Tapewire

Nasdaq · USD

PTCT

PTC THERAPEUTICS, INC.

Export transactions ↓
Tapewire entity
3803
SEC CIK
0001070081
Parsed reports
477

Last 12 months

Inside the activity.

0 purchase rows · 202 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025039
Dec 2025021
Jan 2026042
Feb 2026014
Mar 202606
Apr 202607
May 2026010
Jun 2026018
Jul 2026020
Aug 2026012
Sep 202608
Oct 202605

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2019 Filed Jul 2, 2019 22:46 UTC
Boulding Mark ElliottExec. VP and CLO
SaleCommon Stock 2,142 $45.00 $96,390.00
Disclosure

SEC source: 0001070081-19-000041 · wf-form4_156210756637582.xml · nonDerivative · entry 20

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,524

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 7, 2018.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 22:46 UTC
Boulding Mark ElliottExec. VP and CLO
Exercise / conversionCommon Stock 2,142 $11.23 $24,054.66
Disclosure

SEC source: 0001070081-19-000041 · wf-form4_156210756637582.xml · nonDerivative · entry 19

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 7, 2018.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 22:46 UTC
Boulding Mark ElliottExec. VP and CLO
SaleCommon Stock 70,849 $45.00 $3,188,205.00
Disclosure

SEC source: 0001070081-19-000041 · wf-form4_156210756637582.xml · nonDerivative · entry 18

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,524

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 7, 2018.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 22:46 UTC
Boulding Mark ElliottExec. VP and CLO
Exercise / conversionCommon Stock 70,849 $27.05 $1,916,465.45
Disclosure

SEC source: 0001070081-19-000041 · wf-form4_156210756637582.xml · nonDerivative · entry 17

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 7, 2018.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 22:46 UTC
Boulding Mark ElliottExec. VP and CLO
SaleCommon Stock 7,307 $45.00 $328,815.00
Disclosure

SEC source: 0001070081-19-000041 · wf-form4_156210756637582.xml · nonDerivative · entry 16

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,524

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 7, 2018.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 22:46 UTC
Boulding Mark ElliottExec. VP and CLO
Exercise / conversionCommon Stock 7,307 $27.05 $197,654.35
Disclosure

SEC source: 0001070081-19-000041 · wf-form4_156210756637582.xml · nonDerivative · entry 15

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,831

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 7, 2018.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 22:46 UTC
Boulding Mark ElliottExec. VP and CLO
SaleCommon Stock 384 $45.00 $17,280.00
Disclosure

SEC source: 0001070081-19-000041 · wf-form4_156210756637582.xml · nonDerivative · entry 14

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,524

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 7, 2018.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 22:46 UTC
Boulding Mark ElliottExec. VP and CLO
Exercise / conversionCommon Stock 384 $10.85 $4,166.40
Disclosure

SEC source: 0001070081-19-000041 · wf-form4_156210756637582.xml · nonDerivative · entry 13

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,908

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 7, 2018.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 22:46 UTC
Boulding Mark ElliottExec. VP and CLO
SaleCommon Stock 5,910 $45.00 $265,950.00
Disclosure

SEC source: 0001070081-19-000041 · wf-form4_156210756637582.xml · nonDerivative · entry 12

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,524

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 7, 2018.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 22:46 UTC
Boulding Mark ElliottExec. VP and CLO
Exercise / conversionCommon Stock 5,910 $10.85 $64,123.50
Disclosure

SEC source: 0001070081-19-000041 · wf-form4_156210756637582.xml · nonDerivative · entry 11

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,434

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 7, 2018.

Read SEC document
June 28, 2019 Filed Jul 3, 2019 01:40 UTC
Utter Christine MarieSVP, Finance & CAO
Exercise / conversionStock Option (Right To Buy) · Derivative 703 $18.01 Strike: $18.01 $12,661.03
Disclosure

SEC source: 0001070081-19-000042 · wf-form4_156211801686164.xml · derivative · entry 15

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,297

Underlying: Common Stock · 703 shares

Expires 2028-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 9, 2018.

F5 · derivative.exercise_date: This option was granted on January 3, 2018, and vests over four years, with 25% of the shares underlying the option vesting on January 3, 2019, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 3, 2019.

