "Closing Date"), Perella Weinberg Partners (f/k/a FinTech Acquisition Corp. IV) (the "Issuer") completed the business combination (the "Business Combination") contemplated by that certain Business Combination Agreement, dated as of December 29, 2020, by and among the Issuer, FinTech Investor Holdings IV, LLC ("Holdings"), FinTech Masala Advisors, LLC ("Masala"), PWP Holdings LP ("PWP OpCo"), PWP GP LLC, PWP Professional Partners LP, and Perella Weinberg Partners LLC. F2 · derivative.exercise_price: (Continued from Footnote 1) In connection with the Business Combination, on the Closing Date, upon consummation of the Business Combination, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. However, pursuant to that certain Sponsor Share Surrender And Share Restriction Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, and PWP OpCo, as amended, concurrent with the consummation of the Business Combination, these shares of Class B Common Stock were forfeited to the Issuer immediately prior to the Business Combination. F1 · derivative.exercise_date: On June 24, 2021 (the "Closing Date"), Perella Weinberg Partners (f/k/a FinTech Acquisition Corp. IV) (the "Issuer") completed the business combination (the "Business Combination") contemplated by that certain Business Combination Agreement, dated as of December 29, 2020, by and among the Issuer, FinTech Investor Holdings IV, LLC ("Holdings"), FinTech Masala Advisors, LLC ("Masala"), PWP Holdings LP ("PWP OpCo"), PWP GP LLC, PWP Professional Partners LP, and Perella Weinberg Partners LLC. F2 · derivative.exercise_date: (Continued from Footnote 1) In connection with the Business Combination, on the Closing Date, upon consummation of the Business Combination, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. However, pursuant to that certain Sponsor Share Surrender And Share Restriction Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, and PWP OpCo, as amended, concurrent with the consummation of the Business Combination, these shares of Class B Common Stock were forfeited to the Issuer immediately prior to the Business Combination. F1 · derivative.expiration_date: On June 24, 2021 (the "Closing Date"), Perella Weinberg Partners (f/k/a FinTech Acquisition Corp. IV) (the "Issuer") completed the business combination (the "Business Combination") contemplated by that certain Business Combination Agreement, dated as of December 29, 2020, by and among the Issuer, FinTech Investor Holdings IV, LLC ("Holdings"), FinTech Masala Advisors, LLC ("Masala"), PWP Holdings LP ("PWP OpCo"), PWP GP LLC, PWP Professional Partners LP, and Perella Weinberg Partners LLC. F2 · derivative.expiration_date: (Continued from Footnote 1) In connection with the Business Combination, on the Closing Date, upon consummation of the Business Combination, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. However, pursuant to that certain Sponsor Share Surrender And Share Restriction Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, and PWP OpCo, as amended, concurrent with the consummation of the Business Combination, these shares of Class B Common Stock were forfeited to the Issuer immediately prior to the Business Combination. F4 · ownership.nature: Represents shares held directly by Masala. The reporting person is a member of Masala. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 21:48 UTC |
Antoncic MadelynDirector
|
Exercise / conversionClass A Common Stock | 20,456 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-026407 · doc4.xml · nonDerivative · entry 1 Antoncic Madelyn · CIK 0001758956 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By FinTech Masala Advisors IV, LLC Disclosed balance after: 20,456 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F4 · ownership.nature: Represents shares held directly by Masala. The reporting person is a member of Masala. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 21:51 UTC |
FinTech Investor Holdings IV, LLC10% owner
|
GrantWarrants · Derivative | 203,333 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0000899243-21-026416 · doc4.xml · derivative · entry 5 FinTech Investor Holdings IV, LLC · CIK 0001777836 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,333 Underlying: Class A Common Stock · 203,333 shares Expires 2026-06-24 F5 · kind: Upon consummation of the Business Combination, the warrants to purchase shares of Class A Common Stock of the Issuer became exercisable 30 days thereafter. F5 · price: Upon consummation of the Business Combination, the warrants to purchase shares of Class A Common Stock of the Issuer became exercisable 30 days thereafter. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 21:51 UTC |
FinTech Investor Holdings IV, LLC10% owner
|
