PWP

SEC source: 0001777835-22-000038 · wf-form4_165359803023090.xml · nonDerivative · entry 1

COHEN DANIEL G · CIK 0001247745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,399

F1 · shares: Includes 406 fully-vested shares subject to awards of director restricted stock units ("RSUs"), which vested on May 24, 2022. These RSUs are true-up awards granted with respect to the pro-rated period of board service between June 24, 2021 and Perella Weinberg Partners' 2022 general annual stockholder meeting on May 24, 2022.

SEC source: 0001777835-22-000040 · wf-form4_165359817296693.xml · nonDerivative · entry 2

SEIDENBERG IVAN G · CIK 0001187727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,929

F2 · shares: Includes 13,453 unvested shares subject to awards of RSUs, which vest on the date of Perella Weinberg Partners' next general annual stockholder meeting following the grant date, subject to continued board service through such date.

SEC source: 0001777835-22-000040 · wf-form4_165359817296693.xml · nonDerivative · entry 1

SEIDENBERG IVAN G · CIK 0001187727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,476

F1 · shares: Includes 406 fully-vested shares subject to awards of director restricted stock units ("RSUs"), which vested on May 24, 2022. These RSUs are true-up awards granted with respect to the pro-rated period of board service between June 24, 2021 and Perella Weinberg Partners' 2022 general annual stockholder meeting on May 24, 2022.

SEC source: 0001777835-22-000041 · wf-form4_165359824780593.xml · nonDerivative · entry 2

OLLILA JORMA J · CIK 0001198944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,929

F2 · shares: Includes 13,453 unvested shares subject to awards of RSUs, which vest on the date of Perella Weinberg Partners' next general annual stockholder meeting following the grant date, subject to continued board service through such date.

SEC source: 0001777835-22-000041 · wf-form4_165359824780593.xml · nonDerivative · entry 1

OLLILA JORMA J · CIK 0001198944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,476

F1 · shares: Includes 406 fully-vested shares subject to awards of director restricted stock units ("RSUs"), which vested on May 24, 2022. These RSUs are true-up awards granted with respect to the pro-rated period of board service between June 24, 2021 and Perella Weinberg Partners' 2022 general annual stockholder meeting on May 24, 2022.

SEC source: 0001777835-22-000046 · wf-form4_165369927692066.xml · nonDerivative · entry 2

MUGFORD KRISTIN W · CIK 0001213408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,927

F2 · shares: Includes 13,453 unvested shares subject to awards of RSUs, which vest on the date of Perella Weinberg Partners' next general annual stockholder meeting following the grant date, subject to continued board service through such date.

SEC source: 0001777835-22-000046 · wf-form4_165369927692066.xml · nonDerivative · entry 1

MUGFORD KRISTIN W · CIK 0001213408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,474

F1 · shares: Includes 7,474 unvested shares subject to awards of director restricted stock units ("RSUs"), which vest in three equal installments on the 12, 24 and 36 month anniversaries of the grant date, subject to continued board service through each vesting date. Each RSU represents a contingent right to receive one share of Class A common stock.

SEC source: 0000899243-22-009992 · doc4.xml · nonDerivative · entry 1

STEEL ROBERT K · CIK 0001180592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,747

F1 · shares: Represents a grant of restricted stock units, which will vest based on the achievement of service-based vesting conditions that are satisfied in three equal installments on the first, second and third anniversaries of the grant date.

SEC source: 0000899243-22-009989 · doc4.xml · nonDerivative · entry 1

Barancik Gary · CIK 0001458340 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,221

F1 · shares: Represents a grant of restricted stock units, which will vest based on the achievement of service-based vesting conditions that are satisfied in three equal installments on the first, second and third anniversaries of the grant date.

SEC source: 0000899243-22-009987 · doc4.xml · nonDerivative · entry 1

Weinberg Peter A · CIK 0001416779 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,996

F1 · shares: Represents a grant of restricted stock units, which will vest based on the achievement of service-based vesting conditions that are satisfied in three equal installments on the first, second and third anniversaries of the grant date.

SEC source: 0000899243-22-010000 · doc4.xml · nonDerivative · entry 1

Gottschalk Alexandra · CIK 0001867701 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,229

F1 · shares: Represents a grant of restricted stock units, which will vest based on the achievement of service-based vesting conditions that are satisfied in three equal installments on the first, second and third anniversaries of the grant date.

SEC source: 0000899243-22-009990 · doc4.xml · nonDerivative · entry 1

Becker Dietrich · CIK 0001867859 · Director · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,130

F1 · shares: Represents a grant of restricted stock units, which will vest based on the achievement of service-based vesting conditions that are satisfied in three equal installments on the first, second and third anniversaries of the grant date.

SEC source: 0000899243-22-009988 · doc4.xml · nonDerivative · entry 1

Shendelman Vladimir · CIK 0001867858 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,831

F1 · shares: Represents a grant of restricted stock units, which will vest based on the achievement of service-based vesting conditions that are satisfied in three equal installments on the first, second and third anniversaries of the grant date.

SEC source: 0000899243-22-009983 · doc4.xml · nonDerivative · entry 1

Bednar Andrew · CIK 0001867860 · Director · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,878

F1 · shares: Represents a grant of restricted stock units, which will vest based on the achievement of service-based vesting conditions that are satisfied in three equal installments on the first, second and third anniversaries of the grant date.

