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NYSE · USD

PUMP

ProPetro Holding Corp.

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4739
SEC CIK
0001680247
Parsed reports
445

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202602
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 04, 2022 Filed Jan 5, 2022 21:15 UTC Exercise / conversionCommon Stock 32,931 $3.96 $130,406.76
Disclosure

SEC source: 0001104659-22-001473 · tm221826-1_4seq1.xml · nonDerivative · entry 1

Armour Spencer D III · CIK 0001399885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2021 Filed Dec 8, 2021 21:15 UTC Exercise / conversionStock Options · Derivative 32,931 $0.00 Strike: $3.96 $0.00
Disclosure

SEC source: 0001104659-21-147633 · tm2134883-1_4seq1.xml · derivative · entry 3

Armour Spencer D III · CIK 0001399885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,360

Underlying: Common Stock · 32,931 shares

Expires 2023-06-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents stock options that vested in four equal annual installments beginning on June 14, 2014.

Read SEC document
December 07, 2021 Filed Dec 8, 2021 21:15 UTC SaleCommon Stock 32,931 $8.81 $290,122.11
Disclosure

SEC source: 0001104659-21-147633 · tm2134883-1_4seq1.xml · nonDerivative · entry 2

Armour Spencer D III · CIK 0001399885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,515

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.685 to $8.93, inclusive.The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
December 07, 2021 Filed Dec 8, 2021 21:15 UTC Exercise / conversionCommon Stock 32,931 $3.96 $130,406.76
Disclosure

SEC source: 0001104659-21-147633 · tm2134883-1_4seq1.xml · nonDerivative · entry 1

Armour Spencer D III · CIK 0001399885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 20:16 UTC Exercise / conversionStock Options · Derivative 32,931 $0.00 Strike: $3.96 $0.00
Disclosure

SEC source: 0001104659-21-134392 · tm2131922-1_4seq1.xml · derivative · entry 3

Armour Spencer D III · CIK 0001399885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,291

Underlying: Common Stock · 32,931 shares

Expires 2023-06-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents stock options that vested in four equal annual installments beginning on June 14, 2014.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 20:16 UTC SaleCommon Stock 32,931 $9.44 $310,868.64
Disclosure

SEC source: 0001104659-21-134392 · tm2131922-1_4seq1.xml · nonDerivative · entry 2

Armour Spencer D III · CIK 0001399885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,515

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.33 to $9.54, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 20:16 UTC Exercise / conversionCommon Stock 32,931 $3.96 $130,406.76
Disclosure

SEC source: 0001104659-21-134392 · tm2131922-1_4seq1.xml · nonDerivative · entry 1

Armour Spencer D III · CIK 0001399885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 13, 2021 Filed Oct 14, 2021 16:48 UTC
SCHORLEMER DAVID SCOTTChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 9,070 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-126273 · tm2129522-5_4seq1.xml · derivative · entry 3

SCHORLEMER DAVID SCOTT · CIK 0001694614 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,081

Underlying: Common Stock · 9,070 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

F4 · derivative.exercise_date: On October 13, 2020, the reporting person was granted 27,210 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On October 13, 2020, the reporting person was granted 27,210 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
October 13, 2021 Filed Oct 14, 2021 16:48 UTC
SCHORLEMER DAVID SCOTTChief Financial Officer
Tax withholdingCommon Stock 2,209 $10.22 $22,575.98
Disclosure

SEC source: 0001104659-21-126273 · tm2129522-5_4seq1.xml · nonDerivative · entry 2

SCHORLEMER DAVID SCOTT · CIK 0001694614 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,861

F3 · shares: Reflects shares of Common Stock withheld to satisfy taxes payable in connection with the vesting and settlement of previously awarded RSUs

Read SEC document
October 13, 2021 Filed Oct 14, 2021 16:48 UTC
SCHORLEMER DAVID SCOTTChief Financial Officer
Exercise / conversionCommon Stock 9,070 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-126273 · tm2129522-5_4seq1.xml · nonDerivative · entry 1

SCHORLEMER DAVID SCOTT · CIK 0001694614 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,070

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of common stock of the Issuer ("Common Stock") delivered upon vesting and settlement of previously awarded restricted stock units ("RSUs").

