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Nasdaq · USD

PWP

Perella Weinberg Partners

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988
SEC CIK
0001777835
Parsed reports
246

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202603
Jun 202601
Jul 202600
Aug 202603
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 31, 2024 Filed Nov 4, 2024 21:36 UTC
Becker DietrichDirector · President
Exercise / conversionPerformance-Based Stock Units · Derivative 95,410 $0.00 $0.00
Disclosure

SEC source: 0001777835-24-000174 · wk-form4_1730756186.xml · derivative · entry 3

Becker Dietrich · CIK 0001867859 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,592,007

Underlying: Class A Common Stock · 95,410 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Class A common stock.

F3 · derivative.exercise_date: The PSUs granted on August 31, 2021 vest based on the achievement of (i) service-based vesting conditions that are satisfied in two equal installments on the third and fifth anniversaries of the grant date, subject to a 50% holdback after the first vesting date, and (ii) performance-based vesting conditions that are satisfied upon the achievement, as measured on the last calendar day of each month, of closing stock prices equal to $15, $20, $25 and $30 (subject to linear interpolation) for 20 out of any 30 consecutive trading days, in each case prior to the fifth anniversary of the grant date.

F4 · derivative.exercise_date: These PSUs vested on October 31, 2024, upon the achievement of certain service-based and performance-based vesting conditions.

F3 · derivative.expiration_date: The PSUs granted on August 31, 2021 vest based on the achievement of (i) service-based vesting conditions that are satisfied in two equal installments on the third and fifth anniversaries of the grant date, subject to a 50% holdback after the first vesting date, and (ii) performance-based vesting conditions that are satisfied upon the achievement, as measured on the last calendar day of each month, of closing stock prices equal to $15, $20, $25 and $30 (subject to linear interpolation) for 20 out of any 30 consecutive trading days, in each case prior to the fifth anniversary of the grant date.

F4 · derivative.expiration_date: These PSUs vested on October 31, 2024, upon the achievement of certain service-based and performance-based vesting conditions.

Read SEC document
October 31, 2024 Filed Nov 4, 2024 21:36 UTC
Becker DietrichDirector · President
Tax withholdingClass A Common Stock 44,842 $20.23 $907,153.66
Disclosure

SEC source: 0001777835-24-000174 · wk-form4_1730756186.xml · nonDerivative · entry 2

Becker Dietrich · CIK 0001867859 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 822,029

F1 · acquired: Represents deemed disposition of shares of Class A common stock to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
October 31, 2024 Filed Nov 4, 2024 21:36 UTC
Becker DietrichDirector · President
Exercise / conversionClass A Common Stock 95,410 $0.00 $0.00
Disclosure

SEC source: 0001777835-24-000174 · wk-form4_1730756186.xml · nonDerivative · entry 1

Becker Dietrich · CIK 0001867859 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 866,871

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2024 Filed Oct 2, 2024 18:45 UTC
Weinberg Peter ADirector · Chairman
Exercise / conversionPerformance-Based Stock Units · Derivative 34,073 $0.00 $0.00
Disclosure

SEC source: 0001777835-24-000165 · wk-form4_1727909103.xml · derivative · entry 4

Weinberg Peter A · CIK 0001416779 · Director · Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,184,782

Underlying: Class A Common Stock · 34,073 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Class A common stock.

F4 · derivative.exercise_date: The PSUs granted on August 31, 2021 vest based on the achievement of (i) service-based vesting conditions that are satisfied in two equal installments on the third and fifth anniversaries of the grant date, subject to a 50% holdback after the first vesting date, and (ii) performance-based vesting conditions that are satisfied upon the achievement, as measured on the last calendar day of each month, of closing stock prices equal to $15, $20, $25 and $30 (subject to linear interpolation) for 20 out of any 30 consecutive trading days, in each case prior to the fifth anniversary of the grant date.

F5 · derivative.exercise_date: These PSUs vested on September 30, 2024, upon the achievement of certain service-based and performance-based vesting conditions.

F4 · derivative.expiration_date: The PSUs granted on August 31, 2021 vest based on the achievement of (i) service-based vesting conditions that are satisfied in two equal installments on the third and fifth anniversaries of the grant date, subject to a 50% holdback after the first vesting date, and (ii) performance-based vesting conditions that are satisfied upon the achievement, as measured on the last calendar day of each month, of closing stock prices equal to $15, $20, $25 and $30 (subject to linear interpolation) for 20 out of any 30 consecutive trading days, in each case prior to the fifth anniversary of the grant date.

F5 · derivative.expiration_date: These PSUs vested on September 30, 2024, upon the achievement of certain service-based and performance-based vesting conditions.

Read SEC document
September 30, 2024 Filed Oct 2, 2024 18:45 UTC
Weinberg Peter ADirector · Chairman
Tax withholdingClass A Common Stock 17,395 $19.31 $335,897.45
Disclosure

SEC source: 0001777835-24-000165 · wk-form4_1727909103.xml · nonDerivative · entry 2

Weinberg Peter A · CIK 0001416779 · Director · Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,934,017

F1 · shares: Represents deemed disposition of shares of Class A common stock to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
September 30, 2024 Filed Oct 2, 2024 18:45 UTC
Weinberg Peter ADirector · Chairman
Exercise / conversionClass A Common Stock 34,073 $0.00 $0.00
Disclosure

SEC source: 0001777835-24-000165 · wk-form4_1727909103.xml · nonDerivative · entry 1

Weinberg Peter A · CIK 0001416779 · Director · Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,951,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2024 Filed Oct 2, 2024 22:47 UTC
Becker DietrichDirector · President
Exercise / conversionPerformance-Based Stock Units · Derivative 48,528 $0.00 $0.00
Disclosure

SEC source: 0001777835-24-000169 · wk-form4_1727909271.xml · derivative · entry 3

Becker Dietrich · CIK 0001867859 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,687,417

Underlying: Class A Common Stock · 48,528 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Class A common stock.

F3 · derivative.exercise_date: The PSUs granted on August 31, 2021 vest based on the achievement of (i) service-based vesting conditions that are satisfied in two equal installments on the third and fifth anniversaries of the grant date, subject to a 50% holdback after the first vesting date, and (ii) performance-based vesting conditions that are satisfied upon the achievement, as measured on the last calendar day of each month, of closing stock prices equal to $15, $20, $25 and $30 (subject to linear interpolation) for 20 out of any 30 consecutive trading days, in each case prior to the fifth anniversary of the grant date.

F4 · derivative.exercise_date: These PSUs vested on September 30, 2024, upon the achievement of certain service-based and performance-based vesting conditions.

