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Nasdaq · USD

PVLA

PALVELLA THERAPEUTICS, INC.

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Tapewire entity
4452
SEC CIK
0001583648
Parsed reports
217

Last 12 months

Inside the activity.

3 purchase rows · 60 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202602
Feb 202622
Mar 202613
Apr 202605
May 202603
Jun 202603
Jul 202604
Aug 202605
Sep 2026013
Oct 2026017

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 25, 2017 Filed Jul 27, 2017 20:23 UTC GrantStock Option (right to buy) · Derivative 3,288 $0.00 Strike: $5.64 $0.00
Disclosure

SEC source: 0000899243-17-019252 · doc4.xml · derivative · entry 1

Richman Michael · CIK 0001366265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,288

Underlying: Common Stock · 3,288 shares

Expires 2027-07-25

Read SEC document
July 25, 2017 Filed Jul 28, 2017 00:27 UTC
Khuong Chau QuangDirector · 10% owner
GrantStock Option (right to buy) · Derivative 5,018 $0.00 Strike: $5.64 $0.00
Disclosure

SEC source: 0000899243-17-019253 · doc4.xml · derivative · entry 1

Khuong Chau Quang · CIK 0001609405 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,018

Underlying: Common Stock · 5,018 shares

Expires 2027-07-25

F1 · security: The Reporting Person is an employee of OrbiMed Advisors LLC ("Advisors") and is obligated to transfer any shares issued under equity grants made to him by the Issuer, or the economic benefits thereof, to Advisors for the ultimate benefit of OrbiMed Private Investments III, LP and OrbiMed Associates III, LP.

Read SEC document
May 22, 2017 Filed May 25, 2017 00:03 UTC GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $3.94 $0.00
Disclosure

SEC source: 0000899243-17-014270 · doc4.xml · derivative · entry 1

GERAGHTY JAMES A · CIK 0001239746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2017-05-22

F1 · security: The stock option will vest in four equal quarterly installments on each of June 30, 2017, September 30, 2017, December 31, 2017 and March 31, 2018, subject to the Reporting Person's continued service as a director.

F1 · derivative.exercise_date: The stock option will vest in four equal quarterly installments on each of June 30, 2017, September 30, 2017, December 31, 2017 and March 31, 2018, subject to the Reporting Person's continued service as a director.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 18:06 UTC GrantStock Option (right to buy) · Derivative 7,821 $0.00 Strike: $2.32 $0.00
Disclosure

SEC source: 0000899243-17-011040 · doc4.xml · derivative · entry 1

Richman Michael · CIK 0001366265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,821

Underlying: Common Stock · 7,821 shares

Expires 2027-04-25

Read SEC document
April 25, 2017 Filed Apr 27, 2017 22:09 UTC
Khuong Chau QuangDirector · 10% owner
GrantStock Option (right to buy) · Derivative 10,546 $0.00 Strike: $2.32 $0.00
Disclosure

SEC source: 0000899243-17-011043 · doc4.xml · derivative · entry 1

Khuong Chau Quang · CIK 0001609405 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,546

Underlying: Common Stock · 10,546 shares

Expires 2027-04-25

F1 · security: The Reporting Person is an employee of OrbiMed Advisors LLC ("Advisors") and is obligated to transfer any shares issued under equity grants made to him by the Issuer, or the economic benefits thereof, to Advisors for the ultimate benefit of OrbiMed Private Investments III, LP and OrbiMed Associates III, LP.

Read SEC document
April 21, 2017 Filed May 9, 2017 18:30 UTC Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $1.59 $0.00
Disclosure

SEC source: 0000899243-17-012544 · doc4.xml · derivative · entry 2

KIRITSY CHRISTOPHER P · CIK 0001261156 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 30,000 shares

Expires 2026-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option vests in four equal quarterly installments on each of September 30, 2016, December 31, 2016, March 31, 2017 and June 30, 2017, subject to the Reporting Person's continued service as a director.

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April 21, 2017 Filed May 9, 2017 18:30 UTC Exercise / conversionCommon Stock 5,000 $1.59 $7,950.00
Disclosure

SEC source: 0000899243-17-012544 · doc4.xml · nonDerivative · entry 1

KIRITSY CHRISTOPHER P · CIK 0001261156 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2017 Filed Mar 6, 2017 11:52 UTC
Yoder Stephen S.Director · Chief Executive Officer
GrantStock Option (Right to buy) · Derivative 434,350 $0.00 Strike: $1.99 $0.00
Disclosure

SEC source: 0000899243-17-006559 · doc4.xml · derivative · entry 1

Yoder Stephen S. · CIK 0001645577 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434,350

Underlying: Common Stock · 434,350 shares

Expires 2027-02-23

F1 · derivative.exercise_date: The option vests as to 25% of the option shares on January 1, 2018 and vests as to an additional 6.25% of the option shares at the end of each successive three-month period thereafter.

Read SEC document
February 23, 2017 Filed Mar 6, 2017 11:50 UTC
Matis LouisSee Remarks
GrantStock option (Right to buy) · Derivative 145,000 $0.00 Strike: $1.99 $0.00
Disclosure

SEC source: 0000899243-17-006558 · doc4.xml · derivative · entry 1

Matis Louis · CIK 0001650991 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,000

Underlying: Common Stock · 145,000 shares

Expires 2027-02-23

F1 · derivative.exercise_date: The option vests as to 25% of the option shares on January 1, 2018 and vests as to an additional 6.25% of the option shares at the end of each successive three-month period thereafter.

Read SEC document
January 25, 2017 Filed Jan 30, 2017 19:10 UTC GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0000899243-17-002209 · doc4.xml · derivative · entry 1

KIRITSY CHRISTOPHER P · CIK 0001261156 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2027-01-25

F1 · derivative.exercise_date: The stock option will vest in four equal installments on each of March 31, June 30, September 30, and December 31, 2017.

