Last 12 months
Inside the activity.
0 purchase rows · 202 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 39 |
| Dec 2025 | 0 | 21 |
| Jan 2026 | 0 | 42 |
| Feb 2026 | 0 | 14 |
| Mar 2026 | 0 | 6 |
| Apr 2026 | 0 | 7 |
| May 2026 | 0 | 10 |
| Jun 2026 | 0 | 18 |
| Jul 2026 | 0 | 20 |
| Aug 2026 | 0 | 12 |
| Sep 2026 | 0 | 8 |
| Oct 2026 | 0 | 5 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 03, 2019 Filed Dec 5, 2019 21:50 UTC |
Peltz Stuart WalterDirector · Chief Executive Officer
|
Exercise / conversionStock Option (Right To Buy) · Derivative | 1,000 | $12.64 Strike: $12.64 | $12,640.00 |
DisclosureSEC source: 0001070081-19-000059 · wf-form4_157558263765454.xml · derivative · entry 17 Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 875 Underlying: Common Stock · 1,000 shares Expires 2026-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person's spouse on March 13, 2019. F3 · derivative.exercise_date: This option was granted on November 17, 2016 and vests over four years, with 25% of the shares underlying the option vesting on November 17, 2017, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on February 17, 2018. Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 21:50 UTC |
Peltz Stuart WalterDirector · Chief Executive Officer
|
Exercise / conversionStock Option (Right To Buy) · Derivative | 559 | $11.23 Strike: $11.23 | $6,277.57 |
DisclosureSEC source: 0001070081-19-000059 · wf-form4_157558263765454.xml · derivative · entry 16 Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 12,041 Underlying: Common Stock · 559 shares Expires 2027-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person's spouse on March 13, 2019. F4 · derivative.exercise_date: This option was granted on January 3, 2017 and vests over four years, with 25% of the shares underlying the option vesting on January 3, 2018, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 3, 2018. Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 21:50 UTC |
Peltz Stuart WalterDirector · Chief Executive Officer
|
Exercise / conversionStock Option (Right To Buy) · Derivative | 125 | $12.64 Strike: $12.64 | $1,580.00 |
DisclosureSEC source: 0001070081-19-000059 · wf-form4_157558263765454.xml · derivative · entry 15 Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 1,875 Underlying: Common Stock · 125 shares Expires 2026-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person's spouse on March 13, 2019. F3 · derivative.exercise_date: This option was granted on November 17, 2016 and vests over four years, with 25% of the shares underlying the option vesting on November 17, 2017, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on February 17, 2018. Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 21:50 UTC |
Peltz Stuart WalterDirector · Chief Executive Officer
|
Exercise / conversionStock Option (Right To Buy) · Derivative | 3,900 | $10.85 Strike: $10.85 | $42,315.00 |
DisclosureSEC source: 0001070081-19-000059 · wf-form4_157558263765454.xml · derivative · entry 14 Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Underlying: Common Stock · 3,900 shares Expires 2023-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person's spouse on March 13, 2019. F2 · derivative.exercise_date: Currently exercisable. Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 21:50 UTC |
Peltz Stuart WalterDirector · Chief Executive Officer
|
SaleCommon Stock | 7,656 | $50.00 | $382,800.00 |
DisclosureSEC source: 0001070081-19-000059 · wf-form4_157558263765454.xml · nonDerivative · entry 13 Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 18,676 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person's spouse on March 13, 2019. Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 21:50 UTC |
Peltz Stuart WalterDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 7,656 | $18.01 | $137,884.56 |
DisclosureSEC source: 0001070081-19-000059 · wf-form4_157558263765454.xml · nonDerivative · entry 12 Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 26,332 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person's spouse on March 13, 2019. Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 21:50 UTC |
Peltz Stuart WalterDirector · Chief Executive Officer
|
SaleCommon Stock | 5,741 | $50.00 | $287,050.00 |
DisclosureSEC source: 0001070081-19-000059 · wf-form4_157558263765454.xml · nonDerivative · entry 11 Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 18,676 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person's spouse on March 13, 2019. Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 21:50 UTC |
Peltz Stuart WalterDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 5,741 | $11.23 | $64,471.43 |
DisclosureSEC source: 0001070081-19-000059 · wf-form4_157558263765454.xml · nonDerivative · entry 10 Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 24,417 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person's spouse on March 13, 2019. Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 21:50 UTC |
Peltz Stuart WalterDirector · Chief Executive Officer
|
SaleCommon Stock | 1,000 | $50.00 | $50,000.00 |
