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PUMP

ProPetro Holding Corp.

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4739
SEC CIK
0001680247
Parsed reports
445

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202602
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 24, 2020 Filed Apr 28, 2020 20:23 UTC GrantRestricted Stock Units · Derivative 32,336 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-052417 · a4.xml · derivative · entry 1

Armour Spencer D III · CIK 0001399885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,214

Underlying: Common Stock · 32,336 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of the stockholders in 2021 and April 24, 2021.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of the stockholders in 2021 and April 24, 2021.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of the stockholders in 2021 and April 24, 2021.

Read SEC document
April 24, 2020 Filed Apr 28, 2020 20:23 UTC
MOORE JACK BDirector
GrantRestricted Stock Units · Derivative 32,336 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-052413 · a4.xml · derivative · entry 1

MOORE JACK B · CIK 0001235129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,214

Underlying: Common Stock · 32,336 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of the stockholders in 2021 and April 24, 2021.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of the stockholders in 2021 and April 24, 2021.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of the stockholders in 2021 and April 24, 2021.

Read SEC document
April 24, 2020 Filed Apr 28, 2020 20:23 UTC
Vion MicheleDirector
GrantRestricted Stock Units · Derivative 32,336 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-052415 · a4.xml · derivative · entry 1

Choka Michele Vion · CIK 0001337904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,573

Underlying: Common Stock · 32,336 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of the stockholders in 2021 and April 24, 2021.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of the stockholders in 2021 and April 24, 2021.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of the stockholders in 2021 and April 24, 2021.

Read SEC document
April 24, 2020 Filed Apr 28, 2020 20:23 UTC GrantRestricted Stock Units · Derivative 32,336 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-052416 · a4.xml · derivative · entry 1

BEST ANTHONY JAMES · CIK 0001364843 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,214

Underlying: Common Stock · 32,336 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of the stockholders in 2021 and April 24, 2021.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of the stockholders in 2021 and April 24, 2021.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of the stockholders in 2021 and April 24, 2021.

Read SEC document
April 24, 2020 Filed Apr 28, 2020 20:22 UTC GrantRestricted Stock Units · Derivative 32,336 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-052411 · a4.xml · derivative · entry 1

Blackwell Pryor · CIK 0001725553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,214

Underlying: Common Stock · 32,336 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of the stockholders in 2021 and April 24, 2021.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of the stockholders in 2021 and April 24, 2021.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of the stockholders in 2021 and April 24, 2021.

Read SEC document
April 24, 2020 Filed Apr 28, 2020 20:22 UTC GrantRestricted Stock Units · Derivative 32,336 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-052410 · a4.xml · derivative · entry 1

Douglas Alan Eugene · CIK 0001700687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,214

Underlying: Common Stock · 32,336 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of the stockholders in 2021 and April 24, 2021.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of the stockholders in 2021 and April 24, 2021.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of the stockholders in 2021 and April 24, 2021.

Read SEC document
April 18, 2020 Filed Apr 21, 2020 01:33 UTC
Munoz AdamSenior VP of Operations
Exercise / conversionRestricted Stock Units · Derivative 2,722 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-048884 · a4.xml · derivative · entry 3

Munoz Adam · CIK 0001806538 · Senior VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,241

Underlying: Common Stock · 2,722 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

F4 · derivative.exercise_date: On April 18, 2018, the reporting person was granted 8,165 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On April 18, 2018, the reporting person was granted 8,165 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
April 18, 2020 Filed Apr 21, 2020 01:33 UTC
Munoz AdamSenior VP of Operations
Tax withholdingCommon Stock 663 $3.50 $2,320.50
Disclosure

SEC source: 0001104659-20-048884 · a4.xml · nonDerivative · entry 2

Munoz Adam · CIK 0001806538 · Senior VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,404

F3 · shares: Reflects shares of Common Stock withheld to satisfy taxes payable in connection with the vesting and settlement of previously awarded RSUs.

Read SEC document
April 18, 2020 Filed Apr 21, 2020 01:33 UTC
Munoz AdamSenior VP of Operations
Exercise / conversionCommon Stock 2,722 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-048884 · a4.xml · nonDerivative · entry 1

Munoz Adam · CIK 0001806538 · Senior VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,067

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of common stock of the Issuer ("Common Stock") delivered upon vesting and settlement of previously awarded restricted stock units ("RSUs").