F3 · derivative.expiration_date: The PSUs granted on August 31, 2021 vest based on the achievement of (i) service-based vesting conditions that are satisfied in two equal installments on the third and fifth anniversaries of the grant date, subject to a 50% holdback after the first vesting date, and (ii) performance-based vesting conditions that are satisfied upon the achievement, as measured on the last calendar day of each month, of closing stock prices equal to $15, $20, $25 and $30 (subject to linear interpolation) for 20 out of any 30 consecutive trading days, in each case prior to the fifth anniversary of the grant date.

F4 · derivative.expiration_date: These PSUs vested on September 30, 2024, upon the achievement of certain service-based and performance-based vesting conditions.

Read SEC document
September 30, 2024 Filed Oct 2, 2024 22:47 UTC
Becker DietrichDirector · President
Tax withholdingClass A Common Stock 22,809 $19.31 $440,441.79
Disclosure

SEC source: 0001777835-24-000169 · wk-form4_1727909271.xml · nonDerivative · entry 2

Becker Dietrich · CIK 0001867859 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 771,461

F1 · acquired: Represents deemed disposition of shares of Class A common stock to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
September 30, 2024 Filed Oct 2, 2024 22:47 UTC
Becker DietrichDirector · President
Exercise / conversionClass A Common Stock 48,528 $0.00 $0.00
Disclosure

SEC source: 0001777835-24-000169 · wk-form4_1727909271.xml · nonDerivative · entry 1

Becker Dietrich · CIK 0001867859 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 794,270

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2024 Filed Oct 2, 2024 22:46 UTC
Bednar AndrewDirector · Chief Executive Officer
Exercise / conversionPerformance-Based Stock Units · Derivative 48,528 $0.00 $0.00
Disclosure

SEC source: 0001777835-24-000167 · wk-form4_1727909192.xml · derivative · entry 3

Bednar Andrew · CIK 0001867860 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,687,417

Underlying: Class A Common Stock · 48,528 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Class A common stock.

F3 · derivative.exercise_date: The PSUs granted on August 31, 2021 vest based on the achievement of (i) service-based vesting conditions that are satisfied in two equal installments on the third and fifth anniversaries of the grant date, subject to a 50% holdback after the first vesting date, and (ii) performance-based vesting conditions that are satisfied upon the achievement, as measured on the last calendar day of each month, of closing stock prices equal to $15, $20, $25 and $30 (subject to linear interpolation) for 20 out of any 30 consecutive trading days, in each case prior to the fifth anniversary of the grant date.

F4 · derivative.exercise_date: These PSUs vested on September 30, 2024, upon the achievement of certain service-based and performance-based vesting conditions.

F3 · derivative.expiration_date: The PSUs granted on August 31, 2021 vest based on the achievement of (i) service-based vesting conditions that are satisfied in two equal installments on the third and fifth anniversaries of the grant date, subject to a 50% holdback after the first vesting date, and (ii) performance-based vesting conditions that are satisfied upon the achievement, as measured on the last calendar day of each month, of closing stock prices equal to $15, $20, $25 and $30 (subject to linear interpolation) for 20 out of any 30 consecutive trading days, in each case prior to the fifth anniversary of the grant date.

F4 · derivative.expiration_date: These PSUs vested on September 30, 2024, upon the achievement of certain service-based and performance-based vesting conditions.

Read SEC document
September 30, 2024 Filed Oct 2, 2024 22:46 UTC
Bednar AndrewDirector · Chief Executive Officer
Tax withholdingClass A Common Stock 24,774 $19.31 $478,385.94
Disclosure

SEC source: 0001777835-24-000167 · wk-form4_1727909192.xml · nonDerivative · entry 2

Bednar Andrew · CIK 0001867860 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 820,262

F1 · shares: Represents deemed disposition of shares of Class A common stock to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
September 30, 2024 Filed Oct 2, 2024 22:46 UTC
Bednar AndrewDirector · Chief Executive Officer
Exercise / conversionClass A Common Stock 48,528 $0.00 $0.00
Disclosure

SEC source: 0001777835-24-000167 · wk-form4_1727909192.xml · nonDerivative · entry 1

Bednar Andrew · CIK 0001867860 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 845,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2024 Filed Sep 9, 2024 22:45 UTC OtherClass B-1 Common Stock · Derivative 997,226 $0.02 $19,944.52
Disclosure

SEC source: 0001777835-24-000163 · wk-form4_1725921905.xml · derivative · entry 1

PWP VoteCo Professionals LP · CIK 0002006612 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,184,027

Underlying: Class A Common Stock · 997.226 shares

Expires not disclosed

F1 · derivative.exercise_price: PWP Holdings LP ("PWP OpCo") Common Units (which represent Class A partnership units of PWP OpCo) ("PWP OpCo Units") held by PWP AdCo Professionals LP and partners other than the Issuer can be exchanged for Issuer stock or cash on certain dates. Concurrently with an exchange of PWP OpCo Units for shares of Issuer Class A common stock ("Class A Shares") or cash by an exchanging PWP OpCo unitholder ("Unitholder"), such Unitholder will be required to surrender to the Issuer a number of Issuer Class B-1 common stock ("Class B-1 Shares") equal to the number of PWP OpCo Units exchanged, and such Class B-1 Shares will be converted into Class A Shares or, at the option of the Issuer, an equivalent amount of cash, which will be delivered to such Unitholder at a conversion rate of 0.001 Class A Share for one Class B-1 Share. The Reporting Person will distribute such Class B-1 Shares to the applicable Unitholder immediately prior to any such exchange.

F2 · kind: Reflects a distribution of Class B-1 Shares by the Reporting Person to one or more of its limited partners.

F1 · derivative.exercise_date: PWP Holdings LP ("PWP OpCo") Common Units (which represent Class A partnership units of PWP OpCo) ("PWP OpCo Units") held by PWP AdCo Professionals LP and partners other than the Issuer can be exchanged for Issuer stock or cash on certain dates. Concurrently with an exchange of PWP OpCo Units for shares of Issuer Class A common stock ("Class A Shares") or cash by an exchanging PWP OpCo unitholder ("Unitholder"), such Unitholder will be required to surrender to the Issuer a number of Issuer Class B-1 common stock ("Class B-1 Shares") equal to the number of PWP OpCo Units exchanged, and such Class B-1 Shares will be converted into Class A Shares or, at the option of the Issuer, an equivalent amount of cash, which will be delivered to such Unitholder at a conversion rate of 0.001 Class A Share for one Class B-1 Share. The Reporting Person will distribute such Class B-1 Shares to the applicable Unitholder immediately prior to any such exchange.

