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PUMP

ProPetro Holding Corp.

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4739
SEC CIK
0001680247
Parsed reports
445

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202602
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 18, 2018 Filed Apr 20, 2018 16:03 UTC GrantCommon Stock 28,902 $0.00 $0.00
Disclosure

SEC source: 0001680247-18-000035 · wf-form4_152425453523704.xml · nonDerivative · entry 1

Smith Jeffrey Donald · CIK 0001700680 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,015

F1 · price: Represents restricted stock units which will vest in three substantially equal annual installments commencing on April 18, 2019.

Read SEC document
April 18, 2018 Filed Apr 20, 2018 16:05 UTC
Redman Dale JackieDirector · CEO
GrantPerformance Stock Units · Derivative 72,254 $0.00 $0.00
Disclosure

SEC source: 0001680247-18-000039 · wf-form4_152425468271101.xml · derivative · entry 2

Redman Dale Jackie · CIK 0001700738 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,823

Underlying: Common Stock · 72,254 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive up to two shares of common stock. Amount indicated reflects the target number of performance stock units awarded pursuant to the 2017 Incentive Award Plan. Following the completion of the performance period on December 31, 2020, the reporting person will receive the pro rata portion of the target award that corresponds with the company's attainment of total shareholder return relative to the company's peer group.

F2 · shares: Each performance stock unit represents a contingent right to receive up to two shares of common stock. Amount indicated reflects the target number of performance stock units awarded pursuant to the 2017 Incentive Award Plan. Following the completion of the performance period on December 31, 2020, the reporting person will receive the pro rata portion of the target award that corresponds with the company's attainment of total shareholder return relative to the company's peer group.

F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive up to two shares of common stock. Amount indicated reflects the target number of performance stock units awarded pursuant to the 2017 Incentive Award Plan. Following the completion of the performance period on December 31, 2020, the reporting person will receive the pro rata portion of the target award that corresponds with the company's attainment of total shareholder return relative to the company's peer group.

F2 · derivative.expiration_date: Each performance stock unit represents a contingent right to receive up to two shares of common stock. Amount indicated reflects the target number of performance stock units awarded pursuant to the 2017 Incentive Award Plan. Following the completion of the performance period on December 31, 2020, the reporting person will receive the pro rata portion of the target award that corresponds with the company's attainment of total shareholder return relative to the company's peer group.

F2 · derivative.underlying_shares: Each performance stock unit represents a contingent right to receive up to two shares of common stock. Amount indicated reflects the target number of performance stock units awarded pursuant to the 2017 Incentive Award Plan. Following the completion of the performance period on December 31, 2020, the reporting person will receive the pro rata portion of the target award that corresponds with the company's attainment of total shareholder return relative to the company's peer group.

Read SEC document
April 18, 2018 Filed Apr 20, 2018 16:05 UTC
Redman Dale JackieDirector · CEO
GrantCommon Stock 72,254 $0.00 $0.00
Disclosure

SEC source: 0001680247-18-000039 · wf-form4_152425468271101.xml · nonDerivative · entry 1

Redman Dale Jackie · CIK 0001700738 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 528,305

F1 · price: Represents restricted stock units which will vest in three substantially equal annual installments commencing on April 18, 2019.

Read SEC document
April 18, 2018 Filed Apr 20, 2018 16:03 UTC GrantPerformance Stock Units · Derivative 26,012 $0.00 $0.00
Disclosure

SEC source: 0001680247-18-000037 · wf-form4_152425461068624.xml · derivative · entry 2

SLEDGE DAVID W · CIK 0001232886 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,226

Underlying: Common Stock · 26,012 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive up to two shares of common stock. Amount indicated reflects the target number of performance stock units awarded pursuant to the 2017 Incentive Award Plan. Following the completion of the performance period on December 31, 2020, the reporting person will receive the pro rata portion of the target award that corresponds with the company's attainment of total shareholder return relative to the company's peer group.

F2 · shares: Each performance stock unit represents a contingent right to receive up to two shares of common stock. Amount indicated reflects the target number of performance stock units awarded pursuant to the 2017 Incentive Award Plan. Following the completion of the performance period on December 31, 2020, the reporting person will receive the pro rata portion of the target award that corresponds with the company's attainment of total shareholder return relative to the company's peer group.

F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive up to two shares of common stock. Amount indicated reflects the target number of performance stock units awarded pursuant to the 2017 Incentive Award Plan. Following the completion of the performance period on December 31, 2020, the reporting person will receive the pro rata portion of the target award that corresponds with the company's attainment of total shareholder return relative to the company's peer group.

F2 · derivative.expiration_date: Each performance stock unit represents a contingent right to receive up to two shares of common stock. Amount indicated reflects the target number of performance stock units awarded pursuant to the 2017 Incentive Award Plan. Following the completion of the performance period on December 31, 2020, the reporting person will receive the pro rata portion of the target award that corresponds with the company's attainment of total shareholder return relative to the company's peer group.

F2 · derivative.underlying_shares: Each performance stock unit represents a contingent right to receive up to two shares of common stock. Amount indicated reflects the target number of performance stock units awarded pursuant to the 2017 Incentive Award Plan. Following the completion of the performance period on December 31, 2020, the reporting person will receive the pro rata portion of the target award that corresponds with the company's attainment of total shareholder return relative to the company's peer group.

