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Petros Pharmaceuticals, Inc.

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8730
SEC CIK
0001815903
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67

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 29, 2021 Filed Nov 30, 2021 14:49 UTC
SHULMAN JOHN DDirector · 10% owner
PurchaseWarrant · Derivative 375,000 $0.00 Strike: $3.50 $0.00
Disclosure

SEC source: 0001104659-21-144901 · tm2134252-1_4.xml · derivative · entry 2

SHULMAN JOHN D · CIK 0001208886 · Director · 10% owner

JCP III SM AIV, L.P. · CIK 0001835386 · 10% owner

METP Holdings LLC · CIK 0001836319 · 10% owner

Juggernaut Partners III GP, L.P. · CIK 0001835421 · 10% owner

Juggernaut Partners III GP, Ltd. · CIK 0001835433 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 375,000

Underlying: Common Stock · 375,000 shares

Expires 2026-12-02

F1 · ownership.nature: See Note (1) in Exhibit 99.1.

Read SEC document
November 29, 2021 Filed Nov 30, 2021 14:49 UTC
SHULMAN JOHN DDirector · 10% owner
PurchaseCommon Stock, par value $0.0001 per share 500,000 $3.00 $1,500,000.00
Disclosure

SEC source: 0001104659-21-144901 · tm2134252-1_4.xml · nonDerivative · entry 1

SHULMAN JOHN D · CIK 0001208886 · Director · 10% owner

JCP III SM AIV, L.P. · CIK 0001835386 · 10% owner

METP Holdings LLC · CIK 0001836319 · 10% owner

Juggernaut Partners III GP, L.P. · CIK 0001835421 · 10% owner

Juggernaut Partners III GP, Ltd. · CIK 0001835433 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,557,771

F1 · balance_after: See Note (1) in Exhibit 99.1.

F1 · ownership.nature: See Note (1) in Exhibit 99.1.

Read SEC document
October 18, 2021 Filed Oct 21, 2021 08:47 UTC
SHULMAN JOHN DDirector · 10% owner
PurchaseWarrant · Derivative 1,661,807 $0.00 Strike: $1.72 $0.00
Disclosure

SEC source: 0001567619-21-018515 · doc1.xml · derivative · entry 2

SHULMAN JOHN D · CIK 0001208886 · Director · 10% owner

JCP III SM AIV, L.P. · CIK 0001835386 · 10% owner

METP Holdings LLC · CIK 0001836319 · 10% owner

Juggernaut Partners III GP, L.P. · CIK 0001835421 · 10% owner

Juggernaut Partners III GP, Ltd. · CIK 0001835433 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,661,807

Underlying: Common Stock · 1,661,807 shares

Expires 2026-10-18

F1 · ownership.nature: See Note (1) in Exhibit 99.1.

Read SEC document
October 18, 2021 Filed Oct 21, 2021 08:47 UTC
SHULMAN JOHN DDirector · 10% owner
PurchaseCommon Stock, par value $0.0001 per share 1,661,807 $1.72 $2,849,999.01
Disclosure

SEC source: 0001567619-21-018515 · doc1.xml · nonDerivative · entry 1

SHULMAN JOHN D · CIK 0001208886 · Director · 10% owner

JCP III SM AIV, L.P. · CIK 0001835386 · 10% owner

METP Holdings LLC · CIK 0001836319 · 10% owner

Juggernaut Partners III GP, L.P. · CIK 0001835421 · 10% owner

Juggernaut Partners III GP, Ltd. · CIK 0001835433 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,057,771

F1 · balance_after: See Note (1) in Exhibit 99.1.

F2 · balance_after: Includes 185,414 shares of Common Stock previously held of record by Metuchen Therapeutics, LLC ("MT") that were received by JCP III SM AIV, L.P. as a liquidating distribution. In prior reports, the reporting persons beneficially owned the 185,414 previously held by MT.

F1 · ownership.nature: See Note (1) in Exhibit 99.1.

Read SEC document
May 11, 2021 Filed Aug 5, 2021 22:02 UTC
Arnold MitchellPrin. Acct. Off/Prin. Fin. Off
GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $3.21 $0.00
Disclosure

SEC source: 0001567619-21-014526 · doc1.xml · derivative · entry 1

Arnold Mitchell · CIK 0001841497 · Prin. Acct. Off/Prin. Fin. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2031-05-11

F1 · derivative.exercise_date: The shares of common stock underlying the options vested 30% on the date of grant, 30% shall vest upon the first annual anniversary of the date of grant and 40% shall vest upon the second annual anniversary of the date of grant.

