Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 22, 2020 Filed Jun 23, 2020 00:58 UTC |
Lee Tom YDirector · Chief Executive Officer
|
PurchaseCommon Stock | 13,124 | $1.72 | $22,573.28 |
DisclosureSEC source: 0001209191-20-038334 · doc4.xml · nonDerivative · entry 3 Lee Tom Y · CIK 0001623609 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,617,647 F2 · price: This transaction was executed in multiple purchases through a purchase order executed by a broker-dealer at prices ranging from $1.61 to $1.82. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 19, 2020 Filed Jun 23, 2020 00:58 UTC |
Lee Tom YDirector · Chief Executive Officer
|
PurchaseCommon Stock | 10,000 | $1.85 | $18,500.00 |
DisclosureSEC source: 0001209191-20-038334 · doc4.xml · nonDerivative · entry 2 Lee Tom Y · CIK 0001623609 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,604,523 Read SEC document |
| June 18, 2020 Filed Jun 23, 2020 00:58 UTC |
Lee Tom YDirector · Chief Executive Officer
|
PurchaseCommon Stock | 30,000 | $1.75 | $52,497.00 |
DisclosureSEC source: 0001209191-20-038334 · doc4.xml · nonDerivative · entry 1 Lee Tom Y · CIK 0001623609 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,594,523 F1 · price: This transaction was executed in multiple purchases through a purchase order executed by a broker-dealer at prices ranging from $1.62 to $1.83. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 17, 2020 Filed Jun 18, 2020 22:19 UTC |
Lee Tom YDirector · Chief Executive Officer
|
PurchaseCommon Stock | 26,876 | $1.61 | $43,135.98 |
DisclosureSEC source: 0001209191-20-037706 · doc4.xml · nonDerivative · entry 4 Lee Tom Y · CIK 0001623609 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,564,523 F4 · price: This transaction was executed in multiple purchases through a purchase order executed by a broker-dealer at prices ranging from $1.38 to $1.70. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 16, 2020 Filed Jun 18, 2020 22:19 UTC |
Lee Tom YDirector · Chief Executive Officer
|
PurchaseCommon Stock | 70,000 | $1.62 | $113,330.00 |
DisclosureSEC source: 0001209191-20-037706 · doc4.xml · nonDerivative · entry 3 Lee Tom Y · CIK 0001623609 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,537,647 F3 · price: This transaction was executed in multiple purchases through a purchase order executed by a broker-dealer at prices ranging from $1.40 to $1.74. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 15, 2020 Filed Jun 18, 2020 22:19 UTC |
Lee Tom YDirector · Chief Executive Officer
|
PurchaseCommon Stock | 60,000 | $1.82 | $109,200.00 |
DisclosureSEC source: 0001209191-20-037706 · doc4.xml · nonDerivative · entry 2 Lee Tom Y · CIK 0001623609 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,467,647 F2 · price: This transaction was executed in multiple purchases through a purchase order executed by a broker-dealer at prices ranging from $1.72 to $1.88. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 12, 2020 Filed Jun 18, 2020 22:19 UTC |
Lee Tom YDirector · Chief Executive Officer
|
PurchaseCommon Stock | 45,157 | $1.91 | $86,204.71 |
DisclosureSEC source: 0001209191-20-037706 · doc4.xml · nonDerivative · entry 1 Lee Tom Y · CIK 0001623609 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,407,647 F1 · price: This transaction was executed in multiple purchases through a purchase order executed by a broker-dealer at prices ranging from $1.89 to $1.94. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 15, 2020 Filed May 19, 2020 23:05 UTC |
Okuno DaleDirector
|
GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $0.79 | $0.00 |
DisclosureSEC source: 0001209191-20-030704 · doc4.xml · derivative · entry 1 Okuno Dale · CIK 0001608989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2030-05-15 F1 · derivative.exercise_date: The option shares shall vest and become exercisable as follows: (i) 50% of the option will vest on the earlier of the date of the Issuer's annual meeting of stockholders held in 2021 or January 15, 2021 and (ii) 50% of the options will vest on the earlier of the date of the Issuer's annual meeting of stockholders held in 2022 or January 15, 2022. Read SEC document |
| May 15, 2020 Filed May 19, 2020 23:02 UTC |
Myers Thomas RichardChief Operating Officer
|
GrantStock Options (Right to Buy) · Derivative | 125,000 | $0.00 Strike: $0.79 | $0.00 |
