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Nasdaq · USD

PTCT

PTC THERAPEUTICS, INC.

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3803
SEC CIK
0001070081
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477

Last 12 months

Inside the activity.

0 purchase rows · 202 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025039
Dec 2025021
Jan 2026042
Feb 2026014
Mar 202606
Apr 202607
May 2026010
Jun 2026018
Jul 2026020
Aug 2026012
Sep 202608
Oct 202605

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 25, 2019 Filed Jan 29, 2019 21:15 UTC PurchaseCommon Stock 66,225 $30.20 $1,999,995.00
Disclosure

SEC source: 0001104659-19-004057 · a4.xml · nonDerivative · entry 2

SCHMERTZLER MICHAEL · CIK 0001288952 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,386,594

F1 · ownership.nature: Represents shares of common stock held by Section Six Partners, L.P. This Form 4 reports 66,225 shares of common stock purchased by Section Six Partners, L.P. in the Issuer's registered public offering on January 25, 2019. The reporting person is a general and limited partner of Section Six Partners, L.P. The reporting person disclaims beneficial ownership of the shares of common stock held by Section Six Partners, L.P. except to the extent of his pecuniary interest therein.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 22:53 UTC
Utter Christine MariePrincipal Financial Officer
GrantStock Option (Right to Buy) · Derivative 10,100 $0.00 Strike: $33.02 $0.00
Disclosure

SEC source: 0001104659-19-003208 · a4.xml · derivative · entry 2

Utter Christine Marie · CIK 0001707685 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,100

Underlying: Common Stock · 10,100 shares

Expires 2029-01-21

F2 · derivative.exercise_date: This option was granted on January 22, 2019 and vests over four years, with 50% of the shares underlying the option vesting on January 22, 2022, and the remaining 50% of the original number of shares underlying the option vesting on January 22, 2023.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 22:53 UTC
Utter Christine MariePrincipal Financial Officer
GrantStock Option (Right to Buy) · Derivative 42,500 $0.00 Strike: $33.02 $0.00
Disclosure

SEC source: 0001104659-19-003208 · a4.xml · derivative · entry 1

Utter Christine Marie · CIK 0001707685 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,500

Underlying: Common Stock · 42,500 shares

Expires 2029-01-21

F1 · derivative.exercise_date: This option was granted on January 22, 2019 and vests over four years, with 25% of the shares underlying the option vesting on January 22, 2020, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning April 22, 2020.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 22:53 UTC
Boulding Mark ElliottExec. VP and CLO
GrantStock Option (Right to Buy) · Derivative 17,500 $0.00 Strike: $33.02 $0.00
Disclosure

SEC source: 0001104659-19-003207 · a4.xml · derivative · entry 2

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 17,500 shares

Expires 2029-01-21

F2 · derivative.exercise_date: This option was granted on January 22, 2019 and vests over four years, with 50% of the shares underlying the option vesting on January 22, 2022, and the remaining 50% of the original number of shares underlying the option vesting on January 22, 2023.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 22:53 UTC
Boulding Mark ElliottExec. VP and CLO
GrantStock Option (Right to Buy) · Derivative 72,500 $0.00 Strike: $33.02 $0.00
Disclosure

SEC source: 0001104659-19-003207 · a4.xml · derivative · entry 1

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,500

Underlying: Common Stock · 72,500 shares

Expires 2029-01-21

F1 · derivative.exercise_date: This option was granted on January 22, 2019 and vests over four years, with 25% of the shares underlying the option vesting on January 22, 2020, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning April 22, 2020.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 22:53 UTC GrantStock Option (Right to Buy) · Derivative 28,000 $0.00 Strike: $33.02 $0.00
Disclosure

SEC source: 0001104659-19-003206 · a4.xml · derivative · entry 1

SCHMERTZLER MICHAEL · CIK 0001288952 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,000

Underlying: Common Stock · 28,000 shares

Expires 2029-01-21

F1 · derivative.exercise_date: This option was granted on January 22, 2019 and vests over one year in twelve equal monthly installments, commencing on February 22, 2019.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 22:52 UTC GrantStock Option (Right to Buy) · Derivative 14,000 $0.00 Strike: $33.02 $0.00
Disclosure

