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PUMP

ProPetro Holding Corp.

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4739
SEC CIK
0001680247
Parsed reports
445

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202602
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 17, 2022 Filed Feb 22, 2022 16:33 UTC
Sledge Samuel DDirector · Chief Executive Officer
Exercise / conversionCommon Stock 9,553 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-025667 · tm225300-14_4seq1.xml · nonDerivative · entry 1

Sledge Samuel D · CIK 0001806544 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,391

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of common stock of the Issuer ("Common Stock") delivered upon vesting and settlement of previously awarded restricted stock units ("RSUs").

F2 · price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 16:39 UTC
SCHORLEMER DAVID SCOTTChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 13,647 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-025677 · tm225300-18_4seq1.xml · derivative · entry 3

SCHORLEMER DAVID SCOTT · CIK 0001694614 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,665

Underlying: Common Stock · 13,647 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

F4 · derivative.exercise_date: On February 17, 2021, the reporting person was granted 40,941 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On February 17, 2021, the reporting person was granted 40,941 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 16:39 UTC
SCHORLEMER DAVID SCOTTChief Financial Officer
Tax withholdingCommon Stock 3,683 $12.52 $46,111.16
Disclosure

SEC source: 0001104659-22-025677 · tm225300-18_4seq1.xml · nonDerivative · entry 2

SCHORLEMER DAVID SCOTT · CIK 0001694614 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,825

F3 · shares: Reflects shares of Common Stock withheld to satisfy taxes payable in connection with the vesting and settlement of previously awarded RSUs.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 16:39 UTC
SCHORLEMER DAVID SCOTTChief Financial Officer
Exercise / conversionCommon Stock 13,647 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-025677 · tm225300-18_4seq1.xml · nonDerivative · entry 1

SCHORLEMER DAVID SCOTT · CIK 0001694614 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,508

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of common stock of the Issuer ("Common Stock") delivered upon vesting and settlement of previously awarded restricted stock units ("RSUs").

F2 · price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 16:32 UTC
WILSON NEWTON W IIIGen. Counsel & Corp. Secretary
Exercise / conversionRestricted Stock Units · Derivative 13,647 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-025666 · tm225300-15_4seq1.xml · derivative · entry 3

WILSON NEWTON W III · CIK 0001215010 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 13,647 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

F4 · derivative.exercise_date: On February 17, 2021, the reporting person was granted 40,941 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On February 17, 2021, the reporting person was granted 40,941 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 16:32 UTC
WILSON NEWTON W IIIGen. Counsel & Corp. Secretary
Tax withholdingCommon Stock 3,324 $12.52 $41,616.48
Disclosure

SEC source: 0001104659-22-025666 · tm225300-15_4seq1.xml · nonDerivative · entry 2

WILSON NEWTON W III · CIK 0001215010 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,478

F3 · shares: Reflects shares of Common Stock withheld to satisfy taxes payable in connection with the vesting and settlement of previously awarded RSUs.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 16:32 UTC
WILSON NEWTON W IIIGen. Counsel & Corp. Secretary
Exercise / conversionCommon Stock 13,647 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-025666 · tm225300-15_4seq1.xml · nonDerivative · entry 1

WILSON NEWTON W III · CIK 0001215010 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,802

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of common stock of the Issuer ("Common Stock") delivered upon vesting and settlement of previously awarded restricted stock units ("RSUs").

F2 · price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 21:38 UTC
GOBE PHILLIP ADirector · Executive Chairman
Exercise / conversionRestricted Stock Units · Derivative 51,859 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-025676 · tm225300-17_4seq1.xml · derivative · entry 3

GOBE PHILLIP A · CIK 0001216483 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,773

Underlying: Common Stock · 51,859 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

F4 · derivative.exercise_date: On February 17, 2021, the reporting person was granted 155,578 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On February 17, 2021, the reporting person was granted 155,578 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 21:38 UTC
GOBE PHILLIP ADirector · Executive Chairman
Tax withholdingCommon Stock 20,407 $12.52 $255,495.64
Disclosure

SEC source: 0001104659-22-025676 · tm225300-17_4seq1.xml · nonDerivative · entry 2

GOBE PHILLIP A · CIK 0001216483 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,251

F3 · shares: Reflects shares of Common Stock withheld to satisfy taxes payable in connection with the vesting and settlement of previously awarded RSUs.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 21:38 UTC
GOBE PHILLIP ADirector · Executive Chairman
Exercise / conversionCommon Stock 51,859 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-025676 · tm225300-17_4seq1.xml · nonDerivative · entry 1

GOBE PHILLIP A · CIK 0001216483 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,658

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of common stock of the Issuer ("Common Stock") delivered upon vesting and settlement of previously awarded restricted stock units ("RSUs").