F1 · derivative.expiration_date: PWP Holdings LP ("PWP OpCo") Common Units (which represent Class A partnership units of PWP OpCo) ("PWP OpCo Units") held by PWP AdCo Professionals LP and partners other than the Issuer can be exchanged for Issuer stock or cash on certain dates. Concurrently with an exchange of PWP OpCo Units for shares of Issuer Class A common stock ("Class A Shares") or cash by an exchanging PWP OpCo unitholder ("Unitholder"), such Unitholder will be required to surrender to the Issuer a number of Issuer Class B-1 common stock ("Class B-1 Shares") equal to the number of PWP OpCo Units exchanged, and such Class B-1 Shares will be converted into Class A Shares or, at the option of the Issuer, an equivalent amount of cash, which will be delivered to such Unitholder at a conversion rate of 0.001 Class A Share for one Class B-1 Share. The Reporting Person will distribute such Class B-1 Shares to the applicable Unitholder immediately prior to any such exchange.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 01:51 UTC Tax withholdingClass A Common Stock 15,315 $19.55 $299,408.25
Disclosure

SEC source: 0001777835-24-000153 · wk-form4_1725500805.xml · nonDerivative · entry 2

STEEL ROBERT K · CIK 0001180592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,422

F1 · shares: Represents deemed disposition of shares of Class A common stock to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
September 03, 2024 Filed Sep 4, 2024 21:51 UTC
Weinberg Peter ADirector · Chairman
Tax withholdingClass A Common Stock 500,875 $19.55 $9,792,106.25
Disclosure

SEC source: 0001777835-24-000152 · wk-form4_1725500765.xml · nonDerivative · entry 2

Weinberg Peter A · CIK 0001416779 · Director · Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,917,339

F1 · shares: Represents deemed disposition of shares of Class A common stock to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 00:52 UTC Tax withholdingClass A Common Stock 359 $19.55 $7,018.45
Disclosure

SEC source: 0001777835-24-000148 · wk-form4_1725494329.xml · nonDerivative · entry 1

OLLILA JORMA J · CIK 0001198944 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,268

F1 · shares: Represents deemed disposition of shares of Class A common stock to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 11:39 UTC
Gottschalk AlexandraChief Financial Officer
Tax withholdingClass A Common Stock 3,165 $19.55 $61,875.75
Disclosure

SEC source: 0001777835-24-000157 · wk-form4_1725536382.xml · nonDerivative · entry 2

Gottschalk Alexandra · CIK 0001867701 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,236

F1 · shares: Represents deemed disposition of shares of Class A common stock to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 01:52 UTC
Becker DietrichDirector · President
Tax withholdingClass A Common Stock 288,606 $19.55 $5,642,247.30
Disclosure

SEC source: 0001777835-24-000155 · wk-form4_1725500869.xml · nonDerivative · entry 2

Becker Dietrich · CIK 0001867859 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 745,742

F1 · acquired: Represents deemed disposition of shares of Class A common stock to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 01:43 UTC
Bednar AndrewDirector · Chief Executive Officer
Tax withholdingClass A Common Stock 313,476 $19.55 $6,128,455.80
Disclosure

SEC source: 0001777835-24-000150 · wk-form4_1725500633.xml · nonDerivative · entry 2

Bednar Andrew · CIK 0001867860 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 796,508

F1 · shares: Represents deemed disposition of shares of Class A common stock to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
August 31, 2024 Filed Sep 5, 2024 01:51 UTC Exercise / conversionPerformance-Based Stock Units · Derivative 30,000 $0.00 $0.00
Disclosure

SEC source: 0001777835-24-000153 · wk-form4_1725500805.xml · derivative · entry 3

STEEL ROBERT K · CIK 0001180592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Class A Common Stock · 30,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Class A common stock.

F3 · derivative.exercise_date: These PSUs vested on August 31, 2024, upon the achievement of certain service-based and performance-based vesting conditions.

F4 · derivative.exercise_date: The PSUs granted on August 31, 2021 vest based on the achievement of (i) service-based vesting conditions that are satisfied in five equal installments on the 36, 42, 48, 54 and 60 month anniversaries of the grant date and (ii) performance-based vesting conditions that are satisfied upon the achievement of closing stock price hurdles for 20 out of any 30 consecutive trading days equal to $12, $13.50, $15 and $17, in each case prior to the sixth anniversary of the grant date.

F3 · derivative.expiration_date: These PSUs vested on August 31, 2024, upon the achievement of certain service-based and performance-based vesting conditions.

F4 · derivative.expiration_date: The PSUs granted on August 31, 2021 vest based on the achievement of (i) service-based vesting conditions that are satisfied in five equal installments on the 36, 42, 48, 54 and 60 month anniversaries of the grant date and (ii) performance-based vesting conditions that are satisfied upon the achievement of closing stock price hurdles for 20 out of any 30 consecutive trading days equal to $12, $13.50, $15 and $17, in each case prior to the sixth anniversary of the grant date.

Read SEC document
August 31, 2024 Filed Sep 5, 2024 01:51 UTC Exercise / conversionClass A Common Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001777835-24-000153 · wk-form4_1725500805.xml · nonDerivative · entry 1

STEEL ROBERT K · CIK 0001180592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2024 Filed Sep 4, 2024 21:51 UTC
Weinberg Peter ADirector · Chairman
Exercise / conversionPerformance-Based Stock Units · Derivative 431,145 $0.00 $0.00
Disclosure

SEC source: 0001777835-24-000152 · wk-form4_1725500765.xml · derivative · entry 4

Weinberg Peter A · CIK 0001416779 · Director · Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,218,855

Underlying: Class A Common Stock · 431,145 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Class A common stock.

F4 · derivative.exercise_date: These PSUs vested on August 31, 2024, upon the achievement of certain service-based and performance-based vesting conditions.

F5 · derivative.exercise_date: The PSUs granted on August 31, 2021 vest based on the achievement of (i) service-based vesting conditions that are satisfied in two equal installments on the third and fifth anniversaries of the grant date, subject to a 50% holdback after the first vesting date, and (ii) performance-based vesting conditions that are satisfied upon the achievement, as measured on the last calendar day of each month, of closing stock prices equal to $15, $20, $25 and $30 (subject to linear interpolation) for 20 out of any 30 consecutive trading days, in each case prior to the fifth anniversary of the grant date.

F4 · derivative.expiration_date: These PSUs vested on August 31, 2024, upon the achievement of certain service-based and performance-based vesting conditions.