SEC source: 0001104659-19-003205 · a4.xml · derivative · entry 1

STEELE GLENN JR MD PHD · CIK 0001269131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 14,000 shares

Expires 2029-01-21

F1 · derivative.exercise_date: This option was granted on January 22, 2019 and vests over one year in twelve equal monthly installments, commencing on February 22, 2019.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 22:50 UTC GrantStock Option (Right to Buy) · Derivative 14,000 $0.00 Strike: $33.02 $0.00
Disclosure

SEC source: 0001104659-19-003204 · a4.xml · derivative · entry 1

Svoronos Dawn · CIK 0001574579 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 14,000 shares

Expires 2029-01-21

F1 · derivative.exercise_date: This option was granted on January 22, 2019 and vests over one year in twelve equal monthly installments, commencing on February 22, 2019.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 22:50 UTC GrantStock Option (Right to Buy) · Derivative 14,000 $0.00 Strike: $33.02 $0.00
Disclosure

SEC source: 0001104659-19-003203 · a4.xml · derivative · entry 1

Okey Stephanie · CIK 0001742616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 14,000 shares

Expires 2029-01-21

F1 · derivative.exercise_date: This option was granted on January 22, 2019 and vests over one year in twelve equal monthly installments, commencing on February 22, 2019.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 22:48 UTC
Reeve EmmaDirector
GrantStock Option (Right to Buy) · Derivative 14,000 $0.00 Strike: $33.02 $0.00
Disclosure

SEC source: 0001104659-19-003201 · a4.xml · derivative · entry 1

Reeve Emma · CIK 0001680329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 14,000 shares

Expires 2029-01-21

F1 · derivative.exercise_date: This option was granted on January 22, 2019 and vests over one year in twelve equal monthly installments, commencing on February 22, 2019.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 22:50 UTC GrantStock Option (Right to Buy) · Derivative 14,000 $0.00 Strike: $33.02 $0.00
Disclosure

SEC source: 0001104659-19-003202 · a4.xml · derivative · entry 1

ZELDIS JEROME B · CIK 0001433982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 14,000 shares

Expires 2029-01-21

F1 · derivative.exercise_date: This option was granted on January 22, 2019 and vests over one year in twelve equal monthly installments, commencing on February 22, 2019.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 22:47 UTC GrantStock Option (Right to Buy) · Derivative 14,000 $0.00 Strike: $33.02 $0.00
Disclosure

SEC source: 0001104659-19-003200 · a4.xml · derivative · entry 1

SOUTHWELL DAVID P · CIK 0001251553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 14,000 shares

Expires 2029-01-21

F1 · derivative.exercise_date: This option was granted on January 22, 2019 and vests over one year in twelve equal monthly installments, commencing on February 22, 2019.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 22:47 UTC GrantStock Option (Right to Buy) · Derivative 14,000 $0.00 Strike: $33.02 $0.00
Disclosure

SEC source: 0001104659-19-003199 · a4.xml · derivative · entry 1

Jacobson Allan Steven · CIK 0001579003 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 14,000 shares

Expires 2029-01-21

F1 · derivative.exercise_date: This option was granted on January 22, 2019 and vests over one year in twelve equal monthly installments, commencing on February 22, 2019.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 22:46 UTC
Peltz Stuart WalterDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 26,950 $0.00 Strike: $33.02 $0.00
Disclosure

SEC source: 0001104659-19-003198 · a4.xml · derivative · entry 4

Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 26,950

Underlying: Common Stock · 26,950 shares

Expires 2029-01-21

F2 · derivative.exercise_date: This option was granted on January 22, 2019 and vests over four years, with 25% of the shares underlying the option vesting on January 22, 2020, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning April 22, 2020.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 22:46 UTC
Peltz Stuart WalterDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 55,000 $0.00 Strike: $33.02 $0.00
Disclosure