DisclosureSEC source: 0001070081-19-000059 · wf-form4_157558263765454.xml · nonDerivative · entry 9 Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 18,676 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person's spouse on March 13, 2019. Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 21:50 UTC |
Peltz Stuart WalterDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 1,000 | $12.64 | $12,640.00 |
DisclosureSEC source: 0001070081-19-000059 · wf-form4_157558263765454.xml · nonDerivative · entry 8 Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 19,676 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person's spouse on March 13, 2019. Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 21:50 UTC |
Peltz Stuart WalterDirector · Chief Executive Officer
|
SaleCommon Stock | 559 | $50.00 | $27,950.00 |
DisclosureSEC source: 0001070081-19-000059 · wf-form4_157558263765454.xml · nonDerivative · entry 7 Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 18,676 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person's spouse on March 13, 2019. Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 21:50 UTC |
Peltz Stuart WalterDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 559 | $11.23 | $6,277.57 |
DisclosureSEC source: 0001070081-19-000059 · wf-form4_157558263765454.xml · nonDerivative · entry 6 Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 19,235 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person's spouse on March 13, 2019. Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 21:50 UTC |
Peltz Stuart WalterDirector · Chief Executive Officer
|
SaleCommon Stock | 125 | $50.00 | $6,250.00 |
DisclosureSEC source: 0001070081-19-000059 · wf-form4_157558263765454.xml · nonDerivative · entry 5 Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 18,676 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person's spouse on March 13, 2019. Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 21:50 UTC |
Peltz Stuart WalterDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 125 | $12.64 | $1,580.00 |
DisclosureSEC source: 0001070081-19-000059 · wf-form4_157558263765454.xml · nonDerivative · entry 4 Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 18,801 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person's spouse on March 13, 2019. Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 21:50 UTC |
Peltz Stuart WalterDirector · Chief Executive Officer
|
SaleCommon Stock | 3,900 | $50.00 | $195,000.00 |
DisclosureSEC source: 0001070081-19-000059 · wf-form4_157558263765454.xml · nonDerivative · entry 3 Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 18,676 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person's spouse on March 13, 2019. Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 21:50 UTC |
Peltz Stuart WalterDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 3,900 | $10.85 | $42,315.00 |
DisclosureSEC source: 0001070081-19-000059 · wf-form4_157558263765454.xml · nonDerivative · entry 2 Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 22,576 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person's spouse on March 13, 2019. Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 21:50 UTC |
Peltz Stuart WalterDirector · Chief Executive Officer
|
SaleCommon Stock | 3,482 | $50.00 | $174,100.00 |
DisclosureSEC source: 0001070081-19-000059 · wf-form4_157558263765454.xml · nonDerivative · entry 1 Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 18,676 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person's spouse on March 13, 2019. Read SEC document |
| July 05, 2019 Filed Jul 9, 2019 20:54 UTC |
Boulding Mark ElliottExec. VP and CLO
|
Exercise / conversionStock Option (Right To Buy) · Derivative | 4,375 | $18.01 Strike: $18.01 | $78,793.75 |
DisclosureSEC source: 0001070081-19-000044 · wf-form4_156270565447443.xml · derivative · entry 16 Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,750 Underlying: Common Stock · 4,375 shares Expires 2028-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 7, 2018. F9 · derivative.exercise_date: This option was granted on January 3, 2018, and vests over four years, with 25% of the shares underlying the option vesting on January 3, 2019, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 3, 2019. Read SEC document |
| July 05, 2019 Filed Jul 9, 2019 20:54 UTC |
Boulding Mark ElliottExec. VP and CLO
|
Exercise / conversionStock Option (Right To Buy) · Derivative | 4,375 | $18.01 Strike: $18.01 | $78,793.75 |
DisclosureSEC source: 0001070081-19-000044 · wf-form4_156270565447443.xml · derivative · entry 15 Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,125 Underlying: Common Stock · 4,375 shares Expires 2028-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 7, 2018. F9 · derivative.exercise_date: This option was granted on January 3, 2018, and vests over four years, with 25% of the shares underlying the option vesting on January 3, 2019, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 3, 2019. Read SEC document |
| July 05, 2019 Filed Jul 9, 2019 20:54 UTC |
Boulding Mark ElliottExec. VP and CLO
|
Exercise / conversionStock Option (Right To Buy) · Derivative | 3,281 | $11.23 Strike: $11.23 | $36,845.63 |
