PURE

SEC source: 0001493152-24-033624 · ownership.xml · derivative · entry 1

Myers Thomas Richard · CIK 0001755512 · Exec VP, Tech & Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,000

Underlying: Common Stock · 155,000 shares

Expires 2034-08-20

F1 · derivative.exercise_date: The option shares shall vest and become exercisable in four equal installments on November 20, 2024, February 20, 2025, May 20, 2025, and August 20, 2025.

SEC source: 0001493152-24-033623 · ownership.xml · derivative · entry 1

Rendall David · CIK 0001869521 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2034-08-20

F1 · derivative.exercise_date: The option shares shall vest and become exercisable as follows: (i) 50% of the option will vest on the earlier of January 15, 2025 or the date of the Issuer's annual meeting of stockholders held in 2025, and (ii) 50% of the options will vest on the earlier of January 15, 2026 or the date of the Issuer's annual meeting of stockholders held in 2026.

SEC source: 0001493152-24-033622 · ownership.xml · derivative · entry 1

Blotner Bernard · CIK 0001966742 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2034-08-20

F1 · derivative.exercise_date: The option shares shall vest and become exercisable as follows: (i) 50% of the option will vest on the earlier of January 15, 2025 or the date of the Issuer's annual meeting of stockholders held in 2025, and (ii) 50% of the options will vest on the earlier of January 15, 2026 or the date of the Issuer's annual meeting of stockholders held in 2026.

SEC source: 0001493152-24-033621 · ownership.xml · derivative · entry 1

Elliott Mark Stuart · CIK 0001649406 · Vice President, Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,000

Underlying: Common Stock · 155,000 shares

Expires 2034-08-20

F1 · derivative.exercise_date: The option shares shall vest and become exercisable in four equal installments on November 20, 2024, February 20, 2025, May 20, 2025, and August 20, 2025.

SEC source: 0001493152-24-033620 · ownership.xml · derivative · entry 1

Lee Tom Y · CIK 0001623609 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2034-08-20

F1 · derivative.exercise_date: The option shares shall vest and become exercisable as follows: (i) 50% of the option will vest on the earlier of January 15, 2025 or the date of the Issuer's annual meeting of stockholders held in 2025, and (ii) 50% of the options will vest on the earlier of January 15, 2026 or the date of the Issuer's annual meeting of stockholders held in 2026.

SEC source: 0001493152-24-033619 · ownership.xml · derivative · entry 2

BARTLETT ROBERT F · CIK 0001240229 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2034-08-20

F2 · derivative.exercise_date: The option shares are fully vested as of the date of grant.

SEC source: 0001493152-24-033619 · ownership.xml · derivative · entry 1

BARTLETT ROBERT F · CIK 0001240229 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,000

Underlying: Common Stock · 155,000 shares

Expires 2034-08-20

F1 · derivative.exercise_date: The option shares shall vest and become exercisable in four equal installments on November 20, 2024, February 20, 2025, May 20, 2025, and August 20, 2025.

SEC source: 0001493152-24-033618 · ownership.xml · derivative · entry 1

Chen Ivan · CIK 0001743729 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2034-08-20

F1 · derivative.exercise_date: The option shares shall vest and become exercisable as follows: (i) 50% of the option will vest on the earlier of January 15, 2025 or the date of the Issuer's annual meeting of stockholders held in 2025, and (ii) 50% of the options will vest on the earlier of January 15, 2026 or the date of the Issuer's annual meeting of stockholders held in 2026.

SEC source: 0001493152-24-033617 · ownership.xml · derivative · entry 1

Zehr Darin · CIK 0002022748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2034-08-20

F1 · derivative.exercise_date: The option shares shall vest and become exercisable as follows: (i) 50% of the option will vest on the earlier of January 15, 2025 or the date of the Issuer's annual meeting of stockholders held in 2025, and (ii) 50% of the options will vest on the earlier of January 15, 2026 or the date of the Issuer's annual meeting of stockholders held in 2026.

SEC source: 0001209191-23-044441 · doc4.xml · derivative · entry 1

Rendall David · CIK 0001869521 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2033-08-01

F1 · derivative.exercise_date: The option shares shall vest and become exercisable as follows: (i) 50% of the option will vest on the earlier of the date of the Issuer's annual meeting of stockholders held in 2024 or January 15, 2024 and (ii) 50% of the options will vest on the earlier of the date of the Issuer's annual meeting of stockholders held in 2025 or January 15, 2025.

SEC source: 0001209191-23-044431 · doc4.xml · derivative · entry 1

Myers Thomas Richard · CIK 0001755512 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2033-08-01

F1 · derivative.exercise_date: The option shares shall vest and become exercisable in four equal installments on November 1, 2023, February 1, 2024, May 1, 2024, and August 1, 2024.