SEC source: 0001104659-19-003198 · a4.xml · derivative · entry 3

Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Stock · 55,000 shares

Expires 2029-01-21

F3 · derivative.exercise_date: This option was granted on January 22, 2019 and vests over four years, with 50% of the shares underlying the option vesting on January 22, 2022, and the remaining 50% of the original number of shares underlying the option vesting on January 22, 2023.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 22:46 UTC
Peltz Stuart WalterDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 265,000 $0.00 Strike: $33.02 $0.00
Disclosure

SEC source: 0001104659-19-003198 · a4.xml · derivative · entry 2

Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,000

Underlying: Common Stock · 265,000 shares

Expires 2029-01-21

F2 · derivative.exercise_date: This option was granted on January 22, 2019 and vests over four years, with 25% of the shares underlying the option vesting on January 22, 2020, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning April 22, 2020.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 22:46 UTC
Peltz Stuart WalterDirector · Chief Executive Officer
GrantCommon Stock 4,620 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-003198 · a4.xml · nonDerivative · entry 1

Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 22,158

F1 · shares: Restricted stock award granted on January 22, 2019 that vests in four equal installments over four years, commencing on January 22, 2020.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 22:45 UTC
Almstead Neil GregoryChief Technical Ops Officer
GrantStock Option (Right to Buy) · Derivative 17,500 $0.00 Strike: $33.02 $0.00
Disclosure

SEC source: 0001104659-19-003197 · a4.xml · derivative · entry 3

Almstead Neil Gregory · CIK 0001578850 · Chief Technical Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 17,500 shares

Expires 2029-01-21

F3 · derivative.exercise_date: This option was granted on January 22, 2019 and vests over four years, with 50% of the shares underlying the option vesting on January 22, 2022, and the remaining 50% of the original number of shares underlying the option vesting on January 22, 2023.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 22:45 UTC
Almstead Neil GregoryChief Technical Ops Officer
GrantStock Option (Right to Buy) · Derivative 72,500 $0.00 Strike: $33.02 $0.00
Disclosure

SEC source: 0001104659-19-003197 · a4.xml · derivative · entry 2

Almstead Neil Gregory · CIK 0001578850 · Chief Technical Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,500

Underlying: Common Stock · 72,500 shares

Expires 2029-01-21

F2 · derivative.exercise_date: This option was granted on January 22, 2019 and vests over four years, with 25% of the shares underlying the option vesting on January 22, 2020, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning April 22, 2020.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 22:45 UTC
Almstead Neil GregoryChief Technical Ops Officer
GrantCommon Stock 570 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-003197 · a4.xml · nonDerivative · entry 1

Almstead Neil Gregory · CIK 0001578850 · Chief Technical Ops Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,219

F1 · shares: Restricted stock unit granted on January 22, 2019 that vests in four equal installments over four years, commencing on January 22, 2020.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 22:45 UTC
Souza MarcioChief Operating Officer
GrantStock Option (Right to Buy) · Derivative 6,825 $0.00 Strike: $33.02 $0.00
Disclosure

SEC source: 0001104659-19-003196 · a4.xml · derivative · entry 4

Souza Marcio · CIK 0001707657 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,825

Underlying: Common Stock · 6,825 shares

Expires 2029-01-21

F2 · derivative.exercise_date: This option was granted on January 22, 2019 and vests over four years, with 25% of the shares underlying the option vesting on January 22, 2020, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning April 22, 2020.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 22:45 UTC
Souza MarcioChief Operating Officer
GrantStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $33.02 $0.00
Disclosure

SEC source: 0001104659-19-003196 · a4.xml · derivative · entry 3

Souza Marcio · CIK 0001707657 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2029-01-21

F3 · derivative.exercise_date: This option was granted on January 22, 2019 and vests over four years, with 50% of the shares underlying the option vesting on January 22, 2022, and the remaining 50% of the original number of shares underlying the option vesting on January 22, 2023.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 22:45 UTC
Souza MarcioChief Operating Officer
GrantStock Option (Right to Buy) · Derivative 112,500 $0.00 Strike: $33.02 $0.00
Disclosure

SEC source: 0001104659-19-003196 · a4.xml · derivative · entry 2

Souza Marcio · CIK 0001707657 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,500