SEC source: 0000899243-22-003090 · doc4.xml · derivative · entry 2

PWP Professional Partners LP · CIK 0001867861 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,354,909

Underlying: Class A Common Stock · 1,253,931 shares

Expires not disclosed

F3 · derivative.exercise_price: Subject to certain lock-up periods, PWP OpCo Units, upon the surrender of an equal number of Class B-1 Shares, may be exchanged for Class A Shares on a one-for-one basis or, at the option of the Issuer, for an equivalent amount of cash. PWP OpCo Units do not expire.

F2 · kind: Reflects a distribution of PWP OpCo Units and an equivalent number of Class B-1 Shares by the Reporting Person to one or more of its limited partners.

F3 · derivative.exercise_date: Subject to certain lock-up periods, PWP OpCo Units, upon the surrender of an equal number of Class B-1 Shares, may be exchanged for Class A Shares on a one-for-one basis or, at the option of the Issuer, for an equivalent amount of cash. PWP OpCo Units do not expire.

F3 · derivative.expiration_date: Subject to certain lock-up periods, PWP OpCo Units, upon the surrender of an equal number of Class B-1 Shares, may be exchanged for Class A Shares on a one-for-one basis or, at the option of the Issuer, for an equivalent amount of cash. PWP OpCo Units do not expire.

SEC source: 0000899243-22-003090 · doc4.xml · derivative · entry 1

PWP Professional Partners LP · CIK 0001867861 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,354,909

Underlying: Class A Common Stock · 1,253.931 shares

Expires not disclosed

F1 · derivative.exercise_price: Concurrently with an exchange of PWP Holdings LP Common Units (which represent Class A partnership units of PWP Holdings LP) ("PWP OpCo Units") for shares of Class A common stock ("Class A Shares") or cash by a PWP Holdings LP unitholder ("Unitholder") who also holds shares of Class B-1 common stock ("Class B-1 Shares"), such Unitholder will be required to surrender to the Issuer a number of Class B-1 Shares equal to the number of PWP OpCo Units exchanged, and such Class B-1 Shares will be converted into Class A Shares or, at the option of the Issuer, for an equivalent amount of cash, which will be delivered to such Unitholder at a conversion rate of 0.001 Class A Share for one Class B-1 Share.

F2 · kind: Reflects a distribution of PWP OpCo Units and an equivalent number of Class B-1 Shares by the Reporting Person to one or more of its limited partners.

F1 · derivative.exercise_date: Concurrently with an exchange of PWP Holdings LP Common Units (which represent Class A partnership units of PWP Holdings LP) ("PWP OpCo Units") for shares of Class A common stock ("Class A Shares") or cash by a PWP Holdings LP unitholder ("Unitholder") who also holds shares of Class B-1 common stock ("Class B-1 Shares"), such Unitholder will be required to surrender to the Issuer a number of Class B-1 Shares equal to the number of PWP OpCo Units exchanged, and such Class B-1 Shares will be converted into Class A Shares or, at the option of the Issuer, for an equivalent amount of cash, which will be delivered to such Unitholder at a conversion rate of 0.001 Class A Share for one Class B-1 Share.

F1 · derivative.expiration_date: Concurrently with an exchange of PWP Holdings LP Common Units (which represent Class A partnership units of PWP Holdings LP) ("PWP OpCo Units") for shares of Class A common stock ("Class A Shares") or cash by a PWP Holdings LP unitholder ("Unitholder") who also holds shares of Class B-1 common stock ("Class B-1 Shares"), such Unitholder will be required to surrender to the Issuer a number of Class B-1 Shares equal to the number of PWP OpCo Units exchanged, and such Class B-1 Shares will be converted into Class A Shares or, at the option of the Issuer, for an equivalent amount of cash, which will be delivered to such Unitholder at a conversion rate of 0.001 Class A Share for one Class B-1 Share.

SEC source: 0001213900-22-001607 · ownership.xml · nonDerivative · entry 8

COHEN DANIEL G · CIK 0001247745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By FinTech Masala Holdings, LLC

Disclosed balance after: 781,132

F1 · kind: On January 7, 2022, FinTech Masala Advisors IV, LLC ("Masala") and FinTech Investor Holdings IV, LLC ("Holdings") distributed certain of their holdings of the Issuer's Class A Common Stock to their members.

F8 · ownership.nature: Represents shares held directly by Masala LLC, Holdings, and Masala. Manager HoldCo is the sole member of Masala LLC. Each of Holdings and Masala is managed by Manager, which, in turn, is indirectly owned by Manager HoldCo. The Trust owns one-third of Manager HoldCo. The amount reported consists of the Trust's pecuniary interest therein. Each of the reporting person and the Trust disclaims beneficial ownership of any other securities held directly by Holdings and Masala, except to the extent of his or its respective pecuniary interest therein, and this report shall not be deemed an admission that the reporting person or the Trust is the beneficial owner of such securities for any other purpose.

SEC source: 0001213900-22-001607 · ownership.xml · nonDerivative · entry 7

COHEN DANIEL G · CIK 0001247745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By FinTech Masala Holdings, LLC

Disclosed balance after: 133,602

F1 · kind: On January 7, 2022, FinTech Masala Advisors IV, LLC ("Masala") and FinTech Investor Holdings IV, LLC ("Holdings") distributed certain of their holdings of the Issuer's Class A Common Stock to their members.