DisclosureSEC source: 0001070081-19-000044 · wf-form4_156270565447443.xml · derivative · entry 14 Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,688 Underlying: Common Stock · 3,281 shares Expires 2027-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 7, 2018. F8 · derivative.exercise_date: This option was granted on January 3, 2017, and vests over four years, with 25% of the shares underlying the option vesting on January 3, 2018, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 3, 2018. Read SEC document |
| July 05, 2019 Filed Jul 9, 2019 20:54 UTC |
Boulding Mark ElliottExec. VP and CLO
|
Exercise / conversionStock Option (Right To Buy) · Derivative | 3,281 | $11.23 Strike: $11.23 | $36,845.63 |
DisclosureSEC source: 0001070081-19-000044 · wf-form4_156270565447443.xml · derivative · entry 13 Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,969 Underlying: Common Stock · 3,281 shares Expires 2027-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 7, 2018. F8 · derivative.exercise_date: This option was granted on January 3, 2017, and vests over four years, with 25% of the shares underlying the option vesting on January 3, 2018, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 3, 2018. Read SEC document |
| July 05, 2019 Filed Jul 9, 2019 20:54 UTC |
Boulding Mark ElliottExec. VP and CLO
|
SaleCommon Stock | 1,441 | $45.34 | $65,329.18 |
DisclosureSEC source: 0001070081-19-000044 · wf-form4_156270565447443.xml · nonDerivative · entry 12 Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,524 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 7, 2018. F7 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $45.02 to $45.72 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Read SEC document |
| July 05, 2019 Filed Jul 9, 2019 20:54 UTC |
Boulding Mark ElliottExec. VP and CLO
|
SaleCommon Stock | 2,934 | $44.45 | $130,428.04 |
DisclosureSEC source: 0001070081-19-000044 · wf-form4_156270565447443.xml · nonDerivative · entry 11 Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,965 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 7, 2018. F2 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $43.98 to $44.92 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Read SEC document |
| July 05, 2019 Filed Jul 9, 2019 20:54 UTC |
Boulding Mark ElliottExec. VP and CLO
|
Exercise / conversionCommon Stock | 4,375 | $18.01 | $78,793.75 |
DisclosureSEC source: 0001070081-19-000044 · wf-form4_156270565447443.xml · nonDerivative · entry 10 Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,899 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 7, 2018. Read SEC document |
| July 05, 2019 Filed Jul 9, 2019 20:54 UTC |
Boulding Mark ElliottExec. VP and CLO
|
SaleCommon Stock | 1,399 | $45.31 | $63,394.29 |
DisclosureSEC source: 0001070081-19-000044 · wf-form4_156270565447443.xml · nonDerivative · entry 9 Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,524 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 7, 2018. F6 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $45.02 to $45.63 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Read SEC document |
| July 05, 2019 Filed Jul 9, 2019 20:54 UTC |
Boulding Mark ElliottExec. VP and CLO
|
SaleCommon Stock | 2,976 | $44.46 | $132,312.96 |
DisclosureSEC source: 0001070081-19-000044 · wf-form4_156270565447443.xml · nonDerivative · entry 8 Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,923 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 7, 2018. F5 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $43.99 to $44.92 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Read SEC document |
| July 05, 2019 Filed Jul 9, 2019 20:54 UTC |
Boulding Mark ElliottExec. VP and CLO
|
Exercise / conversionCommon Stock | 4,375 | $18.01 | $78,793.75 |
DisclosureSEC source: 0001070081-19-000044 · wf-form4_156270565447443.xml · nonDerivative · entry 7 Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,899 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 7, 2018. Read SEC document |
| July 05, 2019 Filed Jul 9, 2019 20:54 UTC |
Boulding Mark ElliottExec. VP and CLO
|
SaleCommon Stock | 1,098 | $45.34 | $49,786.61 |
DisclosureSEC source: 0001070081-19-000044 · wf-form4_156270565447443.xml · nonDerivative · entry 6 Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,524 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 7, 2018. F4 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $45.02 to $45.68 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Read SEC document |
| July 05, 2019 Filed Jul 9, 2019 20:54 UTC |
Boulding Mark ElliottExec. VP and CLO
|
SaleCommon Stock | 2,183 | $44.46 | $97,047.45 |
DisclosureSEC source: 0001070081-19-000044 · wf-form4_156270565447443.xml · nonDerivative · entry 5 Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,622 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 7, 2018. F2 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $43.98 to $44.92 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Read SEC document |
| July 05, 2019 Filed Jul 9, 2019 20:54 UTC |
Boulding Mark ElliottExec. VP and CLO
|
Exercise / conversionCommon Stock | 3,281 | $11.23 | $36,845.63 |