F2 · price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

Read SEC document
October 07, 2021 Filed Oct 12, 2021 16:09 UTC
WILSON NEWTON W IIIGen Counsel & Corp. Secretary
Exercise / conversionRestricted Stock Units · Derivative 4,851 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-125312 · tm2129522-3_4seq1.xml · derivative · entry 3

WILSON NEWTON W III · CIK 0001215010 · Gen Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,118

Underlying: Common Stock · 4,851 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

F4 · derivative.exercise_date: On October 7, 2019, the reporting person was granted 14,552 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On October 7, 2019, the reporting person was granted 14,552 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
October 07, 2021 Filed Oct 12, 2021 16:09 UTC
WILSON NEWTON W IIIGen Counsel & Corp. Secretary
Tax withholdingCommon Stock 1,182 $9.82 $11,607.24
Disclosure

SEC source: 0001104659-21-125312 · tm2129522-3_4seq1.xml · nonDerivative · entry 2

WILSON NEWTON W III · CIK 0001215010 · Gen Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,728

F3 · shares: Reflects shares of Common Stock withheld to satisfy taxes payable in connection with the vesting and settlement of previously awarded RSUs.

Read SEC document
October 07, 2021 Filed Oct 12, 2021 16:09 UTC
WILSON NEWTON W IIIGen Counsel & Corp. Secretary
Exercise / conversionCommon Stock 4,851 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-125312 · tm2129522-3_4seq1.xml · nonDerivative · entry 1

WILSON NEWTON W III · CIK 0001215010 · Gen Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,910

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of common stock of the Issuer ("Common Stock") delivered upon vesting and settlement of previously awarded restricted stock units ("RSUs").

F2 · price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

Read SEC document
October 07, 2021 Filed Oct 12, 2021 20:10 UTC
GOBE PHILLIP ADirector · Executive Chairman
Exercise / conversionRestricted Stock Units · Derivative 3,092 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-125315 · tm2129522-4_4seq1.xml · derivative · entry 3

GOBE PHILLIP A · CIK 0001216483 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,564

Underlying: Common Stock · 3,092 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

F4 · derivative.exercise_date: On October 7, 2019, the reporting person was granted 9,277 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On October 7, 2019, the reporting person was granted 9,277 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
October 07, 2021 Filed Oct 12, 2021 20:10 UTC
GOBE PHILLIP ADirector · Executive Chairman
Tax withholdingCommon Stock 1,217 $9.82 $11,950.94
Disclosure

SEC source: 0001104659-21-125315 · tm2129522-4_4seq1.xml · nonDerivative · entry 2

GOBE PHILLIP A · CIK 0001216483 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,046

F3 · shares: Reflects shares of Common Stock withheld to satisfy taxes payable in connection with the vesting and settlement of previously awarded RSUs.

Read SEC document
October 07, 2021 Filed Oct 12, 2021 20:10 UTC
GOBE PHILLIP ADirector · Executive Chairman
Exercise / conversionCommon Stock 3,092 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-125315 · tm2129522-4_4seq1.xml · nonDerivative · entry 1

GOBE PHILLIP A · CIK 0001216483 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of common stock of the Issuer ("Common Stock") delivered upon vesting and settlement of previously awarded restricted stock units ("RSUs").

F2 · price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

Read SEC document
October 07, 2021 Filed Oct 12, 2021 20:08 UTC
Omavuezi EloChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 194 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-125310 · tm2129522-2_4seq1.xml · derivative · entry 3

Omavuezi Elo · CIK 0001790601 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,740

Underlying: Common Stock · 194 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

F4 · derivative.exercise_date: On October 7, 2019, the reporting person was granted 582 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On October 7, 2019, the reporting person was granted 582 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
October 07, 2021 Filed Oct 12, 2021 20:08 UTC
Omavuezi EloChief Accounting Officer
Tax withholdingCommon Stock 48 $9.82 $471.36
Disclosure

SEC source: 0001104659-21-125310 · tm2129522-2_4seq1.xml · nonDerivative · entry 2

Omavuezi Elo · CIK 0001790601 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,724

F3 · shares: Reflects shares of Common Stock withheld to satisfy taxes payable in connection with the vesting and settlement of previously awarded RSUs.

Read SEC document
October 07, 2021 Filed Oct 12, 2021 20:08 UTC
Omavuezi EloChief Accounting Officer
Exercise / conversionCommon Stock 194 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-125310 · tm2129522-2_4seq1.xml · nonDerivative · entry 1

Omavuezi Elo · CIK 0001790601 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of common stock of the Issuer ("Common Stock") delivered upon vesting and settlement of previously awarded restricted stock units ("RSUs").

F2 · price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

Read SEC document
October 05, 2021 Filed Oct 7, 2021 20:16 UTC Exercise / conversionStock Options · Derivative 98,793 $0.00 Strike: $3.96 $0.00
Disclosure

SEC source: 0001104659-21-124177 · tm2129522-1_4seq1.xml · derivative · entry 3

Armour Spencer D III · CIK 0001399885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,222

Underlying: Common Stock · 98,793 shares

Expires 2023-06-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents stock options that vested in four equal annual installments beginning on June 14, 2014.