F7 · ownership.nature: Represents shares held directly by Holdings and Masala, each of which is managed by Manager, which, in turn, is indirectly owned by Manager HoldCo. The Trust owns one-third of Manager HoldCo. The amount reported consists of the Trust's pecuniary interest therein. Each of the reporting person and the Trust disclaims beneficial ownership of any other securities held directly by Holdings and Masala, except to the extent of his or its respective pecuniary interest therein, and this report shall not be deemed an admission that the reporting person or the Trust is the beneficial owner of such securities for any other purpose.

SEC source: 0001213900-22-001607 · ownership.xml · nonDerivative · entry 6

COHEN DANIEL G · CIK 0001247745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By FinTech Masala Holdings, LLC

Disclosed balance after: 781,133

F1 · kind: On January 7, 2022, FinTech Masala Advisors IV, LLC ("Masala") and FinTech Investor Holdings IV, LLC ("Holdings") distributed certain of their holdings of the Issuer's Class A Common Stock to their members.

F6 · ownership.nature: Represents shares held directly by FinTech Masala, LLC ("Masala LLC"), Holdings, and Masala. Manager HoldCo is the sole member of Masala LLC. Each of Holdings and Masala is managed by Manager, which, in turn, is indirectly owned by Manager HoldCo. The reporting person owns one-third of Manager HoldCo. The amount reported consists of the reporting person's pecuniary interest therein. The reporting person disclaims beneficial ownership of any other securities held directly by Masala LLC, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.

SEC source: 0001213900-22-001607 · ownership.xml · nonDerivative · entry 5

COHEN DANIEL G · CIK 0001247745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By FinTech Masala Holdings, LLC

Disclosed balance after: 133,603

F1 · kind: On January 7, 2022, FinTech Masala Advisors IV, LLC ("Masala") and FinTech Investor Holdings IV, LLC ("Holdings") distributed certain of their holdings of the Issuer's Class A Common Stock to their members.

F5 · ownership.nature: Represents shares held directly by Holdings and Masala, each of which is managed by Cohen Sponsor Interests IV, LLC ("Manager"), which, in turn, is indirectly owned by FinTech Masala Holdings, LLC ("Manager HoldCo"). The reporting person owns one-third of Manager HoldCo. The amount reported consists of the reporting person's pecuniary interest therein. The reporting person disclaims beneficial ownership of any other securities held directly by Holdings and Masala, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.

SEC source: 0001213900-22-001607 · ownership.xml · nonDerivative · entry 4

COHEN DANIEL G · CIK 0001247745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By DGC Family FinTech Trust

Disclosed balance after: 57,923

F1 · kind: On January 7, 2022, FinTech Masala Advisors IV, LLC ("Masala") and FinTech Investor Holdings IV, LLC ("Holdings") distributed certain of their holdings of the Issuer's Class A Common Stock to their members.

F4 · ownership.nature: Represents shares held directly by the Trust. The children of the reporting person are beneficiaries of the Trust. The amount reported consists of the Trust's pecuniary interest therein. Each of the reporting person and the Trust disclaims beneficial ownership of any other securities held directly by Masala, except to the extent of his or its respective pecuniary interest therein, and this report shall not be deemed an admission that the reporting person or the Trust is the beneficial owner of such securities for any other purpose.

SEC source: 0001213900-22-001607 · ownership.xml · nonDerivative · entry 3

COHEN DANIEL G · CIK 0001247745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By FinTech Masala Advisors IV, LLC

Disclosed balance after: 11,951

F1 · kind: On January 7, 2022, FinTech Masala Advisors IV, LLC ("Masala") and FinTech Investor Holdings IV, LLC ("Holdings") distributed certain of their holdings of the Issuer's Class A Common Stock to their members.

F3 · ownership.nature: Represents shares held directly by Masala. DGC Family FinTech Trust (the "Trust") is a member of Masala. The children of the reporting person are beneficiaries of the Trust. The amount reported consists of the Trust's pecuniary interest therein. Each of the reporting person and the Trust disclaims beneficial ownership of any other securities held directly by Masala, except to the extent of his or its respective pecuniary interest therein, and this report shall not be deemed an admission that the reporting person or the Trust is the beneficial owner of such securities for any other purpose

SEC source: 0001213900-22-001607 · ownership.xml · nonDerivative · entry 2

COHEN DANIEL G · CIK 0001247745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,993

F1 · kind: On January 7, 2022, FinTech Masala Advisors IV, LLC ("Masala") and FinTech Investor Holdings IV, LLC ("Holdings") distributed certain of their holdings of the Issuer's Class A Common Stock to their members.

SEC source: 0001213900-22-001607 · ownership.xml · nonDerivative · entry 1

COHEN DANIEL G · CIK 0001247745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By FinTech Masala Advisors IV, LLC

Disclosed balance after: 11,951

F1 · kind: On January 7, 2022, FinTech Masala Advisors IV, LLC ("Masala") and FinTech Investor Holdings IV, LLC ("Holdings") distributed certain of their holdings of the Issuer's Class A Common Stock to their members.

F2 · ownership.nature: Represents shares held directly by Masala. The reporting person is a member of Masala. The amount reported consists of the reporting person's pecuniary interest therein. The reporting person disclaims beneficial ownership of any other securities held directly by Masala, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.