DisclosureSEC source: 0001209191-20-030699 · doc4.xml · derivative · entry 1 Myers Thomas Richard · CIK 0001755512 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 125,000 shares Expires 2030-05-15 F1 · derivative.exercise_date: The option shares shall vest and become exercisable in four equal installments on August 15, 2020, November 15, 2020, February 15, 2021 and May 15, 2021. Read SEC document |
| May 15, 2020 Filed May 19, 2020 22:55 UTC |
Lee Tom YDirector · Chief Executive Officer
|
GrantStock Option (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $0.79 | $0.00 |
DisclosureSEC source: 0001209191-20-030696 · doc4.xml · derivative · entry 2 Lee Tom Y · CIK 0001623609 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2030-05-15 F1 · derivative.exercise_date: The option shares shall vest and become exercisable in four equal installments on August 15, 2020, November 15, 2020, February 15, 2021 and May 15, 2021. Read SEC document |
| May 15, 2020 Filed May 19, 2020 22:55 UTC |
Lee Tom YDirector · Chief Executive Officer
|
GrantStock Option (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $0.79 | $0.00 |
DisclosureSEC source: 0001209191-20-030696 · doc4.xml · derivative · entry 1 Lee Tom Y · CIK 0001623609 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2030-05-15 F1 · derivative.exercise_date: The option shares shall vest and become exercisable in four equal installments on August 15, 2020, November 15, 2020, February 15, 2021 and May 15, 2021. Read SEC document |
| May 15, 2020 Filed May 19, 2020 22:52 UTC |
Elliott Mark StuartVice President, Finance
|
GrantStock Options (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $0.79 | $0.00 |
DisclosureSEC source: 0001209191-20-030695 · doc4.xml · derivative · entry 1 Elliott Mark Stuart · CIK 0001649406 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2030-05-15 F1 · derivative.exercise_date: The option shares shall vest and become exercisable in four equal installments on August 15, 2020, November 15, 2020, February 15, 2021 and May 15, 2021. Read SEC document |
| May 15, 2020 Filed May 19, 2020 22:06 UTC |
Chen IvanDirector
|
GrantStock Option (Right to Buy) · Derivative | 125,000 | $0.00 Strike: $0.79 | $0.00 |
DisclosureSEC source: 0001209191-20-030646 · doc4.xml · derivative · entry 1 Chen Ivan · CIK 0001743729 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 125,000 shares Expires 2030-05-15 F1 · derivative.exercise_date: The option shares shall vest and become exercisable as follows: (i) 50% of the option will vest on the earlier of the date of the Issuer's annual meeting of stockholders held in 2021 or January 15, 2021 and (ii) 50% of the options will vest on the earlier of the date of the Issuer's annual meeting of stockholders held in 2022 or January 15, 2022. Read SEC document |
| May 01, 2020 Filed Jun 22, 2020 22:45 UTC |
Myers Thomas RichardChief Operating Officer
|
GrantCommon stock | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-038300 · doc4.xml · nonDerivative · entry 1 Myers Thomas Richard · CIK 0001755512 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 587,500 F1 · shares: Represents the issuance of restricted stock units (the "RSUs"). 33.3% of the RSUs vest on May 1, 2021 with the remaining shares vesting in 2 equal annual installments thereafter. Vested shares will be delivered to the Reporting Person on the earlier of (i) the ten-year anniversary of the date of grant (May 1, 2020); (ii) sixty days after the date the Reporting Person's service with the Issuer ceases for any reason and such cessation constitutes a "separation from service" within the meaning of Section 409A of the Code; (iii) the date of the Reporting Person's death or (iv) the date of a Change in Control (as defined in the RSU) that constitutes a "change in control event" within the meaning of Section 409A of the Code. Read SEC document |
| March 09, 2020 Filed Mar 12, 2020 22:03 UTC |
Lee Tom YDirector
|
GrantCommon Stock | 2,243,103 | $0.29 | $650,499.87 |
DisclosureSEC source: 0001209191-20-018612 · doc4.xml · nonDerivative · entry 3 Lee Tom Y · CIK 0001623609 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Plum Investments, L.P. Disclosed balance after: 24,134,173 F4 · kind: This transaction was in connection with a private placement issuance by the Issuer which was approved by the Issuer's board of directors. F2 · ownership.nature: Mr. Lee is the general partner and sole limited partner of Plum Investments, L.P., and has ultimate voting and investment control over the shares held by Plum Investments, L.P. Read SEC document |