F5 · derivative.expiration_date: The PSUs granted on August 31, 2021 vest based on the achievement of (i) service-based vesting conditions that are satisfied in two equal installments on the third and fifth anniversaries of the grant date, subject to a 50% holdback after the first vesting date, and (ii) performance-based vesting conditions that are satisfied upon the achievement, as measured on the last calendar day of each month, of closing stock prices equal to $15, $20, $25 and $30 (subject to linear interpolation) for 20 out of any 30 consecutive trading days, in each case prior to the fifth anniversary of the grant date.

Read SEC document
August 31, 2024 Filed Sep 4, 2024 21:51 UTC
Weinberg Peter ADirector · Chairman
Exercise / conversionClass A Common Stock 431,145 $0.00 $0.00
Disclosure

SEC source: 0001777835-24-000152 · wk-form4_1725500765.xml · nonDerivative · entry 1

Weinberg Peter A · CIK 0001416779 · Director · Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,418,214

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2024 Filed Sep 5, 2024 11:39 UTC
Gottschalk AlexandraChief Financial Officer
Exercise / conversionPerformance-Based Stock Units · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001777835-24-000157 · wk-form4_1725536382.xml · derivative · entry 3

Gottschalk Alexandra · CIK 0001867701 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Class A Common Stock · 4,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Class A common stock.

F3 · derivative.exercise_date: These PSUs vested on August 31, 2024, upon the achievement of certain service-based and performance-based vesting conditions.

F4 · derivative.exercise_date: The PSUs granted on August 31, 2021 vest based on the achievement of (i) service-based vesting conditions that are satisfied in five equal installments on the 36, 42, 48, 54 and 60 month anniversaries of the grant date and (ii) performance-based vesting conditions that are satisfied upon the achievement of closing stock price hurdles for 20 out of any 30 consecutive trading days equal to $12, $13.50, $15 and $17, in each case prior to the sixth anniversary of the grant date.

F3 · derivative.expiration_date: These PSUs vested on August 31, 2024, upon the achievement of certain service-based and performance-based vesting conditions.

F4 · derivative.expiration_date: The PSUs granted on August 31, 2021 vest based on the achievement of (i) service-based vesting conditions that are satisfied in five equal installments on the 36, 42, 48, 54 and 60 month anniversaries of the grant date and (ii) performance-based vesting conditions that are satisfied upon the achievement of closing stock price hurdles for 20 out of any 30 consecutive trading days equal to $12, $13.50, $15 and $17, in each case prior to the sixth anniversary of the grant date.

Read SEC document
August 31, 2024 Filed Sep 5, 2024 11:39 UTC
Gottschalk AlexandraChief Financial Officer
Exercise / conversionClass A Common Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001777835-24-000157 · wk-form4_1725536382.xml · nonDerivative · entry 1

Gottschalk Alexandra · CIK 0001867701 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,401

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2024 Filed Sep 5, 2024 01:52 UTC
Becker DietrichDirector · President
Exercise / conversionPerformance-Based Stock Units · Derivative 614,055 $0.00 $0.00
Disclosure

SEC source: 0001777835-24-000155 · wk-form4_1725500869.xml · derivative · entry 3

Becker Dietrich · CIK 0001867859 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,735,945

Underlying: Class A Common Stock · 614,055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Class A common stock.

F3 · derivative.exercise_date: These PSUs vested on August 31, 2024, upon the achievement of certain service-based and performance-based vesting conditions.

F4 · derivative.exercise_date: The PSUs granted on August 31, 2021 vest based on the achievement of (i) service-based vesting conditions that are satisfied in two equal installments on the third and fifth anniversaries of the grant date, subject to a 50% holdback after the first vesting date, and (ii) performance-based vesting conditions that are satisfied upon the achievement, as measured on the last calendar day of each month, of closing stock prices equal to $15, $20, $25 and $30 (subject to linear interpolation) for 20 out of any 30 consecutive trading days, in each case prior to the fifth anniversary of the grant date.

F3 · derivative.expiration_date: These PSUs vested on August 31, 2024, upon the achievement of certain service-based and performance-based vesting conditions.

F4 · derivative.expiration_date: The PSUs granted on August 31, 2021 vest based on the achievement of (i) service-based vesting conditions that are satisfied in two equal installments on the third and fifth anniversaries of the grant date, subject to a 50% holdback after the first vesting date, and (ii) performance-based vesting conditions that are satisfied upon the achievement, as measured on the last calendar day of each month, of closing stock prices equal to $15, $20, $25 and $30 (subject to linear interpolation) for 20 out of any 30 consecutive trading days, in each case prior to the fifth anniversary of the grant date.

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August 31, 2024 Filed Sep 5, 2024 01:52 UTC
Becker DietrichDirector · President
Exercise / conversionClass A Common Stock 614,055 $0.00 $0.00
Disclosure

SEC source: 0001777835-24-000155 · wk-form4_1725500869.xml · nonDerivative · entry 1

Becker Dietrich · CIK 0001867859 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,034,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2024 Filed Sep 5, 2024 01:43 UTC
Bednar AndrewDirector · Chief Executive Officer
Exercise / conversionPerformance-Based Stock Units · Derivative 614,055 $0.00 $0.00
Disclosure

SEC source: 0001777835-24-000150 · wk-form4_1725500633.xml · derivative · entry 3

Bednar Andrew · CIK 0001867860 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,735,945

Underlying: Class A Common Stock · 614,055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Class A common stock.

F3 · derivative.exercise_date: These PSUs vested on August 31, 2024, upon the achievement of certain service-based and performance-based vesting conditions.

F4 · derivative.exercise_date: The PSUs granted on August 31, 2021 vest based on the achievement of (i) service-based vesting conditions that are satisfied in two equal installments on the third and fifth anniversaries of the grant date, subject to a 50% holdback after the first vesting date, and (ii) performance-based vesting conditions that are satisfied upon the achievement, as measured on the last calendar day of each month, of closing stock prices equal to $15, $20, $25 and $30 (subject to linear interpolation) for 20 out of any 30 consecutive trading days, in each case prior to the fifth anniversary of the grant date.

F3 · derivative.expiration_date: These PSUs vested on August 31, 2024, upon the achievement of certain service-based and performance-based vesting conditions.

F4 · derivative.expiration_date: The PSUs granted on August 31, 2021 vest based on the achievement of (i) service-based vesting conditions that are satisfied in two equal installments on the third and fifth anniversaries of the grant date, subject to a 50% holdback after the first vesting date, and (ii) performance-based vesting conditions that are satisfied upon the achievement, as measured on the last calendar day of each month, of closing stock prices equal to $15, $20, $25 and $30 (subject to linear interpolation) for 20 out of any 30 consecutive trading days, in each case prior to the fifth anniversary of the grant date.