Exercise / conversionClass B Common Stock · Derivative | 2,340,221 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-026416 · doc4.xml · derivative · entry 4 FinTech Investor Holdings IV, LLC · CIK 0001777836 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,340,221 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F3 · price: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F3 · derivative.exercise_date: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F3 · derivative.expiration_date: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 21:51 UTC |
FinTech Investor Holdings IV, LLC10% owner
|
Disposition to issuerClass B Common Stock · Derivative | 330,275 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-026416 · doc4.xml · derivative · entry 3 FinTech Investor Holdings IV, LLC · CIK 0001777836 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,340,221 Underlying: Class A Common Stock · 330,275 shares Expires not disclosed F1 · derivative.exercise_price: On June 24, 2021 (the "Closing Date"), Perella Weinberg Partners (f/k/a FinTech Acquisition Corp. IV) (the "Issuer") completed the business combination (the "Business Combination") contemplated by that certain Business Combination Agreement, dated as of December 29, 2020, by and among the Issuer, FinTech Investor Holdings IV, LLC ("Holdings"), FinTech Masala Advisors, LLC ("Masala"), PWP Holdings LP ("PWP OpCo"), PWP GP LLC, PWP Professional Partners LP, and Perella Weinberg Partners LLC. F2 · derivative.exercise_price: (Continued from Footnote 1) In connection with the Business Combination, on the Closing Date, upon consummation of the Business Combination, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. However, pursuant to that certain Sponsor Share Surrender And Share Restriction Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, and PWP OpCo, as amended, concurrent with the consummation of the Business Combination, these shares of Class B Common Stock were forfeited to the Issuer immediately prior to the Business Combination. F1 · derivative.exercise_date: On June 24, 2021 (the "Closing Date"), Perella Weinberg Partners (f/k/a FinTech Acquisition Corp. IV) (the "Issuer") completed the business combination (the "Business Combination") contemplated by that certain Business Combination Agreement, dated as of December 29, 2020, by and among the Issuer, FinTech Investor Holdings IV, LLC ("Holdings"), FinTech Masala Advisors, LLC ("Masala"), PWP Holdings LP ("PWP OpCo"), PWP GP LLC, PWP Professional Partners LP, and Perella Weinberg Partners LLC. F2 · derivative.exercise_date: (Continued from Footnote 1) In connection with the Business Combination, on the Closing Date, upon consummation of the Business Combination, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. However, pursuant to that certain Sponsor Share Surrender And Share Restriction Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, and PWP OpCo, as amended, concurrent with the consummation of the Business Combination, these shares of Class B Common Stock were forfeited to the Issuer immediately prior to the Business Combination. F1 · derivative.expiration_date: On June 24, 2021 (the "Closing Date"), Perella Weinberg Partners (f/k/a FinTech Acquisition Corp. IV) (the "Issuer") completed the business combination (the "Business Combination") contemplated by that certain Business Combination Agreement, dated as of December 29, 2020, by and among the Issuer, FinTech Investor Holdings IV, LLC ("Holdings"), FinTech Masala Advisors, LLC ("Masala"), PWP Holdings LP ("PWP OpCo"), PWP GP LLC, PWP Professional Partners LP, and Perella Weinberg Partners LLC. F2 · derivative.expiration_date: (Continued from Footnote 1) In connection with the Business Combination, on the Closing Date, upon consummation of the Business Combination, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. However, pursuant to that certain Sponsor Share Surrender And Share Restriction Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, and PWP OpCo, as amended, concurrent with the consummation of the Business Combination, these shares of Class B Common Stock were forfeited to the Issuer immediately prior to the Business Combination. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 21:51 UTC |
FinTech Investor Holdings IV, LLC10% owner
|
PurchaseClass B Common Stock · Derivative | 130,496 | $0.01 | $1,304.96 |
DisclosureSEC source: 0000899243-21-026416 · doc4.xml · derivative · entry 2 FinTech Investor Holdings IV, LLC · CIK 0001777836 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,670,496 Underlying: Class A Common Stock · 130,496 shares Expires not disclosed F4 · derivative.exercise_price: Represents shares transferred from Masala to the reporting person pursuant to certain side letters by and among certain members of the reporting person and Masala. F4 · kind: Represents shares transferred from Masala to the reporting person pursuant to certain side letters by and among certain members of the reporting person and Masala. F4 · derivative.exercise_date: Represents shares transferred from Masala to the reporting person pursuant to certain side letters by and among certain members of the reporting person and Masala. F4 · derivative.expiration_date: Represents shares transferred from Masala to the reporting person pursuant to certain side letters by and among certain members of the reporting person and Masala. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 21:51 UTC |