Read SEC document
April 18, 2018 Filed Apr 20, 2018 16:03 UTC GrantCommon Stock 26,012 $0.00 $0.00
Disclosure

SEC source: 0001680247-18-000037 · wf-form4_152425461068624.xml · nonDerivative · entry 1

SLEDGE DAVID W · CIK 0001232886 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,226

F1 · price: Represents restricted stock units which will vest in three substantially equal annual installments commencing on April 18, 2019.

Read SEC document
April 18, 2018 Filed Apr 20, 2018 20:04 UTC
Denholm Ian CharlesChief Accounting Officer
GrantPerformance Stock Units · Derivative 5,058 $0.00 $0.00
Disclosure

SEC source: 0001680247-18-000038 · wf-form4_152425462859246.xml · derivative · entry 2

Denholm Ian Charles · CIK 0001715482 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,058

Underlying: Common Stock · 5,058 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive up to two shares of common stock. Amount indicated reflects the target number of performance stock units awarded pursuant to the 2017 Incentive Award Plan. Following the completion of the performance period on December 31, 2020, the reporting person will receive the pro rata portion of the target award that corresponds with the company's attainment of total shareholder return relative to the company's peer group.

F2 · shares: Each performance stock unit represents a contingent right to receive up to two shares of common stock. Amount indicated reflects the target number of performance stock units awarded pursuant to the 2017 Incentive Award Plan. Following the completion of the performance period on December 31, 2020, the reporting person will receive the pro rata portion of the target award that corresponds with the company's attainment of total shareholder return relative to the company's peer group.

F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive up to two shares of common stock. Amount indicated reflects the target number of performance stock units awarded pursuant to the 2017 Incentive Award Plan. Following the completion of the performance period on December 31, 2020, the reporting person will receive the pro rata portion of the target award that corresponds with the company's attainment of total shareholder return relative to the company's peer group.

F2 · derivative.expiration_date: Each performance stock unit represents a contingent right to receive up to two shares of common stock. Amount indicated reflects the target number of performance stock units awarded pursuant to the 2017 Incentive Award Plan. Following the completion of the performance period on December 31, 2020, the reporting person will receive the pro rata portion of the target award that corresponds with the company's attainment of total shareholder return relative to the company's peer group.

F2 · derivative.underlying_shares: Each performance stock unit represents a contingent right to receive up to two shares of common stock. Amount indicated reflects the target number of performance stock units awarded pursuant to the 2017 Incentive Award Plan. Following the completion of the performance period on December 31, 2020, the reporting person will receive the pro rata portion of the target award that corresponds with the company's attainment of total shareholder return relative to the company's peer group.

Read SEC document
April 18, 2018 Filed Apr 20, 2018 20:04 UTC
Denholm Ian CharlesChief Accounting Officer
GrantCommon Stock 5,058 $0.00 $0.00
Disclosure

SEC source: 0001680247-18-000038 · wf-form4_152425462859246.xml · nonDerivative · entry 1

Denholm Ian Charles · CIK 0001715482 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,122

F1 · price: Represents restricted stock units which will vest in three substantially equal annual installments commencing on April 18, 2019.

Read SEC document
April 18, 2018 Filed Apr 20, 2018 20:03 UTC GrantPerformance Stock Units · Derivative 17,341 $0.00 $0.00
Disclosure

SEC source: 0001680247-18-000036 · wf-form4_152425458657708.xml · derivative · entry 2

Howell Mark Christopher · CIK 0001700732 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,484

Underlying: Common Stock · 17,341 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive up to two shares of common stock. Amount indicated reflects the target number of performance stock units awarded pursuant to the 2017 Incentive Award Plan. Following the completion of the performance period on December 31, 2020, the reporting person will receive the pro rata portion of the target award that corresponds with the company's attainment of total shareholder return relative to the company's peer group.

F2 · shares: Each performance stock unit represents a contingent right to receive up to two shares of common stock. Amount indicated reflects the target number of performance stock units awarded pursuant to the 2017 Incentive Award Plan. Following the completion of the performance period on December 31, 2020, the reporting person will receive the pro rata portion of the target award that corresponds with the company's attainment of total shareholder return relative to the company's peer group.

F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive up to two shares of common stock. Amount indicated reflects the target number of performance stock units awarded pursuant to the 2017 Incentive Award Plan. Following the completion of the performance period on December 31, 2020, the reporting person will receive the pro rata portion of the target award that corresponds with the company's attainment of total shareholder return relative to the company's peer group.

F2 · derivative.expiration_date: Each performance stock unit represents a contingent right to receive up to two shares of common stock. Amount indicated reflects the target number of performance stock units awarded pursuant to the 2017 Incentive Award Plan. Following the completion of the performance period on December 31, 2020, the reporting person will receive the pro rata portion of the target award that corresponds with the company's attainment of total shareholder return relative to the company's peer group.

F2 · derivative.underlying_shares: Each performance stock unit represents a contingent right to receive up to two shares of common stock. Amount indicated reflects the target number of performance stock units awarded pursuant to the 2017 Incentive Award Plan. Following the completion of the performance period on December 31, 2020, the reporting person will receive the pro rata portion of the target award that corresponds with the company's attainment of total shareholder return relative to the company's peer group.

Read SEC document
April 18, 2018 Filed Apr 20, 2018 20:03 UTC GrantCommon Stock 17,341 $0.00 $0.00
Disclosure

SEC source: 0001680247-18-000036 · wf-form4_152425458657708.xml · nonDerivative · entry 1

Howell Mark Christopher · CIK 0001700732 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,484

F1 · price: Represents restricted stock units which will vest in three substantially equal annual installments commencing on April 18, 2019.