F2 · price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

Read SEC document
April 18, 2020 Filed Apr 20, 2020 21:33 UTC
Sledge Samuel DChief Strategy & Admin Officer
Exercise / conversionRestricted Stock Units · Derivative 1,638 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-048882 · a4.xml · derivative · entry 3

Sledge Samuel D · CIK 0001806544 · Chief Strategy & Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,092

Underlying: Common Stock · 1,638 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

F4 · derivative.exercise_date: On April 18, 2018, the reporting person was granted 4,913 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On April 18, 2018, the reporting person was granted 4,913 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
April 18, 2020 Filed Apr 20, 2020 21:33 UTC
Sledge Samuel DChief Strategy & Admin Officer
Tax withholdingCommon Stock 399 $3.50 $1,396.50
Disclosure

SEC source: 0001104659-20-048882 · a4.xml · nonDerivative · entry 2

Sledge Samuel D · CIK 0001806544 · Chief Strategy & Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,250

F3 · shares: Reflects shares of Common Stock withheld to satisfy taxes payable in connection with the vesting and settlement of previously awarded RSUs.

Read SEC document
April 18, 2020 Filed Apr 20, 2020 21:33 UTC
Sledge Samuel DChief Strategy & Admin Officer
Exercise / conversionCommon Stock 1,638 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-048882 · a4.xml · nonDerivative · entry 1

Sledge Samuel D · CIK 0001806544 · Chief Strategy & Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,649

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of common stock of the Issuer ("Common Stock") granted upon vesting and settlement of previously awarded restricted stock units ("RSUs").

F2 · price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

Read SEC document
April 18, 2020 Filed Apr 20, 2020 21:34 UTC Exercise / conversionRestricted Stock Units · Derivative 8,671 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-048885 · a4.xml · derivative · entry 3

SLEDGE DAVID W · CIK 0001232886 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,008

Underlying: Common Stock · 8,671 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

F4 · derivative.exercise_date: On April 18, 2018, the reporting person was granted 26,012 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On April 18, 2018, the reporting person was granted 26,012 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
April 18, 2020 Filed Apr 20, 2020 21:34 UTC Tax withholdingCommon Stock 2,112 $3.50 $7,392.00
Disclosure

SEC source: 0001104659-20-048885 · a4.xml · nonDerivative · entry 2

SLEDGE DAVID W · CIK 0001232886 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,451

F3 · shares: Reflects shares of Common Stock withheld to satisfy taxes payable in connection with the vesting and settlement of previously awarded RSUs.

Read SEC document
April 18, 2020 Filed Apr 20, 2020 21:34 UTC Exercise / conversionCommon Stock 8,671 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-048885 · a4.xml · nonDerivative · entry 1

SLEDGE DAVID W · CIK 0001232886 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of common stock of the Issuer ("Common Stock") delivered upon vesting and settlement of previously awarded restricted stock units ("RSUs").

F2 · price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

Read SEC document
April 18, 2020 Filed Apr 21, 2020 01:33 UTC
Omavuezi EloChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 1,270 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-048883 · a4.xml · derivative · entry 3

Omavuezi Elo · CIK 0001790601 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,554

Underlying: Common Stock · 1,270 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

F4 · derivative.exercise_date: On April 18, 2018, the reporting person was granted 3,810 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On April 18, 2018, the reporting person was granted 3,810 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
April 18, 2020 Filed Apr 21, 2020 01:33 UTC
Omavuezi EloChief Accounting Officer
Tax withholdingCommon Stock 298 $3.50 $1,043.00
Disclosure

SEC source: 0001104659-20-048883 · a4.xml · nonDerivative · entry 2

Omavuezi Elo · CIK 0001790601 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,597

F3 · shares: Reflects shares of Common Stock withheld to satisfy taxes payable in connection with the vesting and settlement of previously awarded RSUs.