FinTech Investor Holdings IV, LLC10% owner
|
Exercise / conversionClass A Common Stock | 2,340,221 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-026416 · doc4.xml · nonDerivative · entry 1 FinTech Investor Holdings IV, LLC · CIK 0001777836 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,950,221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. Read SEC document |
| June 24, 2021 Filed Jun 29, 2021 01:48 UTC |
FinTech Masala Advisors IV, LLC10% owner
|
Exercise / conversionClass B Common Stock · Derivative | 4,506,446 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-026412 · doc4.xml · derivative · entry 4 FinTech Masala Advisors IV, LLC · CIK 0001821862 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 4,506,446 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F3 · price: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F3 · derivative.exercise_date: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F3 · derivative.expiration_date: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. Read SEC document |
| June 24, 2021 Filed Jun 29, 2021 01:48 UTC |
FinTech Masala Advisors IV, LLC10% owner
|
Disposition to issuerClass B Common Stock · Derivative | 693,058 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-026412 · doc4.xml · derivative · entry 3 FinTech Masala Advisors IV, LLC · CIK 0001821862 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,506,446 Underlying: Class A Common Stock · 693,058 shares Expires not disclosed F1 · derivative.exercise_price: On June 24, 2021 (the "Closing Date"), Perella Weinberg Partners (f/k/a FinTech Acquisition Corp. IV) (the "Issuer") completed the business combination (the "Business Combination") contemplated by that certain Business Combination Agreement, dated as of December 29, 2020, by and among the Issuer, FinTech Investor Holdings IV, LLC ("Holdings"), FinTech Masala Advisors, LLC ("Masala"), PWP Holdings LP ("PWP OpCo"), PWP GP LLC, PWP Professional Partners LP, and Perella Weinberg Partners LLC. F2 · derivative.exercise_price: (Continued from Footnote 1) In connection with the Business Combination, on the Closing Date, upon consummation of the Business Combination, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. However, pursuant to that certain Sponsor Share Surrender And Share Restriction Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, and PWP OpCo, as amended, concurrent with the consummation of the Business Combination, these shares of Class B Common Stock were forfeited to the Issuer immediately prior to the Business Combination. F1 · derivative.exercise_date: On June 24, 2021 (the "Closing Date"), Perella Weinberg Partners (f/k/a FinTech Acquisition Corp. IV) (the "Issuer") completed the business combination (the "Business Combination") contemplated by that certain Business Combination Agreement, dated as of December 29, 2020, by and among the Issuer, FinTech Investor Holdings IV, LLC ("Holdings"), FinTech Masala Advisors, LLC ("Masala"), PWP Holdings LP ("PWP OpCo"), PWP GP LLC, PWP Professional Partners LP, and Perella Weinberg Partners LLC. F2 · derivative.exercise_date: (Continued from Footnote 1) In connection with the Business Combination, on the Closing Date, upon consummation of the Business Combination, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. However, pursuant to that certain Sponsor Share Surrender And Share Restriction Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, and PWP OpCo, as amended, concurrent with the consummation of the Business Combination, these shares of Class B Common Stock were forfeited to the Issuer immediately prior to the Business Combination. F1 · derivative.expiration_date: On June 24, 2021 (the "Closing Date"), Perella Weinberg Partners (f/k/a FinTech Acquisition Corp. IV) (the "Issuer") completed the business combination (the "Business Combination") contemplated by that certain Business Combination Agreement, dated as of December 29, 2020, by and among the Issuer, FinTech Investor Holdings IV, LLC ("Holdings"), FinTech Masala Advisors, LLC ("Masala"), PWP Holdings LP ("PWP OpCo"), PWP GP LLC, PWP Professional Partners LP, and Perella Weinberg Partners LLC. F2 · derivative.expiration_date: (Continued from Footnote 1) In connection with the Business Combination, on the Closing Date, upon consummation of the Business Combination, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. However, pursuant to that certain Sponsor Share Surrender And Share Restriction Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, and PWP OpCo, as amended, concurrent with the consummation of the Business Combination, these shares of Class B Common Stock were forfeited to the Issuer immediately prior to the Business Combination. Read SEC document |