Underlying: Common Stock · 112,500 shares

Expires 2029-01-21

F2 · derivative.exercise_date: This option was granted on January 22, 2019 and vests over four years, with 25% of the shares underlying the option vesting on January 22, 2020, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning April 22, 2020.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 22:45 UTC
Souza MarcioChief Operating Officer
GrantCommon Stock 1,925 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-003196 · a4.xml · nonDerivative · entry 1

Souza Marcio · CIK 0001707657 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 4,667

F1 · shares: Restricted stock unit granted on January 22, 2019 that vests in four equal installments over four years, commencing on January 22, 2020.

Read SEC document
January 07, 2019 Filed Jan 9, 2019 22:09 UTC
Peltz Stuart WalterDirector · Chief Executive Officer
SaleCommon Stock 409 $34.75 $14,212.75
Disclosure

SEC source: 0001070081-19-000009 · wf-form4_154707175413809.xml · nonDerivative · entry 3

Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 17,538

F5 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 1,312 shares of restricted stock from a January 3, 2018 grant of 5,250 shares of restricted stock.

F4 · ownership.nature: The reporting person acquired beneficial ownership of these securities upon his marriage to the owner of the securities in 2018.

Read SEC document
January 07, 2019 Filed Jan 9, 2019 22:09 UTC
Peltz Stuart WalterDirector · Chief Executive Officer
SaleCommon Stock 339 $34.75 $11,780.25
Disclosure

SEC source: 0001070081-19-000009 · wf-form4_154707175413809.xml · nonDerivative · entry 2

Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 17,947

F2 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 975 RSUs from a January 3, 2017 grant of 3,900 RSUs.

F3 · balance_after: Includes: 1) 1,950 unvested RSUs from an award of 3,900 RSUs granted on January 3, 2017, which vests in four equal annual installments over four years, commencing on January 3, 2018; and 2) 5,250 shares of restricted stock granted on January 3, 2018, which vest in four equal annual installments over four years, commencing on January 3, 2019.

F4 · ownership.nature: The reporting person acquired beneficial ownership of these securities upon his marriage to the owner of the securities in 2018.

Read SEC document
January 07, 2019 Filed Jan 9, 2019 22:09 UTC
Peltz Stuart WalterDirector · Chief Executive Officer
SaleCommon Stock 1,764 $34.75 $61,299.00
Disclosure

SEC source: 0001070081-19-000009 · wf-form4_154707175413809.xml · nonDerivative · entry 1

Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,882

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 5,400 shares of restricted stock from a January 3, 2017 grant of 21,600 shares of restricted stock.

Read SEC document
January 07, 2019 Filed Jan 9, 2019 22:14 UTC
Almstead Neil GregoryChief Technical Ops Officer
SaleCommon Stock 68 $34.75 $2,363.00
Disclosure

SEC source: 0001070081-19-000012 · wf-form4_154707207004473.xml · nonDerivative · entry 4

Almstead Neil Gregory · CIK 0001578850 · Chief Technical Ops Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 5,649

F6 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 218 RSUs from a January 3, 2018 grant of 874 RSUs.

Read SEC document
January 07, 2019 Filed Jan 9, 2019 22:14 UTC
Almstead Neil GregoryChief Technical Ops Officer
SaleCommon Stock 55 $34.75 $1,911.25
Disclosure

SEC source: 0001070081-19-000012 · wf-form4_154707207004473.xml · nonDerivative · entry 3

Almstead Neil Gregory · CIK 0001578850 · Chief Technical Ops Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 5,717

F5 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 180 RSUs from a January 3, 2017 grant of 720 RSUs.

Read SEC document
January 07, 2019 Filed Jan 9, 2019 22:14 UTC
Almstead Neil GregoryChief Technical Ops Officer
SaleCommon Stock 57 $34.75 $1,980.75
Disclosure

SEC source: 0001070081-19-000012 · wf-form4_154707207004473.xml · nonDerivative · entry 2

Almstead Neil Gregory · CIK 0001578850 · Chief Technical Ops Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 5,772

F3 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 187 RSUs from a January 4, 2016 grant of 750 RSUs.