| March 09, 2020 Filed Mar 12, 2020 22:05 UTC |
Okuno DaleDirector
|
GrantCommon Stock | 1,551,724 | $0.29 | $449,999.96 |
DisclosureSEC source: 0001209191-20-018614 · doc4.xml · nonDerivative · entry 1 Okuno Dale · CIK 0001608989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,072,264 F1 · kind: This transaction was in connection with a private placement issuance by the Issuer which was approved by the Issuer's board of directors. Read SEC document |
| March 09, 2020 Filed Mar 12, 2020 21:55 UTC |
Chen IvanDirector
|
GrantCommon Stock | 179,311 | $0.29 | $52,000.19 |
DisclosureSEC source: 0001209191-20-018605 · doc4.xml · nonDerivative · entry 1 Chen Ivan · CIK 0001743729 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,000 F1 · kind: This transaction was in connection with a private placement issuance by the Issuer which was approved by the Issuer's board of directors. Read SEC document |
| February 14, 2020 Filed Mar 12, 2020 22:03 UTC |
Lee Tom YDirector
|
GiftCommon Stock | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-018612 · doc4.xml · nonDerivative · entry 2 Lee Tom Y · CIK 0001623609 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Tessa Melody Shin Trust Dated February 12, 2020 Disclosed balance after: 1,000,000 F1 · kind: This transactions represent a gift for no value by the Reporting Person. F3 · ownership.nature: Mr. Lee is a trustee of the Kamika Shay Lee Trust Dated July 1, 2019, Karissa Shay Lee Trust Dated July 1, 2019 and Tessa Melody Shin Trust Dated February 12, 2020 and has voting and dispositive power with respect to these shares Read SEC document |
| February 14, 2020 Filed Mar 12, 2020 22:03 UTC |
Lee Tom YDirector
|
GiftCommon Stock | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-018612 · doc4.xml · nonDerivative · entry 1 Lee Tom Y · CIK 0001623609 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Plum Investments, L.P. Disclosed balance after: 21,891,070 F1 · kind: This transactions represent a gift for no value by the Reporting Person. F2 · ownership.nature: Mr. Lee is the general partner and sole limited partner of Plum Investments, L.P., and has ultimate voting and investment control over the shares held by Plum Investments, L.P. Read SEC document |
| January 29, 2020 Filed Feb 1, 2020 01:42 UTC |
Myers Thomas RichardChief Operating Officer
|
GrantStock Option (Right to Buy) · Derivative | 125,000 | $0.00 Strike: $0.33 | $0.00 |
DisclosureSEC source: 0001209191-20-005911 · doc4.xml · derivative · entry 1 Myers Thomas Richard · CIK 0001755512 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 125,000 shares Expires 2030-01-29 F1 · derivative.exercise_date: The option shares shall vest and become exercisable in eight equal quarterly installments beginning on April 30, 2020. Read SEC document |
| January 29, 2020 Filed Feb 1, 2020 01:39 UTC |
Elliott Mark StuartVice President, Finance
|
GrantStock Option (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $0.33 | $0.00 |
DisclosureSEC source: 0001209191-20-005910 · doc4.xml · derivative · entry 1 Elliott Mark Stuart · CIK 0001649406 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2030-01-29 F1 · derivative.exercise_date: The option shares shall vest and become exercisable in eight equal quarterly installments beginning on April 30, 2020. Read SEC document |
| January 29, 2020 Filed Feb 1, 2020 01:38 UTC |
Lee Tom YDirector
|
GrantStock Option (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $0.33 | $0.00 |
DisclosureSEC source: 0001209191-20-005909 · doc4.xml · derivative · entry 1 Lee Tom Y · CIK 0001623609 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2030-01-29 F1 · derivative.exercise_date: The option shares shall vest and become exercisable in eight equal quarterly installments beginning on April 30, 2020. Read SEC document |
| December 31, 2019 Filed Feb 10, 2020 23:54 UTC |
Okuno DaleDirector
|
SaleCommon Stock | 40,000 | $0.28 | $11,200.00 |
DisclosureSEC source: 0001209191-20-008082 · doc4.xml · nonDerivative · entry 2 Okuno Dale · CIK 0001608989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,520,540 Read SEC document |
| December 19, 2019 Filed Feb 10, 2020 23:51 UTC |
Lee Tom YDirector
|
PurchaseCommon Stock | 754,884 | $0.29 | $218,161.48 |