Read SEC document
April 18, 2020 Filed Apr 21, 2020 01:33 UTC
Omavuezi EloChief Accounting Officer
Exercise / conversionCommon Stock 1,270 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-048883 · a4.xml · nonDerivative · entry 1

Omavuezi Elo · CIK 0001790601 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of common stock of the Issuer ("Common Stock") delivered upon vesting and settlement of previously awarded restricted stock units ("RSUs").

F2 · price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 16:20 UTC
Sledge Samuel DChief Strategy & Admin Officer
Exercise / conversionRestricted Stock Units · Derivative 1,666 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-036865 · a4.xml · derivative · entry 3

Sledge Samuel D · CIK 0001806544 · Chief Strategy & Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,730

Underlying: Common Stock · 1,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

F4 · derivative.exercise_date: On March 18, 2019, the reporting person was granted 5,000 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On March 18, 2019, the reporting person was granted 5,000 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 16:20 UTC
Sledge Samuel DChief Strategy & Admin Officer
Tax withholdingCommon Stock 406 $1.51 $613.06
Disclosure

SEC source: 0001104659-20-036865 · a4.xml · nonDerivative · entry 2

Sledge Samuel D · CIK 0001806544 · Chief Strategy & Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,011

F3 · shares: Reflects shares of Common Stock withheld to satisfy taxes payable in connection with the vesting and settlement of previously awarded RSUs.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 16:20 UTC
Sledge Samuel DChief Strategy & Admin Officer
Exercise / conversionCommon Stock 1,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-036865 · a4.xml · nonDerivative · entry 1

Sledge Samuel D · CIK 0001806544 · Chief Strategy & Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of common stock of the Issuer ("Common Stock") delivered upon vesting and settlement of previously awarded restricted stock units ("RSUs").

F2 · price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 20:20 UTC
Munoz AdamSenior VP of Operations
Exercise / conversionRestricted Stock Units · Derivative 2,941 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-036864 · a4.xml · derivative · entry 3

Munoz Adam · CIK 0001806538 · Senior VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,963

Underlying: Common Stock · 2,941 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

F4 · derivative.exercise_date: On March 18, 2019, the reporting person was granted 8,824 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On March 18, 2019, the reporting person was granted 8,824 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 20:20 UTC
Munoz AdamSenior VP of Operations
Tax withholdingCommon Stock 717 $1.51 $1,082.67
Disclosure

SEC source: 0001104659-20-036864 · a4.xml · nonDerivative · entry 2

Munoz Adam · CIK 0001806538 · Senior VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,345

F3 · shares: Reflects shares of Common Stock withheld to satisfy taxes payable in connection with the vesting and settlement of previously awarded RSUs.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 20:20 UTC
Munoz AdamSenior VP of Operations
Exercise / conversionCommon Stock 2,941 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-036864 · a4.xml · nonDerivative · entry 1

Munoz Adam · CIK 0001806538 · Senior VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,062

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of common stock of the Issuer ("Common Stock") delivered upon vesting and settlement of previously awarded restricted stock units ("RSUs").

F2 · price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 16:20 UTC Exercise / conversionRestricted Stock Units · Derivative 8,823 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-036866 · a4.xml · derivative · entry 3

SLEDGE DAVID W · CIK 0001232886 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,679

Underlying: Common Stock · 8,823 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

F4 · derivative.exercise_date: On March 18, 2019, the reporting person was granted 26,471 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On March 18, 2019, the reporting person was granted 26,471 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 16:20 UTC Tax withholdingCommon Stock 2,149 $1.51 $3,244.99
Disclosure

SEC source: 0001104659-20-036866 · a4.xml · nonDerivative · entry 2

SLEDGE DAVID W · CIK 0001232886 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,892

F3 · shares: Reflects shares of Common Stock withheld to satisfy taxes payable in connection with the vesting and settlement of previously awarded RSUs.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 16:20 UTC Exercise / conversionCommon Stock 8,823 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-036866 · a4.xml · nonDerivative · entry 1

SLEDGE DAVID W · CIK 0001232886 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,041

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of common stock of the Issuer ("Common Stock") delivered upon vesting and settlement of previously awarded restricted stock units ("RSUs").