SEC source: 0001213900-22-001609 · ownership.xml · derivative · entry 4

Cohen Sponsor Interests IV, LLC · CIK 0001777829 · 10% owner

FinTech Masala, LLC · CIK 0001768156 · 10% owner

FinTech Masala Holdings, LLC · CIK 0001768157 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3

Underlying: Class A Common Stock · 3 shares

Expires 2026-06-24

F1 · kind: On January 7, 2022, FinTech Masala Advisors IV, LLC ("Masala") and FinTech Investor Holdings IV, LLC ("Holdings") distributed certain of their holdings of the Issuer's Class A Common Stock and Warrants to their members.

SEC source: 0001213900-22-001609 · ownership.xml · derivative · entry 3

Cohen Sponsor Interests IV, LLC · CIK 0001777829 · 10% owner

FinTech Masala, LLC · CIK 0001768156 · 10% owner

FinTech Masala Holdings, LLC · CIK 0001768157 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By FinTech Investor Holdings IV, LLC

Disclosed balance after: 0

Underlying: Class A Common Stock · 203,333 shares

Expires 2026-06-24

F1 · kind: On January 7, 2022, FinTech Masala Advisors IV, LLC ("Masala") and FinTech Investor Holdings IV, LLC ("Holdings") distributed certain of their holdings of the Issuer's Class A Common Stock and Warrants to their members.

F2 · ownership.nature: Represents shares held directly by Holdings and Masala, each of which is managed by Cohen Sponsor Interests IV, LLC ("Manager"). FinTech Masala, LLC ("Masala LLC") is the sole member of Manager. FinTech Masala Holdings, LLC ("Masala Holdings") is the sole member of Masala LLC. As a result, each of Manager, Masala LLC, and Masala Holdings shares voting and investment power over the shares held directly by Holdings and Masala.

SEC source: 0001213900-22-001609 · ownership.xml · nonDerivative · entry 2

Cohen Sponsor Interests IV, LLC · CIK 0001777829 · 10% owner

FinTech Masala, LLC · CIK 0001768156 · 10% owner

FinTech Masala Holdings, LLC · CIK 0001768157 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By FinTech Investor Holdings IV, LLC

Disclosed balance after: 341,804

F1 · kind: On January 7, 2022, FinTech Masala Advisors IV, LLC ("Masala") and FinTech Investor Holdings IV, LLC ("Holdings") distributed certain of their holdings of the Issuer's Class A Common Stock and Warrants to their members.

F2 · ownership.nature: Represents shares held directly by Holdings and Masala, each of which is managed by Cohen Sponsor Interests IV, LLC ("Manager"). FinTech Masala, LLC ("Masala LLC") is the sole member of Manager. FinTech Masala Holdings, LLC ("Masala Holdings") is the sole member of Masala LLC. As a result, each of Manager, Masala LLC, and Masala Holdings shares voting and investment power over the shares held directly by Holdings and Masala.

SEC source: 0001213900-22-001609 · ownership.xml · nonDerivative · entry 1

Cohen Sponsor Interests IV, LLC · CIK 0001777829 · 10% owner

FinTech Masala, LLC · CIK 0001768156 · 10% owner

FinTech Masala Holdings, LLC · CIK 0001768157 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By FinTech Masala Advisors IV, LLC

Disclosed balance after: 658,196

F1 · kind: On January 7, 2022, FinTech Masala Advisors IV, LLC ("Masala") and FinTech Investor Holdings IV, LLC ("Holdings") distributed certain of their holdings of the Issuer's Class A Common Stock and Warrants to their members.

F2 · ownership.nature: Represents shares held directly by Holdings and Masala, each of which is managed by Cohen Sponsor Interests IV, LLC ("Manager"). FinTech Masala, LLC ("Masala LLC") is the sole member of Manager. FinTech Masala Holdings, LLC ("Masala Holdings") is the sole member of Masala LLC. As a result, each of Manager, Masala LLC, and Masala Holdings shares voting and investment power over the shares held directly by Holdings and Masala.

SEC source: 0001209191-21-054250 · doc4.xml · derivative · entry 1

Barancik Gary · CIK 0001458340 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Class A Common Stock · 50,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Class A common stock. PSUs vest based on the achievement of (i) service-based vesting conditions that are satisfied in five equal installments on the 36, 42, 48, 54 and 60 month anniversaries of the grant date and (ii) performance-based vesting conditions that are satisfied upon the achievement of closing stock price hurdles for 20 out of any 30 consecutive trading days equal to $12, $13.50, $15 and $17, in each case prior to the sixth anniversary of the grant date.

F1 · derivative.exercise_date: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Class A common stock. PSUs vest based on the achievement of (i) service-based vesting conditions that are satisfied in five equal installments on the 36, 42, 48, 54 and 60 month anniversaries of the grant date and (ii) performance-based vesting conditions that are satisfied upon the achievement of closing stock price hurdles for 20 out of any 30 consecutive trading days equal to $12, $13.50, $15 and $17, in each case prior to the sixth anniversary of the grant date.

F1 · derivative.expiration_date: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Class A common stock. PSUs vest based on the achievement of (i) service-based vesting conditions that are satisfied in five equal installments on the 36, 42, 48, 54 and 60 month anniversaries of the grant date and (ii) performance-based vesting conditions that are satisfied upon the achievement of closing stock price hurdles for 20 out of any 30 consecutive trading days equal to $12, $13.50, $15 and $17, in each case prior to the sixth anniversary of the grant date.

SEC source: 0001209191-21-054271 · doc4.xml · nonDerivative · entry 2

Sherburne Jane Cecile · CIK 0001438784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,070

F2 · shares: Includes 5,490 unvested shares subject to awards of RSUs, which vest on the date of Perella Weinberg Partners' next general annual stockholder meeting following the grant date, subject to continued board service through such date.