Read SEC document
March 28, 2018 Filed Mar 29, 2018 16:02 UTC
Redman Dale JackieDirector · CEO
Tax withholdingCommon Stock 156,723 $15.65 $2,452,714.95
Disclosure

SEC source: 0001680247-18-000024 · wf-form4_152235370777702.xml · nonDerivative · entry 1

Redman Dale Jackie · CIK 0001700738 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 456,051

F1 · shares: Reflects shares withheld to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 21:09 UTC GrantCommon Stock 1,406 $0.00 $0.00
Disclosure

SEC source: 0001680247-18-000011 · wf-form4_151751934495006.xml · nonDerivative · entry 1

BEST ANTHONY JAMES · CIK 0001364843 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,406

F1 · price: Represents restricted share units which will vest in full upon the earlier to occur of the company's next annual meeting of shareholders or January 31, 2019.

Read SEC document
January 12, 2018 Filed Jan 12, 2018 21:48 UTC GrantCommon Stock 2,641 $0.00 $0.00
Disclosure

SEC source: 0001680247-18-000003 · wf-form4_151579369802588.xml · nonDerivative · entry 1

Blackwell Pryor · CIK 0001725553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,428

F1 · price: Represents restricted stock units which will vest in full upon the earlier to occur of the day immediately preceding the company's next annual meeting of shareholders or January 12, 2019.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 16:17 UTC SaleCommon Stock 13,800,000 $15.07 $208,018,440.00
Disclosure

SEC source: 0001104659-17-067971 · a4.xml · nonDerivative · entry 1

ENERGY CAPITAL PARTNERS II, LLC · CIK 0001558915 · 10% owner

Energy Capital Partners GP II, LP · CIK 0001700831 · 10% owner

ENERGY CAPITAL PARTNERS II, LP · CIK 0001456360 · 10% owner

ENERGY CAPITAL PARTNERS II-A, LP · CIK 0001456364 · 10% owner

ENERGY CAPITAL PARTNERS II-B, LP · CIK 0001456359 · 10% owner

Energy Capital Partners II-C (Direct IP), LP · CIK 0001700624 · 10% owner

ENERGY CAPITAL PARTNERS II-D, LP · CIK 0001483784 · 10% owner

Energy Capital Partners II (Midland Co-Invest), LP · CIK 0001575667 · 10% owner

Energy Capital Partners GP II Co-Investment (Midland), LLC · CIK 0001700832 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 20,727,928

F1 · ownership.nature: Following the transaction reported herein, includes (i) 310,422 shares held by Energy Capital Partners II, LP ("ECP II"), (ii) 10,111,599 shares held by Energy Capital Partners II-A, LP ("ECP II-A"), (iii) 2,117,308 shares held by Energy Capital Partners II-B, LP ("ECP II-B"), (iv) 3,719,251 shares held by Energy Capital Partners II-C (Direct IP), LP ("ECP II-C"), (v) 2,492,098 shares held by Energy Capital Partners II-D, LP ("ECP II-D"), and (vi) 1,977,250 shares held by Energy Capital Partners II (Midland Co-Invest), LP ("ECP Co-Invest"). Each of ECP II, ECP II-A, ECP II-B, ECP II-C and ECP II-D is managed by its general partner, Energy Capital Partners GP II, LP. Energy Capital Partners GP II, LP is managed by its general partner, Energy Capital Partners II, LLC ("Energy Capital Partners"). ECP Co-Invest is managed by its general partner, Energy Capital Partners GP II Co-Investment (Midland), LLC, which is managed by its sole member, Energy Capital Partners.

F2 · ownership.nature: As a result, each of Energy Capital Partners GP II, LP and Energy Capital Partners may be deemed to share beneficial ownership of the shares held by ECP II, ECP II-A, ECP II-B, ECP II-C and ECP II-D, and each of Energy Capital Partners GP II Co-Investment (Midland), LLC and Energy Capital Partners may be deemed to share beneficial ownership of the shares held by ECP Co-Invest. Douglas W. Kimmelman, Peter Labbat, Thomas K. Lane, Tyler Reeder and Andrew D. Singer are the managing members of, and Rahman D'Argenio is a partner of, Energy Capital Partners and share the power to direct the voting and disposition of the shares beneficially owned by Energy Capital Partners. Each such individual disclaims beneficial ownership of such shares except to the extent of their pecuniary interest therein.

Read SEC document
June 05, 2017 Filed Jun 6, 2017 17:08 UTC GrantCommon Stock 7,558 $0.00 $0.00
Disclosure

SEC source: 0001680247-17-000034 · wf-form4_149678325844101.xml · nonDerivative · entry 1

BEAL STEVEN L · CIK 0001034315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,558

F1 · price: Represents restricted stock units which will vest in full upon the earlier to occur of the day immediately preceding the company's next annual meeting of shareholders or June 5, 2018.

Read SEC document
June 05, 2017 Filed Jun 6, 2017 17:06 UTC GrantPerformance Stock Units · Derivative 27,214 $0.00 $0.00
Disclosure

SEC source: 0001680247-17-000031 · wf-form4_149678319697068.xml · derivative · entry 2

Smith Jeffrey Donald · CIK 0001700680 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,214

Underlying: Common Stock · 27,214 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive up to two shares of common stock. Amount indicated reflects the target number of performance stock units awarded pursuant to the 2017 Incentive Award Plan. Following the completion of the performance period on December 31, 2019, the reporting person will receive the pro rata portion of the target award that corresponds with the company's attainment of total shareholder return relative to the company's peer group.