Read SEC document
October 05, 2021 Filed Oct 7, 2021 20:16 UTC SaleCommon Stock 98,793 $9.97 $984,966.21
Disclosure

SEC source: 0001104659-21-124177 · tm2129522-1_4seq1.xml · nonDerivative · entry 2

Armour Spencer D III · CIK 0001399885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,515

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.68 to $10.31, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
October 05, 2021 Filed Oct 7, 2021 20:16 UTC Exercise / conversionCommon Stock 98,793 $3.96 $391,220.28
Disclosure

SEC source: 0001104659-21-124177 · tm2129522-1_4seq1.xml · nonDerivative · entry 1

Armour Spencer D III · CIK 0001399885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,308

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2021 Filed Sep 1, 2021 20:36 UTC
Munoz AdamPresident and COO
GrantRestricted Stock Units · Derivative 12,919 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-112050 · tm2126801-1_4seq1.xml · derivative · entry 1

Munoz Adam · CIK 0001806538 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,174

Underlying: Common Stock · 12,919 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in three substantially equal annual installments commencing on August 31, 2022.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in three substantially equal annual installments commencing on August 31, 2022.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in three substantially equal annual installments commencing on August 31, 2022.

Read SEC document
August 31, 2021 Filed Sep 1, 2021 16:38 UTC
Sledge Samuel DDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 51,679 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-112051 · tm2126801-2_4seq1.xml · derivative · entry 1

Sledge Samuel D · CIK 0001806544 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,019

Underlying: Common Stock · 51,679 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in three substantially equal annual installments commencing on August 31, 2022.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in three substantially equal annual installments commencing on August 31, 2022.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in three substantially equal annual installments commencing on August 31, 2022.

Read SEC document
July 06, 2021 Filed Jul 7, 2021 20:32 UTC Exercise / conversionStock Options · Derivative 32,931 $0.00 Strike: $3.96 $0.00
Disclosure

SEC source: 0001104659-21-089805 · tm2121655-1_4seq1.xml · derivative · entry 3

Armour Spencer D III · CIK 0001399885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,015

Underlying: Common Stock · 32,931 shares

Expires 2023-06-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents stock options that vested in four equal annual installments beginning on June 14, 2014.

Read SEC document
July 06, 2021 Filed Jul 7, 2021 20:32 UTC SaleCommon Stock 32,931 $8.90 $293,085.90
Disclosure

SEC source: 0001104659-21-089805 · tm2121655-1_4seq1.xml · nonDerivative · entry 2

Armour Spencer D III · CIK 0001399885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,515

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.68 to $9.44, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
July 06, 2021 Filed Jul 7, 2021 20:32 UTC Exercise / conversionCommon Stock 32,931 $3.96 $130,406.76
Disclosure

SEC source: 0001104659-21-089805 · tm2121655-1_4seq1.xml · nonDerivative · entry 1

Armour Spencer D III · CIK 0001399885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 20:32 UTC Exercise / conversionStock Options · Derivative 32,931 $0.00 Strike: $3.96 $0.00
Disclosure

SEC source: 0001104659-21-075781 · tm2118312-1_4seq1.xml · derivative · entry 3

Armour Spencer D III · CIK 0001399885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,946

Underlying: Common Stock · 32,931 shares

Expires 2023-06-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents stock options that vested in four equal annual installments beginning on June 14, 2014.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 20:32 UTC SaleCommon Stock 32,931 $10.46 $344,458.26
Disclosure

SEC source: 0001104659-21-075781 · tm2118312-1_4seq1.xml · nonDerivative · entry 2

Armour Spencer D III · CIK 0001399885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,515

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.17 to $10.65, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 20:32 UTC Exercise / conversionCommon Stock 32,931 $3.96 $130,406.76
Disclosure

SEC source: 0001104659-21-075781 · tm2118312-1_4seq1.xml · nonDerivative · entry 1

Armour Spencer D III · CIK 0001399885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2021 Filed May 20, 2021 20:21 UTC GrantRestricted Stock Units · Derivative 13,384 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-069917 · tm2116842-7_4seq1.xml · derivative · entry 1

Armour Spencer D III · CIK 0001399885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,384

Underlying: Common Stock · 13,384 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of stockholders in 2022 and May 18, 2022.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of stockholders in 2022 and May 18, 2022.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of stockholders in 2022 and May 18, 2022.