| June 24, 2021 Filed Jun 29, 2021 01:48 UTC |
FinTech Masala Advisors IV, LLC10% owner
|
SaleClass B Common Stock · Derivative | 130,496 | $0.01 | $1,304.96 |
DisclosureSEC source: 0000899243-21-026412 · doc4.xml · derivative · entry 2 FinTech Masala Advisors IV, LLC · CIK 0001821862 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,199,504 Underlying: Class A Common Stock · 130,496 shares Expires not disclosed F4 · derivative.exercise_price: Represents shares transferred from the reporting person to Holdings pursuant to certain side letters by and among certain members of Holdings and the reporting person. F4 · kind: Represents shares transferred from the reporting person to Holdings pursuant to certain side letters by and among certain members of Holdings and the reporting person. F4 · derivative.exercise_date: Represents shares transferred from the reporting person to Holdings pursuant to certain side letters by and among certain members of Holdings and the reporting person. F4 · derivative.expiration_date: Represents shares transferred from the reporting person to Holdings pursuant to certain side letters by and among certain members of Holdings and the reporting person. Read SEC document |
| June 24, 2021 Filed Jun 29, 2021 01:48 UTC |
FinTech Masala Advisors IV, LLC10% owner
|
Exercise / conversionClass A Common Stock | 4,506,446 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-026412 · doc4.xml · nonDerivative · entry 1 FinTech Masala Advisors IV, LLC · CIK 0001821862 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,506,446 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. Read SEC document |
| June 24, 2021 Filed Jun 29, 2021 01:48 UTC |
Zubrow Jan RockDirector
|
Exercise / conversionClass B Common Stock · Derivative | 20,456 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-026410 · doc4.xml · derivative · entry 4 Zubrow Jan Rock · CIK 0001821155 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By FinTech Masala Advisors IV, LLC Disclosed balance after: 0 Underlying: Class A Common Stock · 20,456 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F3 · price: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F3 · derivative.exercise_date: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F3 · derivative.expiration_date: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F4 · ownership.nature: Represents shares held directly by Masala. The reporting person is a member of Masala. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document |
| June 24, 2021 Filed Jun 29, 2021 01:48 UTC |
Zubrow Jan RockDirector
|
SaleClass B Common Stock · Derivative | 1,293 | $0.01 | $12.93 |
DisclosureSEC source: 0000899243-21-026410 · doc4.xml · derivative · entry 3 Zubrow Jan Rock · CIK 0001821155 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By FinTech Masala Advisors IV, LLC Disclosed balance after: 20,456 Underlying: Class A Common Stock · 1,293 shares Expires not disclosed F5 · derivative.exercise_price: Represents shares transferred to other members of Holdings and Masala pursuant to certain side letters by and among certain members of Holdings and Masala. F5 · kind: Represents shares transferred to other members of Holdings and Masala pursuant to certain side letters by and among certain members of Holdings and Masala. F5 · derivative.exercise_date: Represents shares transferred to other members of Holdings and Masala pursuant to certain side letters by and among certain members of Holdings and Masala. F5 · derivative.expiration_date: Represents shares transferred to other members of Holdings and Masala pursuant to certain side letters by and among certain members of Holdings and Masala. F4 · ownership.nature: Represents shares held directly by Masala. The reporting person is a member of Masala. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document |
| June 24, 2021 Filed Jun 29, 2021 01:48 UTC |
Zubrow Jan RockDirector
|