Read SEC document
May 11, 2021 Filed Aug 5, 2021 22:01 UTC
Gesek AndrewPresident, Timm Medical
GrantStock Option (right to buy) · Derivative 75,000 $0.00 Strike: $3.21 $0.00
Disclosure

SEC source: 0001567619-21-014525 · doc1.xml · derivative · entry 1

Gesek Andrew · CIK 0001833990 · President, Timm Medical

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2031-05-11

F1 · derivative.exercise_date: The shares of common stock underlying the options vested 30% on the date of grant, 30% shall vest upon the first annual anniversary of the date of grant and 40% shall vest upon the second annual anniversary of the date of grant.

Read SEC document
April 08, 2021 Filed Apr 9, 2021 20:17 UTC GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $3.18 $0.00
Disclosure

SEC source: 0001567619-21-007865 · doc1.xml · derivative · entry 1

WALKER WAYNE REMELL · CIK 0001428761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2031-04-08

F1 · derivative.exercise_date: The shares of common stock underlying the options vested 25% on the date of grant, 25% shall vest upon the six-month anniversary of the date of grant and the remainder shall vest in equal installments over the following four fiscal quarters.

Read SEC document
April 08, 2021 Filed Apr 9, 2021 20:16 UTC
Bradley GregDirector
GrantStock Options (right to buy) · Derivative 50,000 $0.00 Strike: $3.18 $0.00
Disclosure

SEC source: 0001567619-21-007864 · doc1.xml · derivative · entry 1

Bradley Greg · CIK 0001833504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2031-04-08

F1 · derivative.exercise_date: The shares of common stock underlying the options vested 25% on the date of grant, 25% shall vest upon the six-month anniversary of the date of grant and the remainder shall vest in equal installments over the following four fiscal quarters.

Read SEC document
April 08, 2021 Filed Apr 9, 2021 20:16 UTC
SHULMAN JOHN DDirector · 10% owner
GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $3.18 $0.00
Disclosure

SEC source: 0001567619-21-007863 · doc1.xml · derivative · entry 1

SHULMAN JOHN D · CIK 0001208886 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2031-04-08

F1 · derivative.exercise_date: The shares of common stock underlying the options vested 25% on the date of grant, 25% shall vest upon the six-month anniversary of the date of grant and the remainder shall vest in equal installments over the following four fiscal quarters.

Read SEC document
April 08, 2021 Filed Apr 9, 2021 20:15 UTC GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $3.18 $0.00
Disclosure

SEC source: 0001567619-21-007862 · doc1.xml · derivative · entry 1

Bernstein Bruce · CIK 0001665472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2031-04-08

F1 · derivative.exercise_date: The shares of common stock underlying the options vested 25% on the date of grant, 25% shall vest upon the six-month anniversary of the date of grant and the remainder shall vest in equal installments over the following four fiscal quarters.

Read SEC document
April 08, 2021 Filed Apr 9, 2021 20:15 UTC GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $3.18 $0.00
Disclosure

SEC source: 0001567619-21-007861 · doc1.xml · derivative · entry 1

Silverman Joshua · CIK 0001524858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2031-04-08

F1 · derivative.exercise_date: The shares of common stock underlying the options vested 25% on the date of grant, 25% shall vest upon the six-month anniversary of the date of grant and the remainder shall vest in equal installments over the following four fiscal quarters.

Read SEC document
February 19, 2021 Filed Mar 2, 2021 00:16 UTC
Boctor FadyPres. & Chief Comm. Officer
GrantStock Options (right to buy) · Derivative 215,669 $0.00 Strike: $3.74 $0.00
Disclosure

SEC source: 0001567619-21-005214 · doc1.xml · derivative · entry 1

Boctor Fady · CIK 0001833394 · Pres. & Chief Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,669

Underlying: Common Stock · 215,669 shares

Expires 2031-02-19

F1 · derivative.exercise_date: The options vested 50% as of February 19, 2021, the date of grant, and the remainder vest in equal installments on the first and second annual anniversaries thereof.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 02:10 UTC GrantEmployee Stock Option (right to buy) · Derivative 20,000 Not disclosed Strike: $4.86 Not disclosed
Disclosure

SEC source: 0001104659-20-131729 · tm2037431-3_4.xml · derivative · entry 10

Silverman Joshua · CIK 0001524858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2030-11-24

F19 · price: Received in connection with the Transactions in exchange for a stock option to acquire 100,000 shares of Neurotrope common stock for $0.972 per share.