Read SEC document
June 28, 2019 Filed Jul 3, 2019 01:40 UTC
Utter Christine MarieSVP, Finance & CAO
Exercise / conversionStock Option (Right To Buy) · Derivative 49 $30.86 Strike: $30.86 $1,512.14
Disclosure

SEC source: 0001070081-19-000042 · wf-form4_156211801686164.xml · derivative · entry 14

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,951

Underlying: Common Stock · 49 shares

Expires 2026-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 9, 2018.

F4 · derivative.exercise_date: This option was granted on January 4, 2016 and vests over four years, with 25% of the shares underlying the option vested on January 4, 2017, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 4, 2017.

Read SEC document
June 28, 2019 Filed Jul 3, 2019 01:40 UTC
Utter Christine MarieSVP, Finance & CAO
Exercise / conversionStock Option (Right To Buy) · Derivative 236 $27.05 Strike: $27.05 $6,383.80
Disclosure

SEC source: 0001070081-19-000042 · wf-form4_156211801686164.xml · derivative · entry 13

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,133

Underlying: Common Stock · 236 shares

Expires 2024-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 9, 2018.

F3 · derivative.exercise_date: Currently exercisable.

Read SEC document
June 28, 2019 Filed Jul 3, 2019 01:40 UTC
Utter Christine MarieSVP, Finance & CAO
SaleCommon Stock 703 $45.00 $31,635.00
Disclosure

SEC source: 0001070081-19-000042 · wf-form4_156211801686164.xml · nonDerivative · entry 6

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,937

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 9, 2018.

Read SEC document
June 28, 2019 Filed Jul 3, 2019 01:40 UTC
Utter Christine MarieSVP, Finance & CAO
Exercise / conversionCommon Stock 703 $18.01 $12,661.03
Disclosure

SEC source: 0001070081-19-000042 · wf-form4_156211801686164.xml · nonDerivative · entry 5

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,640

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 9, 2018.

Read SEC document
June 28, 2019 Filed Jul 3, 2019 01:40 UTC
Utter Christine MarieSVP, Finance & CAO
SaleCommon Stock 49 $45.00 $2,205.00
Disclosure

SEC source: 0001070081-19-000042 · wf-form4_156211801686164.xml · nonDerivative · entry 4

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,937

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 9, 2018.

Read SEC document
June 28, 2019 Filed Jul 3, 2019 01:40 UTC
Utter Christine MarieSVP, Finance & CAO
Exercise / conversionCommon Stock 49 $30.86 $1,512.14
Disclosure

SEC source: 0001070081-19-000042 · wf-form4_156211801686164.xml · nonDerivative · entry 3

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,986

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 9, 2018.

Read SEC document
June 28, 2019 Filed Jul 3, 2019 01:40 UTC
Utter Christine MarieSVP, Finance & CAO
SaleCommon Stock 236 $45.00 $10,620.00
Disclosure

SEC source: 0001070081-19-000042 · wf-form4_156211801686164.xml · nonDerivative · entry 2

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,937

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 9, 2018.

Read SEC document
June 28, 2019 Filed Jul 3, 2019 01:40 UTC
Utter Christine MarieSVP, Finance & CAO
Exercise / conversionCommon Stock 236 $27.05 $6,383.80
Disclosure

SEC source: 0001070081-19-000042 · wf-form4_156211801686164.xml · nonDerivative · entry 1

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,173

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 9, 2018.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 22:46 UTC
Boulding Mark ElliottExec. VP and CLO
Exercise / conversionStock Option (Right To Buy) · Derivative 1,140 $11.23 Strike: $11.23 $12,802.20
Disclosure

SEC source: 0001070081-19-000041 · wf-form4_156210756637582.xml · derivative · entry 27

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,392

Underlying: Common Stock · 1,140 shares

Expires 2027-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 7, 2018.

F4 · derivative.exercise_date: This option was granted on January 3, 2017, and vests over four years, with 25% of the shares underlying the option vesting on January 3, 2018, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 3, 2018.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 22:46 UTC
Boulding Mark ElliottExec. VP and CLO
Exercise / conversionStock Option (Right To Buy) · Derivative 22,968 $11.23 Strike: $11.23 $257,930.64
Disclosure

SEC source: 0001070081-19-000041 · wf-form4_156210756637582.xml · derivative · entry 26

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,532

Underlying: Common Stock · 22,968 shares

Expires 2027-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 7, 2018.