F4 · balance_after: Includes 704 shares of common stock acquired under the Issuer's employee stock purchase plan for the period ending June 30, 2018.

Read SEC document
January 07, 2019 Filed Jan 9, 2019 22:14 UTC
Almstead Neil GregoryChief Technical Ops Officer
SaleCommon Stock 473 $34.75 $16,436.75
Disclosure

SEC source: 0001070081-19-000012 · wf-form4_154707207004473.xml · nonDerivative · entry 1

Almstead Neil Gregory · CIK 0001578850 · Chief Technical Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,396

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 1,500 shares of restricted stock from a January 3, 2017 grant of 6,000 shares of restricted stock.

F2 · balance_after: Includes 715 shares of common stock acquired under the Issuer's employee stock purchase plan for the period ending June 30, 2018.

Read SEC document
January 07, 2019 Filed Jan 9, 2019 22:12 UTC
Souza MarcioChief Operating Officer
SaleCommon Stock 83 $34.75 $2,884.25
Disclosure

SEC source: 0001070081-19-000011 · wf-form4_154707195442272.xml · nonDerivative · entry 1

Souza Marcio · CIK 0001707657 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 2,742

F1 · kind: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 269 RSUs from a January 3, 2018 grant of 1,079 RSUs.

F2 · balance_after: Includes 715 shares of common stock acquired under the Issuer's employee stock purchase plan for the period ending June 30, 2018 and 368 shares of common stock acquired under the Issuer's employee stock purchase plan for the period ending December 31, 2018.

Read SEC document
January 07, 2019 Filed Jan 9, 2019 22:11 UTC
Utter Christine MariePrincipal Financial Officer
SaleCommon Stock 297 $34.75 $10,320.75
Disclosure

SEC source: 0001070081-19-000010 · wf-form4_154707186908284.xml · nonDerivative · entry 1

Utter Christine Marie · CIK 0001707685 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,446

F1 · kind: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 975 RSUs from a January 3, 2017 grant of 3,900 RSUs.

F2 · balance_after: Includes 715 shares of common stock acquired under the Issuer's employee stock purchase plan for the period ending June 30, 2018 and 368 shares of common stock acquired under the Issuer's employee stock purchase plan for the period ending December 31, 2018.

Read SEC document
December 14, 2018 Filed Dec 18, 2018 13:43 UTC
Reeve EmmaDirector
GrantStock Option (Right To Buy) · Derivative 1,167 $0.00 Strike: $33.63 $0.00
Disclosure

SEC source: 0001070081-18-000085 · wf-form4_154514061932562.xml · derivative · entry 2

Reeve Emma · CIK 0001680329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,167

Underlying: Common Stock · 1,167 shares

Expires 2028-12-13

Read SEC document
December 14, 2018 Filed Dec 18, 2018 13:43 UTC
Reeve EmmaDirector
GrantStock Option (Right To Buy) · Derivative 14,000 $0.00 Strike: $33.63 $0.00
Disclosure

SEC source: 0001070081-18-000085 · wf-form4_154514061932562.xml · derivative · entry 1

Reeve Emma · CIK 0001680329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 14,000 shares

Expires 2028-12-13

F1 · derivative.exercise_date: This option award vests in thirty-six approximately equal monthly installments, commencing on January 14, 2019 and continuing on each successive monthly anniversary of thereafter, ending on the third year anniversary of the grant date.

Read SEC document
December 14, 2018 Filed Dec 18, 2018 13:46 UTC GrantStock Option (Right To Buy) · Derivative 1,167 $0.00 Strike: $33.63 $0.00
Disclosure

SEC source: 0001070081-18-000087 · wf-form4_154514078641248.xml · derivative · entry 2

Okey Stephanie · CIK 0001742616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,167

Underlying: Common Stock · 1,167 shares

Expires 2028-12-13

Read SEC document
December 14, 2018 Filed Dec 18, 2018 13:46 UTC GrantStock Option (Right To Buy) · Derivative 14,000 $0.00 Strike: $33.63 $0.00
Disclosure

SEC source: 0001070081-18-000087 · wf-form4_154514078641248.xml · derivative · entry 1

Okey Stephanie · CIK 0001742616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 14,000 shares

Expires 2028-12-13

F1 · derivative.exercise_date: This option award vests in thirty-six approximately equal monthly installments, commencing on January 14, 2019 and continuing on each successive monthly anniversary of thereafter, ending on the third year anniversary of the grant date.