F2 · shares: Each performance stock unit represents a contingent right to receive up to two shares of common stock. Amount indicated reflects the target number of performance stock units awarded pursuant to the 2017 Incentive Award Plan. Following the completion of the performance period on December 31, 2019, the reporting person will receive the pro rata portion of the target award that corresponds with the company's attainment of total shareholder return relative to the company's peer group.

F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive up to two shares of common stock. Amount indicated reflects the target number of performance stock units awarded pursuant to the 2017 Incentive Award Plan. Following the completion of the performance period on December 31, 2019, the reporting person will receive the pro rata portion of the target award that corresponds with the company's attainment of total shareholder return relative to the company's peer group.

F2 · derivative.expiration_date: Each performance stock unit represents a contingent right to receive up to two shares of common stock. Amount indicated reflects the target number of performance stock units awarded pursuant to the 2017 Incentive Award Plan. Following the completion of the performance period on December 31, 2019, the reporting person will receive the pro rata portion of the target award that corresponds with the company's attainment of total shareholder return relative to the company's peer group.

F2 · derivative.underlying_shares: Each performance stock unit represents a contingent right to receive up to two shares of common stock. Amount indicated reflects the target number of performance stock units awarded pursuant to the 2017 Incentive Award Plan. Following the completion of the performance period on December 31, 2019, the reporting person will receive the pro rata portion of the target award that corresponds with the company's attainment of total shareholder return relative to the company's peer group.

F2 · balance_after: Each performance stock unit represents a contingent right to receive up to two shares of common stock. Amount indicated reflects the target number of performance stock units awarded pursuant to the 2017 Incentive Award Plan. Following the completion of the performance period on December 31, 2019, the reporting person will receive the pro rata portion of the target award that corresponds with the company's attainment of total shareholder return relative to the company's peer group.

Read SEC document
June 05, 2017 Filed Jun 6, 2017 17:06 UTC GrantCommon Stock 27,214 $0.00 $0.00
Disclosure

SEC source: 0001680247-17-000031 · wf-form4_149678319697068.xml · nonDerivative · entry 1

Smith Jeffrey Donald · CIK 0001700680 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,113

F1 · price: Represents restricted stock units which will vest in three substantially equal annual installments commencing on June 5, 2018.

Read SEC document
June 05, 2017 Filed Jun 6, 2017 17:08 UTC
Redman Dale JackieDirector · CEO
GrantPerformance Stock Units · Derivative 72,569 $0.00 $0.00
Disclosure

SEC source: 0001680247-17-000035 · wf-form4_149678329118661.xml · derivative · entry 2

Redman Dale Jackie · CIK 0001700738 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,569

Underlying: Common Stock · 72,569 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive up to two shares of common stock. Amount indicated reflects the target number of performance stock units awarded pursuant to the 2017 Incentive Award Plan. Following the completion of the performance period on December 31, 2019, the reporting person will receive the pro rata portion of the target award that corresponds with the company's attainment of total shareholder return relative to the company's peer group.

F2 · shares: Each performance stock unit represents a contingent right to receive up to two shares of common stock. Amount indicated reflects the target number of performance stock units awarded pursuant to the 2017 Incentive Award Plan. Following the completion of the performance period on December 31, 2019, the reporting person will receive the pro rata portion of the target award that corresponds with the company's attainment of total shareholder return relative to the company's peer group.

F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive up to two shares of common stock. Amount indicated reflects the target number of performance stock units awarded pursuant to the 2017 Incentive Award Plan. Following the completion of the performance period on December 31, 2019, the reporting person will receive the pro rata portion of the target award that corresponds with the company's attainment of total shareholder return relative to the company's peer group.

F2 · derivative.expiration_date: Each performance stock unit represents a contingent right to receive up to two shares of common stock. Amount indicated reflects the target number of performance stock units awarded pursuant to the 2017 Incentive Award Plan. Following the completion of the performance period on December 31, 2019, the reporting person will receive the pro rata portion of the target award that corresponds with the company's attainment of total shareholder return relative to the company's peer group.

F2 · derivative.underlying_shares: Each performance stock unit represents a contingent right to receive up to two shares of common stock. Amount indicated reflects the target number of performance stock units awarded pursuant to the 2017 Incentive Award Plan. Following the completion of the performance period on December 31, 2019, the reporting person will receive the pro rata portion of the target award that corresponds with the company's attainment of total shareholder return relative to the company's peer group.

F2 · balance_after: Each performance stock unit represents a contingent right to receive up to two shares of common stock. Amount indicated reflects the target number of performance stock units awarded pursuant to the 2017 Incentive Award Plan. Following the completion of the performance period on December 31, 2019, the reporting person will receive the pro rata portion of the target award that corresponds with the company's attainment of total shareholder return relative to the company's peer group.

Read SEC document
June 05, 2017 Filed Jun 6, 2017 17:08 UTC
Redman Dale JackieDirector · CEO
GrantCommon Stock 72,569 $0.00 $0.00
Disclosure

SEC source: 0001680247-17-000035 · wf-form4_149678329118661.xml · nonDerivative · entry 1

Redman Dale Jackie · CIK 0001700738 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 612,774

F1 · price: Represents restricted stock units which will vest in three substantially equal annual installments commencing on June 5, 2018.

Read SEC document
June 05, 2017 Filed Jun 6, 2017 21:07 UTC GrantCommon Stock 7,558 $0.00 $0.00
Disclosure

SEC source: 0001680247-17-000033 · wf-form4_149678323962877.xml · nonDerivative · entry 1

Armour Spencer D III · CIK 0001399885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,558

F1 · price: Represents restricted stock units which will vest in full upon the earlier to occur of the day immediately preceding the company's next annual meeting of shareholders or June 5, 2018.