Read SEC document
August 31, 2024 Filed Sep 5, 2024 01:43 UTC
Bednar AndrewDirector · Chief Executive Officer
Exercise / conversionClass A Common Stock 614,055 $0.00 $0.00
Disclosure

SEC source: 0001777835-24-000150 · wk-form4_1725500633.xml · nonDerivative · entry 1

Bednar Andrew · CIK 0001867860 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,109,984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2024 Filed May 24, 2024 21:02 UTC GrantClass A Common Stock 6,383 $0.00 $0.00
Disclosure

SEC source: 0001777835-24-000125 · wk-form4_1716584515.xml · nonDerivative · entry 1

FASCITELLI ELIZABETH C · CIK 0001029604 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,505

F1 · shares: Includes 6,383 unvested shares subject to awards of restricted stock units, which vest on the date of Perella Weinberg Partners' next general annual stockholder meeting following the grant date, subject to continued board service through such date.

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May 22, 2024 Filed May 24, 2024 21:09 UTC GrantClass A Common Stock 6,383 $0.00 $0.00
Disclosure

SEC source: 0001777835-24-000129 · wk-form4_1716584984.xml · nonDerivative · entry 1

Sherburne Jane Cecile · CIK 0001438784 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,507

F1 · shares: Includes 6,383 unvested shares subject to awards of restricted stock units, which vest on the date of Perella Weinberg Partners' next general annual stockholder meeting following the grant date, subject to continued board service through such date.

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May 22, 2024 Filed May 24, 2024 21:07 UTC Tax withholdingClass A Common Stock 3,359 $0.00 $0.00
Disclosure

SEC source: 0001777835-24-000127 · wk-form4_1716584827.xml · nonDerivative · entry 2

OLLILA JORMA J · CIK 0001198944 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,627

F2 · shares: Represents deemed disposition of shares of Class A common stock to Perella Weinberg Partners to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

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May 22, 2024 Filed May 24, 2024 21:07 UTC GrantClass A Common Stock 6,383 $0.00 $0.00
Disclosure

SEC source: 0001777835-24-000127 · wk-form4_1716584827.xml · nonDerivative · entry 1

OLLILA JORMA J · CIK 0001198944 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,986

F1 · shares: Includes 6,383 unvested shares subject to awards of restricted stock units, which vest on the date of Perella Weinberg Partners' next general annual stockholder meeting following the grant date, subject to continued board service through such date.

Read SEC document
May 22, 2024 Filed May 24, 2024 22:25 UTC GrantClass A Common Stock 6,383 $0.00 $0.00
Disclosure

SEC source: 0001777835-24-000131 · wk-form4_1716589539.xml · nonDerivative · entry 1

MUGFORD KRISTIN W · CIK 0001213408 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,505

F1 · shares: Includes 6,383 unvested shares subject to awards of restricted stock units, which vest on the date of Perella Weinberg Partners' next general annual stockholder meeting following the grant date, subject to continued board service through such date.

Read SEC document
May 16, 2024 Filed May 21, 2024 00:09 UTC OtherClass B-1 Common Stock · Derivative 1,284,217 $0.02 $25,684.34
Disclosure

SEC source: 0001777835-24-000109 · wk-form4_1716250168.xml · derivative · entry 2

PWP VoteCo Professionals LP · CIK 0002006612 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,181,253

Underlying: Class A Common Stock · 1,284.217 shares

Expires not disclosed

F1 · derivative.exercise_price: PWP Holdings LP ("PWP OpCo") Common Units (which represent Class A partnership units of PWP OpCo) ("PWP OpCo Units") held by PWP AdCo Professionals LP and partners other than the Issuer can be exchanged for Issuer stock or cash on certain dates. Concurrently with an exchange of PWP OpCo Units for shares of Issuer Class A common stock ("Class A Shares") or cash by an exchanging PWP OpCo unitholder ("Unitholder"), such Unitholder will be required to surrender to the Issuer a number of Issuer Class B-1 common stock ("Class B-1 Shares") equal to the number of PWP OpCo Units exchanged, and such Class B-1 Shares will be converted into Class A Shares or, at the option of the Issuer, an equivalent amount of cash, which will be delivered to such Unitholder at a conversion rate of 0.001 Class A Share for one Class B-1 Share. The Reporting Person will distribute such Class B-1 Shares to the applicable Unitholder immediately prior to any such exchange.

F3 · kind: Reflects a distribution of 1,284,217 Class B-1 Shares by the Reporting Person to one or more of its limited partners.

F1 · derivative.exercise_date: PWP Holdings LP ("PWP OpCo") Common Units (which represent Class A partnership units of PWP OpCo) ("PWP OpCo Units") held by PWP AdCo Professionals LP and partners other than the Issuer can be exchanged for Issuer stock or cash on certain dates. Concurrently with an exchange of PWP OpCo Units for shares of Issuer Class A common stock ("Class A Shares") or cash by an exchanging PWP OpCo unitholder ("Unitholder"), such Unitholder will be required to surrender to the Issuer a number of Issuer Class B-1 common stock ("Class B-1 Shares") equal to the number of PWP OpCo Units exchanged, and such Class B-1 Shares will be converted into Class A Shares or, at the option of the Issuer, an equivalent amount of cash, which will be delivered to such Unitholder at a conversion rate of 0.001 Class A Share for one Class B-1 Share. The Reporting Person will distribute such Class B-1 Shares to the applicable Unitholder immediately prior to any such exchange.

F1 · derivative.expiration_date: PWP Holdings LP ("PWP OpCo") Common Units (which represent Class A partnership units of PWP OpCo) ("PWP OpCo Units") held by PWP AdCo Professionals LP and partners other than the Issuer can be exchanged for Issuer stock or cash on certain dates. Concurrently with an exchange of PWP OpCo Units for shares of Issuer Class A common stock ("Class A Shares") or cash by an exchanging PWP OpCo unitholder ("Unitholder"), such Unitholder will be required to surrender to the Issuer a number of Issuer Class B-1 common stock ("Class B-1 Shares") equal to the number of PWP OpCo Units exchanged, and such Class B-1 Shares will be converted into Class A Shares or, at the option of the Issuer, an equivalent amount of cash, which will be delivered to such Unitholder at a conversion rate of 0.001 Class A Share for one Class B-1 Share. The Reporting Person will distribute such Class B-1 Shares to the applicable Unitholder immediately prior to any such exchange.