Read SEC document
June 19, 2018 Filed Jun 21, 2018 20:33 UTC
Almstead Neil GregoryEVP Research Pharma Ops & Tech
Exercise / conversionStock Option (Right To Buy) · Derivative 20,000 $10.85 Strike: $10.85 $217,000.00
Disclosure

SEC source: 0001070081-18-000056 · wf-form4_152961316540176.xml · derivative · entry 5

Almstead Neil Gregory · CIK 0001578850 · EVP Research Pharma Ops & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,898

Underlying: Common Stock · 20,000 shares

Expires 2023-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan.

F4 · derivative.exercise_date: Currently exercisable.

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June 19, 2018 Filed Jun 21, 2018 20:33 UTC
Almstead Neil GregoryEVP Research Pharma Ops & Tech
SaleCommon Stock 12,000 $48.46 $581,520.00
Disclosure

SEC source: 0001070081-18-000056 · wf-form4_152961316540176.xml · nonDerivative · entry 3

Almstead Neil Gregory · CIK 0001578850 · EVP Research Pharma Ops & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,154

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan.

F3 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $48.38 to $48.81 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

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June 19, 2018 Filed Jun 21, 2018 20:33 UTC
Almstead Neil GregoryEVP Research Pharma Ops & Tech
SaleCommon Stock 8,000 $48.09 $384,720.00
Disclosure

SEC source: 0001070081-18-000056 · wf-form4_152961316540176.xml · nonDerivative · entry 2

Almstead Neil Gregory · CIK 0001578850 · EVP Research Pharma Ops & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,154

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan.

F2 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $47.58 to $48.37 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

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June 19, 2018 Filed Jun 21, 2018 20:33 UTC
Almstead Neil GregoryEVP Research Pharma Ops & Tech
Exercise / conversionCommon Stock 20,000 $10.85 $217,000.00
Disclosure

SEC source: 0001070081-18-000056 · wf-form4_152961316540176.xml · nonDerivative · entry 1

Almstead Neil Gregory · CIK 0001578850 · EVP Research Pharma Ops & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,154

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan.

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June 01, 2018 Filed Jun 4, 2018 20:22 UTC
Souza MarcioChief Operating Officer
SaleCommon Stock 5,161 $34.65 $178,828.65
Disclosure

SEC source: 0001070081-18-000052 · wf-form4_152814373741541.xml · nonDerivative · entry 1

Souza Marcio · CIK 0001707657 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,071

F1 · kind: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 15,000 shares of restricted stock from a May 31, 2017 grant of 30,000 shares.

F2 · balance_after: Includes 1,112 shares acquired under the Issuer's employee stock purchase plan for the period ending June 30, 2017 and 663 shares acquired under the Issuer's employee stock purchase plan for the period ending December 31, 2017. Includes 30,000 shares of a restricted stock award awarded to the Reporting Person on May 31, 2017 and reported on the Form 4 filed by the Reporting Person on June 2, 2017, which shares were inadvertently not previously included in Column 5 of Table 1 on such Form 4.

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January 05, 2018 Filed Jan 9, 2018 22:59 UTC
Almstead Neil GregoryEVP Research Pharma Ops & Tech
SaleCommon Stock 82 $18.03 $1,478.46
Disclosure

SEC source: 0001070081-18-000031 · wf-form4_151553878007729.xml · nonDerivative · entry 2

Almstead Neil Gregory · CIK 0001578850 · EVP Research Pharma Ops & Tech

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 5,125

F3 · kind: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 188 RSUs from a January 4, 2016 grant of 750 shares.