DisclosureSEC source: 0001070081-19-000044 · wf-form4_156270565447443.xml · nonDerivative · entry 4 Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,805 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 7, 2018. Read SEC document |
| July 05, 2019 Filed Jul 9, 2019 20:54 UTC |
Boulding Mark ElliottExec. VP and CLO
|
SaleCommon Stock | 1,000 | $45.34 | $45,342.00 |
DisclosureSEC source: 0001070081-19-000044 · wf-form4_156270565447443.xml · nonDerivative · entry 3 Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,524 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 7, 2018. F3 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $45.02 to $45.65 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Read SEC document |
| July 05, 2019 Filed Jul 9, 2019 20:54 UTC |
Boulding Mark ElliottExec. VP and CLO
|
SaleCommon Stock | 2,281 | $44.48 | $101,456.60 |
DisclosureSEC source: 0001070081-19-000044 · wf-form4_156270565447443.xml · nonDerivative · entry 2 Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,524 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 7, 2018. F2 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $43.98 to $44.92 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Read SEC document |
| July 05, 2019 Filed Jul 9, 2019 20:54 UTC |
Boulding Mark ElliottExec. VP and CLO
|
Exercise / conversionCommon Stock | 3,281 | $11.23 | $36,845.63 |
DisclosureSEC source: 0001070081-19-000044 · wf-form4_156270565447443.xml · nonDerivative · entry 1 Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,805 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 7, 2018. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 01:40 UTC |
Utter Christine MarieSVP, Finance & CAO
|
Exercise / conversionStock Option (Right To Buy) · Derivative | 9,297 | $18.01 Strike: $18.01 | $167,438.97 |
DisclosureSEC source: 0001070081-19-000042 · wf-form4_156211801686164.xml · derivative · entry 18 Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 9,297 shares Expires 2028-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 9, 2018. F5 · derivative.exercise_date: This option was granted on January 3, 2018, and vests over four years, with 25% of the shares underlying the option vesting on January 3, 2019, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 3, 2019. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 01:40 UTC |
Utter Christine MarieSVP, Finance & CAO
|
Exercise / conversionStock Option (Right To Buy) · Derivative | 641 | $30.86 Strike: $30.86 | $19,781.26 |
DisclosureSEC source: 0001070081-19-000042 · wf-form4_156211801686164.xml · derivative · entry 17 Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,310 Underlying: Common Stock · 641 shares Expires 2026-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 9, 2018. F4 · derivative.exercise_date: This option was granted on January 4, 2016 and vests over four years, with 25% of the shares underlying the option vested on January 4, 2017, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 4, 2017. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 01:40 UTC |
Utter Christine MarieSVP, Finance & CAO
|
Exercise / conversionStock Option (Right To Buy) · Derivative | 3,133 | $0.00 Strike: $27.05 | $0.00 |
DisclosureSEC source: 0001070081-19-000042 · wf-form4_156211801686164.xml · derivative · entry 16 Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,133 shares Expires 2024-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 9, 2018. F3 · derivative.exercise_date: Currently exercisable. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 01:40 UTC |
Utter Christine MarieSVP, Finance & CAO
|
SaleCommon Stock | 9,297 | $45.15 | $419,750.25 |
DisclosureSEC source: 0001070081-19-000042 · wf-form4_156211801686164.xml · nonDerivative · entry 12 Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,937 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 9, 2018. F2 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $45.00 to $45.15 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 01:40 UTC |
Utter Christine MarieSVP, Finance & CAO
|
Exercise / conversionCommon Stock | 9,297 | $18.01 | $167,438.97 |
DisclosureSEC source: 0001070081-19-000042 · wf-form4_156211801686164.xml · nonDerivative · entry 11 Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,234 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 9, 2018. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 01:40 UTC |
Utter Christine MarieSVP, Finance & CAO
|
SaleCommon Stock | 641 | $45.15 | $28,940.51 |
DisclosureSEC source: 0001070081-19-000042 · wf-form4_156211801686164.xml · nonDerivative · entry 10 Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,937 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 9, 2018. F2 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $45.00 to $45.15 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 01:40 UTC |
Utter Christine MarieSVP, Finance & CAO
|
Exercise / conversionCommon Stock | 641 | $30.86 | $19,781.26 |
DisclosureSEC source: 0001070081-19-000042 · wf-form4_156211801686164.xml · nonDerivative · entry 9 Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,578 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 9, 2018. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 01:40 UTC |