F4 · derivative.exercise_date: This option was granted on January 3, 2017, and vests over four years, with 25% of the shares underlying the option vesting on January 3, 2018, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 3, 2018.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 22:46 UTC
Boulding Mark ElliottExec. VP and CLO
Exercise / conversionStock Option (Right To Buy) · Derivative 1,844 $27.05 Strike: $27.05 $49,880.20
Disclosure

SEC source: 0001070081-19-000041 · wf-form4_156210756637582.xml · derivative · entry 25

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,156

Underlying: Common Stock · 1,844 shares

Expires 2024-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 7, 2018.

F3 · derivative.exercise_date: Currently exercisable.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 22:46 UTC
Boulding Mark ElliottExec. VP and CLO
Exercise / conversionStock Option (Right To Buy) · Derivative 44,090 $10.85 Strike: $10.85 $478,376.50
Disclosure

SEC source: 0001070081-19-000041 · wf-form4_156210756637582.xml · derivative · entry 24

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,910

Underlying: Common Stock · 44,090 shares

Expires 2023-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 7, 2018.

F3 · derivative.exercise_date: Currently exercisable.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 22:46 UTC
Boulding Mark ElliottExec. VP and CLO
Exercise / conversionStock Option (Right To Buy) · Derivative 7,533 $10.85 Strike: $10.85 $81,733.05
Disclosure

SEC source: 0001070081-19-000041 · wf-form4_156210756637582.xml · derivative · entry 23

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384

Underlying: Common Stock · 7,533 shares

Expires 2023-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 7, 2018.

F3 · derivative.exercise_date: Currently exercisable.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 22:46 UTC
Boulding Mark ElliottExec. VP and CLO
SaleCommon Stock 1,140 $45.00 $51,300.00
Disclosure

SEC source: 0001070081-19-000041 · wf-form4_156210756637582.xml · nonDerivative · entry 10

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,524

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 7, 2018.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 22:46 UTC
Boulding Mark ElliottExec. VP and CLO
Exercise / conversionCommon Stock 1,140 $11.23 $12,802.20
Disclosure

SEC source: 0001070081-19-000041 · wf-form4_156210756637582.xml · nonDerivative · entry 9

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,664

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 7, 2018.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 22:46 UTC
Boulding Mark ElliottExec. VP and CLO
SaleCommon Stock 22,968 $45.00 $1,033,560.00
Disclosure

SEC source: 0001070081-19-000041 · wf-form4_156210756637582.xml · nonDerivative · entry 8

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,524

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 7, 2018.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 22:46 UTC
Boulding Mark ElliottExec. VP and CLO
Exercise / conversionCommon Stock 22,968 $11.23 $257,930.64
Disclosure

SEC source: 0001070081-19-000041 · wf-form4_156210756637582.xml · nonDerivative · entry 7

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,492

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 7, 2018.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 22:46 UTC
Boulding Mark ElliottExec. VP and CLO
SaleCommon Stock 1,844 $45.00 $82,980.00
Disclosure

SEC source: 0001070081-19-000041 · wf-form4_156210756637582.xml · nonDerivative · entry 6

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,524

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 7, 2018.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 22:46 UTC
Boulding Mark ElliottExec. VP and CLO
Exercise / conversionCommon Stock 1,844 $27.05 $49,880.20
Disclosure

SEC source: 0001070081-19-000041 · wf-form4_156210756637582.xml · nonDerivative · entry 5

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 7, 2018.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 22:46 UTC
Boulding Mark ElliottExec. VP and CLO
SaleCommon Stock 44,090 $45.00 $1,984,050.00
Disclosure

SEC source: 0001070081-19-000041 · wf-form4_156210756637582.xml · nonDerivative · entry 4

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,524

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 7, 2018.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 22:46 UTC
Boulding Mark ElliottExec. VP and CLO
Exercise / conversionCommon Stock 44,090 $10.85 $478,376.50
Disclosure

SEC source: 0001070081-19-000041 · wf-form4_156210756637582.xml · nonDerivative · entry 3

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,614

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 7, 2018.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 22:46 UTC
Boulding Mark ElliottExec. VP and CLO
SaleCommon Stock 7,533 $45.00 $338,985.00
Disclosure

SEC source: 0001070081-19-000041 · wf-form4_156210756637582.xml · nonDerivative · entry 2

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,524

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 7, 2018.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 22:46 UTC
Boulding Mark ElliottExec. VP and CLO
Exercise / conversionCommon Stock 7,533 $10.85 $81,733.05
Disclosure

SEC source: 0001070081-19-000041 · wf-form4_156210756637582.xml · nonDerivative · entry 1

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,057

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 7, 2018.