F2 · price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 21:37 UTC
Omavuezi EloChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 2,729 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-025674 · tm225300-16_4seq1.xml · derivative · entry 3

Omavuezi Elo · CIK 0001790601 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,969

Underlying: Common Stock · 2,729 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

F4 · derivative.exercise_date: On February 17, 2021, the reporting person was granted 8,188 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On February 17, 2021, the reporting person was granted 8,188 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 21:37 UTC
Omavuezi EloChief Accounting Officer
Tax withholdingCommon Stock 810 $12.52 $10,141.20
Disclosure

SEC source: 0001104659-22-025674 · tm225300-16_4seq1.xml · nonDerivative · entry 2

Omavuezi Elo · CIK 0001790601 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,522

F3 · shares: Reflects shares of Common Stock withheld to satisfy taxes payable in connection with the vesting and settlement of previously awarded RSUs.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 21:37 UTC
Omavuezi EloChief Accounting Officer
Exercise / conversionCommon Stock 2,729 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-025674 · tm225300-16_4seq1.xml · nonDerivative · entry 1

Omavuezi Elo · CIK 0001790601 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of common stock of the Issuer ("Common Stock") delivered upon vesting and settlement of previously awarded restricted stock units ("RSUs").

F2 · price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

Read SEC document
February 16, 2022 Filed Feb 17, 2022 23:28 UTC
Munoz AdamPresident and COO
GrantRestricted Stock Units · Derivative 68,327 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-024817 · tm225300-7_4seq1.xml · derivative · entry 3

Munoz Adam · CIK 0001806538 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,501

Underlying: Common Stock · 68,327 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in three substantially equal annual installments commencing on February 16, 2023.

F2 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in three substantially equal annual installments commencing on February 16, 2023.

F2 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in three substantially equal annual installments commencing on February 16, 2023.

Read SEC document
February 16, 2022 Filed Feb 17, 2022 18:30 UTC
Sledge Samuel DDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 100,482 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-024818 · tm225300-8_4seq1.xml · derivative · entry 3

Sledge Samuel D · CIK 0001806544 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,133

Underlying: Common Stock · 100,482 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in three substantially equal annual installments commencing on February 16, 2023.

F2 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in three substantially equal annual installments commencing on February 16, 2023.

F2 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in three substantially equal annual installments commencing on February 16, 2023.

Read SEC document
February 16, 2022 Filed Feb 17, 2022 18:33 UTC
SCHORLEMER DAVID SCOTTChief Financial Officer
GrantRestricted Stock Units · Derivative 48,231 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-024822 · tm225300-12_4seq1.xml · derivative · entry 1

SCHORLEMER DAVID SCOTT · CIK 0001694614 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,312

Underlying: Common Stock · 48,231 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in three substantially equal annual installments commencing on February 16, 2023.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in three substantially equal annual installments commencing on February 16, 2023.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in three substantially equal annual installments commencing on February 16, 2023.

Read SEC document
February 16, 2022 Filed Feb 17, 2022 18:32 UTC
WILSON NEWTON W IIIGen. Counsel & Corp. Secretary
GrantRestricted Stock Units · Derivative 40,192 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-024821 · tm225300-10_4seq1.xml · derivative · entry 3

WILSON NEWTON W III · CIK 0001215010 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,647

Underlying: Common Stock · 40,192 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in three substantially equal annual installments commencing on February 16, 2023.

F2 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in three substantially equal annual installments commencing on February 16, 2023.

F2 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in three substantially equal annual installments commencing on February 16, 2023.

Read SEC document
February 16, 2022 Filed Feb 17, 2022 23:31 UTC
Omavuezi EloChief Accounting Officer
GrantRestricted Stock Units · Derivative 10,048 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-024819 · tm225300-9_4seq1.xml · derivative · entry 3

Omavuezi Elo · CIK 0001790601 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,698

Underlying: Common Stock · 10,048 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in three substantially equal annual installments commencing on February 16, 2023.

F2 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in three substantially equal annual installments commencing on February 16, 2023.