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May 16, 2024 Filed May 21, 2024 00:09 UTC Disposition to issuerClass B-1 Common Stock · Derivative 59,040 $0.02 $1,180.80
Disclosure

SEC source: 0001777835-24-000109 · wk-form4_1716250168.xml · derivative · entry 1

PWP VoteCo Professionals LP · CIK 0002006612 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,465,470

Underlying: Class A Common Stock · 59.04 shares

Expires not disclosed

F1 · derivative.exercise_price: PWP Holdings LP ("PWP OpCo") Common Units (which represent Class A partnership units of PWP OpCo) ("PWP OpCo Units") held by PWP AdCo Professionals LP and partners other than the Issuer can be exchanged for Issuer stock or cash on certain dates. Concurrently with an exchange of PWP OpCo Units for shares of Issuer Class A common stock ("Class A Shares") or cash by an exchanging PWP OpCo unitholder ("Unitholder"), such Unitholder will be required to surrender to the Issuer a number of Issuer Class B-1 common stock ("Class B-1 Shares") equal to the number of PWP OpCo Units exchanged, and such Class B-1 Shares will be converted into Class A Shares or, at the option of the Issuer, an equivalent amount of cash, which will be delivered to such Unitholder at a conversion rate of 0.001 Class A Share for one Class B-1 Share. The Reporting Person will distribute such Class B-1 Shares to the applicable Unitholder immediately prior to any such exchange.

F2 · kind: Reflects the Issuer's repurchase of 59,040 Class B-1 Shares from the Reporting Person in connection with the cancellation of certain partnership units.

F1 · derivative.exercise_date: PWP Holdings LP ("PWP OpCo") Common Units (which represent Class A partnership units of PWP OpCo) ("PWP OpCo Units") held by PWP AdCo Professionals LP and partners other than the Issuer can be exchanged for Issuer stock or cash on certain dates. Concurrently with an exchange of PWP OpCo Units for shares of Issuer Class A common stock ("Class A Shares") or cash by an exchanging PWP OpCo unitholder ("Unitholder"), such Unitholder will be required to surrender to the Issuer a number of Issuer Class B-1 common stock ("Class B-1 Shares") equal to the number of PWP OpCo Units exchanged, and such Class B-1 Shares will be converted into Class A Shares or, at the option of the Issuer, an equivalent amount of cash, which will be delivered to such Unitholder at a conversion rate of 0.001 Class A Share for one Class B-1 Share. The Reporting Person will distribute such Class B-1 Shares to the applicable Unitholder immediately prior to any such exchange.

F1 · derivative.expiration_date: PWP Holdings LP ("PWP OpCo") Common Units (which represent Class A partnership units of PWP OpCo) ("PWP OpCo Units") held by PWP AdCo Professionals LP and partners other than the Issuer can be exchanged for Issuer stock or cash on certain dates. Concurrently with an exchange of PWP OpCo Units for shares of Issuer Class A common stock ("Class A Shares") or cash by an exchanging PWP OpCo unitholder ("Unitholder"), such Unitholder will be required to surrender to the Issuer a number of Issuer Class B-1 common stock ("Class B-1 Shares") equal to the number of PWP OpCo Units exchanged, and such Class B-1 Shares will be converted into Class A Shares or, at the option of the Issuer, an equivalent amount of cash, which will be delivered to such Unitholder at a conversion rate of 0.001 Class A Share for one Class B-1 Share. The Reporting Person will distribute such Class B-1 Shares to the applicable Unitholder immediately prior to any such exchange.

Read SEC document
May 16, 2024 Filed May 21, 2024 00:12 UTC Exercise / conversionPWP Holdings LP Common Units · Derivative 394,055 $15.17 $5,977,814.35
Disclosure

SEC source: 0001777835-24-000111 · wk-form4_1716250317.xml · derivative · entry 6

STEEL ROBERT K · CIK 0001180592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 575,358

Underlying: Class A Common Stock · 394,055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Subject to certain lock-up periods, PWP OpCo Units, upon the surrender of an equal number of Class B-1 Shares, may be exchanged for Class A Shares on a one-for-one basis or, at the option of the Issuer, for an equivalent amount of cash. PWP OpCo Units do not expire.

F1 · kind: Reflects an exchange of PWP OpCo Units (as defined below) for an equal number of Class A Shares (as defined below). In connection with the exchange, an equal number of Class B-1 Shares (as defined below) were surrendered to the Issuer and converted into Class A Shares at a conversion rate of 0.001 Class A Share for one Class B Share.

F4 · derivative.exercise_date: Subject to certain lock-up periods, PWP OpCo Units, upon the surrender of an equal number of Class B-1 Shares, may be exchanged for Class A Shares on a one-for-one basis or, at the option of the Issuer, for an equivalent amount of cash. PWP OpCo Units do not expire.

F4 · derivative.expiration_date: Subject to certain lock-up periods, PWP OpCo Units, upon the surrender of an equal number of Class B-1 Shares, may be exchanged for Class A Shares on a one-for-one basis or, at the option of the Issuer, for an equivalent amount of cash. PWP OpCo Units do not expire.

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May 16, 2024 Filed May 21, 2024 00:12 UTC Exercise / conversionClass B-1 Common Stock · Derivative 394,055 $0.02 $7,881.10
Disclosure

SEC source: 0001777835-24-000111 · wk-form4_1716250317.xml · derivative · entry 5

STEEL ROBERT K · CIK 0001180592 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · PWP VoteCo Professionals LP

Disclosed balance after: 575,358

Underlying: Class A Common Stock · 394.055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Concurrently with an exchange of PWP Holdings LP Common Units (which represent Class A partnership units of PWP Holdings LP) ("PWP OpCo Units") for shares of Class A common stock ("Class A Shares") or cash by a PWP Holdings LP unitholder ("Unitholder") who also holds shares of Class B-1 common stock ("Class B-1 Shares"), such Unitholder will be required to surrender to the Issuer a number of Class B-1 Shares equal to the number of PWP OpCo Units exchanged, and such Class B-1 Shares will be converted into Class A Shares or, at the option of the Issuer, for an equivalent amount of cash, which will be delivered to such Unitholder at a conversion rate of 0.001 Class A Share for one Class B-1 Share.

F1 · kind: Reflects an exchange of PWP OpCo Units (as defined below) for an equal number of Class A Shares (as defined below). In connection with the exchange, an equal number of Class B-1 Shares (as defined below) were surrendered to the Issuer and converted into Class A Shares at a conversion rate of 0.001 Class A Share for one Class B Share.