F2 · balance_after: Includes 1,112 shares of common stock acquired under the Issuer's employee stock purchase plan for the period ending June 30, 2017, 663 shares of common stock acquired under the Issuer's employee stock purchase plan for the period ending December 31, 2018 and 715 shares of common stock acquired under the Issuer's employee stock purchase plan for the period ending June 30, 2018.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 01:09 UTC
Souza MarcioChief Operating Officer
SaleCommon Stock 5,490 $40.38 $221,686.20
Disclosure

SEC source: 0001070081-19-000036 · wf-form4_155969696332378.xml · nonDerivative · entry 1

Souza Marcio · CIK 0001707657 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,664

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 15,000 shares of restricted stock from a May 31, 2017 grant of 30,000 shares.

F2 · balance_after: Includes 715 shares of common stock acquired under the Issuer's employee stock purchase plan for the period ending June 30, 2018 and 368 shares of common stock acquired under the Issuer's employee stock purchase plan for the period ending December 31, 2018.

Read SEC document
May 31, 2019 Filed Jun 3, 2019 21:39 UTC
Hill Emily LuisaChief Financial Officer
GrantStock Option (Right To Buy) · Derivative 50,000 $40.10 Strike: $40.10 $2,005,000.00
Disclosure

SEC source: 0001070081-19-000034 · wf-form4_155959796974204.xml · derivative · entry 2

Hill Emily Luisa · CIK 0001778279 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2029-05-30

F1 · derivative.exercise_date: This option was granted on May 31, 2019 and vests over four years, with 25% of the shares underlying the option vesting on May 31, 2020, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning August 31, 2020.

Read SEC document
March 05, 2019 Filed Mar 8, 2019 02:31 UTC
Utter Christine MariePrincipal Financial Officer
Exercise / conversionStock Option (Right To Buy) · Derivative 6,300 $11.23 Strike: $11.23 $70,749.00
Disclosure

SEC source: 0001070081-19-000020 · wf-form4_155201228629693.xml · derivative · entry 14

Utter Christine Marie · CIK 0001707685 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,300

Underlying: Common Stock · 6,300 shares

Expires 2027-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan.

F11 · derivative.exercise_date: This option was granted on January 3, 2017, and vests over four years, with 25% of the shares underlying the option vesting on January 3, 2018, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 3, 2018.

Read SEC document
March 05, 2019 Filed Mar 8, 2019 02:31 UTC
Utter Christine MariePrincipal Financial Officer
Exercise / conversionStock Option (Right To Buy) · Derivative 18,750 $13.10 Strike: $13.10 $245,625.00
Disclosure

SEC source: 0001070081-19-000020 · wf-form4_155201228629693.xml · derivative · entry 13

Utter Christine Marie · CIK 0001707685 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Common Stock · 18,750 shares

Expires 2027-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan.

F10 · derivative.exercise_date: This option was granted on June 2, 2017, and vests over two years, with 50% of the shares underlying the option vesting on June 2, 2018, and an additional 12.5% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on September 2, 2018.

Read SEC document
March 05, 2019 Filed Mar 8, 2019 02:31 UTC
Utter Christine MariePrincipal Financial Officer
Exercise / conversionStock Option (Right To Buy) · Derivative 1,150 $0.00 Strike: $10.85 $0.00
Disclosure

SEC source: 0001070081-19-000020 · wf-form4_155201228629693.xml · derivative · entry 12

Utter Christine Marie · CIK 0001707685 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,150 shares

Expires 2023-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan.

F9 · derivative.exercise_date: Currently exercisable.

Read SEC document
March 05, 2019 Filed Mar 8, 2019 02:31 UTC
Utter Christine MariePrincipal Financial Officer
SaleCommon Stock 3,540 $35.17 $124,501.80
Disclosure

SEC source: 0001070081-19-000020 · wf-form4_155201228629693.xml · nonDerivative · entry 11

Utter Christine Marie · CIK 0001707685 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,937

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan.