F2 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in three substantially equal annual installments commencing on February 16, 2023.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 23:28 UTC
Munoz AdamPresident and COO
Tax withholdingCommon Stock 2,231 $12.51 $27,909.81
Disclosure

SEC source: 0001104659-22-024817 · tm225300-7_4seq1.xml · nonDerivative · entry 2

Munoz Adam · CIK 0001806538 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,381

F1 · shares: Reflects shares of common stock of the Issuer withheld to satisfy taxes payable in connection with the vesting and settlement of previously awarded performance stock units.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 23:28 UTC
Munoz AdamPresident and COO
GrantCommon Stock 8,824 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-024817 · tm225300-7_4seq1.xml · nonDerivative · entry 1

Munoz Adam · CIK 0001806538 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,612

Read SEC document
February 15, 2022 Filed Feb 17, 2022 18:30 UTC
Sledge Samuel DDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,477 $12.51 $18,477.27
Disclosure

SEC source: 0001104659-22-024818 · tm225300-8_4seq1.xml · nonDerivative · entry 2

Sledge Samuel D · CIK 0001806544 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,838

F1 · shares: Reflects shares of common stock of the Issuer withheld to satisfy taxes payable in connection with the vesting and settlement of previously awarded performance stock units.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 18:30 UTC
Sledge Samuel DDirector · Chief Executive Officer
GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-024818 · tm225300-8_4seq1.xml · nonDerivative · entry 1

Sledge Samuel D · CIK 0001806544 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,315

Read SEC document
February 15, 2022 Filed Feb 17, 2022 18:32 UTC
WILSON NEWTON W IIIGen. Counsel & Corp. Secretary
Tax withholdingCommon Stock 3,515 $12.51 $43,972.65
Disclosure

SEC source: 0001104659-22-024821 · tm225300-10_4seq1.xml · nonDerivative · entry 2

WILSON NEWTON W III · CIK 0001215010 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,155

F1 · shares: Reflects shares of common stock of the Issuer withheld to satisfy taxes payable in connection with the vesting and settlement of previously awarded performance stock units.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 18:32 UTC
WILSON NEWTON W IIIGen. Counsel & Corp. Secretary
GrantCommon Stock 14,552 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-024821 · tm225300-10_4seq1.xml · nonDerivative · entry 1

WILSON NEWTON W III · CIK 0001215010 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,670

Read SEC document
February 15, 2022 Filed Feb 17, 2022 23:27 UTC
GOBE PHILLIP ADirector · Executive Chairman
Tax withholdingCommon Stock 3,651 $12.51 $45,674.01
Disclosure

SEC source: 0001104659-22-024816 · tm225300-11_4seq1.xml · nonDerivative · entry 2

GOBE PHILLIP A · CIK 0001216483 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,799

F1 · shares: Reflects shares of common stock of the Issuer withheld to satisfy taxes payable in connection with the vesting and settlement of previously awarded performance stock units.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 23:27 UTC
GOBE PHILLIP ADirector · Executive Chairman
GrantCommon Stock 9,277 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-024816 · tm225300-11_4seq1.xml · nonDerivative · entry 1

GOBE PHILLIP A · CIK 0001216483 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,450

Read SEC document
February 15, 2022 Filed Feb 17, 2022 23:31 UTC
Omavuezi EloChief Accounting Officer
Tax withholdingCommon Stock 173 $12.51 $2,164.23
Disclosure

SEC source: 0001104659-22-024819 · tm225300-9_4seq1.xml · nonDerivative · entry 2

Omavuezi Elo · CIK 0001790601 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,603

F1 · shares: Reflects shares of common stock of the Issuer withheld to satisfy taxes payable in connection with the vesting and settlement of previously awarded performance stock units.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 23:31 UTC
Omavuezi EloChief Accounting Officer
GrantCommon Stock 582 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-024819 · tm225300-9_4seq1.xml · nonDerivative · entry 1

Omavuezi Elo · CIK 0001790601 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,776

Read SEC document
February 11, 2022 Filed Feb 15, 2022 16:22 UTC
Sledge Samuel DDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 2,368 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-023808 · tm225300-6_4seq1.xml · derivative · entry 3

Sledge Samuel D · CIK 0001806544 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,651

Underlying: Common Stock · 2,368 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

F4 · derivative.exercise_date: On February 11, 2020, the reporting person was granted 7,105 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On February 11, 2020, the reporting person was granted 7,105 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 16:22 UTC
Sledge Samuel DDirector · Chief Executive Officer
Tax withholdingCommon Stock 703 $12.55 $8,822.65
Disclosure

SEC source: 0001104659-22-023808 · tm225300-6_4seq1.xml · nonDerivative · entry 2

Sledge Samuel D · CIK 0001806544 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,315

F3 · shares: Reflects shares of Common Stock withheld to satisfy taxes payable in connection with the vesting and settlement of previously awarded RSUs.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 16:22 UTC
Sledge Samuel DDirector · Chief Executive Officer
Exercise / conversionCommon Stock 2,368 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-023808 · tm225300-6_4seq1.xml · nonDerivative · entry 1

Sledge Samuel D · CIK 0001806544 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of common stock of the Issuer ("Common Stock") delivered upon vesting and settlement of previously awarded restricted stock units ("RSUs").