Read SEC document
June 05, 2017 Filed Jun 6, 2017 21:08 UTC
MOORE JACK BDirector
GrantCommon Stock 7,558 $0.00 $0.00
Disclosure

SEC source: 0001680247-17-000036 · wf-form4_149678331745775.xml · nonDerivative · entry 1

MOORE JACK B · CIK 0001235129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,558

F1 · price: Represents restricted stock units which will vest in full upon the earlier to occur of the day immediately preceding the company's next annual meeting of shareholders or June 5, 2018.

Read SEC document
June 05, 2017 Filed Jun 6, 2017 17:06 UTC GrantPerformance Stock Units · Derivative 27,214 $0.00 $0.00
Disclosure

SEC source: 0001680247-17-000030 · wf-form4_149678317353762.xml · derivative · entry 2

SLEDGE DAVID W · CIK 0001232886 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,214

Underlying: Common Stock · 27,214 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive up to two shares of common stock. Amount indicated reflects the target number of performance stock units awarded pursuant to the 2017 Incentive Award Plan. Following the completion of the performance period on December 31, 2019, the reporting person will receive the pro rata portion of the target award that corresponds with the company's attainment of total shareholder return relative to the company's peer group.

F2 · shares: Each performance stock unit represents a contingent right to receive up to two shares of common stock. Amount indicated reflects the target number of performance stock units awarded pursuant to the 2017 Incentive Award Plan. Following the completion of the performance period on December 31, 2019, the reporting person will receive the pro rata portion of the target award that corresponds with the company's attainment of total shareholder return relative to the company's peer group.

F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive up to two shares of common stock. Amount indicated reflects the target number of performance stock units awarded pursuant to the 2017 Incentive Award Plan. Following the completion of the performance period on December 31, 2019, the reporting person will receive the pro rata portion of the target award that corresponds with the company's attainment of total shareholder return relative to the company's peer group.

F2 · derivative.expiration_date: Each performance stock unit represents a contingent right to receive up to two shares of common stock. Amount indicated reflects the target number of performance stock units awarded pursuant to the 2017 Incentive Award Plan. Following the completion of the performance period on December 31, 2019, the reporting person will receive the pro rata portion of the target award that corresponds with the company's attainment of total shareholder return relative to the company's peer group.

F2 · derivative.underlying_shares: Each performance stock unit represents a contingent right to receive up to two shares of common stock. Amount indicated reflects the target number of performance stock units awarded pursuant to the 2017 Incentive Award Plan. Following the completion of the performance period on December 31, 2019, the reporting person will receive the pro rata portion of the target award that corresponds with the company's attainment of total shareholder return relative to the company's peer group.

F2 · balance_after: Each performance stock unit represents a contingent right to receive up to two shares of common stock. Amount indicated reflects the target number of performance stock units awarded pursuant to the 2017 Incentive Award Plan. Following the completion of the performance period on December 31, 2019, the reporting person will receive the pro rata portion of the target award that corresponds with the company's attainment of total shareholder return relative to the company's peer group.

Read SEC document
June 05, 2017 Filed Jun 6, 2017 17:06 UTC GrantCommon Stock 27,214 $0.00 $0.00
Disclosure

SEC source: 0001680247-17-000030 · wf-form4_149678317353762.xml · nonDerivative · entry 1

SLEDGE DAVID W · CIK 0001232886 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,214

F1 · price: Represents restricted stock units which will vest in three substantially equal annual installments commencing on June 5, 2018.

Read SEC document
June 05, 2017 Filed Jun 6, 2017 21:07 UTC GrantCommon Stock 7,558 $0.00 $0.00
Disclosure

SEC source: 0001680247-17-000032 · wf-form4_149678321813347.xml · nonDerivative · entry 1

Douglas Alan Eugene · CIK 0001700687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,558

F1 · price: Represents restricted stock units which will vest in full upon the earlier to occur of the day immediately preceding the company's next annual meeting of shareholders or June 5, 2018.

Read SEC document
June 05, 2017 Filed Jun 6, 2017 21:06 UTC GrantPerformance Stock Units · Derivative 18,143 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001680247-17-000029 · wf-form4_149678315362011.xml · derivative · entry 2

Howell Mark Christopher · CIK 0001700732 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,143

Underlying: Common Stock · 18,143 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive up to two shares of common stock. Amount indicated reflects the target number of performance stock units awarded pursuant to the 2017 Incentive Award Plan. Following the completion of the performance period on December 31, 2019, the reporting person will receive the pro rata portion of the target award that corresponds with the company's attainment of total shareholder return relative to the company's peer group.

F2 · shares: Each performance stock unit represents a contingent right to receive up to two shares of common stock. Amount indicated reflects the target number of performance stock units awarded pursuant to the 2017 Incentive Award Plan. Following the completion of the performance period on December 31, 2019, the reporting person will receive the pro rata portion of the target award that corresponds with the company's attainment of total shareholder return relative to the company's peer group.

F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive up to two shares of common stock. Amount indicated reflects the target number of performance stock units awarded pursuant to the 2017 Incentive Award Plan. Following the completion of the performance period on December 31, 2019, the reporting person will receive the pro rata portion of the target award that corresponds with the company's attainment of total shareholder return relative to the company's peer group.