F2 · price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 20:20 UTC
Omavuezi EloChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 1,176 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-036863 · a4.xml · derivative · entry 3

Omavuezi Elo · CIK 0001790601 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,824

Underlying: Common Stock · 1,176 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

F4 · derivative.exercise_date: On March 18, 2019, the reporting person was granted 3,529 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On March 18, 2019, the reporting person was granted 3,529 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 20:20 UTC
Omavuezi EloChief Accounting Officer
Tax withholdingCommon Stock 276 $1.51 $416.76
Disclosure

SEC source: 0001104659-20-036863 · a4.xml · nonDerivative · entry 2

Omavuezi Elo · CIK 0001790601 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,625

F3 · shares: Reflects shares of Common Stock withheld to satisfy taxes payable in connection with the vesting and settlement of previously awarded RSUs.

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March 18, 2020 Filed Mar 20, 2020 20:20 UTC
Omavuezi EloChief Accounting Officer
Exercise / conversionCommon Stock 1,176 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-036863 · a4.xml · nonDerivative · entry 1

Omavuezi Elo · CIK 0001790601 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,901

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of common stock of the Issuer ("Common Stock") delivered upon vesting and settlement of previously awarded restricted stock units ("RSUs").

F2 · price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

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March 13, 2020 Filed Mar 17, 2020 16:22 UTC
Sledge Samuel DChief Strategy & Admin Officer
GrantRestricted Stock Units · Derivative 31,914 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-034747 · a4.xml · derivative · entry 1

Sledge Samuel D · CIK 0001806544 · Chief Strategy & Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,396

Underlying: Common Stock · 31,914 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in three substantially equal annual installments commencing on March 13, 2021.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in three substantially equal annual installments commencing on March 13, 2021.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in three substantially equal annual installments commencing on March 13, 2021.

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March 13, 2020 Filed Mar 17, 2020 20:23 UTC
Munoz AdamSenior VP of Operations
GrantRestricted Stock Units · Derivative 31,914 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-034750 · a4.xml · derivative · entry 1

Munoz Adam · CIK 0001806538 · Senior VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,904

Underlying: Common Stock · 31,914 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in three substantially equal annual installments commencing on March 13, 2021.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in three substantially equal annual installments commencing on March 13, 2021.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in three substantially equal annual installments commencing on March 13, 2021.

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March 13, 2020 Filed Mar 17, 2020 20:21 UTC
GOBE PHILLIP ADirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 234,042 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-034744 · a4.xml · derivative · entry 1

GOBE PHILLIP A · CIK 0001216483 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,298

Underlying: Common Stock · 234,042 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in three substantially equal annual installments commencing on March 13, 2021.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in three substantially equal annual installments commencing on March 13, 2021.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in three substantially equal annual installments commencing on March 13, 2021.

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February 11, 2020 Filed Feb 13, 2020 16:23 UTC
Smith Jeffrey DonaldChief Administrative Officer
GrantRestricted Stock Units · Derivative 31,347 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-020205 · a4.xml · derivative · entry 4

Smith Jeffrey Donald · CIK 0001700680 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,099

Underlying: Common Stock · 31,347 shares

Expires not disclosed

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in three substantially equal annual installments commencing on February 11, 2021.

F4 · derivative.exercise_date: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in three substantially equal annual installments commencing on February 11, 2021.

F4 · derivative.expiration_date: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in three substantially equal annual installments commencing on February 11, 2021.

F5 · balance_after: Includes 57,752 RSUs previously reported as Common Stock in Table I but now reported in Table II.

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February 11, 2020 Filed Feb 13, 2020 16:23 UTC
Smith Jeffrey DonaldChief Administrative Officer
Exercise / conversionPerformance Stock Units · Derivative 27,214 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-020205 · a4.xml · derivative · entry 3

Smith Jeffrey Donald · CIK 0001700680 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,314

Underlying: Common Stock · 27,214 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects shares of common stock of the Issuer ("Common Stock") granted upon settlement of previously awarded performance stock units ("PSUs"), which were settled based on the Issuer's achievement of target performance goals with respect to total shareholder return relative to the Issuer's peer group for the performance period ended December 31, 2019.

F1 · price: Reflects shares of common stock of the Issuer ("Common Stock") granted upon settlement of previously awarded performance stock units ("PSUs"), which were settled based on the Issuer's achievement of target performance goals with respect to total shareholder return relative to the Issuer's peer group for the performance period ended December 31, 2019.