SEC source: 0001209191-21-054271 · doc4.xml · nonDerivative · entry 1

Sherburne Jane Cecile · CIK 0001438784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,580

F1 · shares: Includes 3,580 unvested shares subject to awards of director restricted stock units ("RSUs"), which vest in three equal installments on the 12, 24 and 36 month anniversaries of the grant date, subject to continued board service through each vesting date. Each RSU represents a contingent right to receive one share of Class A common stock.

SEC source: 0001209191-21-054273 · doc4.xml · derivative · entry 1

Weinberg Peter A · CIK 0001416779 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,300,000

Underlying: Class A Common Stock · 3,300,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Class A common stock. PSUs vest based on the achievement of (i) service-based vesting conditions that are satisfied in two equal installments on the third and fifth anniversaries of the grant date, subject to a 50% holdback after the first vesting date, and (ii) performance-based vesting conditions that are satisfied upon the achievement, as measured on the last calendar day of each month, of closing stock prices equal to $15, $20, $25 and $30 (subject to linear interpolation) for 20 out of any 30 consecutive trading days, in each case prior to the fifth anniversary of the grant date.

F1 · derivative.exercise_date: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Class A common stock. PSUs vest based on the achievement of (i) service-based vesting conditions that are satisfied in two equal installments on the third and fifth anniversaries of the grant date, subject to a 50% holdback after the first vesting date, and (ii) performance-based vesting conditions that are satisfied upon the achievement, as measured on the last calendar day of each month, of closing stock prices equal to $15, $20, $25 and $30 (subject to linear interpolation) for 20 out of any 30 consecutive trading days, in each case prior to the fifth anniversary of the grant date.

F1 · derivative.expiration_date: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Class A common stock. PSUs vest based on the achievement of (i) service-based vesting conditions that are satisfied in two equal installments on the third and fifth anniversaries of the grant date, subject to a 50% holdback after the first vesting date, and (ii) performance-based vesting conditions that are satisfied upon the achievement, as measured on the last calendar day of each month, of closing stock prices equal to $15, $20, $25 and $30 (subject to linear interpolation) for 20 out of any 30 consecutive trading days, in each case prior to the fifth anniversary of the grant date.

SEC source: 0001209191-21-054259 · doc4.xml · nonDerivative · entry 2

COHEN DANIEL G · CIK 0001247745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,070

F2 · shares: Includes 5,490 unvested shares subject to awards of RSUs, which vest on the date of Perella Weinberg Partners' next general annual stockholder meeting following the grant date, subject to continued board service through such date.

SEC source: 0001209191-21-054259 · doc4.xml · nonDerivative · entry 1

COHEN DANIEL G · CIK 0001247745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,580

F1 · shares: Includes 3,580 unvested shares subject to awards of director restricted stock units ("RSUs"), which vest in three equal installments on the 12, 24 and 36 month anniversaries of the grant date, subject to continued board service through each vesting date. Each RSU represents a contingent right to receive one share of Class A common stock.

SEC source: 0001209191-21-054268 · doc4.xml · nonDerivative · entry 2

SEIDENBERG IVAN G · CIK 0001187727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,070

F2 · shares: Includes 5,490 unvested shares subject to awards of RSUs, which vest on the date of Perella Weinberg Partners' next general annual stockholder meeting following the grant date, subject to continued board service through such date.

SEC source: 0001209191-21-054268 · doc4.xml · nonDerivative · entry 1

SEIDENBERG IVAN G · CIK 0001187727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,580

F1 · shares: Includes 3,580 unvested shares subject to awards of director restricted stock units ("RSUs"), which vest in three equal installments on the 12, 24 and 36 month anniversaries of the grant date, subject to continued board service through each vesting date. Each RSU represents a contingent right to receive one share of Class A common stock.

SEC source: 0001209191-21-054263 · doc4.xml · nonDerivative · entry 2

OLLILA JORMA J · CIK 0001198944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,070

F2 · shares: Includes 5,490 unvested shares subject to awards of RSUs, which vest on the date of Perella Weinberg Partners' next general annual stockholder meeting following the grant date, subject to continued board service through such date.

SEC source: 0001209191-21-054263 · doc4.xml · nonDerivative · entry 1

OLLILA JORMA J · CIK 0001198944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,580

F1 · shares: Includes 3,580 unvested shares subject to awards of director restricted stock units ("RSUs"), which vest in three equal installments on the 12, 24 and 36 month anniversaries of the grant date, subject to continued board service through each vesting date. Each RSU represents a contingent right to receive one share of Class A common stock.

SEC source: 0001209191-21-054270 · doc4.xml · derivative · entry 1

Shendelman Vladimir · CIK 0001867858 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Class A Common Stock · 50,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Class A common stock. PSUs vest based on the achievement of (i) service-based vesting conditions that are satisfied in five equal installments on the 36, 42, 48, 54 and 60 month anniversaries of the grant date and (ii) performance-based vesting conditions that are satisfied upon the achievement of closing stock price hurdles for 20 out of any 30 consecutive trading days equal to $12, $13.50, $15 and $17, in each case prior to the sixth anniversary of the grant date.