Disposition to issuerClass B Common Stock · Derivative | 3,251 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-026410 · doc4.xml · derivative · entry 2 Zubrow Jan Rock · CIK 0001821155 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By FinTech Masala Advisors IV, LLC Disclosed balance after: 21,749 Underlying: Class A Common Stock · 3,251 shares Expires not disclosed F1 · derivative.exercise_price: On June 24, 2021 (the "Closing Date"), Perella Weinberg Partners (f/k/a FinTech Acquisition Corp. IV) (the "Issuer") completed the business combination (the "Business Combination") contemplated by that certain Business Combination Agreement, dated as of December 29, 2020, by and among the Issuer, FinTech Investor Holdings IV, LLC ("Holdings"), FinTech Masala Advisors, LLC ("Masala"), PWP Holdings LP ("PWP OpCo"), PWP GP LLC, PWP Professional Partners LP, and Perella Weinberg Partners LLC. F2 · derivative.exercise_price: (Continued from Footnote 1) In connection with the Business Combination, on the Closing Date, upon consummation of the Business Combination, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. However, pursuant to that certain Sponsor Share Surrender And Share Restriction Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, and PWP OpCo, as amended, concurrent with the consummation of the Business Combination, these shares of Class B Common Stock were forfeited to the Issuer immediately prior to the Business Combination. F1 · derivative.exercise_date: On June 24, 2021 (the "Closing Date"), Perella Weinberg Partners (f/k/a FinTech Acquisition Corp. IV) (the "Issuer") completed the business combination (the "Business Combination") contemplated by that certain Business Combination Agreement, dated as of December 29, 2020, by and among the Issuer, FinTech Investor Holdings IV, LLC ("Holdings"), FinTech Masala Advisors, LLC ("Masala"), PWP Holdings LP ("PWP OpCo"), PWP GP LLC, PWP Professional Partners LP, and Perella Weinberg Partners LLC. F2 · derivative.exercise_date: (Continued from Footnote 1) In connection with the Business Combination, on the Closing Date, upon consummation of the Business Combination, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. However, pursuant to that certain Sponsor Share Surrender And Share Restriction Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, and PWP OpCo, as amended, concurrent with the consummation of the Business Combination, these shares of Class B Common Stock were forfeited to the Issuer immediately prior to the Business Combination. F1 · derivative.expiration_date: On June 24, 2021 (the "Closing Date"), Perella Weinberg Partners (f/k/a FinTech Acquisition Corp. IV) (the "Issuer") completed the business combination (the "Business Combination") contemplated by that certain Business Combination Agreement, dated as of December 29, 2020, by and among the Issuer, FinTech Investor Holdings IV, LLC ("Holdings"), FinTech Masala Advisors, LLC ("Masala"), PWP Holdings LP ("PWP OpCo"), PWP GP LLC, PWP Professional Partners LP, and Perella Weinberg Partners LLC. F2 · derivative.expiration_date: (Continued from Footnote 1) In connection with the Business Combination, on the Closing Date, upon consummation of the Business Combination, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. However, pursuant to that certain Sponsor Share Surrender And Share Restriction Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, and PWP OpCo, as amended, concurrent with the consummation of the Business Combination, these shares of Class B Common Stock were forfeited to the Issuer immediately prior to the Business Combination. F4 · ownership.nature: Represents shares held directly by Masala. The reporting person is a member of Masala. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document |
| June 24, 2021 Filed Jun 29, 2021 01:48 UTC |
Zubrow Jan RockDirector
|
Exercise / conversionClass A Common Stock | 20,456 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-026410 · doc4.xml · nonDerivative · entry 1 Zubrow Jan Rock · CIK 0001821155 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By FinTech Masala Advisors IV, LLC Disclosed balance after: 20,456 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F4 · ownership.nature: Represents shares held directly by Masala. The reporting person is a member of Masala. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document |
| June 24, 2021 Filed Jun 29, 2021 01:48 UTC |
Kohn LauraDirector
|
Exercise / conversionClass B Common Stock · Derivative | 20,456 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-026409 · doc4.xml · derivative · entry 4 Kohn Laura · CIK 0001821442 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By FinTech Masala Advisors IV, LLC Disclosed balance after: 0 Underlying: Class A Common Stock · 20,456 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F3 · price: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F3 · derivative.exercise_date: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F3 · derivative.expiration_date: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F4 · ownership.nature: Represents shares held directly by Masala. The reporting person is a member of Masala. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document |
| June 24, 2021 Filed Jun 29, 2021 01:48 UTC |
Kohn LauraDirector
|
SaleClass B Common Stock · Derivative | 1,293 | $0.01 | $12.93 |