F1 · derivative.exercise_date: Reflects shares of common stock of the Issuer ("Common Stock") granted upon settlement of previously awarded performance stock units ("PSUs"), which were settled based on the Issuer's achievement of target performance goals with respect to total shareholder return relative to the Issuer's peer group for the performance period ended December 31, 2019.

F1 · derivative.expiration_date: Reflects shares of common stock of the Issuer ("Common Stock") granted upon settlement of previously awarded performance stock units ("PSUs"), which were settled based on the Issuer's achievement of target performance goals with respect to total shareholder return relative to the Issuer's peer group for the performance period ended December 31, 2019.

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February 11, 2020 Filed Feb 13, 2020 16:23 UTC
Smith Jeffrey DonaldChief Administrative Officer
Tax withholdingCommon Stock 8,148 $9.57 $77,976.36
Disclosure

SEC source: 0001104659-20-020205 · a4.xml · nonDerivative · entry 2

Smith Jeffrey Donald · CIK 0001700680 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,824

F3 · shares: Reflects shares of Common Stock withheld to satisfy taxes payable in connection with the vesting and settlement of previously awarded PSUs.

F2 · balance_after: Reduced by 57,752 restricted stock units ("RSUs") previously reported as Common Stock in Table I but now reported in Table II.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 16:23 UTC
Smith Jeffrey DonaldChief Administrative Officer
Exercise / conversionCommon Stock 27,214 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-020205 · a4.xml · nonDerivative · entry 1

Smith Jeffrey Donald · CIK 0001700680 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,972

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects shares of common stock of the Issuer ("Common Stock") granted upon settlement of previously awarded performance stock units ("PSUs"), which were settled based on the Issuer's achievement of target performance goals with respect to total shareholder return relative to the Issuer's peer group for the performance period ended December 31, 2019.

F2 · balance_after: Reduced by 57,752 restricted stock units ("RSUs") previously reported as Common Stock in Table I but now reported in Table II.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 16:23 UTC
Redman Dale JackieDirector · CEO
GrantRestricted Stock Units · Derivative 83,594 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-020210 · a4.xml · derivative · entry 4

Redman Dale Jackie · CIK 0001700738 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,189

Underlying: Common Stock · 83,594 shares

Expires not disclosed

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in three substantially equal annual installments commencing on February 11, 2021.

F4 · derivative.exercise_date: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in three substantially equal annual installments commencing on February 11, 2021.

F4 · derivative.expiration_date: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in three substantially equal annual installments commencing on February 11, 2021.

F5 · balance_after: Includes 160,595 RSUs previously reported as Common Stock in Table I but now reported in Table II.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 16:23 UTC
Redman Dale JackieDirector · CEO
Exercise / conversionPerformance Stock Units · Derivative 72,569 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-020210 · a4.xml · derivative · entry 3

Redman Dale Jackie · CIK 0001700738 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,489

Underlying: Common Stock · 72,569 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects shares of common stock of the Issuer ("Common Stock") granted upon settlement of previously awarded performance stock units ("PSUs"), which were settled based on the Issuer's achievement of target performance goals with respect to total shareholder return relative to the Issuer's peer group for the performance period ended December 31, 2019.

F1 · price: Reflects shares of common stock of the Issuer ("Common Stock") granted upon settlement of previously awarded performance stock units ("PSUs"), which were settled based on the Issuer's achievement of target performance goals with respect to total shareholder return relative to the Issuer's peer group for the performance period ended December 31, 2019.

F1 · derivative.exercise_date: Reflects shares of common stock of the Issuer ("Common Stock") granted upon settlement of previously awarded performance stock units ("PSUs"), which were settled based on the Issuer's achievement of target performance goals with respect to total shareholder return relative to the Issuer's peer group for the performance period ended December 31, 2019.