Read SEC document
May 18, 2021 Filed May 20, 2021 20:17 UTC
MOORE JACK BDirector
GrantRestricted Stock Units · Derivative 13,384 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-069909 · tm2116842-4_4seq1.xml · derivative · entry 1

MOORE JACK B · CIK 0001235129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,384

Underlying: Common Stock · 13,384 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of stockholders in 2022 and May 18, 2022.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of stockholders in 2022 and May 18, 2022.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of stockholders in 2022 and May 18, 2022.

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May 18, 2021 Filed May 20, 2021 20:19 UTC
Vion MicheleDirector
GrantRestricted Stock Units · Derivative 13,384 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-069912 · tm2116842-6_4seq1.xml · derivative · entry 1

Vion Michele · CIK 0001337904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,384

Underlying: Common Stock · 13,384 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of stockholders in 2022 and May 18, 2022.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of stockholders in 2022 and May 18, 2022.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of stockholders in 2022 and May 18, 2022.

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May 18, 2021 Filed May 20, 2021 20:16 UTC GrantRestricted Stock Units · Derivative 13,384 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-069900 · tm2116842-2_4seq1.xml · derivative · entry 1

BEST ANTHONY JAMES · CIK 0001364843 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,384

Underlying: Common Stock · 13,384 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of stockholders in 2022 and May 18, 2022.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of stockholders in 2022 and May 18, 2022.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of stockholders in 2022 and May 18, 2022.

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May 18, 2021 Filed May 20, 2021 20:19 UTC GrantRestricted Stock Units · Derivative 13,384 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-069911 · tm2116842-5_4seq1.xml · derivative · entry 1

Lawrence G Larry · CIK 0001385056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,384

Underlying: Common Stock · 13,384 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of stockholders in 2022 and May 18, 2022.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of stockholders in 2022 and May 18, 2022.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of stockholders in 2022 and May 18, 2022.

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May 18, 2021 Filed May 20, 2021 20:15 UTC GrantRestricted Stock Units · Derivative 13,384 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-069902 · tm2116842-3_4seq1.xml · derivative · entry 1

Douglas Alan Eugene · CIK 0001700687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,384

Underlying: Common Stock · 13,384 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of stockholders in 2022 and May 18, 2022.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of stockholders in 2022 and May 18, 2022.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of stockholders in 2022 and May 18, 2022.

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May 16, 2021 Filed May 18, 2021 20:25 UTC Exercise / conversionRestricted Stock Units · Derivative 15,392 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-068859 · tm2116842-1_4seq1.xml · derivative · entry 2

Lawrence G Larry · CIK 0001385056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,392 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

F3 · derivative.exercise_date: On December 17, 2020, the reporting person was granted 15,392 RSUs, vesting in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of stockholders in 2021 and December 17, 2021.

F3 · derivative.expiration_date: On December 17, 2020, the reporting person was granted 15,392 RSUs, vesting in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of stockholders in 2021 and December 17, 2021.

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May 16, 2021 Filed May 18, 2021 20:25 UTC Exercise / conversionCommon Stock 15,392 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-068859 · tm2116842-1_4seq1.xml · nonDerivative · entry 1

Lawrence G Larry · CIK 0001385056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,392

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of common stock of the Issuer ("Common Stock") delivered upon vesting and settlement of previously awarded restricted stock units ("RSUs").

F2 · price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

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May 04, 2021 Filed May 5, 2021 20:44 UTC Exercise / conversionStock Options · Derivative 32,931 $0.00 Strike: $3.96 $0.00
Disclosure

SEC source: 0001104659-21-061784 · tm2115297d1_4seq1.xml · derivative · entry 3

Armour Spencer D III · CIK 0001399885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,877

Underlying: Common Stock · 32,931 shares

Expires 2023-06-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents stock options that vested in four equal annual installments beginning on June 14, 2014.

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May 04, 2021 Filed May 5, 2021 20:44 UTC SaleCommon Stock 32,931 $10.43 $343,470.33
Disclosure

SEC source: 0001104659-21-061784 · tm2115297d1_4seq1.xml · nonDerivative · entry 2

Armour Spencer D III · CIK 0001399885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,515

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.22 to $10.78, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

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May 04, 2021 Filed May 5, 2021 20:44 UTC Exercise / conversionCommon Stock 32,931 $3.96 $130,406.76
Disclosure

SEC source: 0001104659-21-061784 · tm2115297d1_4seq1.xml · nonDerivative · entry 1

Armour Spencer D III · CIK 0001399885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 24, 2021 Filed Apr 27, 2021 20:18 UTC Exercise / conversionRestricted Stock Units · Derivative 32,336 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-055620 · tm2114270-1_4seq1.xml · derivative · entry 2

Armour Spencer D III · CIK 0001399885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,336 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

F3 · derivative.exercise_date: On April 24, 2020, the reporting person was granted 32,336 RSUs, vesting in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of stockholders in 2021 and April 24, 2021.