SEC source: 0001209191-23-044429 · doc4.xml · derivative · entry 1

Lee Tom Y · CIK 0001623609 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2033-08-01

F1 · derivative.exercise_date: The option shares shall vest and become exercisable as follows: (i) 50% of the option will vest on the earlier of the date of the Issuer's annual meeting of stockholders held in 2024 or January 15, 2024 and (ii) 50% of the options will vest on the earlier of the date of the Issuer's annual meeting of stockholders held in 2025 or January 15, 2025.

SEC source: 0001209191-23-044423 · doc4.xml · derivative · entry 1

Elliott Mark Stuart · CIK 0001649406 · Vice President, Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2033-08-01

F1 · derivative.exercise_date: The option shares shall vest and become exercisable in four equal installments on November 1, 2023, February 1, 2024, May 1, 2024, and August 1, 2024.

SEC source: 0001209191-23-044419 · doc4.xml · derivative · entry 1

Chen Ivan · CIK 0001743729 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2033-08-01

F1 · derivative.exercise_date: The option shares shall vest and become exercisable as follows: (i) 50% of the option will vest on the earlier of the date of the Issuer's annual meeting of stockholders held in 2024 or January 15, 2024 and (ii) 50% of the options will vest on the earlier of the date of the Issuer's annual meeting of stockholders held in 2025 or January 15, 2025.

SEC source: 0001209191-23-044409 · doc4.xml · derivative · entry 1

Blotner Bernard · CIK 0001966742 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2033-08-01

F1 · derivative.exercise_date: The option shares shall vest and become exercisable as follows: (i) 50% of the option will vest on the earlier of the date of the Issuer's annual meeting of stockholders held in 2024 or January 15, 2024 and (ii) 50% of the options will vest on the earlier of the date of the Issuer's annual meeting of stockholders held in 2025 or January 15, 2025.

SEC source: 0001209191-23-044408 · doc4.xml · derivative · entry 1

BARTLETT ROBERT F · CIK 0001240229 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2033-08-01

F1 · derivative.exercise_date: The option shares shall vest and become exercisable in four equal installments on November 1, 2023, February 1, 2024, May 1, 2024, and August 1, 2024.

SEC source: 0001209191-23-020592 · doc4.xml · nonDerivative · entry 1

BARTLETT ROBERT F · CIK 0001240229 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Bartlett Living Trust U/A DTD 07/01/1991

Disclosed balance after: 50,000

F1 · price: This transaction was executed in multiple purchases through a purchase order executed by a broker-dealer at prices ranging from $0.13 to $0.1599. The price reported in this column reflects the weighted average purchase price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: Mr. Bartlett is a trustee of the Bartlett Living Trust U/A DTD 07/01/1991 and has voting and dispositive power with respect to these shares.

SEC source: 0001209191-23-020594 · doc4.xml · nonDerivative · entry 1

Blotner Bernard · CIK 0001966742 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Blotner Family Trust 3/4/98

Disclosed balance after: 10,000

F1 · ownership.nature: Mr. Blotner is a trustee of the Blotner Family Trust 3/4/98 and has voting and dispositive power with respect to these shares

SEC source: 0001209191-22-062029 · doc4.xml · nonDerivative · entry 1

Lee Tom Y · CIK 0001623609 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,001,843

SEC source: 0001209191-22-052321 · doc4.xml · derivative · entry 1

Elliott Mark Stuart · CIK 0001649406 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2032-09-30

F1 · derivative.exercise_date: The option shares shall vest and become exercisable in four equal installments December 30, 2022, March 30, 2023, June 30, 2023, and September 30, 2023.

SEC source: 0001209191-22-052270 · doc4.xml · derivative · entry 1

Rendall David · CIK 0001869521 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2032-09-30

F1 · derivative.exercise_date: The option shares shall vest and become exercisable as follows: (i) 50% of the option will vest on the earlier of the date of the Issuer's annual meeting of stockholders held in 2023 or January 15, 2023 and (ii) 50% of the options will vest on the earlier of the date of the Issuer's annual meeting of stockholders held in 2024 or January 15, 2024.

SEC source: 0001209191-22-052242 · doc4.xml · derivative · entry 1

Taylor Kristin · CIK 0001809801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2032-09-30

F1 · derivative.exercise_date: The option shares shall vest and become exercisable as follows: (i) 50% of the option will vest on the earlier of the date of the Issuer's annual meeting of stockholders held in 2023 or January 15, 2023 and (ii) 50% of the options will vest on the earlier of the date of the Issuer's annual meeting of stockholders held in 2024 or January 15, 2024.

SEC source: 0001209191-22-052216 · doc4.xml · derivative · entry 2

Lee Tom Y · CIK 0001623609 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2032-09-30

F2 · derivative.exercise_date: The option shares shall vest and become exercisable in four equal installments December 30, 2022, March 30, 2023, June 30, 2023, and September 30, 2023.