F18 · derivative.exercise_date: All shares subject to the option vested in connection with the Transactions.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 02:10 UTC GrantEmployee Stock Option (right to buy) · Derivative 2,000 Not disclosed Strike: $4.10 Not disclosed
Disclosure

SEC source: 0001104659-20-131729 · tm2037431-3_4.xml · derivative · entry 9

Silverman Joshua · CIK 0001524858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2030-03-20

F17 · price: Received in connection with the Transactions in exchange for a stock option to acquire 10,000 shares of Neurotrope common stock for $0.82 per share.

F16 · derivative.exercise_date: All shares subject to the option shall vest on March 20, 2021, subject to the Reporting Person continuing to provide service through each such date.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 02:10 UTC GrantEmployee Stock Option (right to buy) · Derivative 2,000 Not disclosed Strike: $20.30 Not disclosed
Disclosure

SEC source: 0001104659-20-131729 · tm2037431-3_4.xml · derivative · entry 8

Silverman Joshua · CIK 0001524858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2029-03-15

F15 · price: Received in connection with the Transactions in exchange for a stock option to acquire 10,000 shares of Neurotrope common stock for $4.06 per share.

F14 · derivative.exercise_date: All shares subject to the option are vested as of the date hereof.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 02:10 UTC GrantEmployee Stock Option (right to buy) · Derivative 30,000 Not disclosed Strike: $19.65 Not disclosed
Disclosure

SEC source: 0001104659-20-131729 · tm2037431-3_4.xml · derivative · entry 7

Silverman Joshua · CIK 0001524858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2029-01-22

F13 · price: Received in connection with the Transactions in exchange for a stock option to acquire 150,000 shares of Neurotrope common stock for $3.93 per share.

F12 · derivative.exercise_date: 28,125 shares subject to the option are vested as of the date hereof and the remaining shares subject to the option shall vest quarterly through January 22, 2021, subject to the Reporting Person continuing to provide service through each such date.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 02:10 UTC GrantEmployee Stock Option (right to buy) · Derivative 2,000 Not disclosed Strike: $44.56 Not disclosed
Disclosure

SEC source: 0001104659-20-131729 · tm2037431-3_4.xml · derivative · entry 6

Silverman Joshua · CIK 0001524858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2028-03-13

F11 · price: Received in connection with the Transactions in exchange for a stock option to acquire 10,000 shares of Neurotrope common stock for $8.912 per share.

F10 · derivative.exercise_date: All shares subject to the option are vested as of the date hereof.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 02:10 UTC GrantEmployee Stock Option (right to buy) · Derivative 33,400 Not disclosed Strike: $98.10 Not disclosed
Disclosure

SEC source: 0001104659-20-131729 · tm2037431-3_4.xml · derivative · entry 5

Silverman Joshua · CIK 0001524858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,400

Underlying: Common Stock · 33,400 shares

Expires 2027-04-11

F9 · price: Received in connection with the Transactions in exchange for a stock option to acquire 167,000 shares of Neurotrope common stock for $19.62 per share.

F8 · derivative.exercise_date: All shares subject to the option are vested as of the date hereof.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 02:10 UTC GrantEmployee Stock Option (right to buy) · Derivative 2,000 Not disclosed Strike: $95.50 Not disclosed
Disclosure

SEC source: 0001104659-20-131729 · tm2037431-3_4.xml · derivative · entry 4

Silverman Joshua · CIK 0001524858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2027-03-17

F7 · price: Received in connection with the Transactions in exchange for a stock option to acquire 10,000 shares of Neurotrope common stock for $19.10 per share.

F6 · derivative.exercise_date: All shares subject to the option are vested as of the date hereof.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 02:10 UTC GrantEmployee Stock Option (right to buy) · Derivative 24,855 Not disclosed Strike: $52.80 Not disclosed
Disclosure

SEC source: 0001104659-20-131729 · tm2037431-3_4.xml · derivative · entry 3

Silverman Joshua · CIK 0001524858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,855

Underlying: Common Stock · 24,855 shares

Expires 2026-11-22

F5 · price: Received in connection with the Transactions in exchange for a stock option to acquire 124,275 shares of Neurotrope common stock for $10.56 per share.

F4 · derivative.exercise_date: All shares subject to the option are vested as of the date hereof.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 02:10 UTC GrantEmployee Stock Option (right to buy) · Derivative 1,875 Not disclosed Strike: $96.00 Not disclosed
Disclosure

SEC source: 0001104659-20-131729 · tm2037431-3_4.xml · derivative · entry 2

Silverman Joshua · CIK 0001524858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,875

Underlying: Common Stock · 1,875 shares

Expires 2026-08-04

F3 · price: Received in connection with the Transactions in exchange for a stock option to acquire 9,375 shares of Neurotrope common stock for $19.20 per share.