F3 · derivative.expiration_date: On April 24, 2020, the reporting person was granted 32,336 RSUs, vesting in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of stockholders in 2021 and April 24, 2021.

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April 24, 2021 Filed Apr 27, 2021 20:18 UTC Exercise / conversionCommon Stock 32,336 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-055620 · tm2114270-1_4seq1.xml · nonDerivative · entry 1

Armour Spencer D III · CIK 0001399885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,515

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of common stock of the Issuer ("Common Stock") delivered upon vesting and settlement of previously awarded restricted stock units ("RSUs").

F2 · price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

Read SEC document
April 24, 2021 Filed Apr 27, 2021 20:18 UTC
MOORE JACK BDirector
Exercise / conversionRestricted Stock Units · Derivative 32,336 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-055623 · tm2114270-2_4seq1.xml · derivative · entry 2

MOORE JACK B · CIK 0001235129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,336 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

F3 · derivative.exercise_date: On April 24, 2020, the reporting person was granted 32,336 RSUs, vesting in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of stockholders in 2021 and April 24, 2021.

F3 · derivative.expiration_date: On April 24, 2020, the reporting person was granted 32,336 RSUs, vesting in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of stockholders in 2021 and April 24, 2021.

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April 24, 2021 Filed Apr 27, 2021 20:18 UTC
MOORE JACK BDirector
Exercise / conversionCommon Stock 32,336 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-055623 · tm2114270-2_4seq1.xml · nonDerivative · entry 1

MOORE JACK B · CIK 0001235129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,515

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of common stock of the Issuer ("Common Stock") delivered upon vesting and settlement of previously awarded restricted stock units ("RSUs").

F2 · price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

Read SEC document
April 24, 2021 Filed Apr 27, 2021 20:21 UTC
Vion MicheleDirector
Exercise / conversionRestricted Stock Units · Derivative 32,336 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-055628 · tm2114270d4_4.xml · derivative · entry 2

Vion Michele · CIK 0001337904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,336 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

F3 · derivative.exercise_date: On April 24, 2020, the reporting person was granted 32,336 RSUs, vesting in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of stockholders in 2021 and April 24, 2021.

F3 · derivative.expiration_date: On April 24, 2020, the reporting person was granted 32,336 RSUs, vesting in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of stockholders in 2021 and April 24, 2021.

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April 24, 2021 Filed Apr 27, 2021 20:21 UTC
Vion MicheleDirector
Exercise / conversionCommon Stock 32,336 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-055628 · tm2114270d4_4.xml · nonDerivative · entry 1

Vion Michele · CIK 0001337904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,573

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of common stock of the Issuer ("Common Stock") delivered upon vesting and settlement of previously awarded restricted stock units ("RSUs").

F2 · price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

Read SEC document
April 24, 2021 Filed Apr 27, 2021 20:20 UTC Exercise / conversionRestricted Stock Units · Derivative 32,336 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-055627 · tm2114270d3_4seq1.xml · derivative · entry 2

BEST ANTHONY JAMES · CIK 0001364843 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,336 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

F3 · derivative.exercise_date: On April 24, 2020, the reporting person was granted 32,336 RSUs, vesting in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of stockholders in 2021 and April 24, 2021.

F3 · derivative.expiration_date: On April 24, 2020, the reporting person was granted 32,336 RSUs, vesting in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of stockholders in 2021 and April 24, 2021.

Read SEC document
April 24, 2021 Filed Apr 27, 2021 20:20 UTC Exercise / conversionCommon Stock 32,336 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-055627 · tm2114270d3_4seq1.xml · nonDerivative · entry 1

BEST ANTHONY JAMES · CIK 0001364843 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,363

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of common stock of the Issuer ("Common Stock") delivered upon vesting and settlement of previously awarded restricted stock units ("RSUs").

F2 · price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

Read SEC document
April 24, 2021 Filed Apr 27, 2021 20:21 UTC Exercise / conversionRestricted Stock Units · Derivative 32,336 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-055630 · tm2114270-5_4seq1.xml · derivative · entry 2

Douglas Alan Eugene · CIK 0001700687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,336 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

F3 · derivative.exercise_date: On April 24, 2020, the reporting person was granted 32,336 RSUs, vesting in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of stockholders in 2021 and April 24, 2021.

F3 · derivative.expiration_date: On April 24, 2020, the reporting person was granted 32,336 RSUs, vesting in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of stockholders in 2021 and April 24, 2021.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.