F2 · derivative.expiration_date: Each performance stock unit represents a contingent right to receive up to two shares of common stock. Amount indicated reflects the target number of performance stock units awarded pursuant to the 2017 Incentive Award Plan. Following the completion of the performance period on December 31, 2019, the reporting person will receive the pro rata portion of the target award that corresponds with the company's attainment of total shareholder return relative to the company's peer group.

F2 · derivative.underlying_shares: Each performance stock unit represents a contingent right to receive up to two shares of common stock. Amount indicated reflects the target number of performance stock units awarded pursuant to the 2017 Incentive Award Plan. Following the completion of the performance period on December 31, 2019, the reporting person will receive the pro rata portion of the target award that corresponds with the company's attainment of total shareholder return relative to the company's peer group.

F2 · balance_after: Each performance stock unit represents a contingent right to receive up to two shares of common stock. Amount indicated reflects the target number of performance stock units awarded pursuant to the 2017 Incentive Award Plan. Following the completion of the performance period on December 31, 2019, the reporting person will receive the pro rata portion of the target award that corresponds with the company's attainment of total shareholder return relative to the company's peer group.

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June 05, 2017 Filed Jun 6, 2017 21:06 UTC GrantCommon Stock 18,143 $0.00 $0.00
Disclosure

SEC source: 0001680247-17-000029 · wf-form4_149678315362011.xml · nonDerivative · entry 1

Howell Mark Christopher · CIK 0001700732 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,143

F1 · price: Represents restricted stock units which will vest in three substantially equal annual installments commencing on June 5, 2018.

Read SEC document
March 28, 2017 Filed Mar 30, 2017 16:19 UTC
Redman Dale JackieDirector · CEO
SaleCommon Stock 370,370 $14.00 $5,185,180.00
Disclosure

SEC source: 0001104659-17-020381 · a4.xml · nonDerivative · entry 1

Redman Dale Jackie · CIK 0001700738 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,870

Read SEC document
March 28, 2017 Filed Mar 30, 2017 16:16 UTC SaleCommon Stock 2,771,557 $14.00 $38,801,798.00
Disclosure

SEC source: 0001104659-17-020373 · a4.xml · nonDerivative · entry 1

ENERGY CAPITAL PARTNERS II, LLC · CIK 0001558915 · 10% owner

ENERGY CAPITAL PARTNERS II, LP · CIK 0001456360 · 10% owner

ENERGY CAPITAL PARTNERS II-A, LP · CIK 0001456364 · 10% owner

ENERGY CAPITAL PARTNERS II-B, LP · CIK 0001456359 · 10% owner

Energy Capital Partners II-C (Direct IP), LP · CIK 0001700624 · 10% owner

ENERGY CAPITAL PARTNERS II-D, LP · CIK 0001483784 · 10% owner

Energy Capital Partners II (Midland Co-Invest), LP · CIK 0001575667 · 10% owner

Energy Capital Partners GP II Co-Investment (Midland), LLC · CIK 0001700832 · 10% owner

Energy Capital Partners GP II, LP · CIK 0001700831 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 34,527,928

F1 · balance_after: Following the transaction reported herein, includes (i) 517,092 shares held by Energy Capital Partners II, LP ("ECP II"), (ii) 16,843,582 shares held by Energy Capital Partners II-A, LP ("ECP II-A"), (iii) 3,526,945 shares held by Energy Capital Partners II-B, LP ("ECP II-B"), (iv) 6,195,410 shares held by Energy Capital Partners II-C (Direct IP), LP ("ECP II-C"), (v) 4,151,258 shares held by Energy Capital Partners II-D, LP ("ECP II-D"), and (vi) 3,293,641 shares held by Energy Capital Partners II (Midland Co-Invest), LP ("ECP Co-Invest"). Each of ECP II, ECP II-A, ECP II-B, ECP II-C and ECP II-D is managed by its general partner, Energy Capital Partners GP II, LP. Energy Capital Partners GP II, LP is managed by its general partner, Energy Capital Partners II, LLC ("Energy Capital Partners"). ECP Co-Invest is managed by its general partner, Energy Capital Partners GP II Co-Investment (Midland), LLC, which is managed by its sole member, Energy Capital Partners.

F1 · ownership.nature: Following the transaction reported herein, includes (i) 517,092 shares held by Energy Capital Partners II, LP ("ECP II"), (ii) 16,843,582 shares held by Energy Capital Partners II-A, LP ("ECP II-A"), (iii) 3,526,945 shares held by Energy Capital Partners II-B, LP ("ECP II-B"), (iv) 6,195,410 shares held by Energy Capital Partners II-C (Direct IP), LP ("ECP II-C"), (v) 4,151,258 shares held by Energy Capital Partners II-D, LP ("ECP II-D"), and (vi) 3,293,641 shares held by Energy Capital Partners II (Midland Co-Invest), LP ("ECP Co-Invest"). Each of ECP II, ECP II-A, ECP II-B, ECP II-C and ECP II-D is managed by its general partner, Energy Capital Partners GP II, LP. Energy Capital Partners GP II, LP is managed by its general partner, Energy Capital Partners II, LLC ("Energy Capital Partners"). ECP Co-Invest is managed by its general partner, Energy Capital Partners GP II Co-Investment (Midland), LLC, which is managed by its sole member, Energy Capital Partners.