F1 · derivative.exercise_date: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Class A common stock. PSUs vest based on the achievement of (i) service-based vesting conditions that are satisfied in five equal installments on the 36, 42, 48, 54 and 60 month anniversaries of the grant date and (ii) performance-based vesting conditions that are satisfied upon the achievement of closing stock price hurdles for 20 out of any 30 consecutive trading days equal to $12, $13.50, $15 and $17, in each case prior to the sixth anniversary of the grant date.

F1 · derivative.expiration_date: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Class A common stock. PSUs vest based on the achievement of (i) service-based vesting conditions that are satisfied in five equal installments on the 36, 42, 48, 54 and 60 month anniversaries of the grant date and (ii) performance-based vesting conditions that are satisfied upon the achievement of closing stock price hurdles for 20 out of any 30 consecutive trading days equal to $12, $13.50, $15 and $17, in each case prior to the sixth anniversary of the grant date.

SEC source: 0001209191-21-054261 · doc4.xml · derivative · entry 2

Gottschalk Alexandra · CIK 0001867701 · CAO and Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Class A Common Stock · 20,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Class A common stock. PSUs vest based on the achievement of (i) service-based vesting conditions that are satisfied in five equal installments on the 36, 42, 48, 54 and 60 month anniversaries of the grant date and (ii) performance-based vesting conditions that are satisfied upon the achievement of closing stock price hurdles for 20 out of any 30 consecutive trading days equal to $12, $13.50, $15 and $17, in each case prior to the sixth anniversary of the grant date.

F2 · derivative.exercise_date: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Class A common stock. PSUs vest based on the achievement of (i) service-based vesting conditions that are satisfied in five equal installments on the 36, 42, 48, 54 and 60 month anniversaries of the grant date and (ii) performance-based vesting conditions that are satisfied upon the achievement of closing stock price hurdles for 20 out of any 30 consecutive trading days equal to $12, $13.50, $15 and $17, in each case prior to the sixth anniversary of the grant date.

F2 · derivative.expiration_date: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Class A common stock. PSUs vest based on the achievement of (i) service-based vesting conditions that are satisfied in five equal installments on the 36, 42, 48, 54 and 60 month anniversaries of the grant date and (ii) performance-based vesting conditions that are satisfied upon the achievement of closing stock price hurdles for 20 out of any 30 consecutive trading days equal to $12, $13.50, $15 and $17, in each case prior to the sixth anniversary of the grant date.

SEC source: 0001209191-21-054261 · doc4.xml · nonDerivative · entry 1

Gottschalk Alexandra · CIK 0001867701 · CAO and Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,500

F1 · shares: Includes 11,500 unvested shares subject to awards of restricted stock units ("RSUs"), which vest in three equal installments on the 12, 24 and 36 month anniversaries of the grant date, subject to continued service through each vesting date. Each RSU represents a contingent right to receive one share of Class A common stock.

SEC source: 0001209191-21-054257 · doc4.xml · derivative · entry 1

Bednar Andrew · CIK 0001867860 · Director · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,350,000

Underlying: Class A Common Stock · 2,350,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Class A common stock. PSUs vest based on the achievement of (i) service-based vesting conditions that are satisfied in two equal installments on the third and fifth anniversaries of the grant date, subject to a 50% holdback after the first vesting date, and (ii) performance-based vesting conditions that are satisfied upon the achievement, as measured on the last calendar day of each month, of closing stock prices equal to $15, $20, $25 and $30 (subject to linear interpolation) for 20 out of any 30 consecutive trading days, in each case prior to the fifth anniversary of the grant date.

F1 · derivative.exercise_date: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Class A common stock. PSUs vest based on the achievement of (i) service-based vesting conditions that are satisfied in two equal installments on the third and fifth anniversaries of the grant date, subject to a 50% holdback after the first vesting date, and (ii) performance-based vesting conditions that are satisfied upon the achievement, as measured on the last calendar day of each month, of closing stock prices equal to $15, $20, $25 and $30 (subject to linear interpolation) for 20 out of any 30 consecutive trading days, in each case prior to the fifth anniversary of the grant date.

F1 · derivative.expiration_date: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Class A common stock. PSUs vest based on the achievement of (i) service-based vesting conditions that are satisfied in two equal installments on the third and fifth anniversaries of the grant date, subject to a 50% holdback after the first vesting date, and (ii) performance-based vesting conditions that are satisfied upon the achievement, as measured on the last calendar day of each month, of closing stock prices equal to $15, $20, $25 and $30 (subject to linear interpolation) for 20 out of any 30 consecutive trading days, in each case prior to the fifth anniversary of the grant date.

SEC source: 0001209191-21-054253 · doc4.xml · derivative · entry 1

Becker Dietrich · CIK 0001867859 · Director · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,350,000

Underlying: Class A Common Stock · 2,350,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Class A common stock. PSUs vest based on the achievement of (i) service-based vesting conditions that are satisfied in two equal installments on the third and fifth anniversaries of the grant date, subject to a 50% holdback after the first vesting date, and (ii) performance-based vesting conditions that are satisfied upon the achievement, as measured on the last calendar day of each month, of closing stock prices equal to $15, $20, $25 and $30 (subject to linear interpolation) for 20 out of any 30 consecutive trading days, in each case prior to the fifth anniversary of the grant date.

F1 · derivative.exercise_date: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Class A common stock. PSUs vest based on the achievement of (i) service-based vesting conditions that are satisfied in two equal installments on the third and fifth anniversaries of the grant date, subject to a 50% holdback after the first vesting date, and (ii) performance-based vesting conditions that are satisfied upon the achievement, as measured on the last calendar day of each month, of closing stock prices equal to $15, $20, $25 and $30 (subject to linear interpolation) for 20 out of any 30 consecutive trading days, in each case prior to the fifth anniversary of the grant date.