Utter Christine MarieSVP, Finance & CAO
|
SaleCommon Stock | 3,133 | $45.15 | $141,451.82 |
DisclosureSEC source: 0001070081-19-000042 · wf-form4_156211801686164.xml · nonDerivative · entry 8 Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,937 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 9, 2018. F2 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $45.00 to $45.15 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 01:40 UTC |
Utter Christine MarieSVP, Finance & CAO
|
Exercise / conversionCommon Stock | 3,133 | $27.05 | $84,747.65 |
DisclosureSEC source: 0001070081-19-000042 · wf-form4_156211801686164.xml · nonDerivative · entry 7 Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,070 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 9, 2018. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 22:46 UTC |
Boulding Mark ElliottExec. VP and CLO
|
Exercise / conversionStock Option (Right To Buy) · Derivative | 17,500 | $18.01 Strike: $18.01 | $315,175.00 |
DisclosureSEC source: 0001070081-19-000041 · wf-form4_156210756637582.xml · derivative · entry 33 Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,500 Underlying: Common Stock · 17,500 shares Expires 2028-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 7, 2018. F5 · derivative.exercise_date: This option was granted on January 3, 2018, and vests over four years, with 25% of the shares underlying the option vesting on January 3, 2019, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 3, 2019. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 22:46 UTC |
Boulding Mark ElliottExec. VP and CLO
|
Exercise / conversionStock Option (Right To Buy) · Derivative | 2,142 | $11.23 Strike: $11.23 | $24,054.66 |
DisclosureSEC source: 0001070081-19-000041 · wf-form4_156210756637582.xml · derivative · entry 32 Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,250 Underlying: Common Stock · 2,142 shares Expires 2027-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 7, 2018. F4 · derivative.exercise_date: This option was granted on January 3, 2017, and vests over four years, with 25% of the shares underlying the option vesting on January 3, 2018, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 3, 2018. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 22:46 UTC |
Boulding Mark ElliottExec. VP and CLO
|
Exercise / conversionStock Option (Right To Buy) · Derivative | 70,849 | $0.00 Strike: $27.05 | $0.00 |
DisclosureSEC source: 0001070081-19-000041 · wf-form4_156210756637582.xml · derivative · entry 31 Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 70,849 shares Expires 2024-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 7, 2018. F3 · derivative.exercise_date: Currently exercisable. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 22:46 UTC |
Boulding Mark ElliottExec. VP and CLO
|
Exercise / conversionStock Option (Right To Buy) · Derivative | 7,307 | $27.05 Strike: $27.05 | $197,654.35 |
DisclosureSEC source: 0001070081-19-000041 · wf-form4_156210756637582.xml · derivative · entry 30 Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,849 Underlying: Common Stock · 7,307 shares Expires 2024-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 7, 2018. F3 · derivative.exercise_date: Currently exercisable. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 22:46 UTC |
Boulding Mark ElliottExec. VP and CLO
|
Exercise / conversionStock Option (Right To Buy) · Derivative | 384 | $0.00 Strike: $10.85 | $0.00 |
DisclosureSEC source: 0001070081-19-000041 · wf-form4_156210756637582.xml · derivative · entry 29 Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 384 shares Expires 2023-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 7, 2018. F3 · derivative.exercise_date: Currently exercisable. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 22:46 UTC |
Boulding Mark ElliottExec. VP and CLO
|
Exercise / conversionStock Option (Right To Buy) · Derivative | 5,910 | $0.00 Strike: $10.85 | $0.00 |
DisclosureSEC source: 0001070081-19-000041 · wf-form4_156210756637582.xml · derivative · entry 28 Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,910 shares Expires 2023-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 7, 2018. F3 · derivative.exercise_date: Currently exercisable. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 22:46 UTC |
Boulding Mark ElliottExec. VP and CLO
|
SaleCommon Stock | 17,500 | $45.00 | $787,500.00 |
DisclosureSEC source: 0001070081-19-000041 · wf-form4_156210756637582.xml · nonDerivative · entry 22 Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,524 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 7, 2018. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 22:46 UTC |
Boulding Mark ElliottExec. VP and CLO
|
Exercise / conversionCommon Stock | 17,500 | $18.01 | $315,175.00 |
DisclosureSEC source: 0001070081-19-000041 · wf-form4_156210756637582.xml · nonDerivative · entry 21 Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,024 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 7, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.