F8 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $34.96 to $35.44 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 05, 2019 Filed Mar 8, 2019 02:31 UTC
Utter Christine MariePrincipal Financial Officer
SaleCommon Stock 2,760 $34.70 $95,772.00
Disclosure

SEC source: 0001070081-19-000020 · wf-form4_155201228629693.xml · nonDerivative · entry 10

Utter Christine Marie · CIK 0001707685 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,477

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan.

F4 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $34.29 to $34.94 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 05, 2019 Filed Mar 8, 2019 02:31 UTC
Utter Christine MariePrincipal Financial Officer
Exercise / conversionCommon Stock 6,300 $11.23 $70,749.00
Disclosure

SEC source: 0001070081-19-000020 · wf-form4_155201228629693.xml · nonDerivative · entry 9

Utter Christine Marie · CIK 0001707685 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,237

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan.

Read SEC document
March 05, 2019 Filed Mar 8, 2019 02:31 UTC
Utter Christine MariePrincipal Financial Officer
SaleCommon Stock 8,821 $35.21 $310,587.41
Disclosure

SEC source: 0001070081-19-000020 · wf-form4_155201228629693.xml · nonDerivative · entry 8

Utter Christine Marie · CIK 0001707685 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,937

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan.

F7 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $35.00 to $35.71 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 05, 2019 Filed Mar 8, 2019 02:31 UTC
Utter Christine MariePrincipal Financial Officer
SaleCommon Stock 9,929 $34.75 $345,032.75
Disclosure

SEC source: 0001070081-19-000020 · wf-form4_155201228629693.xml · nonDerivative · entry 7

Utter Christine Marie · CIK 0001707685 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,758

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan.

F6 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $34.06 to $34.99 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 05, 2019 Filed Mar 8, 2019 02:31 UTC
Utter Christine MariePrincipal Financial Officer
Exercise / conversionCommon Stock 18,750 $13.10 $245,625.00
Disclosure

SEC source: 0001070081-19-000020 · wf-form4_155201228629693.xml · nonDerivative · entry 6

Utter Christine Marie · CIK 0001707685 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,687

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan.

Read SEC document
March 05, 2019 Filed Mar 8, 2019 02:31 UTC
Utter Christine MariePrincipal Financial Officer
SaleCommon Stock 610 $35.17 $21,453.70
Disclosure

SEC source: 0001070081-19-000020 · wf-form4_155201228629693.xml · nonDerivative · entry 5

Utter Christine Marie · CIK 0001707685 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,937

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan.

F5 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $34.96 to $35.40 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 05, 2019 Filed Mar 8, 2019 02:31 UTC
Utter Christine MariePrincipal Financial Officer
SaleCommon Stock 540 $34.71 $18,743.40
Disclosure

SEC source: 0001070081-19-000020 · wf-form4_155201228629693.xml · nonDerivative · entry 4

Utter Christine Marie · CIK 0001707685 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,547

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan.

F4 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $34.29 to $34.94 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 05, 2019 Filed Mar 8, 2019 02:31 UTC
Utter Christine MariePrincipal Financial Officer
Exercise / conversionCommon Stock 1,150 $10.85 $12,477.50
Disclosure

SEC source: 0001070081-19-000020 · wf-form4_155201228629693.xml · nonDerivative · entry 3

Utter Christine Marie · CIK 0001707685 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,087

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan.

Read SEC document
March 05, 2019 Filed Mar 8, 2019 02:31 UTC
Utter Christine MariePrincipal Financial Officer
SaleCommon Stock 1,000 $35.25 $35,250.00
Disclosure

SEC source: 0001070081-19-000020 · wf-form4_155201228629693.xml · nonDerivative · entry 2

Utter Christine Marie · CIK 0001707685 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,937

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan.

F3 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $35.00 to $35.60 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 05, 2019 Filed Mar 8, 2019 02:31 UTC
Utter Christine MariePrincipal Financial Officer
SaleCommon Stock 1,509 $34.78 $52,483.02
Disclosure

SEC source: 0001070081-19-000020 · wf-form4_155201228629693.xml · nonDerivative · entry 1

Utter Christine Marie · CIK 0001707685 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,937

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan.

F2 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $34.29 to $34.98 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.