F1 · derivative.expiration_date: Reflects shares of common stock of the Issuer ("Common Stock") granted upon settlement of previously awarded performance stock units ("PSUs"), which were settled based on the Issuer's achievement of target performance goals with respect to total shareholder return relative to the Issuer's peer group for the performance period ended December 31, 2019.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 16:23 UTC
Redman Dale JackieDirector · CEO
Tax withholdingCommon Stock 20,552 $9.57 $196,682.64
Disclosure

SEC source: 0001104659-20-020210 · a4.xml · nonDerivative · entry 2

Redman Dale Jackie · CIK 0001700738 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 479,894

F3 · shares: Reflects shares of Common Stock withheld to satisfy taxes payable in connection with the vesting and settlement of previously awarded PSUs.

F2 · balance_after: Reduced by 160,595 restricted stock units ("RSUs") previously reported as Common Stock in Table I but now reported in Table II.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 16:23 UTC
Redman Dale JackieDirector · CEO
Exercise / conversionCommon Stock 72,569 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-020210 · a4.xml · nonDerivative · entry 1

Redman Dale Jackie · CIK 0001700738 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects shares of common stock of the Issuer ("Common Stock") granted upon settlement of previously awarded performance stock units ("PSUs"), which were settled based on the Issuer's achievement of target performance goals with respect to total shareholder return relative to the Issuer's peer group for the performance period ended December 31, 2019.

F2 · balance_after: Reduced by 160,595 restricted stock units ("RSUs") previously reported as Common Stock in Table I but now reported in Table II.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 16:23 UTC GrantRestricted Stock Units · Derivative 37,617 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-020203 · a4.xml · derivative · entry 4

SLEDGE DAVID W · CIK 0001232886 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,502

Underlying: Common Stock · 37,617 shares

Expires not disclosed

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in three substantially equal annual installments commencing on February 11, 2021.

F4 · derivative.exercise_date: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in three substantially equal annual installments commencing on February 11, 2021.

F4 · derivative.expiration_date: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in three substantially equal annual installments commencing on February 11, 2021.

F5 · balance_after: Includes 52,885 RSUs previously reported as Common Stock in Table I but now reported in Table II.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 16:23 UTC Exercise / conversionPerformance Stock Units · Derivative 27,214 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-020203 · a4.xml · derivative · entry 3

SLEDGE DAVID W · CIK 0001232886 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,483

Underlying: Common Stock · 27,214 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects shares of common stock of the Issuer ("Common Stock") granted upon settlement of previously awarded performance stock units ("PSUs"), which were settled based on the Issuer's achievement of target performance goals with respect to total shareholder return relative to the Issuer's peer group for the performance period ended December 31, 2019.

F1 · price: Reflects shares of common stock of the Issuer ("Common Stock") granted upon settlement of previously awarded performance stock units ("PSUs"), which were settled based on the Issuer's achievement of target performance goals with respect to total shareholder return relative to the Issuer's peer group for the performance period ended December 31, 2019.

F1 · derivative.exercise_date: Reflects shares of common stock of the Issuer ("Common Stock") granted upon settlement of previously awarded performance stock units ("PSUs"), which were settled based on the Issuer's achievement of target performance goals with respect to total shareholder return relative to the Issuer's peer group for the performance period ended December 31, 2019.

F1 · derivative.expiration_date: Reflects shares of common stock of the Issuer ("Common Stock") granted upon settlement of previously awarded performance stock units ("PSUs"), which were settled based on the Issuer's achievement of target performance goals with respect to total shareholder return relative to the Issuer's peer group for the performance period ended December 31, 2019.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 16:23 UTC Tax withholdingCommon Stock 8,148 $9.57 $77,976.36
Disclosure

SEC source: 0001104659-20-020203 · a4.xml · nonDerivative · entry 2

SLEDGE DAVID W · CIK 0001232886 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,218

F3 · shares: Reflects shares of Common Stock withheld to satisfy taxes payable in connection with the vesting and settlement of previously awarded PSUs.

F2 · balance_after: Reduced by 52,885 restricted stock units ("RSUs") previously reported as Common Stock in Table I but now reported in Table II.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 16:23 UTC Exercise / conversionCommon Stock 27,214 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-020203 · a4.xml · nonDerivative · entry 1

SLEDGE DAVID W · CIK 0001232886 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,366

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects shares of common stock of the Issuer ("Common Stock") granted upon settlement of previously awarded performance stock units ("PSUs"), which were settled based on the Issuer's achievement of target performance goals with respect to total shareholder return relative to the Issuer's peer group for the performance period ended December 31, 2019.