DisclosureSEC source: 0000899243-21-026409 · doc4.xml · derivative · entry 3 Kohn Laura · CIK 0001821442 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By FinTech Masala Advisors IV, LLC Disclosed balance after: 20,456 Underlying: Class A Common Stock · 1,293 shares Expires not disclosed F5 · derivative.exercise_price: Represents shares transferred to other members of Holdings and Masala pursuant to certain side letters by and among certain members of Holdings and Masala. F5 · kind: Represents shares transferred to other members of Holdings and Masala pursuant to certain side letters by and among certain members of Holdings and Masala. F5 · derivative.exercise_date: Represents shares transferred to other members of Holdings and Masala pursuant to certain side letters by and among certain members of Holdings and Masala. F5 · derivative.expiration_date: Represents shares transferred to other members of Holdings and Masala pursuant to certain side letters by and among certain members of Holdings and Masala. F4 · ownership.nature: Represents shares held directly by Masala. The reporting person is a member of Masala. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document |
| June 24, 2021 Filed Jun 29, 2021 01:48 UTC |
Kohn LauraDirector
|
Disposition to issuerClass B Common Stock · Derivative | 3,251 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-026409 · doc4.xml · derivative · entry 2 Kohn Laura · CIK 0001821442 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By FinTech Masala Advisors IV, LLC Disclosed balance after: 21,749 Underlying: Class A Common Stock · 3,251 shares Expires not disclosed F1 · derivative.exercise_price: On June 24, 2021 (the "Closing Date"), Perella Weinberg Partners (f/k/a FinTech Acquisition Corp. IV) (the "Issuer") completed the business combination (the "Business Combination") contemplated by that certain Business Combination Agreement, dated as of December 29, 2020, by and among the Issuer, FinTech Investor Holdings IV, LLC ("Holdings"), FinTech Masala Advisors, LLC ("Masala"), PWP Holdings LP ("PWP OpCo"), PWP GP LLC, PWP Professional Partners LP, and Perella Weinberg Partners LLC. F2 · derivative.exercise_price: (Continued from Footnote 1) In connection with the Business Combination, on the Closing Date, upon consummation of the Business Combination, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. However, pursuant to that certain Sponsor Share Surrender And Share Restriction Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, and PWP OpCo, as amended, concurrent with the consummation of the Business Combination, these shares of Class B Common Stock were forfeited to the Issuer immediately prior to the Business Combination. F1 · derivative.exercise_date: On June 24, 2021 (the "Closing Date"), Perella Weinberg Partners (f/k/a FinTech Acquisition Corp. IV) (the "Issuer") completed the business combination (the "Business Combination") contemplated by that certain Business Combination Agreement, dated as of December 29, 2020, by and among the Issuer, FinTech Investor Holdings IV, LLC ("Holdings"), FinTech Masala Advisors, LLC ("Masala"), PWP Holdings LP ("PWP OpCo"), PWP GP LLC, PWP Professional Partners LP, and Perella Weinberg Partners LLC. F2 · derivative.exercise_date: (Continued from Footnote 1) In connection with the Business Combination, on the Closing Date, upon consummation of the Business Combination, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. However, pursuant to that certain Sponsor Share Surrender And Share Restriction Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, and PWP OpCo, as amended, concurrent with the consummation of the Business Combination, these shares of Class B Common Stock were forfeited to the Issuer immediately prior to the Business Combination. F1 · derivative.expiration_date: On June 24, 2021 (the "Closing Date"), Perella Weinberg Partners (f/k/a FinTech Acquisition Corp. IV) (the "Issuer") completed the business combination (the "Business Combination") contemplated by that certain Business Combination Agreement, dated as of December 29, 2020, by and among the Issuer, FinTech Investor Holdings IV, LLC ("Holdings"), FinTech Masala Advisors, LLC ("Masala"), PWP Holdings LP ("PWP OpCo"), PWP GP LLC, PWP Professional Partners LP, and Perella Weinberg Partners LLC. F2 · derivative.expiration_date: (Continued from Footnote 1) In connection with the Business Combination, on the Closing Date, upon consummation of the Business Combination, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. However, pursuant to that certain Sponsor Share Surrender And Share Restriction Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, and PWP OpCo, as amended, concurrent with the consummation of the Business Combination, these shares of Class B Common Stock were forfeited to the Issuer immediately prior to the Business Combination. F4 · ownership.nature: Represents shares held directly by Masala. The reporting person is a member of Masala. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document |
| June 24, 2021 Filed Jun 29, 2021 01:48 UTC |