F2 · derivative.exercise_date: 1,623 shares subject to the option are vested as of the date hereof and the remaining shares subject to the option shall vest daily through August 4, 2021, subject to the Reporting Person continuing to provide service through each such date.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 02:10 UTC GrantCommon Stock, par value $0.0001 per share 20,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-131729 · tm2037431-3_4.xml · nonDerivative · entry 1

Silverman Joshua · CIK 0001524858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · price: Received in exchange for 100,000 shares of Neurotrope, Inc. ("Neurotrope") common stock in connection with the transactions (the "Transactions") contemplated by that certain Agreement and Plan of Merger, dated as of May 17, 2020 (the "the Original Merger Agreement"), as amended by the First Amendment to the Original Merger Agreement (the "First Amendment") , dated as of July 23, 2020 and the Second Amendment to the Original Merger Agreement, dated as of September 30, 2020 (the "Second Amendment" and, together with the Original Merger Agreement and the First Amendment, the "Merger Agreement") by and among Petros Pharmaceuticals, Inc. (the "Company"), Neurotrope, PM Merger Sub 1, LLC, a Delaware limited liability company and a wholly-owned subsidiary of the Company ("Merger Sub 1"), PN Merger Sub 2, Inc., a Delaware corporation and a wholly-owned subsidiary of the Company ("Merger Sub 2"), and Metuchen Pharmaceuticals LLC, a Delaware limited liability company.

Read SEC document
December 01, 2020 Filed Dec 4, 2020 02:59 UTC
Gesek AndrewPresident, Timm Medical
GrantCommon Stock, par value $0.0001 per share 97 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-020632 · doc1.xml · nonDerivative · entry 1

Gesek Andrew · CIK 0001833990 · President, Timm Medical

10b5-1 filing: Not disclosed

Ownership: Indirect · By Metuchen Therapeutics, LLC

Disclosed balance after: 97

F1 · price: Received in exchange for 196.43 units of Metuchen Pharmaceuticals, LLC ("Metuchen") in connection with the merger (the "Merger") of Metuchen into Petros Pharmaceuticals, Inc. ("Petros"). Mr. Gesek's holding of units of Metuchen was on a look-through basis based on proportionate ownership of Metuchen Therapeutics, LLC, which owned 550,000 units of Metuchen. On the effective date of the Merger, the closing price of Petros was $3.99 per share.

Read SEC document
December 01, 2020 Filed Dec 4, 2020 02:58 UTC
Lavan KeithChief Financial Officer
GrantCommon Stock, par value $0.0001 per share 975 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-020631 · doc1.xml · nonDerivative · entry 1

Lavan Keith · CIK 0001833345 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Metuchen Therapeutics, LLC

Disclosed balance after: 975

F1 · price: Received in exchange for 1964.29 units of Metuchen Pharmaceuticals, LLC ("Metuchen") in connection with the merger (the "Merger") of Metuchen into Petros Pharmaceuticals, Inc. ("Petros"). Mr. Lavan's holding of units of Metuchen was on a look-through basis based on proportionate ownership of Metuchen Therapeutics, LLC, which owned 550,000 units of Metuchen. On the effective date of the Merger, the closing price of Petros was $3.99 per share.

Read SEC document
December 01, 2020 Filed Dec 4, 2020 02:57 UTC
SHULMAN JOHN DDirector · 10% owner
GrantCommon Stock, par value $0.0001 per share 3,382,416 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-020630 · doc1.xml · nonDerivative · entry 1

SHULMAN JOHN D · CIK 0001208886 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,382,416

F1 · price: See Note (1) in Exhibit 99.1.

F2 · ownership.nature: See Note (2) in Exhibit 99.1.

Read SEC document
December 01, 2020 Filed Dec 28, 2020 19:46 UTC Amendment
SHULMAN JOHN DDirector · 10% owner
GrantCommon Stock, par value $0.0001 per share 3,395,964 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-021618 · doc1.xml · nonDerivative · entry 1

SHULMAN JOHN D · CIK 0001208886 · Director · 10% owner

Juggernaut Partners III GP, L.P. · CIK 0001835421 · 10% owner

Juggernaut Partners III GP, Ltd. · CIK 0001835433 · 10% owner

METP Holdings LLC · CIK 0001836319 · 10% owner

JCP III SM AIV, L.P. · CIK 0001835386 · 10% owner

Metuchen Therapeutics, LLC · CIK 0001836798 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,395,964

F1 · shares: This amended Form 4 is being filed to add Reporting Persons and to adjust the number of securities acquired to account for the same.

F2 · price: See Note (1) in Exhibit 99.1.

F3 · ownership.nature: See Note (2) in Exhibit 99.1.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.