F3 · derivative.exercise_date: Concurrently with an exchange of PWP Holdings LP Common Units (which represent Class A partnership units of PWP Holdings LP) ("PWP OpCo Units") for shares of Class A common stock ("Class A Shares") or cash by a PWP Holdings LP unitholder ("Unitholder") who also holds shares of Class B-1 common stock ("Class B-1 Shares"), such Unitholder will be required to surrender to the Issuer a number of Class B-1 Shares equal to the number of PWP OpCo Units exchanged, and such Class B-1 Shares will be converted into Class A Shares or, at the option of the Issuer, for an equivalent amount of cash, which will be delivered to such Unitholder at a conversion rate of 0.001 Class A Share for one Class B-1 Share.

F3 · derivative.expiration_date: Concurrently with an exchange of PWP Holdings LP Common Units (which represent Class A partnership units of PWP Holdings LP) ("PWP OpCo Units") for shares of Class A common stock ("Class A Shares") or cash by a PWP Holdings LP unitholder ("Unitholder") who also holds shares of Class B-1 common stock ("Class B-1 Shares"), such Unitholder will be required to surrender to the Issuer a number of Class B-1 Shares equal to the number of PWP OpCo Units exchanged, and such Class B-1 Shares will be converted into Class A Shares or, at the option of the Issuer, for an equivalent amount of cash, which will be delivered to such Unitholder at a conversion rate of 0.001 Class A Share for one Class B-1 Share.

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May 16, 2024 Filed May 21, 2024 00:12 UTC Disposition to issuerClass A Common Stock 394.055 $15.17 $5,977.81
Disclosure

SEC source: 0001777835-24-000111 · wk-form4_1716250317.xml · nonDerivative · entry 4

STEEL ROBERT K · CIK 0001180592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,737

F2 · kind: Reflects the settlement of the exchange of PWP OpCo Units and Class B-1 Shares, as applicable, for cash.

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May 16, 2024 Filed May 21, 2024 00:12 UTC Disposition to issuerClass A Common Stock 394,055 $15.17 $5,977,814.35
Disclosure

SEC source: 0001777835-24-000111 · wk-form4_1716250317.xml · nonDerivative · entry 3

STEEL ROBERT K · CIK 0001180592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,131

F2 · kind: Reflects the settlement of the exchange of PWP OpCo Units and Class B-1 Shares, as applicable, for cash.

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May 16, 2024 Filed May 21, 2024 00:12 UTC Exercise / conversionClass A Common Stock 394.055 $0.00 $0.00
Disclosure

SEC source: 0001777835-24-000111 · wk-form4_1716250317.xml · nonDerivative · entry 2

STEEL ROBERT K · CIK 0001180592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 463,186

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects an exchange of PWP OpCo Units (as defined below) for an equal number of Class A Shares (as defined below). In connection with the exchange, an equal number of Class B-1 Shares (as defined below) were surrendered to the Issuer and converted into Class A Shares at a conversion rate of 0.001 Class A Share for one Class B Share.

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May 16, 2024 Filed May 21, 2024 00:12 UTC Exercise / conversionClass A Common Stock 394,055 $0.00 $0.00
Disclosure

SEC source: 0001777835-24-000111 · wk-form4_1716250317.xml · nonDerivative · entry 1

STEEL ROBERT K · CIK 0001180592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 462,792

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects an exchange of PWP OpCo Units (as defined below) for an equal number of Class A Shares (as defined below). In connection with the exchange, an equal number of Class B-1 Shares (as defined below) were surrendered to the Issuer and converted into Class A Shares at a conversion rate of 0.001 Class A Share for one Class B Share.

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May 06, 2024 Filed May 8, 2024 23:55 UTC Disposition to issuerClass B-1 Common Stock · Derivative 6,149,211 $0.01 $61,492.11
Disclosure

SEC source: 0001777835-24-000107 · wk-form4_1715212517.xml · derivative · entry 1

PWP VoteCo Professionals LP · CIK 0002006612 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,524,510

Underlying: Class A Common Stock · 6,149.211 shares

Expires not disclosed

F1 · derivative.exercise_price: PWP Holdings LP ("PWP OpCo") Common Units (which represent Class A partnership units of PWP OpCo) ("PWP OpCo Units") held by partners other than the Issuer can be exchanged for Issuer stock or cash on certain dates. Concurrently with an exchange of PWP OpCo Units for shares of Issuer Class A common stock ("Class A Shares") or cash by an exchanging PWP OpCo unitholder ("Unitholder"), such Unitholder will be required to surrender to the Issuer a number of Issuer Class B-1 common stock ("Class B-1 Shares") equal to the number of PWP OpCo Units exchanged, and such Class B-1 Shares will be converted into Class A Shares or, at the option of the Issuer, an equivalent amount of cash, which will be delivered to such Unitholder at a conversion rate of 0.001 Class A Share for one Class B-1 Share. The Reporting Person will distribute such Class B-1 Shares to the applicable Unitholder immediately prior to any such exchange.

F2 · kind: Reflects the Issuer's repurchase of 6,149,211 Class B-1 Shares from the Reporting Person in connection with the cancellation of certain partnership units.

F1 · derivative.exercise_date: PWP Holdings LP ("PWP OpCo") Common Units (which represent Class A partnership units of PWP OpCo) ("PWP OpCo Units") held by partners other than the Issuer can be exchanged for Issuer stock or cash on certain dates. Concurrently with an exchange of PWP OpCo Units for shares of Issuer Class A common stock ("Class A Shares") or cash by an exchanging PWP OpCo unitholder ("Unitholder"), such Unitholder will be required to surrender to the Issuer a number of Issuer Class B-1 common stock ("Class B-1 Shares") equal to the number of PWP OpCo Units exchanged, and such Class B-1 Shares will be converted into Class A Shares or, at the option of the Issuer, an equivalent amount of cash, which will be delivered to such Unitholder at a conversion rate of 0.001 Class A Share for one Class B-1 Share. The Reporting Person will distribute such Class B-1 Shares to the applicable Unitholder immediately prior to any such exchange.