F1 · derivative.expiration_date: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Class A common stock. PSUs vest based on the achievement of (i) service-based vesting conditions that are satisfied in two equal installments on the third and fifth anniversaries of the grant date, subject to a 50% holdback after the first vesting date, and (ii) performance-based vesting conditions that are satisfied upon the achievement, as measured on the last calendar day of each month, of closing stock prices equal to $15, $20, $25 and $30 (subject to linear interpolation) for 20 out of any 30 consecutive trading days, in each case prior to the fifth anniversary of the grant date.

SEC source: 0001209191-21-055472 · doc4.xml · derivative · entry 1

STEEL ROBERT K · CIK 0001180592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Class A Common Stock · 150,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Class A common stock. PSUs vest based on the achievement of (i) service-based vesting conditions that are satisfied in five equal installments on the 36, 42, 48, 54 and 60 month anniversaries of the grant date and (ii) performance-based vesting conditions that are satisfied upon the achievement of closing stock price hurdles for 20 out of any 30 consecutive trading days equal to $12, $13.50, $15 and $17, in each case prior to the sixth anniversary of the grant date.

F1 · derivative.exercise_date: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Class A common stock. PSUs vest based on the achievement of (i) service-based vesting conditions that are satisfied in five equal installments on the 36, 42, 48, 54 and 60 month anniversaries of the grant date and (ii) performance-based vesting conditions that are satisfied upon the achievement of closing stock price hurdles for 20 out of any 30 consecutive trading days equal to $12, $13.50, $15 and $17, in each case prior to the sixth anniversary of the grant date.

F1 · derivative.expiration_date: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Class A common stock. PSUs vest based on the achievement of (i) service-based vesting conditions that are satisfied in five equal installments on the 36, 42, 48, 54 and 60 month anniversaries of the grant date and (ii) performance-based vesting conditions that are satisfied upon the achievement of closing stock price hurdles for 20 out of any 30 consecutive trading days equal to $12, $13.50, $15 and $17, in each case prior to the sixth anniversary of the grant date.

SEC source: 0001213900-21-041770 · ownership.xml · nonDerivative · entry 4

COHEN DANIEL G · CIK 0001247745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By FinTech Masala Holdings, LLC

Disclosed balance after: 781,132

F1 · kind: On August 9, 2021, Perella Weinberg Partners (formerly known as FinTech Acquisition Corp. IV, the "Issuer") repurchased an aggregate of 1,000,000 shares of Class A common stock of the Issuer ("Shares"), including 658,196 Shares from FinTech Masala Advisors IV, LLC ("Masala") and 341,804 Shares from FinTech Investor Holdings IV, LLC ("Holdings") pursuant to Section 1.3(a) of that certain Sponsor Share Surrender and Share Restriction Agreement (the "Sponsor Share Surrender Agreement"), dated as of December 29, 2020 and amended as of May 4, 2021, by and among PWP Holdings LP, a Delaware limited partnership ("PWP"), the Issuer, Masala, Holdings and the other parties thereto.

F5 · ownership.nature: Represents shares held directly by Holdings and Masala, each of which is managed by Manager, which, in turn, is indirectly owned by Manager HoldCo. The Trust owns one-third of Manager HoldCo. The amount reported consists of the Trust's pecuniary interest therein. Each of the reporting person and the Trust disclaims beneficial ownership of any other securities held directly by Holdings and Masala, except to the extent of his or its respective pecuniary interest therein, and this report shall not be deemed an admission that the reporting person or the Trust is the beneficial owner of such securities for any other purpose.

SEC source: 0001213900-21-041770 · ownership.xml · nonDerivative · entry 3

COHEN DANIEL G · CIK 0001247745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By FinTech Masala Holdings, LLC

Disclosed balance after: 781,133

F1 · kind: On August 9, 2021, Perella Weinberg Partners (formerly known as FinTech Acquisition Corp. IV, the "Issuer") repurchased an aggregate of 1,000,000 shares of Class A common stock of the Issuer ("Shares"), including 658,196 Shares from FinTech Masala Advisors IV, LLC ("Masala") and 341,804 Shares from FinTech Investor Holdings IV, LLC ("Holdings") pursuant to Section 1.3(a) of that certain Sponsor Share Surrender and Share Restriction Agreement (the "Sponsor Share Surrender Agreement"), dated as of December 29, 2020 and amended as of May 4, 2021, by and among PWP Holdings LP, a Delaware limited partnership ("PWP"), the Issuer, Masala, Holdings and the other parties thereto.

F4 · ownership.nature: Represents shares held directly by Holdings and Masala, each of which is managed by Cohen Sponsor Interests IV, LLC ("Manager"), which, in turn, is indirectly owned by FinTech Masala Holdings, LLC ("Manager HoldCo"). The reporting person owns one-third of Manager HoldCo. The amount reported consists of the reporting person's pecuniary interest therein. The reporting person disclaims beneficial ownership of any other securities held directly by Holdings and Masala, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.