DisclosureSEC source: 0001209191-20-008081 · doc4.xml · nonDerivative · entry 1 Lee Tom Y · CIK 0001623609 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Plum Investments, L.P. Disclosed balance after: 22,891,070 F1 · ownership.nature: Mr. Lee is the general partner and sole limited partner of Plum Investments, L.P., and has ultimate voting and investment control over the shares held by Plum Investments, L.P. Read SEC document |
| October 02, 2019 Filed Oct 3, 2019 22:30 UTC |
Okuno DaleDirector
|
PurchaseCommon Stock | 862,068 | $0.29 | $249,999.72 |
DisclosureSEC source: 0001209191-19-052412 · doc4.xml · nonDerivative · entry 1 Okuno Dale · CIK 0001608989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,309,420 Read SEC document |
| October 02, 2019 Filed Oct 3, 2019 22:28 UTC |
Lee Tom YDirector
|
PurchaseCommon Stock | 1,000,000 | $0.29 | $290,000.00 |
DisclosureSEC source: 0001209191-19-052410 · doc4.xml · nonDerivative · entry 1 Lee Tom Y · CIK 0001623609 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Plum Investments, L.P. Disclosed balance after: 22,136,186 F1 · ownership.nature: Mr. Lee is the general partner and sole limited partner of Plum Investments, L.P., and has ultimate voting and investment control over the shares held by Plum Investments, L.P. Read SEC document |
| October 02, 2019 Filed Feb 6, 2020 23:02 UTC Amendment |
Okuno DaleDirector
|
GrantCommon Stock | 862,068 | $0.29 | $249,999.72 |
DisclosureSEC source: 0001209191-20-007273 · doc4a.xml · nonDerivative · entry 1 Okuno Dale · CIK 0001608989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,309,420 F1 · kind: The previously filed Form 4 report incorrectly stated the Code as P. The transaction was in connection with a private placement issuance by the Issuer which was approved by the Issuer's board of directors and therefore the transaction should have been reported under the Code A. Read SEC document |
| October 02, 2019 Filed Feb 6, 2020 23:00 UTC Amendment |
Lee Tom YDirector
|
GrantCommon Stock | 1,000,000 | $0.29 | $290,000.00 |
DisclosureSEC source: 0001209191-20-007271 · doc4a.xml · nonDerivative · entry 1 Lee Tom Y · CIK 0001623609 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Plum Investments, L.P. Disclosed balance after: 22,136,186 F1 · kind: The previously filed Form 4 report incorrectly stated the Code as P. The transaction was in connection with a private placement issuance by the Issuer which was approved by the Issuer's board of directors and therefore the transaction should have been reported under the Code A. F2 · ownership.nature: Mr. Lee is the general partner and sole limited partner of Plum Investments, L.P., and has ultimate voting and investment control over the shares held by Plum Investments, L.P. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 22:26 UTC |
Chen IvanDirector
|
GrantStock Option (Right to Buy) · Derivative | 125,000 | $0.00 Strike: $0.29 | $0.00 |
DisclosureSEC source: 0001209191-19-052409 · doc4.xml · derivative · entry 1 Chen Ivan · CIK 0001743729 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 125,000 shares Expires 2029-10-01 F1 · derivative.exercise_date: The option shares shall vest and become exercisable as follows: (i) 50% of the option will vest on the earlier of the date of the Issuer's annual meeting of stockholders held in 2020 or January 15, 2020 and (ii) 50% of the options will vest on the earlier of the date of the Issuer's annual meeting of stockholders held in 2021 or January 15, 2021. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 22:30 UTC |
Okuno DaleDirector
|
GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $0.29 | $0.00 |
DisclosureSEC source: 0001209191-19-052412 · doc4.xml · derivative · entry 2 Okuno Dale · CIK 0001608989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2029-10-01 F1 · derivative.exercise_date: The option shares shall vest and become exercisable as follows: (i) 50% of the option will vest on the earlier of the date of the Issuer's annual meeting of stockholders held in 2020 or January 15, 2020 and (ii) 50% of the options will vest on the earlier of the date of the Issuer's annual meeting of stockholders held in 2021 or January 15, 2021. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 22:28 UTC |
Lee Tom YDirector
|
GrantStock Option (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $0.29 | $0.00 |