F1 · derivative.expiration_date: PWP Holdings LP ("PWP OpCo") Common Units (which represent Class A partnership units of PWP OpCo) ("PWP OpCo Units") held by partners other than the Issuer can be exchanged for Issuer stock or cash on certain dates. Concurrently with an exchange of PWP OpCo Units for shares of Issuer Class A common stock ("Class A Shares") or cash by an exchanging PWP OpCo unitholder ("Unitholder"), such Unitholder will be required to surrender to the Issuer a number of Issuer Class B-1 common stock ("Class B-1 Shares") equal to the number of PWP OpCo Units exchanged, and such Class B-1 Shares will be converted into Class A Shares or, at the option of the Issuer, an equivalent amount of cash, which will be delivered to such Unitholder at a conversion rate of 0.001 Class A Share for one Class B-1 Share. The Reporting Person will distribute such Class B-1 Shares to the applicable Unitholder immediately prior to any such exchange.

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March 04, 2024 Filed Mar 7, 2024 21:21 UTC Tax withholdingClass A Common Stock 6,424 $13.54 $86,980.96
Disclosure

SEC source: 0001777835-24-000051 · wk-form4_1709846497.xml · nonDerivative · entry 1

STEEL ROBERT K · CIK 0001180592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,737

F1 · shares: Represents deemed disposition of shares of Class A common stock to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

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March 04, 2024 Filed Mar 7, 2024 16:16 UTC
Weinberg Peter ADirector · Chairman
Tax withholdingClass A Common Stock 56,048 $13.54 $758,889.92
Disclosure

SEC source: 0001777835-24-000045 · wk-form4_1709846192.xml · nonDerivative · entry 1

Weinberg Peter A · CIK 0001416779 · Director · Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,987,069

F1 · shares: Represents deemed disposition of shares of Class A common stock to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
March 04, 2024 Filed Mar 7, 2024 21:23 UTC
Gottschalk AlexandraChief Financial Officer
Tax withholdingClass A Common Stock 2,200 $13.54 $29,788.00
Disclosure

SEC source: 0001777835-24-000053 · wk-form4_1709846571.xml · nonDerivative · entry 1

Gottschalk Alexandra · CIK 0001867701 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,401

F1 · shares: Represents deemed disposition of shares of Class A common stock to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

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March 04, 2024 Filed Mar 7, 2024 21:20 UTC
Becker DietrichDirector · President
Tax withholdingClass A Common Stock 44,044 $13.54 $596,355.76
Disclosure

SEC source: 0001777835-24-000049 · wk-form4_1709846422.xml · nonDerivative · entry 1

Becker Dietrich · CIK 0001867859 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 420,293

F1 · acquired: Represents deemed disposition of shares of Class A common stock to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

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March 04, 2024 Filed Mar 7, 2024 21:18 UTC
Bednar AndrewDirector · Chief Executive Officer
Tax withholdingClass A Common Stock 47,967 $13.54 $649,473.18
Disclosure

SEC source: 0001777835-24-000047 · wk-form4_1709846275.xml · nonDerivative · entry 1

Bednar Andrew · CIK 0001867860 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 495,929

F1 · shares: Represents deemed disposition of shares of Class A common stock to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

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March 01, 2024 Filed Mar 1, 2024 21:48 UTC OtherClass B-1 Common Stock · Derivative 793,354 $0.00 $0.00
Disclosure

SEC source: 0001777835-24-000043 · wk-form4_1709329689.xml · derivative · entry 1

PWP VoteCo Professionals LP · CIK 0002006612 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,673,721

Underlying: Class A Common Stock · 793.354 shares

Expires not disclosed

F1 · derivative.exercise_price: PWP Holdings LP ("PWP OpCo") Common Units (which represent Class A partnership units of PWP OpCo) ("PWP OpCo Units") held by PWP AdCo Professionals LP and partners other than the Issuer can be exchanged for Issuer stock or cash on certain dates. Concurrently with an exchange of PWP OpCo Units for shares of Issuer Class A common stock ("Class A Shares") or cash by an exchanging PWP OpCo unitholder ("Unitholder"), such Unitholder will be required to surrender to the Issuer a number of Issuer Class B-1 common stock ("Class B-1 Shares") equal to the number of PWP OpCo Units exchanged, and such Class B-1 Shares will be converted into Class A Shares or, at the option of the Issuer, an equivalent amount of cash, which will be delivered to such Unitholder at a conversion rate of 0.001 Class A Share for one Class B-1 Share. The Reporting Person will distribute such Class B-1 Shares to the applicable Unitholder immediately prior to any such exchange.

F2 · kind: Reflects a distribution of Class B-1 Shares by the Reporting Person to one or more of its limited partners.

F1 · derivative.exercise_date: PWP Holdings LP ("PWP OpCo") Common Units (which represent Class A partnership units of PWP OpCo) ("PWP OpCo Units") held by PWP AdCo Professionals LP and partners other than the Issuer can be exchanged for Issuer stock or cash on certain dates. Concurrently with an exchange of PWP OpCo Units for shares of Issuer Class A common stock ("Class A Shares") or cash by an exchanging PWP OpCo unitholder ("Unitholder"), such Unitholder will be required to surrender to the Issuer a number of Issuer Class B-1 common stock ("Class B-1 Shares") equal to the number of PWP OpCo Units exchanged, and such Class B-1 Shares will be converted into Class A Shares or, at the option of the Issuer, an equivalent amount of cash, which will be delivered to such Unitholder at a conversion rate of 0.001 Class A Share for one Class B-1 Share. The Reporting Person will distribute such Class B-1 Shares to the applicable Unitholder immediately prior to any such exchange.

F1 · derivative.expiration_date: PWP Holdings LP ("PWP OpCo") Common Units (which represent Class A partnership units of PWP OpCo) ("PWP OpCo Units") held by PWP AdCo Professionals LP and partners other than the Issuer can be exchanged for Issuer stock or cash on certain dates. Concurrently with an exchange of PWP OpCo Units for shares of Issuer Class A common stock ("Class A Shares") or cash by an exchanging PWP OpCo unitholder ("Unitholder"), such Unitholder will be required to surrender to the Issuer a number of Issuer Class B-1 common stock ("Class B-1 Shares") equal to the number of PWP OpCo Units exchanged, and such Class B-1 Shares will be converted into Class A Shares or, at the option of the Issuer, an equivalent amount of cash, which will be delivered to such Unitholder at a conversion rate of 0.001 Class A Share for one Class B-1 Share. The Reporting Person will distribute such Class B-1 Shares to the applicable Unitholder immediately prior to any such exchange.

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February 26, 2024 Filed Feb 27, 2024 02:34 UTC Tax withholdingClass A Common Stock 2,609 $12.97 $33,838.73
Disclosure

SEC source: 0001777835-24-000038 · wk-form4_1709001221.xml · nonDerivative · entry 1

STEEL ROBERT K · CIK 0001180592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,161

F1 · shares: Represents deemed disposition of shares of Class A common stock to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.