SEC source: 0001213900-21-041770 · ownership.xml · nonDerivative · entry 2

COHEN DANIEL G · CIK 0001247745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By FinTech Masala Advisors IV, LLC

Disclosed balance after: 69,874

F1 · kind: On August 9, 2021, Perella Weinberg Partners (formerly known as FinTech Acquisition Corp. IV, the "Issuer") repurchased an aggregate of 1,000,000 shares of Class A common stock of the Issuer ("Shares"), including 658,196 Shares from FinTech Masala Advisors IV, LLC ("Masala") and 341,804 Shares from FinTech Investor Holdings IV, LLC ("Holdings") pursuant to Section 1.3(a) of that certain Sponsor Share Surrender and Share Restriction Agreement (the "Sponsor Share Surrender Agreement"), dated as of December 29, 2020 and amended as of May 4, 2021, by and among PWP Holdings LP, a Delaware limited partnership ("PWP"), the Issuer, Masala, Holdings and the other parties thereto.

F3 · ownership.nature: Represents shares held directly by Masala. DGC Family FinTech Trust (the "Trust") is a member of Masala. The children of the reporting person are beneficiaries of the Trust. The amount reported consists of the Trust's pecuniary interest therein. Each of the reporting person and the Trust disclaims beneficial ownership of any other securities held directly by Masala, except to the extent of his or its respective pecuniary interest therein, and this report shall not be deemed an admission that the reporting person or the Trust is the beneficial owner of such securities for any other purpose.

SEC source: 0001213900-21-041770 · ownership.xml · nonDerivative · entry 1

COHEN DANIEL G · CIK 0001247745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By FinTech Masala Advisors IV, LLC

Disclosed balance after: 69,874

F1 · kind: On August 9, 2021, Perella Weinberg Partners (formerly known as FinTech Acquisition Corp. IV, the "Issuer") repurchased an aggregate of 1,000,000 shares of Class A common stock of the Issuer ("Shares"), including 658,196 Shares from FinTech Masala Advisors IV, LLC ("Masala") and 341,804 Shares from FinTech Investor Holdings IV, LLC ("Holdings") pursuant to Section 1.3(a) of that certain Sponsor Share Surrender and Share Restriction Agreement (the "Sponsor Share Surrender Agreement"), dated as of December 29, 2020 and amended as of May 4, 2021, by and among PWP Holdings LP, a Delaware limited partnership ("PWP"), the Issuer, Masala, Holdings and the other parties thereto.

F2 · ownership.nature: Represents shares held directly by Masala. The reporting person is a member of Masala. The amount reported consists of the reporting person's pecuniary interest therein. The reporting person disclaims beneficial ownership of any other securities held directly by Masala, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.

SEC source: 0001213900-22-001605 · ownership.xml · nonDerivative · entry 2

Cohen Sponsor Interests IV, LLC · CIK 0001777829 · 10% owner

FinTech Masala, LLC · CIK 0001768156 · 10% owner

FinTech Masala Holdings, LLC · CIK 0001768157 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By FinTech Investor Holdings IV, LLC

Disclosed balance after: 2,608,417

F2 · kind: On August 9, 2021, the Issuer repurchased an aggregate of 1,000,000 shares of Class A common stock ("Shares"), including 658,196 Shares from Masala and 341,804 Shares from Holdings pursuant to Section 1.3(a) of that certain Sponsor Share Surrender and Share Restriction Agreement (the "Sponsor Share Surrender Agreement"), dated as of December 29, 2020 and amended as of May 4, 2021, by and among PWP Holdings LP, a Delaware limited partnership ("PWP"), the Issuer, Masala, Holdings and the other parties thereto.

F1 · ownership.nature: Represents shares held directly by FinTech Investor Holdings IV, LLC ("Holdings"), and FinTech Masala Advisors IV, LLC ("Masala"), each of which is managed by Cohen Sponsor Interests IV, LLC ("Manager"). FinTech Masala, LLC ("Masala LLC") is the sole member of Manager. FinTech Masala Holdings, LLC ("Masala Holdings") is the sole member of Masala LLC. As a result, each of Manager, Masala LLC, and Masala Holdings shares voting and investment power over the shares held directly by Holdings and Masala.

SEC source: 0001213900-22-001605 · ownership.xml · nonDerivative · entry 1

Cohen Sponsor Interests IV, LLC · CIK 0001777829 · 10% owner

FinTech Masala, LLC · CIK 0001768156 · 10% owner

FinTech Masala Holdings, LLC · CIK 0001768157 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By FinTech Masala Advisors IV, LLC

Disclosed balance after: 3,848,250

F2 · kind: On August 9, 2021, the Issuer repurchased an aggregate of 1,000,000 shares of Class A common stock ("Shares"), including 658,196 Shares from Masala and 341,804 Shares from Holdings pursuant to Section 1.3(a) of that certain Sponsor Share Surrender and Share Restriction Agreement (the "Sponsor Share Surrender Agreement"), dated as of December 29, 2020 and amended as of May 4, 2021, by and among PWP Holdings LP, a Delaware limited partnership ("PWP"), the Issuer, Masala, Holdings and the other parties thereto.

F1 · ownership.nature: Represents shares held directly by FinTech Investor Holdings IV, LLC ("Holdings"), and FinTech Masala Advisors IV, LLC ("Masala"), each of which is managed by Cohen Sponsor Interests IV, LLC ("Manager"). FinTech Masala, LLC ("Masala LLC") is the sole member of Manager. FinTech Masala Holdings, LLC ("Masala Holdings") is the sole member of Masala LLC. As a result, each of Manager, Masala LLC, and Masala Holdings shares voting and investment power over the shares held directly by Holdings and Masala.