F2 · balance_after: Reduced by 52,885 restricted stock units ("RSUs") previously reported as Common Stock in Table I but now reported in Table II.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:23 UTC GrantRestricted Stock Units · Derivative 41,797 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-020204 · a4.xml · derivative · entry 1

HOLDERNESS DARIN G · CIK 0001187965 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,349

Underlying: Common Stock · 41,797 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer or an amount of cash equal to the fair market value of one share of common stock of the Issuer. The RSUs will vest in three substantially equal annual installments commencing on February 11, 2021.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer or an amount of cash equal to the fair market value of one share of common stock of the Issuer. The RSUs will vest in three substantially equal annual installments commencing on February 11, 2021.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer or an amount of cash equal to the fair market value of one share of common stock of the Issuer. The RSUs will vest in three substantially equal annual installments commencing on February 11, 2021.

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February 11, 2020 Filed Feb 13, 2020 16:22 UTC
WILSON NEWTON W IIIGen Counsel & Corp. Secretary
GrantRestricted Stock Units · Derivative 22,988 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-020201 · a4.xml · derivative · entry 1

WILSON NEWTON W III · CIK 0001215010 · Gen Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,540

Underlying: Common Stock · 22,988 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer or an amount of cash equal to the fair market value of one share of common stock of the Issuer. The RSUs will vest in three substantially equal annual installments commencing on February 11, 2021.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer or an amount of cash equal to the fair market value of one share of common stock of the Issuer. The RSUs will vest in three substantially equal annual installments commencing on February 11, 2021.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer or an amount of cash equal to the fair market value of one share of common stock of the Issuer. The RSUs will vest in three substantially equal annual installments commencing on February 11, 2021.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:23 UTC
GOBE PHILLIP ADirector · Executive Chairman
GrantRestricted Stock Units · Derivative 41,797 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-020208 · a4.xml · derivative · entry 1

GOBE PHILLIP A · CIK 0001216483 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,256

Underlying: Common Stock · 41,797 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer or an amount of cash equal to the fair market value of one share of common stock of the Issuer. The RSUs will vest in three substantially equal annual installments commencing on February 11, 2021.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer or an amount of cash equal to the fair market value of one share of common stock of the Issuer. The RSUs will vest in three substantially equal annual installments commencing on February 11, 2021.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer or an amount of cash equal to the fair market value of one share of common stock of the Issuer. The RSUs will vest in three substantially equal annual installments commencing on February 11, 2021.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:23 UTC
Omavuezi EloChief Accounting Officer
GrantRestricted Stock Units · Derivative 6,269 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-020207 · a4.xml · derivative · entry 1

Omavuezi Elo · CIK 0001790601 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 6,269 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer or an amount of cash equal to the fair market value of one share of common stock of the Issuer. The RSUs will vest in three substantially equal annual installments commencing on February 11, 2021.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer or an amount of cash equal to the fair market value of one share of common stock of the Issuer. The RSUs will vest in three substantially equal annual installments commencing on February 11, 2021.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer or an amount of cash equal to the fair market value of one share of common stock of the Issuer. The RSUs will vest in three substantially equal annual installments commencing on February 11, 2021.

Read SEC document
February 01, 2020 Filed Feb 3, 2020 21:20 UTC
Vion MicheleDirector
GrantRestricted Stock Units · Derivative 5,237 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-009777 · a4.xml · derivative · entry 1

Choka Michele Vion · CIK 0001337904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,237

Underlying: Common Stock · 5,237 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer or an amount of cash equal to the fair market value of one share of common stock of the Issuer. The RSUs will vest in full upon the earlier to occur of the Issuer's next annual meeting of stockholders or February 1, 2021.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer or an amount of cash equal to the fair market value of one share of common stock of the Issuer. The RSUs will vest in full upon the earlier to occur of the Issuer's next annual meeting of stockholders or February 1, 2021.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer or an amount of cash equal to the fair market value of one share of common stock of the Issuer. The RSUs will vest in full upon the earlier to occur of the Issuer's next annual meeting of stockholders or February 1, 2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.