Read SEC document
January 25, 2017 Filed Jan 30, 2017 19:04 UTC
ADAMS JULIANDirector
GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0000899243-17-002205 · doc4.xml · derivative · entry 1

ADAMS JULIAN · CIK 0001230486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2027-01-25

F1 · derivative.exercise_date: The stock option will vest in four equal installments on each of March 31, June 30, September 30, and December 31, 2017.

Read SEC document
January 25, 2017 Filed Jan 30, 2017 19:02 UTC GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0000899243-17-002202 · doc4.xml · derivative · entry 1

Prelack Steven · CIK 0001302315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2027-01-25

F1 · derivative.exercise_date: The stock option will vest in four equal installments on each of March 31, June 30, September 30, and December 31, 2017.

Read SEC document
January 25, 2017 Filed Jan 30, 2017 19:02 UTC GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0000899243-17-002203 · doc4.xml · derivative · entry 2

Richman Michael · CIK 0001366265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2027-01-25

F2 · derivative.exercise_date: The stock option will vest in four equal installments on each of March 31, June 30, September 30, and December 31, 2017.

Read SEC document
January 25, 2017 Filed Jan 30, 2017 19:02 UTC GrantStock Option (right to buy) · Derivative 9,687 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0000899243-17-002203 · doc4.xml · derivative · entry 1

Richman Michael · CIK 0001366265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,687

Underlying: Common Stock · 9,687 shares

Expires 2027-01-25

F1 · shares: The option award was issued to the Reporting Person, who elected to take shares in lieu of cash compensation for services as a director and committee member, pursuant to the Issuer's non-employee director compensation plan.

Read SEC document
January 25, 2017 Filed Jan 31, 2017 00:01 UTC
Khuong Chau QuangDirector · 10% owner
GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0000899243-17-002201 · doc4.xml · derivative · entry 2

Khuong Chau Quang · CIK 0001609405 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2027-01-25

F3 · derivative.exercise_date: The stock option will vest in four equal installments on each of March 31, June 30, September 30, and December 31, 2017.

Read SEC document
January 25, 2017 Filed Jan 31, 2017 00:01 UTC
Khuong Chau QuangDirector · 10% owner
GrantStock Option (right to buy) · Derivative 10,313 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0000899243-17-002201 · doc4.xml · derivative · entry 1

Khuong Chau Quang · CIK 0001609405 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,313

Underlying: Common Stock · 10,313 shares

Expires 2027-01-25

F1 · security: The Reporting Person is an employee of OrbiMed Advisors LLC ("Advisors") and is obligated to transfer any shares issued under equity grants made to him by the Issuer, or the economic benefits thereof, to Advisors for the ultimate benefit of OrbiMed Private Investments III, LP and OrbiMed Associates III, LP.

F2 · shares: The option award was issued to the Reporting Person, who elected to take shares in lieu of cash compensation for services as a director and committee member, pursuant to the Issuer's non-employee director compensation plan.

Read SEC document
January 25, 2017 Filed Jan 31, 2017 00:05 UTC GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0000899243-17-002208 · doc4.xml · derivative · entry 1

BIZZARI JEAN-PIERRE · CIK 0001630914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2027-01-25

F1 · derivative.exercise_date: The stock option will vest in four equal installments on each of March 31, June 30, September 30, and December 31, 2017.

Read SEC document
November 28, 2016 Filed Nov 30, 2016 20:24 UTC
Knopf ClaudeChief Business Officer
GrantCommon Stock · Derivative 500,000 $0.00 Strike: $1.45 $0.00
Disclosure

SEC source: 0000899243-16-034609 · doc4.xml · derivative · entry 1

Knopf Claude · CIK 0001690684 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2026-11-28

F1 · derivative.exercise_date: The option vests as to 25% of the option shares on November 28, 2017 and vests as to an additional 6.25% of the option shares at the end of each successive three-month period thereafter until November 28, 2020.

Read SEC document
October 25, 2016 Filed Oct 27, 2016 19:27 UTC GrantStock Option (right to buy) · Derivative 9,656 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0000899243-16-032393 · doc4.xml · derivative · entry 1

Richman Michael · CIK 0001366265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,656

Underlying: Common Stock · 9,656 shares

Expires 2026-10-25

Read SEC document
October 25, 2016 Filed Oct 27, 2016 23:28 UTC
Khuong Chau QuangDirector · 10% owner
GrantStock Option (right to buy) · Derivative 10,279 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0000899243-16-032395 · doc4.xml · derivative · entry 1

Khuong Chau Quang · CIK 0001609405 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,279

Underlying: Common Stock · 10,279 shares

Expires 2026-10-25

F1 · security: The Reporting Person is an employee of OrbiMed Advisors LLC ("Advisors") and is obligated to transfer any shares issued under equity grants made to him by the Issuer, or the economic benefits thereof, to Advisors for the ultimate benefit of OrbiMed Private Investments III, LP and OrbiMed Associates III, LP.

Read SEC document
September 20, 2016 Filed Sep 22, 2016 10:44 UTC GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $1.59 $0.00
Disclosure

SEC source: 0000899243-16-029695 · doc4.xml · derivative · entry 1

KIRITSY CHRISTOPHER P · CIK 0001261156 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2026-09-20

F1 · security: The stock option will vest in four equal quarterly installments on each of September 30, 2016, December 31, 2016, March 31, 2017 and June 30, 2017, subject to the Reporting Person's continued service as a director.

F1 · derivative.exercise_date: The stock option will vest in four equal quarterly installments on each of September 30, 2016, December 31, 2016, March 31, 2017 and June 30, 2017, subject to the Reporting Person's continued service as a director.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.