F2 · ownership.nature: As a result, each of Energy Capital Partners GP II, LP and Energy Capital Partners may be deemed to share beneficial ownership of the shares held by ECP II, ECP II-A, ECP II-B, ECP II-C and ECP II-D, and each of Energy Capital Partners GP II Co-Investment (Midland), LLC and Energy Capital Partners may be deemed to share beneficial ownership of the shares held by ECP Co-Invest. Douglas W. Kimmelman, Peter Labbat, Thomas K. Lane, Tyler Reeder and Andrew D. Singer are the managing members of, and Rahman D'Argenio is a partner of, Energy Capital Partners and share the power to direct the voting and disposition of the shares beneficially owned by Energy Capital Partners. Each such individual disclaims beneficial ownership of such shares except to the extent of their pecuniary interest therein.

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March 28, 2017 Filed Mar 30, 2017 20:17 UTC SaleCommon Stock 81,106 $14.00 $1,135,484.00
Disclosure

SEC source: 0001104659-17-020375 · a4.xml · nonDerivative · entry 1

Armour Spencer D III · CIK 0001399885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
March 28, 2017 Filed Mar 30, 2017 16:17 UTC SaleCommon Stock 81,106 $14.00 $1,135,484.00
Disclosure

SEC source: 0001104659-17-020377 · a4.xml · nonDerivative · entry 1

SLEDGE DAVID W · CIK 0001232886 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
March 28, 2017 Filed Mar 30, 2017 20:18 UTC SaleCommon Stock 222,221 $14.00 $3,111,094.00
Disclosure

SEC source: 0001104659-17-020379 · a4.xml · nonDerivative · entry 1

Smith Jeffrey C · CIK 0001362697 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,899

Read SEC document
March 22, 2017 Filed Mar 24, 2017 16:16 UTC
Redman Dale JackieDirector · CEO
GrantRestricted Stock Units · Derivative 372,335 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-019164 · a4.xml · derivative · entry 2

Redman Dale Jackie · CIK 0001700738 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,335

Underlying: Common Stock · 372,335 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to recieve one share of common stock.

F2 · derivative.exercise_date: Upon consummation of the Issuer's initial public offering ("IPO"), the restricted stock units held by the reporting person prior to the IPO were cancelled in exchange for an equal number of restricted stock units (the "New RSUs"). The New RSUs will vest on March 22, 2018 and have no expiration date.

F2 · derivative.expiration_date: Upon consummation of the Issuer's initial public offering ("IPO"), the restricted stock units held by the reporting person prior to the IPO were cancelled in exchange for an equal number of restricted stock units (the "New RSUs"). The New RSUs will vest on March 22, 2018 and have no expiration date.

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March 22, 2017 Filed Mar 24, 2017 16:16 UTC
Redman Dale JackieDirector · CEO
Disposition to issuerRestricted Stock Units · Derivative 372,335 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-019164 · a4.xml · derivative · entry 1

Redman Dale Jackie · CIK 0001700738 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 372,335 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to recieve one share of common stock.

F2 · derivative.exercise_date: Upon consummation of the Issuer's initial public offering ("IPO"), the restricted stock units held by the reporting person prior to the IPO were cancelled in exchange for an equal number of restricted stock units (the "New RSUs"). The New RSUs will vest on March 22, 2018 and have no expiration date.

F2 · derivative.expiration_date: Upon consummation of the Issuer's initial public offering ("IPO"), the restricted stock units held by the reporting person prior to the IPO were cancelled in exchange for an equal number of restricted stock units (the "New RSUs"). The New RSUs will vest on March 22, 2018 and have no expiration date.

Read SEC document
March 22, 2017 Filed Mar 24, 2017 16:17 UTC SaleCommon Stock 11,031,182 $14.00 $154,436,548.00
Disclosure

SEC source: 0001104659-17-019166 · a4.xml · nonDerivative · entry 1

ENERGY CAPITAL PARTNERS II, LLC · CIK 0001558915 · 10% owner

Energy Capital Partners GP II, LP · CIK 0001700831 · 10% owner

ENERGY CAPITAL PARTNERS II-A, LP · CIK 0001456364 · 10% owner

ENERGY CAPITAL PARTNERS II-B, LP · CIK 0001456359 · 10% owner

Energy Capital Partners II-C (Direct IP), LP · CIK 0001700624 · 10% owner

ENERGY CAPITAL PARTNERS II-D, LP · CIK 0001483784 · 10% owner

Energy Capital Partners II (Midland Co-Invest), LP · CIK 0001575667 · 10% owner

Energy Capital Partners GP II Co-Investment (Midland), LLC · CIK 0001700832 · 10% owner

ENERGY CAPITAL PARTNERS II, LP · CIK 0001456360 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 37,299,485

F1 · balance_after: Following the transaction reported herein, includes (i) 558,599 shares held by Energy Capital Partners II, LP ("ECP II"), (ii) 18,195,616 shares held by Energy Capital Partners II-A, LP ("ECP II-A"), (iii) 3,810,053 shares held by Energy Capital Partners II-B, LP ("ECP II-B"), (iv) 6,692,716 shares held by Energy Capital Partners II-C (Direct IP), LP ("ECP II-C"), (v) 4,484,480 shares held by Energy Capital Partners II-D, LP ("ECP II-D"), and (vi) 3,558,021 shares held by Energy Capital Partners II (Midland Co-Invest), LP ("ECP Co-Invest"). Each of ECP II, ECP II-A, ECP II-B, ECP II-C and ECP II-D is managed by its general partner, Energy Capital Partners GP II, LP. Energy Capital Partners GP II, LP is managed by its general partner, Energy Capital Partners II, LLC ("Energy Capital Partners"). ECP Co-Invest is managed by its general partner, Energy Capital Partners GP II Co-Investment (Midland), LLC, which is managed by its sole member, Energy Capital Partners.