DisclosureSEC source: 0001209191-19-052410 · doc4.xml · derivative · entry 6 Lee Tom Y · CIK 0001623609 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2029-10-01 F3 · derivative.exercise_date: The option shares shall vest and become exercisable in four equal installments on January 1, 2020, April 1, 2020, July 1, 2020 and October 1, 2020. Read SEC document |
| July 02, 2019 Filed Aug 6, 2019 22:09 UTC |
Lee Tom YDirector
|
GiftCommon Stock | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-044879 · doc5.xml · nonDerivative · entry 4 Lee Tom Y · CIK 0001623609 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Karissa Shay Lee Trust Dated July 1, 2019 Disclosed balance after: 1,000,000 F1 · kind: This transactions represent a gift for no value by the Reporting Person. F3 · ownership.nature: Mr. Lee is a trustee of the Kamika Shay Lee Trust Dated July 1, 2019 and Karissa Shay Lee Trust Dated July 1, 2019 and has voting and dispositive power with respect to these shares. Read SEC document |
| July 02, 2019 Filed Aug 6, 2019 22:09 UTC |
Lee Tom YDirector
|
GiftCommon Stock | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-044879 · doc5.xml · nonDerivative · entry 3 Lee Tom Y · CIK 0001623609 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Plum Investments, L.P. Disclosed balance after: 21,136,186 F1 · kind: This transactions represent a gift for no value by the Reporting Person. F3 · ownership.nature: Mr. Lee is a trustee of the Kamika Shay Lee Trust Dated July 1, 2019 and Karissa Shay Lee Trust Dated July 1, 2019 and has voting and dispositive power with respect to these shares. Read SEC document |
| July 01, 2019 Filed Aug 6, 2019 22:09 UTC |
Lee Tom YDirector
|
GiftCommon Stock | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-044879 · doc5.xml · nonDerivative · entry 2 Lee Tom Y · CIK 0001623609 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Kamika Shay Lee Trust Dated July 1, 2019 Disclosed balance after: 1,000,000 F1 · kind: This transactions represent a gift for no value by the Reporting Person. F3 · ownership.nature: Mr. Lee is a trustee of the Kamika Shay Lee Trust Dated July 1, 2019 and Karissa Shay Lee Trust Dated July 1, 2019 and has voting and dispositive power with respect to these shares. Read SEC document |
| July 01, 2019 Filed Aug 6, 2019 22:09 UTC |
Lee Tom YDirector
|
GiftCommon Stock | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-044879 · doc5.xml · nonDerivative · entry 1 Lee Tom Y · CIK 0001623609 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Plum Investments, L.P. Disclosed balance after: 22,136,186 F1 · kind: This transactions represent a gift for no value by the Reporting Person. F2 · ownership.nature: Mr. Lee is the general partner and sole limited partner of Plum Investments, L.P., and has ultimate voting and investment control over the shares held by Plum Investments, L.P. Read SEC document |
| May 09, 2019 Filed May 13, 2019 22:04 UTC |
Okuno DaleDirector
|
PurchaseCommon Stock | 714,285 | $0.35 | $249,999.75 |
DisclosureSEC source: 0001209191-19-029435 · doc4.xml · nonDerivative · entry 1 Okuno Dale · CIK 0001608989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,299,569 Read SEC document |
| May 09, 2019 Filed May 13, 2019 22:03 UTC |
Chen IvanDirector
|
PurchaseCommon Stock | 100,000 | $0.35 | $35,000.00 |
DisclosureSEC source: 0001209191-19-029434 · doc4.xml · nonDerivative · entry 1 Chen Ivan · CIK 0001743729 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Read SEC document |
| May 09, 2019 Filed Jun 25, 2019 21:30 UTC Amendment |
Okuno DaleDirector
|
PurchaseCommon Stock | 862,068 | $0.29 | $249,999.72 |
DisclosureSEC source: 0001209191-19-038988 · doc4a.xml · nonDerivative · entry 1 Okuno Dale · CIK 0001608989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,447,352 F1 · shares: The original Form 4 Report filed May 13, 2019 stated that the number of shares acquired was 714,285 at a price of $0.35 per share. This amendment reflects an amendment to the price per share. F1 · price: The original Form 4 Report filed May 13, 2019 stated that the number of shares acquired was 714,285 at a price of $0.35 per share. This amendment reflects an amendment to the price per share. Read SEC document |
| May 09, 2019 Filed Jun 25, 2019 21:21 UTC Amendment |
Chen IvanDirector
|
PurchaseCommon Stock | 120,689 | $0.29 | $34,999.81 |