Kohn LauraDirector
|
Exercise / conversionClass A Common Stock | 20,456 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-026409 · doc4.xml · nonDerivative · entry 1 Kohn Laura · CIK 0001821442 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By FinTech Masala Advisors IV, LLC Disclosed balance after: 20,456 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F4 · ownership.nature: Represents shares held directly by Masala. The reporting person is a member of Masala. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document |
| June 24, 2021 Filed Jun 29, 2021 01:25 UTC |
Gottschalk AlexandraSee Remarks
|
GrantPWP Holdings LP Common Units · Derivative | 96,941 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-026395 · doc4.xml · derivative · entry 2 Gottschalk Alexandra · CIK 0001867701 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · PWP Professional Partners LP Disclosed balance after: 96,941 Underlying: Class A Common Stock · 96,941 shares Expires not disclosed F3 · derivative.exercise_price: Subject to certain lock-up periods, PWP OpCo Units, upon the surrender of an equal number of Class B-1 Shares, may be exchanged for Class A Shares on a one-for-one basis or, at the option of the Issuer, for an equivalent amount of cash. PWP OpCo Units do not expire. F3 · derivative.exercise_date: Subject to certain lock-up periods, PWP OpCo Units, upon the surrender of an equal number of Class B-1 Shares, may be exchanged for Class A Shares on a one-for-one basis or, at the option of the Issuer, for an equivalent amount of cash. PWP OpCo Units do not expire. F3 · derivative.expiration_date: Subject to certain lock-up periods, PWP OpCo Units, upon the surrender of an equal number of Class B-1 Shares, may be exchanged for Class A Shares on a one-for-one basis or, at the option of the Issuer, for an equivalent amount of cash. PWP OpCo Units do not expire. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities held by PWP Professional Partners LP, except to the extent of her pecuniary interest therein. Read SEC document |
| June 24, 2021 Filed Jun 29, 2021 01:25 UTC |
Gottschalk AlexandraSee Remarks
|
GrantClass B-1 Common Stock · Derivative | 96,941 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-026395 · doc4.xml · derivative · entry 1 Gottschalk Alexandra · CIK 0001867701 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · PWP Professional Partners LP Disclosed balance after: 96,941 Underlying: Class A Common Stock · 96.941 shares Expires not disclosed F1 · derivative.exercise_price: Concurrently with an exchange of PWP Holdings LP Common Units (which represent Class A partnership units of PWP Holdings LP) ("PWP OpCo Units") for shares of Class A common stock ("Class A Shares") or cash by a PWP Holdings LP unitholder ("Unitholder") who also holds shares of Class B-1 common stock ("Class B-1 Shares"), such Unitholder will be required to surrender to the Issuer a number of Class B-1 Shares equal to the number of PWP OpCo Units exchanged, and such Class B-1 Shares will be converted into Class A Shares or, at the option of the Issuer, for an equivalent amount of cash, which will be delivered to such Unitholder at a conversion rate of 0.001 Class A Share for one Class B-1 Share. F1 · derivative.exercise_date: Concurrently with an exchange of PWP Holdings LP Common Units (which represent Class A partnership units of PWP Holdings LP) ("PWP OpCo Units") for shares of Class A common stock ("Class A Shares") or cash by a PWP Holdings LP unitholder ("Unitholder") who also holds shares of Class B-1 common stock ("Class B-1 Shares"), such Unitholder will be required to surrender to the Issuer a number of Class B-1 Shares equal to the number of PWP OpCo Units exchanged, and such Class B-1 Shares will be converted into Class A Shares or, at the option of the Issuer, for an equivalent amount of cash, which will be delivered to such Unitholder at a conversion rate of 0.001 Class A Share for one Class B-1 Share. F1 · derivative.expiration_date: Concurrently with an exchange of PWP Holdings LP Common Units (which represent Class A partnership units of PWP Holdings LP) ("PWP OpCo Units") for shares of Class A common stock ("Class A Shares") or cash by a PWP Holdings LP unitholder ("Unitholder") who also holds shares of Class B-1 common stock ("Class B-1 Shares"), such Unitholder will be required to surrender to the Issuer a number of Class B-1 Shares equal to the number of PWP OpCo Units exchanged, and such Class B-1 Shares will be converted into Class A Shares or, at the option of the Issuer, for an equivalent amount of cash, which will be delivered to such Unitholder at a conversion rate of 0.001 Class A Share for one Class B-1 Share. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities held by PWP Professional Partners LP, except to the extent of her pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.