F2 · price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 21:19 UTC
Munoz AdamPresident and COO
Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-023801 · tm225300-2_4seq1.xml · derivative · entry 3

Munoz Adam · CIK 0001806538 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,174

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

F4 · derivative.exercise_date: On February 11, 2020, the reporting person was granted 15,000 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On February 11, 2020, the reporting person was granted 15,000 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

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February 11, 2022 Filed Feb 15, 2022 21:19 UTC
Munoz AdamPresident and COO
Tax withholdingCommon Stock 1,483 $12.55 $18,611.65
Disclosure

SEC source: 0001104659-22-023801 · tm225300-2_4seq1.xml · nonDerivative · entry 2

Munoz Adam · CIK 0001806538 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,788

F3 · shares: Reflects shares of Common Stock withheld to satisfy taxes payable in connection with the vesting and settlement of previously awarded RSUs.

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February 11, 2022 Filed Feb 15, 2022 21:19 UTC
Munoz AdamPresident and COO
Exercise / conversionCommon Stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-023801 · tm225300-2_4seq1.xml · nonDerivative · entry 1

Munoz Adam · CIK 0001806538 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,271

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of common stock of the Issuer ("Common Stock") delivered upon vesting and settlement of previously awarded restricted stock units ("RSUs").

F2 · price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

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February 11, 2022 Filed Feb 15, 2022 16:22 UTC
WILSON NEWTON W IIIGen Counsel & Corp Secretary
Exercise / conversionRestricted Stock Units · Derivative 7,663 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-023806 · tm225300-5_4seq1.xml · derivative · entry 3

WILSON NEWTON W III · CIK 0001215010 · Gen Counsel & Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,455

Underlying: Common Stock · 7,663 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

F4 · derivative.exercise_date: On February 11, 2020, the reporting person was granted 22,988 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On February 11, 2020, the reporting person was granted 22,988 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

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February 11, 2022 Filed Feb 15, 2022 16:22 UTC
WILSON NEWTON W IIIGen Counsel & Corp Secretary
Tax withholdingCommon Stock 2,273 $12.55 $28,526.15
Disclosure

SEC source: 0001104659-22-023806 · tm225300-5_4seq1.xml · nonDerivative · entry 2

WILSON NEWTON W III · CIK 0001215010 · Gen Counsel & Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,118

F3 · shares: Reflects shares of Common Stock withheld to satisfy taxes payable in connection with the vesting and settlement of previously awarded RSUs.

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February 11, 2022 Filed Feb 15, 2022 16:22 UTC
WILSON NEWTON W IIIGen Counsel & Corp Secretary
Exercise / conversionCommon Stock 7,663 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-023806 · tm225300-5_4seq1.xml · nonDerivative · entry 1

WILSON NEWTON W III · CIK 0001215010 · Gen Counsel & Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,391

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of common stock of the Issuer ("Common Stock") delivered upon vesting and settlement of previously awarded restricted stock units ("RSUs").

F2 · price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

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February 11, 2022 Filed Feb 15, 2022 21:21 UTC
GOBE PHILLIP ADirector · Executive Chairman
Exercise / conversionRestricted Stock Units · Derivative 13,932 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-023803 · tm225300-4_4seq1.xml · derivative · entry 3

GOBE PHILLIP A · CIK 0001216483 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,632

Underlying: Common Stock · 13,932 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

F4 · derivative.exercise_date: On February 11, 2020, the reporting person was granted 41,797 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On February 11, 2020, the reporting person was granted 41,797 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

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February 11, 2022 Filed Feb 15, 2022 21:21 UTC
GOBE PHILLIP ADirector · Executive Chairman
Tax withholdingCommon Stock 5,805 $12.55 $72,852.75
Disclosure

SEC source: 0001104659-22-023803 · tm225300-4_4seq1.xml · nonDerivative · entry 2

GOBE PHILLIP A · CIK 0001216483 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,173

F3 · shares: Reflects shares of Common Stock withheld to satisfy taxes payable in connection with the vesting and settlement of previously awarded RSUs.