DisclosureSEC source: 0001209191-19-038981 · doc4a.xml · nonDerivative · entry 1 Chen Ivan · CIK 0001743729 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,689 F1 · shares: The original Form 4 Report filed May 13, 2019 stated that the number of shares acquired was 100,000 at a price of $0.35 per share. This amendment reflects an amendment to the price per share. F1 · price: The original Form 4 Report filed May 13, 2019 stated that the number of shares acquired was 100,000 at a price of $0.35 per share. This amendment reflects an amendment to the price per share. Read SEC document |
| March 05, 2019 Filed Mar 8, 2019 01:30 UTC |
Okuno DaleDirector
|
GrantStock Option (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $0.45 | $0.00 |
DisclosureSEC source: 0001209191-19-017903 · doc4.xml · derivative · entry 1 Okuno Dale · CIK 0001608989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2029-03-05 F1 · derivative.exercise_date: The option shares shall vest and become exercisable as follows: (i) 50% of the option will vest on the earlier of the date of the Issuer's annual meeting of stockholders held in 2020 or January 15, 2020 and (ii) 50% of the options will vest on the earlier of the date of the Issuer's annual meeting of stockholders held in 2021 or January 15, 2021. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:40 UTC |
Okuno DaleDirector
|
OtherWarrant · Derivative | 213,333 | $0.00 Strike: $0.35 | $0.00 |
DisclosureSEC source: 0001209191-19-012192 · doc4.xml · derivative · entry 4 Okuno Dale · CIK 0001608989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 213,333 shares Expires 2019-08-22 Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:40 UTC |
Okuno DaleDirector
|
GrantWarrant · Derivative | 213,333 | $0.00 Strike: $0.35 | $0.00 |
DisclosureSEC source: 0001209191-19-012192 · doc4.xml · derivative · entry 3 Okuno Dale · CIK 0001608989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,333 Underlying: Common Stock · 213,333 shares Expires 2019-08-22 F1 · kind: The reported transactions relate to an amendment of the exercise price of an outstanding warrant from $0.75 per share to $0.35 per share of Common Stock, contingent upon the Reporting Person immediately exercising the Warrant. As a result of this amendment, the outstanding warrant was deemed canceled and a replacement warrant was issued for the same number of shares of Common Stock, but with the reduced exercise price. The outstanding warrant was originally issued on August 2014. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:40 UTC |
Okuno DaleDirector
|
Disposition to issuerWarrant · Derivative | 213,333 | $0.00 Strike: $0.75 | $0.00 |
DisclosureSEC source: 0001209191-19-012192 · doc4.xml · derivative · entry 2 Okuno Dale · CIK 0001608989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 213,333 shares Expires 2019-08-22 F1 · kind: The reported transactions relate to an amendment of the exercise price of an outstanding warrant from $0.75 per share to $0.35 per share of Common Stock, contingent upon the Reporting Person immediately exercising the Warrant. As a result of this amendment, the outstanding warrant was deemed canceled and a replacement warrant was issued for the same number of shares of Common Stock, but with the reduced exercise price. The outstanding warrant was originally issued on August 2014. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:40 UTC |
Okuno DaleDirector
|
OtherCommon Stock | 213,333 | $0.35 | $74,666.55 |
DisclosureSEC source: 0001209191-19-012192 · doc4.xml · nonDerivative · entry 1 Okuno Dale · CIK 0001608989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,585,284 Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:37 UTC |
Lee Tom YDirector
|
OtherWarrant · Derivative | 2,133,333 | Not disclosed Strike: $0.35 | Not disclosed |
DisclosureSEC source: 0001209191-19-012187 · doc4.xml · derivative · entry 6 Lee Tom Y · CIK 0001623609 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Plum Investments, L.P. Disclosed balance after: 0 Underlying: Common Stock · 2,133,333 shares Expires 2019-08-29 F3 · price: Represents a private purchase under the terms of a Securities Transfer Agreement between Reporting Person and Franchise Brands, LLC for an aggregate purchase price of $8,399,999.70. F1 · ownership.nature: Mr. Lee is the general partner and sole limited partner of Plum Investments, L.P., and has ultimate voting and investment control over the shares held by Plum Investments, L.P. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:37 UTC |
Lee Tom YDirector
|
GrantWarrant · Derivative | 2,133,333 | Not disclosed Strike: $0.35 | Not disclosed |