SEC source: 0001209191-22-052216 · doc4.xml · derivative · entry 1

Lee Tom Y · CIK 0001623609 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2032-09-30

F1 · derivative.exercise_date: The option shares shall vest and become exercisable as follows: (i) 50% of the option will vest on the earlier of the date of the Issuer's annual meeting of stockholders held in 2023 or January 15, 2023 and (ii) 50% of the options will vest on the earlier of the date of the Issuer's annual meeting of stockholders held in 2024 or January 15, 2024.

SEC source: 0001209191-22-052235 · doc4.xml · derivative · entry 2

Myers Thomas Richard · CIK 0001755512 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2032-09-30

F2 · derivative.exercise_date: The option shares shall vest and become exercisable in four equal installments December 30, 2022, March 30, 2023, June 30, 2023, and September 30, 2023.

SEC source: 0001209191-22-052235 · doc4.xml · derivative · entry 1

Myers Thomas Richard · CIK 0001755512 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2032-09-30

F1 · derivative.exercise_date: The option shares shall vest and become exercisable as follows: (i) 50% of the option will vest on the earlier of the date of the Issuer's annual meeting of stockholders held in 2023 or January 15, 2023 and (ii) 50% of the options will vest on the earlier of the date of the Issuer's annual meeting of stockholders held in 2024 or January 15, 2024.

SEC source: 0001209191-22-052210 · doc4.xml · derivative · entry 1

Chen Ivan · CIK 0001743729 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2032-09-30

F1 · derivative.exercise_date: The option shares shall vest and become exercisable as follows: (i) 50% of the option will vest on the earlier of the date of the Issuer's annual meeting of stockholders held in 2023 or January 15, 2023 and (ii) 50% of the options will vest on the earlier of the date of the Issuer's annual meeting of stockholders held in 2024 or January 15, 2024.

SEC source: 0001209191-22-042562 · doc4.xml · nonDerivative · entry 1

Rendall David · CIK 0001869521 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402,371

F1 · kind: This transaction was in connection with a private placement issuance by the Issuer which was approved by the Issuer's board of directors.

SEC source: 0001209191-22-042561 · doc4.xml · nonDerivative · entry 2

Lee Tom Y · CIK 0001623609 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Blessed Rock Corporation

Disclosed balance after: 6,000,000

F1 · kind: This transaction was in connection with a private placement issuance by the Issuer which was approved by the Issuer's board of directors.

F3 · ownership.nature: Plum Investments, L.P. holds a primary interest in Blessed Rock Corporation and may be deemed to have voting and investment control over the shares held by Blessed Rock Corporation. Mr. Lee is the general partner of Plum Investments, L.P., and has ultimate voting and investment control over the shares held by Plum Investments, L.P.

SEC source: 0001209191-22-042561 · doc4.xml · nonDerivative · entry 1

Lee Tom Y · CIK 0001623609 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Plum Investments, L.P.

Disclosed balance after: 29,143,617

F1 · kind: This transaction was in connection with a private placement issuance by the Issuer which was approved by the Issuer's board of directors.

F2 · ownership.nature: Mr. Lee is the general partner of Plum Investments, L.P., and has ultimate voting and investment control over the shares held by Plum Investments, L.P.

SEC source: 0001209191-22-042557 · doc4.xml · nonDerivative · entry 1

Chen Ivan · CIK 0001743729 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750,000

F1 · kind: This transaction was in connection with a private placement issuance by the Issuer which was approved by the Issuer's board of directors.

SEC source: 0001209191-22-020677 · doc4.xml · nonDerivative · entry 3

Lee Tom Y · CIK 0001623609 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,951,843

F1 · price: This transaction was executed in multiple purchases through a purchase order executed by a broker-dealer at prices ranging from $0.194 to $0.1998. The price reported in this column reflects the weighted average purchase price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001209191-22-020677 · doc4.xml · nonDerivative · entry 2

Lee Tom Y · CIK 0001623609 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,766,843

SEC source: 0001209191-22-020677 · doc4.xml · nonDerivative · entry 1

Lee Tom Y · CIK 0001623609 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,753,593

SEC source: 0001209191-21-042596 · doc4.xml · derivative · entry 1

Taylor Kristin · CIK 0001809801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2031-06-18

F1 · derivative.exercise_date: The option shares shall vest and become exercisable as follows: (i) 50% of the option will vest on the earlier of the date of the Issuer's annual meeting of stockholders held in 2022 or January 15, 2022 and (ii) 50% of the options will vest on the earlier of the date of the Issuer's annual meeting of stockholders held in 2023 or January 15, 2023.