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January 05, 2018 Filed Jan 9, 2018 22:59 UTC
Almstead Neil GregoryEVP Research Pharma Ops & Tech
SaleCommon Stock 621 $18.03 $11,196.63
Disclosure

SEC source: 0001070081-18-000031 · wf-form4_151553878007729.xml · nonDerivative · entry 1

Almstead Neil Gregory · CIK 0001578850 · EVP Research Pharma Ops & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,154

F1 · kind: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 1,500 shares of restricted stock from a January 3, 2017 grant of 6,000 shares.

F2 · balance_after: Includes 1,112 shares acquired under the Issuer's employee stock purchase plan for the period ending June 30, 2017 and 663 shares acquired under the Issuer's employee stock purchase plan for the period ending December 31, 2017.

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January 05, 2018 Filed Jan 9, 2018 22:59 UTC
Peltz Stuart WalterDirector · Chief Executive Officer
SaleCommon Stock 2,230 $18.03 $40,206.90
Disclosure

SEC source: 0001070081-18-000030 · wf-form4_151553874031642.xml · nonDerivative · entry 1

Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,646

F1 · kind: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 5,400 shares of restricted stock from a January 3, 2017 grant of 21,600 shares.

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January 04, 2018 Filed Jan 5, 2018 21:09 UTC
Almstead Neil GregoryEVP Research Pharma Ops & Tech
SaleCommon Stock 77 $17.67 $1,360.59
Disclosure

SEC source: 0001070081-18-000018 · wf-form4_151518652790156.xml · nonDerivative · entry 2

Almstead Neil Gregory · CIK 0001578850 · EVP Research Pharma Ops & Tech

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 5,207

F3 · kind: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 180 RSUs from a January 3, 2017 grant of 720 shares.

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January 04, 2018 Filed Jan 5, 2018 21:07 UTC
Utter Christine MariePrincipal Financial Officer
SaleCommon Stock 412 $17.67 $7,280.04
Disclosure

SEC source: 0001070081-18-000016 · wf-form4_151518641813910.xml · nonDerivative · entry 1

Utter Christine Marie · CIK 0001707685 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,660

F1 · kind: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 975 RSUs from a January 3, 2017 grant of 3,900 shares.

F2 · balance_after: Includes 1,112 shares acquired under the Issuer's employee stock purchase plan for the period ending June 30, 2017 and 663 shares acquired under the Issuer's employee stock purchase plan for the period ending December 31, 2017.

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January 03, 2018 Filed Jan 5, 2018 21:17 UTC GrantStock Option (Right To Buy) · Derivative 14,000 $0.00 Strike: $18.01 $0.00
Disclosure

SEC source: 0001070081-18-000025 · wf-form4_151518704257207.xml · derivative · entry 1

STEELE GLENN JR MD PHD · CIK 0001269131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 14,000 shares

Expires 2028-01-02

F1 · derivative.exercise_date: This option was granted on January 3, 2018 and vests over one year in twelve equal monthly installments, commencing on February 3, 2018.

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January 03, 2018 Filed Jan 5, 2018 21:16 UTC GrantStock Option (Right To Buy) · Derivative 14,000 $0.00 Strike: $18.01 $0.00
Disclosure

SEC source: 0001070081-18-000024 · wf-form4_151518700209317.xml · derivative · entry 1

Jacobson Allan Steven · CIK 0001579003 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 14,000 shares

Expires 2028-01-02

F1 · derivative.exercise_date: This option was granted on January 3, 2018 and vests over one year in twelve equal monthly installments, commencing on February 3, 2018.

Read SEC document
January 03, 2018 Filed Jan 5, 2018 21:16 UTC GrantStock Option (Right To Buy) · Derivative 14,000 $0.00 Strike: $18.01 $0.00
Disclosure

SEC source: 0001070081-18-000023 · wf-form4_151518696647616.xml · derivative · entry 1

ZELDIS JEROME B · CIK 0001433982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 14,000 shares

Expires 2028-01-02

F1 · derivative.exercise_date: This option was granted on January 3, 2018 and vests over one year in twelve equal monthly installments, commencing on February 3, 2018.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.