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February 11, 2022 Filed Feb 15, 2022 21:21 UTC
GOBE PHILLIP ADirector · Executive Chairman
Exercise / conversionCommon Stock 13,932 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-023803 · tm225300-4_4seq1.xml · nonDerivative · entry 1

GOBE PHILLIP A · CIK 0001216483 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of common stock of the Issuer ("Common Stock") delivered upon vesting and settlement of previously awarded restricted stock units ("RSUs").

F2 · price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

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February 11, 2022 Filed Feb 15, 2022 21:20 UTC
Omavuezi EloChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 2,090 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-023802 · tm225300-3_4seq1.xml · derivative · entry 3

Omavuezi Elo · CIK 0001790601 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,650

Underlying: Common Stock · 2,090 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

F4 · derivative.exercise_date: On February 11, 2020, the reporting person was granted 6,269 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On February 11, 2020, the reporting person was granted 6,269 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

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February 11, 2022 Filed Feb 15, 2022 21:20 UTC
Omavuezi EloChief Accounting Officer
Tax withholdingCommon Stock 620 $12.55 $7,781.00
Disclosure

SEC source: 0001104659-22-023802 · tm225300-3_4seq1.xml · nonDerivative · entry 2

Omavuezi Elo · CIK 0001790601 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,194

F3 · shares: Reflects shares of Common Stock withheld to satisfy taxes payable in connection with the vesting and settlement of previously awarded RSUs.

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February 11, 2022 Filed Feb 15, 2022 21:20 UTC
Omavuezi EloChief Accounting Officer
Exercise / conversionCommon Stock 2,090 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-023802 · tm225300-3_4seq1.xml · nonDerivative · entry 1

Omavuezi Elo · CIK 0001790601 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of common stock of the Issuer ("Common Stock") delivered upon vesting and settlement of previously awarded restricted stock units ("RSUs").

F2 · price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

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February 01, 2022 Filed Feb 3, 2022 01:13 UTC Exercise / conversionStock Options · Derivative 502 $0.00 Strike: $2.25 $0.00
Disclosure

SEC source: 0001104659-22-011029 · tm225300-1_4seq1.xml · derivative · entry 5

Armour Spencer D III · CIK 0001399885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,517

Underlying: Common Stock · 502 shares

Expires 2026-06-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents stock options that vested in full in connection with the closing of the Issuer's initial public offering on March 22, 2017.

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February 01, 2022 Filed Feb 3, 2022 01:13 UTC Exercise / conversionStock Options · Derivative 32,429 $0.00 Strike: $3.96 $0.00
Disclosure

SEC source: 0001104659-22-011029 · tm225300-1_4seq1.xml · derivative · entry 4

Armour Spencer D III · CIK 0001399885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,429 shares

Expires 2023-06-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents stock options that vested in four equal annual installments beginning on June 14, 2014.

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February 01, 2022 Filed Feb 3, 2022 01:13 UTC SaleCommon Stock 32,931 $10.86 $357,630.66
Disclosure

SEC source: 0001104659-22-011029 · tm225300-1_4seq1.xml · nonDerivative · entry 3

Armour Spencer D III · CIK 0001399885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,515

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.30 to $10.98, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

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February 01, 2022 Filed Feb 3, 2022 01:13 UTC Exercise / conversionCommon Stock 502 $2.25 $1,129.50
Disclosure

SEC source: 0001104659-22-011029 · tm225300-1_4seq1.xml · nonDerivative · entry 2

Armour Spencer D III · CIK 0001399885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 01:13 UTC Exercise / conversionCommon Stock 32,429 $3.96 $128,418.84
Disclosure

SEC source: 0001104659-22-011029 · tm225300-1_4seq1.xml · nonDerivative · entry 1

Armour Spencer D III · CIK 0001399885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,944

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2022 Filed Jan 5, 2022 21:15 UTC Exercise / conversionStock Options · Derivative 32,931 $0.00 Strike: $3.96 $0.00
Disclosure

SEC source: 0001104659-22-001473 · tm221826-1_4seq1.xml · derivative · entry 3

Armour Spencer D III · CIK 0001399885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,429

Underlying: Common Stock · 32,931 shares

Expires 2023-06-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents stock options that vested in four equal annual installments beginning on June 14, 2014.

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January 04, 2022 Filed Jan 5, 2022 21:15 UTC SaleCommon Stock 32,931 $9.27 $305,270.37
Disclosure

SEC source: 0001104659-22-001473 · tm221826-1_4seq1.xml · nonDerivative · entry 2

Armour Spencer D III · CIK 0001399885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,515

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.72 to $9.39, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.