F2 · ownership.nature: As a result, each of Energy Capital Partners GP II, LP and Energy Capital Partners may be deemed to share beneficial ownership of the shares held by ECP II, ECP II-A, ECP II-B, ECP II-C and ECP II-D, and each of Energy Capital Partners GP II Co-Investment (Midland), LLC and Energy Capital Partners may be deemed to share beneficial ownership over the shares held by ECP Co-Invest. Douglas W. Kimmelman, Peter Labbat, Thomas K. Lane, Tyler Reeder and Andrew D. Singer are the managing members of, and Rahman D'Argenio is a partner of, Energy Capital Partners and share the power to direct the voting and disposition of the shares beneficially owned by Energy Capital Partners. Each such individual disclaims beneficial ownership of such shares except to the extent of their pecuniary interest therein.

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March 22, 2017 Filed Jun 6, 2017 17:02 UTC Amendment
Redman Dale JackieDirector · CEO
GrantCommon Stock 372,335 $0.00 $0.00
Disclosure

SEC source: 0001680247-17-000028 · wf-form4a_149678292561690.xml · nonDerivative · entry 1

Redman Dale Jackie · CIK 0001700738 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 910,575

F1 · security: Originally reported as a transaction in a derivative security, this amendment is filed to recategorize as a non-derivative transaction.

F2 · price: Represents restricted stock units which will vest in full on March 22, 2018.

Read SEC document
March 16, 2017 Filed Mar 20, 2017 16:36 UTC GrantStock Options · Derivative 119,988 $0.00 Strike: $14.00 $0.00
Disclosure

SEC source: 0001104659-17-018073 · a4.xml · derivative · entry 1

Smith Jeffrey Donald · CIK 0001700680 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,988

Underlying: Common Stock · 119,988 shares

Expires 2027-03-16

F1 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 16, 2018.

Read SEC document
March 16, 2017 Filed Mar 20, 2017 16:34 UTC
Redman Dale JackieDirector · CEO
GrantStock Options · Derivative 119,988 $0.00 Strike: $14.00 $0.00
Disclosure

SEC source: 0001104659-17-018068 · a4.xml · derivative · entry 1

Redman Dale Jackie · CIK 0001700738 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,988

Underlying: Common Stock · 119,988 shares

Expires 2027-03-16

F1 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 16, 2018.

Read SEC document
March 16, 2017 Filed Mar 20, 2017 20:37 UTC Exercise / conversionStock Options · Derivative 113,097 $0.00 Strike: $3.96 $0.00
Disclosure

SEC source: 0001104659-17-018075 · a4.xml · derivative · entry 3

Armour Spencer D III · CIK 0001399885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 586,755

Underlying: Common Stock · 113,097 shares

Expires 2023-06-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents stock options which have vested or will vest in four equal annual installments beginning on June 14, 2014.

Read SEC document
March 16, 2017 Filed Mar 20, 2017 20:37 UTC Tax withholdingCommon Stock 31,991 $14.00 $447,874.00
Disclosure

SEC source: 0001104659-17-018075 · a4.xml · nonDerivative · entry 2

Armour Spencer D III · CIK 0001399885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,106

Read SEC document
March 16, 2017 Filed Mar 20, 2017 20:37 UTC Exercise / conversionCommon Stock 113,097 $3.96 $447,864.12
Disclosure

SEC source: 0001104659-17-018075 · a4.xml · nonDerivative · entry 1

Armour Spencer D III · CIK 0001399885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,097

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2017 Filed Mar 20, 2017 16:35 UTC Exercise / conversionStock Options · Derivative 113,097 $0.00 Strike: $3.96 $0.00
Disclosure

SEC source: 0001104659-17-018071 · a4.xml · derivative · entry 4

SLEDGE DAVID W · CIK 0001232886 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 586,755

Underlying: Common Stock · 113,097 shares

Expires 2023-06-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents stock options which have vested or will vest in four equal annual installments beginning on June 14, 2014.

Read SEC document
March 16, 2017 Filed Mar 20, 2017 16:35 UTC GrantStock Options · Derivative 119,988 $0.00 Strike: $14.00 $0.00
Disclosure

SEC source: 0001104659-17-018071 · a4.xml · derivative · entry 3

SLEDGE DAVID W · CIK 0001232886 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,988

Underlying: Common Stock · 119,988 shares

Expires 2027-03-16

F1 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 16, 2018.

Read SEC document
March 16, 2017 Filed Mar 20, 2017 16:35 UTC Tax withholdingCommon Stock 31,991 $14.00 $447,874.00
Disclosure

SEC source: 0001104659-17-018071 · a4.xml · nonDerivative · entry 2

SLEDGE DAVID W · CIK 0001232886 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,106

Read SEC document
March 16, 2017 Filed Mar 20, 2017 16:35 UTC Exercise / conversionCommon Stock 113,097 $3.96 $447,864.12
Disclosure

SEC source: 0001104659-17-018071 · a4.xml · nonDerivative · entry 1

SLEDGE DAVID W · CIK 0001232886 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,097

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2017 Filed Mar 20, 2017 20:34 UTC
Howell Mark ChristopherGeneral Counsel and Secretary
GrantStock Options · Derivative 21,750 $0.00 Strike: $14.00 $0.00
Disclosure

SEC source: 0001104659-17-018069 · a4.xml · derivative · entry 1

Howell Mark Christopher · CIK 0001700732 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,750

Underlying: Common Stock · 21,750 shares

Expires 2027-03-16

F1 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 16, 2018.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.