DisclosureSEC source: 0001209191-19-012187 · doc4.xml · derivative · entry 5 Lee Tom Y · CIK 0001623609 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Plum Investments, L.P. Disclosed balance after: 2,133,333 Underlying: Common Stock · 2,133,333 shares Expires 2019-08-29 F2 · kind: The reported transactions relate to an amendment of the exercise price of an outstanding warrant from $0.75 per share to $0.35 per share of Common Stock, contingent upon the Reporting Person immediately exercising the Warrant. As a result of this amendment, the outstanding warrant was deemed canceled and a replacement warrant was issued for the same number of shares of Common Stock, but with the reduced exercise price. The outstanding warrant was originally issued on December 2017. F3 · price: Represents a private purchase under the terms of a Securities Transfer Agreement between Reporting Person and Franchise Brands, LLC for an aggregate purchase price of $8,399,999.70. F1 · ownership.nature: Mr. Lee is the general partner and sole limited partner of Plum Investments, L.P., and has ultimate voting and investment control over the shares held by Plum Investments, L.P. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:37 UTC |
Lee Tom YDirector
|
Disposition to issuerWarrant · Derivative | 2,133,333 | Not disclosed Strike: $0.75 | Not disclosed |
DisclosureSEC source: 0001209191-19-012187 · doc4.xml · derivative · entry 4 Lee Tom Y · CIK 0001623609 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Plum Investments, L.P. Disclosed balance after: 0 Underlying: Common Stock · 2,133,333 shares Expires 2019-08-29 F2 · kind: The reported transactions relate to an amendment of the exercise price of an outstanding warrant from $0.75 per share to $0.35 per share of Common Stock, contingent upon the Reporting Person immediately exercising the Warrant. As a result of this amendment, the outstanding warrant was deemed canceled and a replacement warrant was issued for the same number of shares of Common Stock, but with the reduced exercise price. The outstanding warrant was originally issued on December 2017. F3 · price: Represents a private purchase under the terms of a Securities Transfer Agreement between Reporting Person and Franchise Brands, LLC for an aggregate purchase price of $8,399,999.70. F1 · ownership.nature: Mr. Lee is the general partner and sole limited partner of Plum Investments, L.P., and has ultimate voting and investment control over the shares held by Plum Investments, L.P. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:37 UTC |
Lee Tom YDirector
|
OtherCommon Stock | 2,133,333 | $0.35 | $746,666.55 |
DisclosureSEC source: 0001209191-19-012187 · doc4.xml · nonDerivative · entry 1 Lee Tom Y · CIK 0001623609 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Plum Investments, L.P. Disclosed balance after: 23,136,186 F1 · ownership.nature: Mr. Lee is the general partner and sole limited partner of Plum Investments, L.P., and has ultimate voting and investment control over the shares held by Plum Investments, L.P. Read SEC document |
| August 16, 2018 Filed Aug 20, 2018 23:10 UTC |
Lee Tom YDirector
|
PurchaseCommon Stock | 2,336,187 | $0.45 | $1,051,284.15 |
DisclosureSEC source: 0001209191-18-047688 · doc4.xml · nonDerivative · entry 1 Lee Tom Y · CIK 0001623609 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Plum Investments, L.P. Disclosed balance after: 21,002,853 F1 · shares: The shares were purchased in connection with the Issuer's private placement financing for cash and the cancellation of certain of the Reporting Person's existing indebtedness to the Issuer. F2 · ownership.nature: Mr. Lee is the general partner and sole limited partner of Plum Investments, L.P., and has ultimate voting and investment control over the shares held by Plum Investments, L.P. Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 22:55 UTC |
Lambert Henry R.Director · Chief Executive Officer
|
GrantCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-046889 · doc4.xml · nonDerivative · entry 1 Lambert Henry R. · CIK 0001587257 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 698,056 F1 · shares: Represents the issuance of restricted stock units (the "RSUs"). The RSUs vest and become exercisable as follows: (i) 50% of the RSUs will vest on December 15, 2018 and (ii) 50% of the RSUs will vest on December 15, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.