SEC source: 0001209191-21-042595 · doc4.xml · derivative · entry 2

Myers Thomas Richard · CIK 0001755512 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2031-06-18

F2 · derivative.exercise_date: The option shares shall vest and become exercisable in four equal installments on September 18, 2021, December 18, 2021, March 18, 2022 and June 18, 2022.

SEC source: 0001209191-21-042595 · doc4.xml · derivative · entry 1

Myers Thomas Richard · CIK 0001755512 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2031-06-18

F1 · derivative.exercise_date: The option shares shall vest and become exercisable as follows: (i) 50% of the option will vest on the earlier of the date of the Issuer's annual meeting of stockholders held in 2022 or January 15, 2022 and (ii) 50% of the options will vest on the earlier of the date of the Issuer's annual meeting of stockholders held in 2023 or January 15, 2023.

SEC source: 0001209191-21-042593 · doc4.xml · derivative · entry 8

Lee Tom Y · CIK 0001623609 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2031-06-18

F5 · derivative.exercise_date: The option shares shall vest and become exercisable in four equal installments on September 18, 2021, December 18, 2021, March 18, 2022 and June 18, 2022.

SEC source: 0001209191-21-042593 · doc4.xml · derivative · entry 7

Lee Tom Y · CIK 0001623609 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2031-06-18

F4 · derivative.exercise_date: The option shares shall vest and become exercisable as follows: (i) 50% of the option will vest on the earlier of the date of the Issuer's annual meeting of stockholders held in 2022 or January 15, 2022 and (ii) 50% of the options will vest on the earlier of the date of the Issuer's annual meeting of stockholders held in 2023 or January 15, 2023.

SEC source: 0001209191-21-042591 · doc4.xml · derivative · entry 1

Elliott Mark Stuart · CIK 0001649406 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2031-06-18

F1 · derivative.exercise_date: The option shares shall vest and become exercisable in four equal installments on September 18, 2021, December 18, 2021, March 18, 2022 and June 18, 2022.

SEC source: 0001209191-21-042590 · doc4.xml · derivative · entry 1

Chen Ivan · CIK 0001743729 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2031-06-18

F1 · derivative.exercise_date: The option shares shall vest and become exercisable as follows: (i) 50% of the option will vest on the earlier of the date of the Issuer's annual meeting of stockholders held in 2022 or January 15, 2022 and (ii) 50% of the options will vest on the earlier of the date of the Issuer's annual meeting of stockholders held in 2023 or January 15, 2023.

SEC source: 0001209191-21-043164 · doc4.xml · derivative · entry 1

Rendall David · CIK 0001869521 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2031-06-18

F1 · derivative.exercise_date: The option shares shall vest and become exercisable as follows: (i) 50% of the option will vest on the earlier of the date of the Issuer's annual meeting of stockholders held in 2022 or January 15, 2022 and (ii) 50% of the options will vest on the earlier of the date of the Issuer's annual meeting of stockholders held in 2023 or January 15, 2023.

SEC source: 0001209191-21-042593 · doc4.xml · nonDerivative · entry 1

Lee Tom Y · CIK 0001623609 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,732,366

F1 · price: This transaction was executed in multiple purchases through a purchase order executed by a broker-dealer at prices ranging from $0.425 to $0.438. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-20-065235 · doc4.xml · nonDerivative · entry 5

Lee Tom Y · CIK 0001623609 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,696,368

SEC source: 0001209191-20-065235 · doc4.xml · nonDerivative · entry 4

Lee Tom Y · CIK 0001623609 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,695,517

F2 · price: This transaction was executed in multiple purchases through a purchase order executed by a broker-dealer at prices ranging from $0.64 to $0.68. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-20-065235 · doc4.xml · nonDerivative · entry 3

Lee Tom Y · CIK 0001623609 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,650,218

SEC source: 0001209191-20-008082 · doc4.xml · nonDerivative · entry 1

Okuno Dale · CIK 0001608989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,560,540

SEC source: 0001209191-20-065235 · doc4.xml · nonDerivative · entry 2

Lee Tom Y · CIK 0001623609 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,642,359

SEC source: 0001209191-20-065235 · doc4.xml · nonDerivative · entry 1

Lee Tom Y · CIK 0001623609 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,637,647

F1 · price: This transaction was executed in multiple purchases through a purchase order executed by a broker-dealer at prices ranging from $0.66 to $0.67. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-20-039138 · doc4.xml · nonDerivative · entry 1

Lee Tom Y · CIK 0001623609 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Plum Investments, L.P.

Disclosed balance after: 13,401,951

F1 · kind: The shares were distributed on a pro rata basis by Plum Investments, L.P., for no consideration.

F2 · ownership.nature: Mr. Lee is the general partner of Plum Investments, L.P., and has ultimate voting and investment control over the shares held by Plum Investments, L.P.